SEC NEWS DIGEST Issue 2003-58 March 27, 2003 COMMISSION ANNOUNCEMENTS SEC PROVIDES GUIDANCE FOR FILERS REPORTING PENSION FUND BLACKOUT PERIODS, NON- GAAP FINANCIAL DATA The Securities and Exchange Commission today issued a statement providing interim guidance regarding the filing of newly required information on the Electronic Data Gathering, Analysis and Retrieval (EDGAR) system. The filings, required under rules adopted by the Commission on Jan. 22, were to be made as new items of Form 8-K. New Item 11 requires a registrant to provide public notice of a pension fund blackout period. New Item 12 requires a registrant to furnish specified disclosure when the registrant, or any person acting on its behalf, makes any public announcement or release disclosing material non-public information regarding the registrant's results of operations or financial condition for a completed quarterly or annual fiscal period, such as an earnings release. Because the necessary programming to add Items 11 and 12 of Form 8-K to the EDGAR system is not yet complete, registrants should continue to disclose the information required by Item 11 under Item 5 (Other Information) of Form 10-Q or 10-QSB in the first quarterly report filed by the registrant after commencement of the blackout period. Registrants should furnish the information required by Item 12 under Item 9 (Regulation FD Disclosure) of Form 8-K. A registrant must furnish the information within five business days after the occurrence of an event specified in Item 12. Information provided under Item 12 also may be required to be provided under the requirements of Regulation FD; in this case, any earlier deadline for Item 9 under Regulation FD would apply. This interim guidance will remain in effect until the Commission announces that the EDGAR system permits registrants to file or furnish information using the Item 11 and 12 designations. The Commission will issue a statement and post it on the Commission's Web site to announce this date as soon as it becomes known. The statement issued today is on the Commission's Web site. For further information, registrants should contact Special Counsel Andrew Thorpe regarding the Form 8-K Item 11 information, or Special Counsel Joseph Babits regarding the Form 8-K Item 12 information, at (202) 942-2910, Division of Corporation Finance. (Press Rel. 2003-41) RULES AND RELATED MATTERS REQUEST FOR COMMENT ON THE NYSE PETITION RELATING TO PARTICIPANT FEE EXEMPTIONS The Commission is publishing for comment a petition filed by the New York Stock Exchange, Inc. (NYSE Petition) requesting that the Commission, pursuant to Section 11A of the Securities Exchange Act of 1934 and Rule 11Aa3-2(b)(2) thereunder, amend the CTA Plan and the CQ Plan to delete the provisions that exempt any participant in the Plans (Participant) from market data fees if the Participant receives the data for its internal use in regulating its market (Participant Fee Exemptions). The NYSE Petition would require all Participants to pay for CTA and CQS market data whether such data is received or used for regulation or other purposes. Comments on the NYSE Petition are due within 30 days following publication in the Federal Register. (Rel. 34- 47571; File No. S7-07-03) ENFORCEMENT PROCEEDINGS COMMISSION DECLARES DECISION AS TO HAMILTON BANCORP, INC. FINAL The decision of an administrative law judge with respect to Hamilton Bancorp, Inc. has become final. The law judge sanctioned Bancorp for violating Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13. Hamilton failed to file an annual report on Form 10-K for the year ended Dec. 31, 2001, or quarterly reports on Form 10-Q for the quarters ended March 31, 2002, and June 30, 2002. The law judge ordered that the securities registration of Bancorp, Inc. be revoked. (Rel. 34-47575; File No. 3-10976) COMMISSION DECLARES DECISION AS TO MICHAEL RICHMOND FINAL The decision of an administrative law judge with respect to Michael D. Richmond has become final. Richmond previously was enjoined from violating Section 10(b) of the Exchange Act and Section 17(a) of the Securities Act, among other sections, based on his offering of fraudulent CDs in a multi-million dollar Ponzi scheme. Subsequently, Richmond pleaded guilty in a criminal action arising from his fraudulent scheme. The law judge found that Richmond established a bogus international bank, and a network of salesmen. He wrote brochures and created an internet web to promote the Ponzi scheme. He used funds raised in the scheme for his personal needs. The law judge ordered that Richmond is barred from association with any broker or dealer. (Rels. 33-8214; 34- 47576; File No. 3-10848) IN THE MATTER OF JAMES BURTON, JR. On March 26, the Commission issued an order barring James Reuben Burton, Jr. of Charlotte, North Carolina, from associating with any broker, dealer or investment adviser. Burton was a principal of Linville Group, LLC, a now-defunct investment adviser that promoted a fraudulent investment scheme over the Internet. Burton consented to the issuance of the order, which was based on criminal convictions obtained by the U.S. Attorney's Office for the Western District of North Carolina on Feb. 8, 2002. Burton pleaded guilty to and was convicted of one count of securities fraud, one count of money laundering and three counts of mail fraud for lying to Linville investors about the performance of their investments and his own experience and qualifications as a money manager (U.S. v. James Reuben Burton, 3:02 CR 21, WDNC, Feb. 8, 2002). Burton will be sentenced next month. The Commission's civil action was filed on June 14, 2001, in U.S. District Court for the Western District of North Carolina against Burton, his brother Clifford Burton, Linville and two Linville investment funds (See SEC v. Linville Group, LLC, et al., Civil Action No. 301-CV332-MU, WDNC, June 14, 2001). The Commission charged the defendants with violating the antifraud and registration provisions of the federal securities laws, and obtained preliminary injunctions against them. The Court also froze the defendants' assets (See Litigation Release No. 17037, June 18, 2001). The Commission continues to pursue permanent injunctions, disgorgement and civil penalties against the Burtons in that litigation. The Commission acknowledges the assistance of the FBI and the U.S. Attorney's Office for the Western District of North Carolina in this matter. (Rels. 34-47574; IA-2118; File No. 3-11074) COMMISSION SUSPENDS CHARLES SEAVEY FOR AIDING AND ABETTING VIOLATIONS OF INVESTMENT ADVISERS ACT, IMPOSES CIVIL MONEY PENALTIES, AND CEASE AND DESIST ORDER The Commission has imposed sanctions on Charles K. Seavey a former employee of Morgan Fuller Capital Management, LLC (Morgan Fuller), an investment adviser, for aiding and abetting and causing Morgan Fuller's violation of the antifraud provisions of the Investment Advisers Act. Seavey was employed as the manager of the Paradigm Capital Fund (Fund), a hedge fund operated by Morgan Fuller. The Commission found that in a July 27, 1997, letter to investors, Seavey misrepresented the Fund's performance and omitted other material facts regarding the failure of a major transaction. The Commission censured Seavey, suspended him from association with an investment adviser in all capacities for a period of 30 days, assessed a $10,000 civil money penalty, and ordered him to cease and desist from committing or causing any violation and committing or causing any future violation of Sections 206(1) and 206(2) of the Investment Advisers Act. (Rel. IA-2119; File No. 3-10336) BROKER-DEALER AND PENNY STOCK BARS ENTERED AGAINST DANIEL SANDERS On March 27, the Commission instituted settled public administrative proceedings against Daniel C. Sanders (Sanders), based upon a federal district court injunction entered against him for his role in a "pump and dump" stock manipulation scheme. Without admitting or denying the allegations contained in the SEC's complaint filed against him on August 2, 1999, Sanders consented to the entry of the injunction and other relief. The Commission alleged that Sanders and others directed a fraudulent offering and market manipulation of a microcap stock, Los Angeles-based PSA, Inc., between December 1997 and September 1998. As a result of the administrative proceedings, Sanders is barred from association with any broker or dealer and barred from participating in any offering of a penny stock. (Rel. 34-47579; File No. 3-11075) INVESTMENT COMPANY ACT RELEASES HUNTINGTON VA FUNDS, ET AL. A notice has been issued giving interested persons until April 25, 2003, to request a hearing on an application filed by Huntington VA Funds (Trust) and Huntington Asset Advisors, Inc. (HAA) for an order under Section 6(c) of the Investment Company Act to permit shares of the Trust and any other investment company or portfolio that is designed to fund insurance products and for which HAA or any of its affiliates may serve in the future as investment adviser, manager, principal underwriter, sponsor, or administrator (Future Trusts) to be sold to and held by: (a) separate accounts funding variable annuity and variable life insurance contracts issued by both affiliated and unaffiliated life insurance companies; (b) qualified pension and retirement plans outside of the separate account context; (c) separate accounts that are not registered as investment companies under the Act pursuant to exemptions from registration under Section 3(c) of the Act; (d) HAA or certain related corporations; and (e) any other person permitted to hold shares of the Trusts pursuant to Treasury Regulation 1.817-5, including the general account of any life insurance company whose separate account holds, or will hold, shares of the Trusts or certain related corporations. (Rel. IC-25982 - March 26) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGE A proposed rule change has been filed by the Municipal Securities Rulemaking Board (SR-MSRB-2003-01) relating to the establishment of an optional procedure for electronic submission of Forms G-37/G-38 and G- 37x under Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business, and Rule G-38, on Consultants. Publication of the proposed rule change is expected in the Federal Register during the week of March 31. (Rel. 34-47565) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES The Fixed Income Clearing Corporation filed a proposed rule change (SR- FICC-2002-13), which became effective on filing pursuant to Section 19(b)(3)(A) of the Securities Exchange Act, amending the schedule of money tolerances set forth in the rules of the Government Securities Division of FICC. Publication of the proposed rule change is expected in the Federal Register during the week of March 31. (Rel. 34-47569) A proposed rule change filed by the Chicago Board Options Exchange has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934 (SR-CBOE-2003-12). Specifically, the proposed rule change allows an extension of the Rapid Opening System pilot program. Publication of the proposed rule change is expected in the Federal Register during the week of March 31. (Rel. 34-47573) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 GLOBAL LINKS CORP, 949-451-4518 - 155,000,000 ($310,000.00) Equity, (File 333-104033 - Mar. 26) (BR. 03) S-3 COMCAST CORP, 0 ($1.00) Other, (File 333-104034 - Mar. 26) (BR. 37) S-1 AVATECH SOLUTIONS INC, 11403 CRONHILL DRIVE, SUITE A, OWING MILLS, MD, 21117, 4109026900 - 0 ($2,900,308.00) Equity, (File 333-104035 - Mar. 26) (BR. 03) S-3 PRUCO LIFE INSURANCE CO, 213 WASHINGTON ST, 111 DURHAM AVENUE, NEWARK, NJ, 07102, 2018026000 - 0 ($1.00) Other, (File 333-104036 - Mar. 26) (BR. 20) S-3 STANDARD PACIFIC CORP /DE/, 15326 ALTON PARKWAY, IRVINE, CA, 92618, 9497891600 - 1,500,000 ($550,000,000.00) Equity, (File 333-104037 - Mar. 26) (BR. 06) S-8 RAVEN MOON ENTERTAINMENT INC, 120 INTERNATIONAL PARKWAY, SUITE 220, HEATHROW, FL, 32746, 58,000,000 ($580,000.00) Equity, (File 333-104038 - Mar. 26) (BR. 05) S-8 RECOM MANAGED SYSTEMS INC DE/, C/O KRYS BOYLE, P.C., 600 17TH STREET, SUITE 2700 SOUTH, DENVER, CO, 80202, (303) 893-2300 - 500,000 ($2,875,000.00) Equity, (File 333-104039 - Mar. 26) (BR. 09) S-8 PERCEPTRON INC/MI, 47827 HALYARD DRIVE, PLYMOUTH, MI, 48170-2461, 3134144816 - 0 ($952,000.00) Equity, (File 333-104040 - Mar. 26) (BR. 36) S-8 CELL ROBOTICS INTERNATIONAL INC, 2715 BROADBENT PKWY. N.E., ALBUQUERQUE, NM, 87107, 7195904900 - 1,000,000 ($430,000.00) Equity, (File 333-104041 - Mar. 26) (BR. 36) N-2 BLACKROCK PREFERRED OPPORTUNITY TRUST II, 40 EAST 52ND STREET, NEW YORK, NY, 10022, 2127545300 - 100,000 ($2,500,000.00) Equity, (File 333-104042 - Mar. 26) (BR. ) S-1 AMERICAN BAR ASSOCIATION MEMBERS STATE STREET COLLECTIVE TR, 225 FRANKLIN ST, C/O STATE ST BANK & TRUST CO, BOSTON, MA, 02110, 6179853000 - 0 ($250,000,000.00) Other, (File 333-104043 - Mar. 26) (BR. 07) S-8 FIDELITY NATIONAL FINANCIAL INC /DE/, 17911 VON KARMAN AVE, STE 300, IRVINE, CA, 92614, 9496225000 - 0 ($1,131,082.20) Equity, (File 333-104044 - Mar. 26) (BR. 01) S-3 MORGAN STANLEY ABS CAPITAL I INC, 1585 BROADWAY 2ND FL, NEW YORK, NY, 10036, 2127614000 - 0 ($1.00) Asset-Backed Securities, (File 333-104046 - Mar. 26) (BR. 05) N-2 COHEN & STEERS REIT & PREFERRED BALANCED INCOME FUND INC, 757 THIRD AVE., NEW YORK, NY, 10017, 66,666 ($1,000,000.00) Equity, (File 333-104047 - Mar. 26) (BR. ) S-8 REPUBLIC SERVICES INC, 110 SE 6TH STT 28TH FLR, FORT LAUDERDALE, FL, 33301, 9547692400 - 0 ($136,045,000.00) Equity, (File 333-104048 - Mar. 26) (BR. 06) S-8 V I TECHNOLOGIES INC, 134 COOLIDGE AVE, WATERTOWN, MA, 02472, 5167527314 - 1,000,000 ($830,000.00) Equity, (File 333-104049 - Mar. 26) (BR. 01) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ---------------------------------------------------------------------------------- 3DO CO DE X X 03/19/03 3M CO DE X X 03/26/03 ABRAXAS PETROLEUM CORP NV X 03/25/03 ACCENTURE LTD X X 03/24/03 ACCENTURE SCA X X 03/24/03 ACCESS SOLUTIONS INTERNATIONAL INC DE X X 03/20/03 ACTRADE FINANCIAL TECHNOLOGIES LTD DE X X X 03/26/03 ACUITY BRANDS INC DE X 03/25/03 AGILITY CAPITAL INC TX X 03/21/03 AIRNET COMMUNICATIONS CORP DE X X X 03/25/03 ALDERWOODS GROUP INC DE X 03/25/03 ALICO INC FL X 08/31/03 ALPHANET SOLUTIONS INC NJ X X 03/25/03 AMBAC FINANCIAL GROUP INC DE X X 03/19/03 AMERICAN CRYSTAL SUGAR CO /MN/ MN X 03/26/03 AMERICAN INSURED MORTGAGE INVESTORS L DE X 03/31/03 AMERICAN INSURED MORTGAGE INVESTORS L DE X 03/31/03 AMERICAN INSURED MORTGAGE INVESTORS S CA X 03/31/03 AMERICAN MEDICAL TECHNOLOGIES INC/DE DE X 03/26/03 AMERIQUEST MORTGAGE SEC INC ASSET BCK DE X X 03/07/03 AMERIQUEST MORTGAGE SEC INC ASST BACK DE X X 02/14/03 AMERON INTERNATIONAL CORP DE X 03/26/03 ANADARKO PETROLEUM CORP DE X X 03/25/03 ANTS SOFTWARE INC DE X 03/26/03 ANZA CAPITAL INC NV X 03/24/03 ASSET BACKED FUNDING CORP DE X X 03/26/03 AUGRID OF NEVADA INC NV X 03/05/03 AVOCA INC LA X 03/25/03 BEAR STEARNS ASSET BACKED SECURITIES DE X X 03/26/03 BEAR STEARNS COMPANIES INC DE X X 03/19/03 BEL FUSE INC /NJ NJ X X 03/21/03 BMW VEHICLE LEASE TRUST 2000-A X 03/25/03 BOLT TECHNOLOGY CORP CT X X 03/19/03 BUILDING MATERIALS HOLDING CORP DE X 03/26/03 CAMDEN NATIONAL CORP ME X 03/26/03 CAN CAL RESOURCES LTD NV X 03/25/03 CAPTARIS INC WA X X 03/25/03 CELLEGY PHARMACEUTICALS INC CA X X 03/25/03 CHASE MORTGAGE FINANCE CORP DE X X 03/12/03 CHASE MORTGAGE FINANCE CORP DE X X 03/26/03 CIRMAKER TECHNOLOGY CORP NV X X X X X 03/21/03 AMEND CITIGROUP INC DE X X 03/21/03 COCA COLA CO DE X 03/26/03 COLUMBIA BANCORP \OR\ OR X X 03/25/03 CONEXANT SYSTEMS INC DE X 03/26/03 CONSTELLATION BRANDS INC DE X 03/25/03 COPYTELE INC DE X X 03/25/03 CREDIT SUISSE FIRST BOSTON MORT ACCEP DE X X 03/25/03 CREDIT SUISSE FIRST BOSTON MORT BACK DE X X 03/25/03 CREDIT SUISSE FIRST BOSTON MORTGAGE A DE X X 01/31/03 CREDIT SUISSE FIRST BOSTON MORTGAGE A DE X X 01/31/03 CSFB MORTGAGE ACCEPTANCE CORP MORT PA DE X X 03/19/03 CSFB MORTGAGE BACKED PASS THR CERTS DE X X 03/25/03 CURTISS WRIGHT CORP DE X X 03/21/03 DEERE & CO DE X 03/26/03 DELTA & PINE LAND CO DE X X 02/28/03 DENDRITE INTERNATIONAL INC NJ X X 03/26/03 DEUTSCHE FLOORPLAN RECEIVABLES L P DE X X 02/28/03 DIAL CORP /NEW/ DE X X 03/26/03 DIVERSIFIED FINANCIAL RESOURCES CORP DE X X X 03/24/03 ELITE LOGISTICS INC ID X X 01/27/03 ENERGY & ENGINE TECHNOLOGY CORP NV X 03/27/03 AMEND EXCHANGE NATIONAL BANCSHARES INC MO X X 03/25/03 EXELON CORP PA X 03/26/03 FAIRPOINT COMMUNICATIONS INC DE X X 03/25/03 FINANCIAL ASSET SECURITIES CORP DE X X 03/25/03 FIRST COMMUNITY BANCSHARES INC /NV/ NV X X 03/21/03 AMEND FIRST FINANCIAL BANCORP /OH/ OH X X 03/26/03 FIRST NATIONAL FUNDING LLC NE X 03/17/03 FIRST NATIONAL FUNDING LLC NE X 03/20/03 AMEND FLIGHT SAFETY TECHNOLOGIES INC NV X 03/24/03 FOSTER WHEELER LTD D0 X X 03/25/03 FRONTIER AIRLINES INC /CO/ CO X 02/28/03 FULLER H B CO MN X X 03/25/03 GENAERA CORP DE X X 03/25/03 GREATER BAY BANCORP CA X X X 03/24/03 GRIFFIN INDUSTRIES INC MD X 03/26/03 AMEND GULF POWER CO ME X X 03/21/03 HALLIBURTON CO DE X 03/21/03 HANOVER DIRECT INC DE X 03/25/03 HANOVER DIRECT INC DE X X 03/26/03 HEALTHSOUTH CORP DE X 03/26/03 HILB ROGAL & HAMILTON CO /VA/ VA X X 03/25/03 IEMI NV X X 03/26/03 IMAGE ENTERTAINMENT INC CA X X 03/24/03 IMPERIAL OIL LTD X 03/26/03 INDYMAC MBS INC X X 03/26/03 INDYMAC MBS INC RESIDENTIAL ASSET SEC X X 09/27/02 INDYMAC MBS INC RESIDENTIAL ASSET SEC X X 01/01/03 INTERLEUKIN GENETICS INC DE X X 03/21/03 INTERSIL CORP/DE DE X 03/26/03 INTERSTATE BAKERIES CORP/DE/ DE X 03/25/03 INVESTORSBANCORP INC WI X X 03/25/03 ION NETWORKS INC DE X X 03/18/03 ITEX CORPORATION NV X X 03/24/03 ITRON INC /WA/ WA X 03/19/03 AMEND ITS NETWORKS INC OK X X 03/11/03 JACOBSON STORES INC MI X X 03/21/03 JAGUAR INVESTMENTS INC NV X X X 03/11/03 JL FRENCH AUTOMOTIVE CASTING INC DE X X 03/26/03 KERR MCGEE CORP /DE DE X 03/25/03 LIBERTY MEDIA CORP /DE/ DE X 03/26/03 LIFE PARTNERS HOLDINGS INC TX X 03/18/03 AMEND LIN TV CORP DE X 03/26/03 LNR PROPERTY CORP DE X X 03/25/03 LYNCH INTERACTIVE CORP DE X 03/26/03 MAGNUM HUNTER RESOURCES INC NV X 03/25/03 MANITOWOC CO INC WI X 03/25/03 MARKWEST HYDROCARBON INC DE X X 03/25/03 MARTIN MIDSTREAM PARTNERS LP DE X X 03/25/03 MBNA CORP MD X 03/26/03 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE X X 03/25/03 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE X X 03/25/03 MERRILL LYNCH MORTGAGE INVESTORS INC DE X X 03/11/03 MOOG INC NY X 03/26/03 MORGAN STANLEY DEAN WITTER CAP I INC DE X X 03/26/03 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 03/25/03 MS STRUCTURED ASSET CORP DE X 03/01/03 MS STRUCTURED ASSET CORP DE X 03/01/03 NATIONAL CITY CREDIT CARD MASTER TRUS X X 05/15/02 AMEND NATIONAL MERCANTILE BANCORP CA X X 03/18/03 NATIONSLINK FUNDING CORP 1999-LTL-1 C DE X 03/01/03 NAVISTAR INTERNATIONAL CORP DE X 03/26/03 NETWOLVES CORP NY X X 03/25/03 NETWORKS ASSOCIATES INC/ DE X X 03/26/03 NEWMIL BANCORP INC DE X 03/26/03 NUTEK INC NV X 03/31/03 ONE LIBERTY PROPERTIES INC MD X X 03/21/03 AMEND ONYX ACCEPTANCE OWNER TRUST 2002-A DE X 02/28/03 ONYX ACCEPTANCE OWNER TRUST 2002-B DE X 02/28/03 ONYX ACCEPTANCE OWNER TRUST 2002-C DE X 02/28/03 ONYX ACCEPTANCE OWNER TRUST 2002-D DE X 02/28/03 ONYX ACCEPTANCE OWNER TRUST 2003-A DE X 02/28/03 PAXSON COMMUNICATIONS CORP DE X X 03/25/03 PEOPLES COMMUNITY CAPITAL CORP SC X 03/18/03 PEP BOYS MANNY MOE & JACK PA X X 03/25/03 POPULAR INC PR X X 03/21/03 PRAECIS PHARMACEUTICALS INC DE X X 03/26/03 PRICE LEGACY CORP MD X X 03/25/03 PRIMARY PDC INC DE X X 03/18/03 PROBUSINESS SERVICES INC DE X X 03/25/03 PROVIDENT BANCORP INC/NY/ X 03/26/03 PRUCO LIFE INSURANCE CO AZ X 03/24/03 PRUCO LIFE INSURANCE OF NEW JERSEY NJ X 03/24/03 QMED INC DE X X 03/21/03 RAMSAY YOUTH SERVICES INC DE X X 03/21/03 REGIONS AUTO RECEIVABLES TRUST 2003-1 X X 03/19/03 RESIDENTIAL ACCREDIT LOANS INC DE X X 03/25/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 03/26/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 03/26/03 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 03/25/03 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 03/25/03 ROBERTS REALTY INVESTORS INC GA X X 03/25/03 ROBOCOM SYSTEMS INTERNATIONAL INC NY X 03/26/03 ROHN INDUSTRIES INC DE X X X 10/08/02 AMEND ROUGE INDUSTRIES INC DE X X 03/19/03 SAFETY INSURANCE GROUP INC DE X X 03/24/03 SAGENT TECHNOLOGY INC DE X X 03/20/03 SANDISK CORP DE X X 03/26/03 SAUER DANFOSS INC DE X 03/25/03 SEARS ROEBUCK & CO NY X X 03/26/03 SECURITISATION ADVISORY SERVICES PTY X 03/26/03 SERVICE MERCHANDISE CO INC TN X X 12/30/02 SIMMONS FIRST NATIONAL CORP AR X 03/25/03 STEWART & STEVENSON SERVICES INC TX X X 03/26/03 STRATEGIC DIAGNOSTICS INC/DE/ DE X X 03/25/03 STRUCTURED PRODUCTS CORP DE X X 03/25/03 SUNLINK HEALTH SYSTEMS INC OH X X 03/24/03 SUNRISE ASSISTED LIVING INC DE X X 03/26/03 T MOBILE USA DE X X 03/21/03 TEAM INC TX X X 03/26/03 TEMPLE INLAND INC DE X 03/26/03 TOLL BROTHERS INC DE X X 03/26/03 TYLER TECHNOLOGIES INC DE X 03/25/03 UAL CORP /DE/ DE X X 03/26/03 USA INTERACTIVE DE X X 03/25/03 VICURON PHARMACEUTICALS INC DE X 03/21/03 VIEWPOINT CORP/NY/ DE X X 03/24/03 VIRTUALFUND COM INC MN X X 01/10/03 AMEND VISUAL DATA CORP FL X X 03/19/03 WACCAMAW BANKSHARES INC NC X 03/26/03 WALL STREET STRATEGIES CORP NV X X 03/12/03 WATTS INDUSTRIES INC DE X X 03/26/03 WET SEAL INC DE X X 03/20/03 WILLOW GROVE BANCORP INC/NEW PA X X 03/25/03 WORLDCOM INC GA X X 03/26/03 WORLDPORT COMMUNICATIONS INC DE X X 03/24/03 WPB FINANCIERS LTD DE X X 03/24/03 WPB FINANCIERS LTD DE X X 03/24/03 AMEND ZOMAX INC /MN/ MN X X 03/26/03