SEC NEWS DIGEST Issue 2004-65 April 5, 2004 COMMISSION ANNOUNCEMENTS SEC, NASAA TO CO-SPONSOR CONFERENCE ON FEDERAL-STATE SECURITIES REGULATION The Commission and the North American Securities Administrators Association (NASAA) today announced that they will co-sponsor their annual Conference on Federal-State Securities Regulation. The conference, which will be held on April 19, 2004, in Washington, D.C., is conducted each year in accordance with Section 19(d) of the Securities Act of 1933. It brings together federal and state securities regulators to discuss issues of common concern. As part of the conference, representatives from the SEC and NASAA will divide into working groups in the areas of corporate finance, broker- dealer regulation, investment management, investor education, and enforcement. Each group will discuss methods to enhance cooperation in its subject area and improve the efficiency and effectiveness of federal and state securities regulation. To encourage open and frank discussion, only SEC and NASAA representatives and certain other securities regulators may attend the conference. The SEC plans to publish a report of the proceedings. (Press Rel. 2004-46) ENFORCEMENT PROCEEDINGS REVOCATION OF REGISTRATION OF SECURITIES OF LASV ENTERPRISES, INC. On April 2, the Commission issued an order pursuant to Section 12(j) of the Securities Exchange Act of 1934 (Exchange Act), revoking the registration of securities of LASV Enterprises Inc. (LASV), a British Columbia based reporting company. In its Order, the Commission found that LASV failed to comply with Sections 10(b) and 13(a) of the Exchange Act and Rules 10b-5, 12b-20, 13a-1, 13a-11, and 13a-13 thereunder by filing materially misleading periodic and current reports with the Commission, by issuing fraudulent press releases, and by failing to file required reports with the Commission since 2001. Among other things, these fraudulent reports and press releases contained misrepresentations and omissions concerning, among other things, LASV's purported ownership of a Dominican real estate property. LASV consented to the entry of the Order without admitting or denying the Commission's substantive findings. The Commission also filed a civil action pending in the U.S. District Court for the District of Columbia (SEC v. LASV Enterprises, Inc., et al., 04-CV-545(RBW)), seeking injunctions against LASV and others for, among other things, violations of the securities-registration and antifraud provisions of the federal securities laws. LASV has also agreed to the entry of the injunctive relief sought by the Commission. The Commission cautions brokers, dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that Section 12(j) provides, in pertinent part, as follows: No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked pursuant to the preceding sentence. For further information, see SEC v. LASV Enterprises, Inc., USDC, District of Columbia, Civil Action No. 04-CV-545(RBW)] (LR-18655). (Rel. 34-49526; File No. 3-11454) SEC INITIATES ENFORCEMENT ACTION AGAINST PARTICIPANTS IN A CANADIAN "PUMP-AND- DUMP" SCHEME On April 2, the SEC filed suit against, among others, LASV Enterprises, Inc., a former OTC Bulletin Board company based in British Columbia, Canada, and Robert S. Zaba, 47, also of British Columbia. According to the SEC's complaint, Zaba used LASV to orchestrate a $2.3 million "pump- and-dump" scheme in 2000 and 2001. Also named in the SEC's action were LASV's former president, Robert B. Abbott, 57, of Quebec, Canada, and LASV's former securities counsel, Warren H. Soloski, 62, of Los Angeles, California. According to the SEC's complaint, Zaba, Abbott, and Soloski participated in the fraudulent scheme as follows: ú In March and April 2000, Zaba secretly acquired control of LASV, a public shell company, and orchestrated a reverse merger with a no-asset, private British Columbia company that he controlled. Between May 2000 and July 2001, Zaba caused LASV to issue a series of false and misleading press releases designed to artificially increase the price of the company's stock. Among other things, the press releases announced that LASV had acquired a multi-million-dollar casino resort in the Dominican Republic, that it had obtained funding to acquire a multi-million-dollar airline, and that it would profit billions from the operation of a Russian national lottery. In truth, LASV never came close to completing these transactions. Several of these misleading statements were also contained in LASV's Commission filings, which also failed to disclose, as required, Zaba's control of the company. ú Abbott served as LASV's strawman president. At Zaba's direction he signed fraudulent Commission filings, served as a nominee shareholder, and authorized the issuance of millions of LASV shares for Zaba's benefit. ú Soloski prepared LASV's misleading quarterly, annual, and current SEC reports. He also prepared 11 fraudulent Form S-8 registration statements that registered offerings of approximately 16.2 million LASV shares to purported independent consultants. In reality, the consultants were Zaba nominees, who performed no consulting services for LASV. In fact, Soloski and Zaba received the bulk of the Form S-8 shares and sold or distributed them into the inflated market. ú In total, Zaba and Soloski received a financial benefit in excess of $2.3 million from the unlawful sale and distribution of LASV shares. Based on the alleged misconduct, the complaint charges each defendant with violating the securities-registration, anti-fraud and issuer reporting provisions of the federal securities laws. Zaba is also charged with violating the beneficial-ownership and principal- shareholder reporting provisions. The SEC seeks, among other relief, permanent injunctions, disgorgement of ill-gotten gains with pre-judgment interest, civil money penalties, and penny-stock bars against defendants Zaba and Soloski. The complaint further seeks an order barring Zaba from serving as an officer-and- director of an SEC reporting company. Defendants LASV and Abbott settled the SEC's lawsuit by consenting to the entry of permanent injunctions against them without admitting or denying the allegations in the complaint. Abbott also agreed to an officer-and-director bar and penny- stock bar. No civil penalty was imposed against Abbott based on his demonstrated financial inability to pay. The settlements are awaiting Court approval. Further, the SEC issued an administrative order revoking the registration of LASV's securities under Section 12(j) of the Exchange Act, finding that LASV failed to comply with the aforementioned provisions of the Exchange Act. LASV agreed to the entry of the order without admitting or denying the findings therein. [SEC v. LASV Enterprises, Inc., Robert S. Zaba, Robert B. Abbott, and Warren H. Soloski, Civ. Action. No. 04-CV545 (RBW) (District of Columbia)] (LR- 18655) ADDITIONS AND CORRECTIONS A summary entitled "SEC SETTLES FRAUD CASE AGAINST FORMER VICE- PRESIDENT OF FINANCE AND CHIEF ACCOUNTING OFFICER OF CANDIE'S, INC. AND IMPOSES AN ACCOUNTING BAR", which appeared in the March 29th issue of the Digest, did not include the litigation cite. It is as follows: [SEC v. Lawrence O'Shaughnessey, et al., Civil Action No. 03-cv-3022 (RMB) SDNY] (LR-18656; AAE Rel. 1986) INVESTMENT COMPANY ACT RELEASES ACCESS VARIABLE INSURANCE TRUST, ET AL. An order has been issued pursuant to Section 6(c) of the Investment Company Act to Access Variable Insurance Trust (Trust) and Access Fund Management, LLC (AFM) granting exemptions from the provisions of Sections 9(a), 13(a), 15(a) and 15(b) of the Act, and Rules 6e-2(b)(15) and 6e-3(T)(b)(15) thereunder to the extent necessary to permit shares of the Trust and shares of any other investment company or portfolio that is designed to fund insurance products and for which AFM or any of its affiliates may serve in the future as investment adviser, manager, principal underwriter, sponsor, or administrator (Future Trusts) (the Trust, together with Future Trusts, are the "Trusts") to be sold to and held by: (i) separate accounts funding variable annuity and variable life insurance contracts issued by both affiliated and unaffiliated life insurance companies; (ii) qualified pension and retirement plans outside of the separate account context; (iii) separate accounts that are not registered as investment companies under the Act pursuant to exemptions from registration under Section 3(c) of the Act; (iv) AFM or its affiliates; and (v) any other person permitted to hold shares of the Trusts pursuant to Treasury Regulation 1.817-5. (Rel. IC-26410 - April 5) HOLDING COMPANY ACT RELEASES WGL HOLDINGS, ET AL. An order has been issued on a proposal by WGL Holdings, Inc. (WGL), WGL's gas public utility Washington Gas Light Company (Washington Gas), and Washington Gas' nonutility subsidiary companies (collectively, Applicants), to engage, through March 31, 2007, in a series of financings and activities including issuance of securities, hedging transactions, a money pool agreement, and creation of certain subsidiary companies. (Rel. 35-27827) AGL RESOURCES INC., ET AL. An order has been issued on a proposal by AGL Resources, Inc. (AGL Resources), AGL Resources' public utility subsidiaries Atlanta Gas Light Company, Chattanooga Gas Company, Virginia Natural Gas, Inc., and AGL Resources' direct and indirect nonutility subsidiaries Georgia Natural Gas Company, AGL Investments, Inc., AGL Services Company, AGL Capital Corporation, Global Energy Resource Insurance Corporation, Pivotal Energy Services, Inc., AGL Rome Holdings, Inc., Pivotal Propane of Virginia, Inc., Southeastern LNG, Inc., AGL Capital Trust I; AGL Capital Trust II; AGL Capital Trust III; Trustees Investments, Inc.; Customer Care Services, Inc., AGL Networks, LLC, AGL Energy Corporation, and AGL Propane Services, Inc., SouthStar Energy Services, LLC, Sequent Energy Management, LP; Sequent Holdings, LLC; Sequent, LLC; and Sequent Energy Marketing, LP (collectively, Applicants) Applicants request authority to engage in a series of financings and activities including issuance of securities, hedging transactions, a money pool agreement, and creation of certain subsidiary companies through March 31, 2007. (Rel. 35-27828) SYSTEM ENERGY RESOURCES, INC. An order has been issued authorizing a proposal by System Energy Resources, Inc. (SERI), a public utility subsidiary of Entergy Corporation, a registered holding company, to cause the issuance of to $293,093,025 of secured lease obligation bonds (Bonds) to refinance a like amount of outstanding Bonds issued in connection with the construction of SERI's Unit No. 1 of the Grand Gulf Steam Electric Generating Station. (Rel. 35-27832) C&T ENTERPRISES, INC., ET AL. A supplemental order has been issued approving a request by C&T Enterprises, Inc., (C&T), a Pennsylvania corporation, C&T's parents Claverack Rural Electric Cooperative, Inc., a Pennsylvania rural electric cooperative and Tri-County Rural Electric Cooperative, Inc. (Tri-County) a Pennsylvania rural electric cooperative, and Tri-County's wholly-owned subsidiary Wilderness Area Utilities, Inc., all public- utility holding companies exempt from registration under Section 3(a)(1) of the Act, for an extension of time to report certain financial information required under the terms of a prior order. (Rel. 35-27833) STANDARDS SETTING BOARDS PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD PROPOSED RULE The Commission issued a notice seeking public comment on a proposed rule and form preparation instructions filed by the Public Company Accounting Oversight Board (PCAOB-2003-09) under Section 19(b)(1) of the Exchange Act. The proposed rule and form preparation instructions would govern procedures for withdrawal from PCAOB registration by public accounting firms. Publication of the proposal is expected in the Federal Register during the week of April 5. (Rel. 34-49520) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-NASD-2004-054) filed by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., to make permanent the current pilot program for the imposition of a fee for written interpretations of Nasdaq listing rules has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 5. (Rel. 34-49512) A proposed rule change (SR-NYSE-2004-18) filed by the New York Stock Exchange to extend for an additional six-month period a pilot rule relating to arbitration has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 5. (Rel. 34- 49521) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 WORLDGATE COMMUNICATIONS INC, 3190 TREMONT AVENUE, TREVOSE, PA, 19053, 2153545437 - 0 ($2,083,800.00) Equity, (File 333-114143 - Apr. 2) (BR. 37) S-3 UNIVERSAL COMPRESSION HOLDINGS INC, 4440 BRITTMOORE RD, HOUSTON, TX, 77041, 7134664103 - 0 ($230,160,000.00) Equity, (File 333-114145 - Apr. 2) (BR. 06) S-3 VORNADO REALTY TRUST, 888 SEVENTH AVE, NEW YORK, NY, 10019, 212-894-7000 - 0 ($83,040,378.00) Other, (File 333-114146 - Apr. 2) (BR. 08) S-3 BRUSH ENGINEERED MATERIALS INC, 17876 ST. CLAIR AVE., CLEVELAND, OH, 44110, 2163834062 - 2,087,250 ($42,475,537.50) Equity, (File 333-114147 - Apr. 2) (BR. 04) S-3 LIONS GATE ENTERTAINMENT CORP /CN/, 555 BROOKSBANK AVENUE, NORTH VANCOUVER, A1, V7S3S5, 6046096110 - 60,000,000 ($60,000,000.00) Debt Convertible into Equity, 7,749,600 ($47,117,568.00) Equity, (File 333-114148 - Apr. 2) (BR. 05) S-8 CUTERA INC, 3240 BAYSHORE BOULEVARD, BRISBANE, CA, 94005, 94005 - 5,923,321 ($41,445,524.00) Equity, (File 333-114149 - Apr. 2) (BR. 36) S-3 GENTA INC DE/, TWO CONNELL DRIVE, .., BERKELEY HEIGHTS, NJ, 07922, (908) 286-9800 - 15,000,000 ($141,600,000.00) Equity, (File 333-114151 - Apr. 2) (BR. 01) S-1 XENOGEN CORP, 860 ATLANTIC AVENUE, ALAMEDA, CA, 94501, 5102916100 - 0 ($51,750,000.00) Equity, (File 333-114152 - Apr. 2) (BR. 01) F-3 ELBIT VISION SYSTEMS LTD, PO BOX 140, NEW INDUSTRIAL PARK BLDG 7, YOQNEAM ISRAEL, L3, 20692, 97249936414 - 12,304,006 ($13,364,326.00) Equity, (File 333-114153 - Apr. 2) (BR. 36) S-8 CREDO PETROLEUM CORP, 1801 BROADWAY STE 900, DENVER, CO, 80202, 3032972200 - 0 ($3,394,473.00) Equity, (File 333-114154 - Apr. 2) (BR. 04) S-3 STOCKERYALE INC, 32 HAMPSHIRE ROAD, SALEM, NH, 03079, 6038938778 - 4,585,772 ($5,044,349.20) Debt Convertible into Equity, (File 333-114155 - Apr. 2) (BR. 36) S-3 STOCKERYALE INC, 32 HAMPSHIRE ROAD, SALEM, NH, 03079, 6038938778 - 4,154,615 ($4,570,076.50) Equity, (File 333-114156 - Apr. 2) (BR. 36) S-8 INDIGINET INC/FL, 5000 BIRCH STREET, SUITE 3000, NEWPORT BEACH, CA, 92614, (949) 476-3711 - 0 ($3,300,000.00) Equity, (File 333-114157 - Apr. 2) (BR. 09) S-8 SONY CORP, 7-35 KITASHINAGAWA, 6-CHOME SHINAGAWA-KU, TOKYO 141 JAPAN, M0, 0354482180 - 1,333,500 ($54,298,945.66) Equity, (File 333-114158 - Apr. 2) (BR. 02) S-8 GLOBAL LIFE SCIENCES INC, 2020 MAIN STREET, SUITE 600, 2020 MAIN STREET, SUITE 600, IRVINE, CA, 92614, 9493868982 - 3,600,000 ($360,000.00) Equity, (File 333-114159 - Apr. 2) (BR. 02) S-3 COLLEGE LOAN CORP, 16855 W BERNARDO DRIVE, SAN DIEGO, CA, 92127, 8587161586 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-114160 - Apr. 2) (BR. 05) S-8 SBE INC, 4550 NORRIS CANYON ROAD, SAN RAMON, CA, 94583, 5103552000 - 1,200,000 ($5,520,000.00) Equity, (File 333-114161 - Apr. 2) (BR. 03) S-3D INVESTORS REAL ESTATE TRUST, 12 S MAIN STREET, SUITE 100, MINOT, ND, 58701, 701-837-4738 - 280,000 ($2,612,400.00) Equity, (File 333-114162 - Apr. 2) (BR. 08) S-8 MICROSIGNAL CORP/NV, 3927 EDMONTRIE NE BAY 8, CALGARY T2E 6T1, 31,600,000 ($3,254,800.00) Equity, (File 333-114163 - Apr. 2) (BR. 03) S-8 ADVENT SOFTWARE INC /DE/, 301 BRANNAN ST, SAN FRANCISCO, CA, 94107, 4155437696 - 658,761 ($12,121,202.00) Equity, (File 333-114164 - Apr. 2) (BR. 03) F-3 ASTRAZENECA PLC, ZENECA GROUP PLC, 15 STANHOPE GATE - LEGAL DEPARTMENT, LONDON W1Y 6LN ENGLA, X0, 00000, 3,250,000,000 ($3,250,000,000.00) Other, (File 333-114165 - Apr. 2) (BR. 01) S-3 QUESTCOR PHARMACEUTICALS INC, 5104000700 - 0 ($4,439,163.00) Other, (File 333-114166 - Apr. 2) (BR. 01) S-3 DIGITAL ANGEL CORP, 490 VILLAUME AVENUE, SOUTH ST. PAUL, MN, 55075, 6514551621 - 0 ($8,722,106.00) Equity, (File 333-114167 - Apr. 2) (BR. 37) S-3 LYNX THERAPEUTICS INC, 25861 INDUSTRIAL BLVD, HAYWARD, CA, 94545, 5106709300 - 969,530 ($4,256,236.70) Equity, (File 333-114168 - Apr. 2) (BR. 01) S-8 MOTORCAR PARTS AMERICA INC, 2929 CALIFORNIA STREET, TORRANCE, CA, 90503, 3109724057 - 1,200,000 ($9,780,000.00) Equity, (File 333-114169 - Apr. 2) (BR. 36) S-3 REMEC INC, 9404 CHESAPEAKE DRIVE, SAN DIEGO, CA, 92123, 6195601301 - 0 ($261,497.92) Equity, (File 333-114170 - Apr. 2) (BR. 36) S-1 ADVERTISING COM, 1020 HULL STREET, IVORY BUILDING, SUITE 200, BALTIMORE, MD, 21230, 0 ($100,000,000.00) Equity, (File 333-114172 - Apr. 2) (BR. ) S-4 NORTH FORK BANCORPORATION INC, 275 BROAD HOLLOW RD, PO BOX 8914, MELVILLE, NY, 11747, 6318441004 - 0 ($6,214,810,059.00) Equity, (File 333-114173 - Apr. 2) (BR. 07) S-3 ENTERGY LOUISIANA INC, 4809 JEFFERSON HGWY, JEFFERSON, LA, 70121, 504-840-2734 - 0 ($600,000,000.00) Non-Convertible Debt, (File 333-114174 - Apr. 2) (BR. 02) S-3 PERRY ELLIS INTERNATIONAL INC, 3000 NW 107TH AVENUE, MIAMI, FL, 33172, 3055922830 - 0 ($120,000,000.00) Debt Convertible into Equity, 0 ($30,000,000.00) Equity, (File 333-114175 - Apr. 2) (BR. 02) S-8 HOLLYWOOD MEDIA CORP, 2255 GLADES RD, STE 237 W, BOCA RATON, FL, 33431, 5619988000 - 1,965,287 ($6,740,935.00) Equity, (File 333-114176 - Apr. 2) (BR. 02) F-1 SHANDA INTERACTIVE ENTERTAINMENT LTD, 0 ($200,000,000.00) Equity, (File 333-114177 - Apr. 2) (BR. ) S-3 XM SATELLITE RADIO HOLDINGS INC, 1500 ECKINGTON PL NE, WASHINGTON, DC, 20002, 2023804000 - 500,000,000 ($500,000,000.00) Non-Convertible Debt, (File 333-114178 - Apr. 2) (BR. 37) S-3 GLOWPOINT INC, 225 LONG AVENUE, HILLSIDE, NJ, 07205, 8054828277 - 0 ($8,457,000.00) Equity, (File 333-114179 - Apr. 2) (BR. 36) SB-2 IBX GROUP INC, 350 NW 12TH AVE, DEERFIELD BEACH, FL, 33442, 9544266056 - 81,050,000 ($6,235,000.00) Equity, (File 333-114180 - Apr. 2) (BR. 08) S-8 PHOTOMEDEX INC, FIVE RADNOR CORPORATE CENTER, SUITE 470, RADNOR, PA, 19087, 4072814103 - 4,622,000 ($12,433,180.00) Equity, (File 333-114181 - Apr. 2) (BR. 36) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ 21ST CENTURY TECHNOLOGIES INC NV X 04/01/04 AASTROM BIOSCIENCES INC MI X X 04/02/04 ACCESS INTEGRATED TECHNOLOGIES INC X X 03/29/04 ACCREDITED HOME LENDERS INC MORTGAGE DE X 03/25/04 ADVANCED NUTRACEUTICALS INC/TX TX X X 03/23/04 ADVANCED POWER TECHNOLOGY INC X 02/24/04 AESP INC FL X 04/01/04 ALLEGHENY TECHNOLOGIES INC DE X 04/01/04 AMERADA HESS CORP DE X 04/01/04 AMERICAN AIRLINES INC DE X 04/02/04 AMERICAN EAGLE OUTFITTERS INC DE X X 03/31/04 AMERIQUEST MORTGAGE SECURITIES INC AS DE X 03/25/04 AMR CORP DE X 04/02/04 AMR CORP DE X 04/02/04 AMSCAN HOLDINGS INC DE X X 04/02/04 ANDEAN DEVELOPMENT CORP FL X X 04/01/04 AMEND APEX SILVER MINES LTD X X 04/01/04 APPLEBEES INTERNATIONAL INC DE X 04/02/04 APPLIED MICROSYSTEMS CORP /WA/ WA X X 03/31/04 ARCH CHEMICALS INC VA X X 03/03/04 ARGENT SECURITIES INC ASST BACK PASS X 03/25/04 ARMSTRONG HOLDINGS INC /PA/ PA X 04/02/04 ARQULE INC DE X X 04/02/04 ASSET BACKED FUNDING CORP C BASS MOR DE X X 03/25/04 ASSET-BACKED PASS-THROUGH CERTIFICATE X 03/25/04 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 04/01/04 BANKENGINE TECHNOLOGIES INC FL X X 04/02/04 BAYMONT CORP NV X 03/31/04 BEAR STEARNS COMMERCIAL MORTGAGE SECU DE X X 03/18/04 BEAR STEARNS COMPANIES INC DE X X 04/01/04 BERRY PETROLEUM CO DE X 04/02/04 BEST BUY CO INC MN X X 04/01/04 BIO ONE CORP NV X X 02/04/04 AMEND BRISTOL MYERS SQUIBB CO DE X 04/02/04 BUCKEYE TECHNOLOGIES INC DE X 04/02/04 CALTON INC NJ X X 03/31/04 CAMPBELL ALTERNATIVE ASSET TRUST DE X 03/01/04 CAMPBELL FUND TRUST MD X 03/01/04 CAMPBELL STRATEGIC ALLOCATION FUND LP DE X 03/01/04 CANADIAN DERIVATIVES CLEARING CORP A6 X 03/31/04 CAPITAL ENVIRONMENTAL RESOURCE INC A6 X 03/31/04 CASCADE CORP OR X X 03/24/04 CELL BIO-SYSTEMS INC NY X X X 11/01/03 AMEND CENTRAL GARDEN & PET COMPANY DE X X 03/31/04 CERTEGY INC GA X X 04/02/04 CHARTER COMMUNICATIONS INC /MO/ DE X X 04/02/04 CINCINNATI BELL INC OH X X 04/02/04 CITIGROUP INC DE X X 04/01/04 CLICKSOFTWARE TECHNOLOGIES LTD L3 X X 04/02/04 COACHMEN INDUSTRIES INC IN X 04/02/04 COCA COLA ENTERPRISES INC DE X 03/31/04 COLONIAL REALTY LIMITED PARTNERSHIP DE X X 03/30/04 COLUMBIA BANCORP \OR\ OR X X 04/02/04 COMPUTER HORIZONS CORP NY X X 04/01/04 CONTINENTAL AIRLINES INC /DE/ DE X X 04/01/04 CORTELCO SYSTEMS PUERTO RICO INC X X 04/02/04 COSI INC DE X X 03/29/04 CRAY INC WA X X 04/01/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 04/02/04 CUMMINS INC IN X 04/02/04 CWABS INC DE X X 03/31/04 CYPRESS BIOSCIENCE INC DE X X 04/01/04 DAN RIVER INC /GA/ GA X X 04/01/04 DEERE & CO DE X 04/02/04 DYNEGY INC /IL/ IL X 03/30/04 ELITE PHARMACEUTICALS INC /DE/ DE X X 04/01/04 EMPIRE ENERGY CORP UT X 03/29/04 ENCHANTED VILLAGE INC DE X 03/04/04 ENDEAVOUR INTERNATIONAL CORP NV X 02/27/04 AMEND EPLUS INC DE X 03/31/04 EURONET WORLDWIDE INC DE X 03/26/04 EXACT SCIENCES CORP DE X 03/31/04 EXCHANGE NATIONAL BANCSHARES INC MO X X 04/01/04 EXPRESSJET HOLDINGS INC DE X X 04/01/04 FBL FINANCIAL GROUP INC IA X X 04/02/04 FERRELLGAS PARTNERS L P DE X X X 04/02/04 FERRELLGAS PARTNERS L P DE X X X 04/02/04 AMEND FIBERMARK INC DE X 12/31/03 FIFTH THIRD BANCORP OH X 04/02/04 FIRST COMMUNITY BANK CORP OF AMERICA FL X 04/02/04 FIRST MONTAUK FINANCIAL CORP NJ X 04/02/04 FIRST NIAGARA FINANCIAL GROUP INC DE X X 04/01/04 FIRST SECURITY BANCORP INC /KY/ KY X 03/31/04 FOAMEX INTERNATIONAL INC DE X 03/26/04 FOAMEX INTERNATIONAL INC DE X 03/26/04 GATEWAY INC DE X X 04/01/04 GE COMMERCIAL MORTGAGE CORP DE X X 03/31/04 GENESCO INC TN X 04/02/04 GEORGIA PACIFIC CORP GA X X 04/02/04 GLOBAL CROSSING LTD X 04/02/04 GLOBALSANTAFE CORP X X 04/02/04 GREAT LAKES BANCORP INC DE X X 04/02/04 GREAT LAKES REIT MD X X 04/02/04 GREATER BAY BANCORP CA X X X 04/01/04 GS MORTGAGE SECURITIES CORP DE X X 03/31/04 GS MORTGAGE SECURITIES CORP DE X X 03/02/04 AMEND GS MORTGAGE SECURITIES CORP II DE X X 03/26/04 GUILFORD MILLS INC DE X X 04/02/04 HAIGHTS CROSS COMMUNICATIONS INC DE X X 04/02/04 HANOVER DIRECT INC DE X X 03/22/04 HARRIS INTERACTIVE INC DE X 04/01/04 HAWAIIAN HOLDINGS INC DE X X 03/19/04 HEALTHSOUTH CORP DE X X 04/02/04 HIGHWOODS PROPERTIES INC MD X 04/01/04 HIGHWOODS REALTY LTD PARTNERSHIP NC X 04/01/04 HOLLYWOOD ENTERTAINMENT CORP OR X X 04/02/04 HOME INTERIORS & GIFTS INC TX X X 03/31/04 HUDSON RIVER BANCORP INC DE X X 04/02/04 HUTCHINSON TECHNOLOGY INC MN X X 04/02/04 I MANY INC DE X 04/02/04 I MANY INC DE X 03/02/04 AMEND IKON OFFICE SOLUTIONS INC OH X X 04/02/04 ILLINOIS POWER CO IL X 03/30/04 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X 03/25/04 IMPAC SECURED ASSETS CORP MORTGAGE PA CA X 03/25/04 IMPATH INC DE X 03/31/04 INTELLIGROUP INC NJ X X 04/02/04 INTERNATIONAL BANCSHARES CORP TX X X 04/02/04 INTERNATIONAL PAPER CO /NEW/ NY X X 03/30/04 INTERNATIONAL STEEL GROUP INC DE X X 04/02/04 INTERNATIONAL STEEL GROUP INC DE X X 04/01/04 INTEST CORP DE X 04/02/04 INVERESK RESEARCH GROUP INC DE X X 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