SEC NEWS DIGEST Issue 2004-53 March 18, 2004 ENFORCEMENT PROCEEDINGS SEC ENTERS CEASE-AND-DESIST ORDER AND FILES A CIVIL ACTION IN CONNECTION WITH CMS ENERGY CORPORATION'S FAILURE TO DISCLOSE MORE THAN $5 BILLION IN ROUND- TRIP ENERGY TRADES On March 18, the Commission filed a civil injunctive action, and the Commission instituted a settled cease-and-desist order (Order), relating to more than $5 billion in round-trip trading transactions at CMS Energy Corporation, a Michigan-based energy company. The civil suit names Preston D. Hopper, CMS's former controller, for violating the antifraud provisions of the federal securities laws, and for aiding and abetting CMS's violations of the antifraud, reporting, books-and-records and internal controls provisions, and Tamela C. Pallas, the former chief executive of CMS's Houston-based trading division, for violating the antifraud provisions of the federal securities laws, and for aiding and abetting CMS's violations of the antifraud and reporting provisions. Under the settled order, CMS and Terry Woolley, the former controller of CMS's trading division, will cease and desist from committing or causing violations and future violations of the above-referenced provisions. Woolley also consented to a $25,000 penalty. CMS and Woolley consented to the cease-and-desist order without admitting or denying the findings. The Commission finds in its Order that the round-trip trades, conducted by CMS's trading division in 2000 and 2001, were massive pre-arranged transactions involving simultaneous purchases and sales of electric power or natural gas with the same counterparty for the same volume and at the same price, with no delivery contemplated and with neither party making any profit. Although lacking economic substance, the trades artificially increased CMS's revenues and trading volumes. Between the third quarter of 2000 and the third quarter of 2001, CMS touted its artificially inflated revenue and trading volume in its filings with the Commission, press releases, earnings conference calls and investor presentations. By reflecting the results of the trades CMS overstated its revenue by a total of $5.2 billion over five quarters: $1.0 billion, or 10%, for the last two quarters of 2000, and $4.2 billion, or 36%, for the first three quarters of 2001. Likewise, CMS overstated its trading division's reported energy-trading volume by 78% over the last two quarters of 2000 and 72% over the first three quarters of 2001. The Order finds that Woolley improperly recorded the revenues from the spurious trades. The settled Order requires that CMS cease and desist from committing or causing, and that Terry Woolley cease and desist from causing, violations and future violations of Section 17(a) of the Securities Act and Sections 10(b), 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 10b-5, 12b-20, 13a-1 and 13a-13 thereunder. In the civil action, the Commission alleges that Hopper improperly caused the revenue to be reported in CMS's Commission filings and earnings releases. Further, when CMS's outside auditors required CMS to reclassify the revenues and expenses from the 2001 trades in CMS's 2001 Form 10-K on a "net," rather than a "gross" basis, nullifying the impact of the trades on CMS's income statement, Hopper failed, according to the Commission's complaint, to ensure that material details about the reclassification were disclosed in the Form 10-K. The Commission further alleges that Pallas violated the antifraud provisions, and aided and abetted CMS's antifraud and reporting violations by orchestrating the trading without ensuring that the illusory volume and revenues associated with the trades were excluded from CMS's public disclosures and Commission filings. In its lawsuit, the Commission is seeking permanent injunctions, disgorgement with pre-judgment interest, and civil money penalties against Hopper for violating Section 17(a) of the Securities Act and Section 10(b) of the Exchange Act and Rules 10b-5 and 13b2-1 thereunder, and for aiding and abetting CMS's violations of Sections 10(b), 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 10b-5, 12b-20, 13a-1 and 13a-13 thereunder, and against Pallas for violating, and aiding and abetting CMS's violations of Section 17(a) of the Securities Act and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder, and for aiding and abetting CMS's violations of Section 13(a) of the Exchange Act and Rules 12b-20, 13a-1 and 13a-13 thereunder. [SEC v. Preston D. Hopper and Tamela C. Pallas, Civ. No. H- 04-1054, USDC, Southern District of Texas (Houston Division) (LR-18628); Administrative Proceeding In the Matter of CMS Energy Corporation and Terry Woolley - Rels. 33-8403; 34-49432; AAE Rel. 1978; File No. 3- 11436; Press Rel. 2004-38) COMMISSION ISSUES ORDER MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS AGAINST PAUL BARRIOS III AND DENNIS O'CONNELL, JR. On March 17, the Commission issued an administrative order against Paul A. Barrios III and Dennis P. O'Connell, Jr., barring Barrios and O'Connell from association with a broker or dealer. Barrios and O'Connell each consented to the entry of the order without admitting or denying the Commission's findings. On Oct. 29, 2003, the Commission instituted an administrative proceeding against Barrios and O'Connell based on the entry of a final judgment of permanent injunction against them. The Division of Enforcement alleged that from 2000 to August 2002, the respondents, as sales agents through Shoreline Development Company, participated in raising at least $3.8 million from more than 120 investors nationwide selling fractional undivided interests in oil and gas rights. The complaint alleges that Shoreline's principals made material misrepresentations about the performance of Shoreline's wells, a purported business relationship with El Paso Field Services, and their use of investor funds. On Oct. 8, 2002, in an action brought by the Commission, the U.S. District Court for the Central District of California entered a final judgment of permanent injunction enjoining Barrios and O'Connell from violating the securities registration provisions of Sections 5(a) and 5(c) of the Securities Act and from committing violations of the broker- dealer registration provisions of Section 15(a) of the Exchange Act. For more information, see Litigation Release Nos. 17702 (Aug. 28, 2002) and 17716 (Sept. 10, 2002). (Rel. 34-49433; File No. 3-11319) ADDITIONS AND CORRECTIONS The last paragraph of a summary pertaining to InVision Technologies, Inc., which appeared in yesterday's Digest, contained an error. It should have appeared as follows: The Commission acknowledges the assistance of the International Securities Exchange in this matter. [SEC v. One or More Unknown Purchasers of Call Options for the Common Stock of InVision Technologies, Inc., 04 Civ.02037(WHP) SDNY] (LR-18627) The second paragraph of a summary pertaining to Hartcourt Companies, Inc., which appeared in yesterday's Digest, contained an error. The paragraph should have read as follows: The Commission alleges that Furutani sold at least 40,000 shares of Hartcourt common stock between May 8, 2003, when the Commission staff informed him of its intention to file a complaint against Hartcourt, and May 27, 2003, when the complaint was actually filed in SEC v. The Hartcourt Companies, Inc., Civil Action No. 03-3698-LGB (PLAx) (C.D. Cal.). In its application, the Commission asserts that the attorney- client privilege and work-product doctrine do not protect the documents and testimonial responses sought by the Commission and that none of Furutani's other objections provide a valid justification for his failure to comply. The Commission requested that the Court order Furutani to show cause why he should not comply with the subpoena. A hearing on the Commission's application has not yet been scheduled. [SEC v. John A. Furutani, Civil Action No. CV 04-1775-GAF (MANx) (C.D. Cal.)] (LR-18626) INVESTMENT COMPANY ACT RELEASES GLENBROOK LIFE AND ANNUITY COMPANY, ET AL. A notice has been issued giving interested persons until April 12, 2004, to request a hearing on an application filed by Glenbrook Life and Annuity Company, et al. seeking an order of exemption pursuant to Section 17(b) of the Investment Company Act from Section 17(a) of the Act. (Rel. IC- 26389 - March 17) SELF-REGULATORY ORGANIZATIONS APPROVAL OF A PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-NYSE- 2003-29) filed by the New York Stock Exchange that amends Rule 412 to apply the same procedural standards to standard and non-standard transfers as well as clarify that written authorizations include electronic signatures in a format recognized as valid under federal law to conduct interstate commerce. Publication of the proposal is expected in the Federal Register during the week of March 15. (Rel. 34-49415) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the Pacific Exchange to amend PCX Rule 1.26 to clarify and update its registration rule for employees of member organizations (SR-PCX-2004-07) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 22. (Rel. 34-49417) A proposed rule change (SR-PCX-2004-18) filed by the Pacific Exchange that permits the establishment, under certain circumstances, of bid-ask differentials that are no more than $0.50 wide for options trading with a bid price of less than $2 has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 22. (Rel. 34-49418) A proposed rule change (SR-NASD-2004-032) filed by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., to modify NASD Rule 4619 with respect to certain excused withdrawal requests has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 22. (Rel. 34-49427) PROPOSED RULE CHANGE The Fixed Income Clearing Corporation filed a proposed rule change (SR- FICC-2003-14) to eliminate and amend FICC's Government Securities Division and Mortgage-Backed Securities Division rules that require routine waivers, are inconsistent with current practice, and are impractical. Publication of the proposal is expected in the Federal Register during the week of March 22. (Rel. 34-49421) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-1 VIASYSTEMS GROUP INC, 101 S HANLEY RD, STE 400, ST LOUIS, MO, 63105, 3147272087 - 0 ($316,250,000.00) Equity, (File 333-113664 - Mar. 17) (BR. 36) F-10 FOUR SEASONS HOTELS INC, 1165 LESLIE ST, TORONTO, ONTARIO CANADA, A6, M3C 2K8, 4164491750 - 0 ($250,000,000.00) Other, (File 333-113665 - Mar. 17) (BR. 08) S-8 REALITY WIRELESS NETWORKS INC, 4106 FACTORIA BLVD. SE,, SUITE 214, BELLEVUE, WA, 98006, 4083791716 - 47,500,000 ($950,000.00) Equity, (File 333-113666 - Mar. 17) (BR. 03) S-3 CENTURY ALUMINUM CO, 2511 GARDEN ROAD, BUILDING A SUITE 200, MONTEREY, CA, 93940, 3042736000 - 0 ($313,375,000.00) Equity, (File 333-113667 - Mar. 17) (BR. 04) S-3 ACE CASH EXPRESS INC/TX, 1231 GREENWAY DR STE 800, IRVING, TX, 75038, 2145505000 - 0 ($96,848,400.00) Equity, (File 333-113668 - Mar. 17) (BR. 07) S-3 WORLD FINANCIAL NETWORK CREDIT CARD MASTER NOTE TRUST, 0 ($1,000,000.00) Other, (File 333-113669 - Mar. 17) (BR. 05) F-6 SHIN CORP PUBLIC CO LTD /FI, SHINAWATRA TOWER 13TH FLR, 414 PHAHONYOTHIN ROAD, PHAYATHAI BANGKOK 10400 THAILA, W1, 00000, 20,000,000 ($1,000,000.00) ADRs/ADSs, (File 333-113670 - Mar. 17) (BR. ) N-2 ALLIED CAPITAL CORP, 1919 PENNSYLVANIA AVENUE NW, WASHINGTON, DC, 20006, 2023311112 - 0 ($492,842,000.00) Equity, (File 333-113671 - Mar. 17) (BR. 16) S-3 U S RESTAURANT PROPERTIES INC, 9723871487 - 0 ($41,587,118.00) Equity, (File 333-113672 - Mar. 17) (BR. 08) S-8 GATEWAY DISTRIBUTORS LTD, 3095 E. PATRICK LANE, SUITE 1, LAS VEGAS, NV, 89120, 2,000,000,000 ($2,400,000.00) Asset-Backed Securities, (File 333-113673 - Mar. 17) (BR. 08) S-3 VIGNETTE CORP, 1601 SOUTH MOPAC EXPRESSWAY, AUSTIN, TX, 78746, 5123064300 - 0 ($67,379,719.10) Equity, (File 333-113674 - Mar. 17) (BR. 03) N-2 JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND, 40 ($1,000,000.00) Equity, (File 333-113675 - Mar. 17) (BR. 17) S-8 LOGICVISION INC, 101 METRO DRIVE 3RD FL, SAN JOSE, CA, 95110, 4084530146 - 550,000 ($2,233,000.00) Equity, (File 333-113676 - Mar. 17) (BR. 03) S-4 PLAINS ALL AMERICAN PIPELINE LP, 333 CLAY STREET, SUITE 1600, HOUSTON, TX, 77002, 7136544100 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-113677 - Mar. 17) (BR. 04) S-8 LOGICVISION INC, 101 METRO DRIVE 3RD FL, SAN JOSE, CA, 95110, 4084530146 - 125,000 ($513,750.00) Equity, (File 333-113678 - Mar. 17) (BR. 03) S-8 GROUP 1 AUTOMOTIVE INC, 950 ECHO LANE, STE 100, HOUSTON, TX, 77024, 7134676268 - 250,000 ($8,977,500.00) Equity, (File 333-113679 - Mar. 17) (BR. 02) S-3 TOYOTA MOTOR CREDIT CORP, 19300 GRAMERCY PLACE, NORTH BUILDING, TORRANCE, CA, 90509, 3107871310 - 0 ($12,000,000,000.00) Debt Convertible into Equity, (File 333-113680 - Mar. 17) (BR. 07) S-8 HOTEL OUTSOURCE MANAGEMENT INTERNATIONAL INC, 63 WALL ST, STE 1801, NEW YORK, NY, 10005, 2123441600 - 1,000,000 ($500,000.00) Equity, (File 333-113681 - Mar. 17) (BR. 09) S-3 STREICHER MOBILE FUELING INC, 800 WEST CYPRESS CREEK ROAD, SUITE 580, FT LAUDERDALE, FL, 33309, 4,177,192 ($7,602,489.44) Equity, (File 333-113682 - Mar. 17) (BR. 04) S-8 MATTSON TECHNOLOGY INC, 2800 BAYVIEW DR, FREMONT, CA, 94538, 5106575900 - 2,200,000 ($22,582,000.00) Equity, (File 333-113683 - Mar. 17) (BR. 36) S-8 PNM RESOURCES INC, ALVARADO SQUARE, NEW MEXICO, ALBUQUERQUE, NM, 87158, 5052412700 - 100,000 ($2,955,000.00) Equity, (File 333-113684 - Mar. 17) (BR. 02) S-8 COMMUNICATIONS RESEARCH INC, 67 RAMAPO VALLEY ROAD, SUITE 103, MAHWAH, NJ, 07430, 201-684-0880 - 1,500,000 ($1,500.00) Equity, (File 333-113685 - Mar. 17) (BR. 37) S-3 SENESCO TECHNOLOGIES INC, 34 CHAMBERS STREET, PO BOX 3303, PRINCETON, NJ, 08542, 6092520880 - 2,651,663 ($7,623,531.10) Equity, (File 333-113686 - Mar. 17) (BR. 01) S-8 CLAXSON INTERACTIVE GROUP INC, 404 WASHINGTON AVENUE, MIAMI BEACH, FL, 33139, 3058943500 - 0 ($1,760,882.00) Equity, (File 333-113687 - Mar. 17) (BR. 37) S-8 CARBO CERAMICS INC, 2144010090 - 100,000 ($6,125,000.00) Equity, (File 333-113688 - Mar. 17) (BR. 06) S-3 ABGENIX INC, 6701 KAISER DRIVE, FREMONT, CA, 94555, 5106086500 - 0 ($250,000,000.00) Other, (File 333-113689 - Mar. 17) (BR. 01) S-8 DREXLER TECHNOLOGY CORP, 1077 INDEPENDENCE AVE, MOUNTAIN VIEW, CA, 94043, 4159697277 - 275,000 ($3,601,125.00) Equity, (File 333-113690 - Mar. 17) (BR. 03) SB-2 THIRD CENTURY BANCORP, 1,653,125 ($16,531,250.00) Equity, (File 333-113691 - Mar. 17) (BR. ) S-8 FINDWHAT COM INC, 5220 SUMMERLIN COMMONS BLVD, N/A, FORT MYERS, FL, 33907, (239) 561-7229 - 0 ($35,340,000.00) Equity, (File 333-113692 - Mar. 17) (BR. 08) S-3 EASTMAN CHEMICAL CO, PO BOX 511, 100 N EASTMAN ROAD, KINGSPORT, TN, 37660, 4232292000 - 1,000,000,000 ($1,000,000,000.00) Unallocated (Universal) Shelf, (File 333-113693 - Mar. 17) (BR. 06) S-8 MARIMBA INC, 440 CLYDE AVE, MOUNTAIN VIEW, CA, 94043, 6509305282 - 1,662,557 ($10,499,047.46) Equity, (File 333-113694 - Mar. 17) (BR. 03) S-3 CALIFORNIA MICRO DEVICES CORP, 430 N. MCCARTHY BLVD, SUITE 100, MILPITAS, CA, 90535, 4082633214 - 4,000,000 ($42,980,000.00) Equity, (File 333-113695 - Mar. 17) (BR. 36) S-3 GLOBAL PAYMENTS INC, FOUR CORPORATE SQUARE, ATLANTA, GA, 30329, 4047282363 - 0 ($363,589,783.00) Equity, (File 333-113696 - Mar. 17) (BR. 08) S-3 MOOG INC, PLANT 24, EAST AURORA, NY, 14052-0018, 7166522000 - 150,000,000 ($150,000,000.00) Non-Convertible Debt, (File 333-113698 - Mar. 17) (BR. 06) SB-2 CUBIC ENERGY INC, 9870 PLANO ROAD, 9870 PLANO ROAD, DALLAS, TX, 75238, 972-681-8047 - 794,000 ($381,120.00) Debt Convertible into Equity, (File 333-113699 - Mar. 17) (BR. 04) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ 3M CO DE X 03/15/04 AAR CORP DE X X 03/17/04 ABGENIX INC DE X 03/17/04 ACT TELECONFERENCING INC CO X X 03/17/04 ACTUANT CORP WI X 03/17/04 ACUSPHERE INC DE X 03/17/04 AEP INDUSTRIES INC DE X 03/16/04 AGERE SYSTEMS INC DE X X 03/17/04 AIRTRAX INC NJ X X 03/13/03 ALASKA AIR GROUP INC DE X 03/16/04 AMB PROPERTY CORP MD X X 03/11/04 AMB PROPERTY LP DE X X 03/11/04 AMERICAN AIRLINES INC DE X 03/16/04 AMERICAN SPECTRUM REALTY INC MD X X 03/17/04 AMERICAN STATES WATER CO CA X 03/17/04 AMERIQUEST MORTGAGE SECURITIES INC DE X X 03/16/04 AMERIQUEST MORTGAGE SECURITIES INC DE X X 03/16/04 AMLI RESIDENTIAL PROPERTIES TRUST MD X X 03/16/04 AMR CORP DE X 03/16/04 ANGELES INCOME PROPERTIES LTD II CA X X 03/02/04 APEX SILVER MINES LTD X X 03/16/04 APOGENT TECHNOLOGIES INC WI X X 03/17/04 APOLLO GOLD CORP X 03/16/04 APPLEBEES INTERNATIONAL INC DE X 03/17/04 AQUA VIE BEVERAGE CORP WA X 03/17/04 ARENA PHARMACEUTICALS INC DE X X 03/17/04 ARLINGTON HOSPITALITY INC DE X X 03/12/04 ASSISTED LIVING CONCEPTS INC NV X 03/16/04 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 03/17/04 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 03/17/04 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 03/17/04 BANCWEST CORP/HI DE X X 03/16/04 BIOACCELERATE INC X X 11/28/03 AMEND BOWATER INC DE X X 03/17/04 BOYKIN LODGING CO OH X X 03/02/04 BRAVO FOODS INTERNATIONAL CORP DE X 03/10/04 BRIDGE BANCORP INC NY X X 03/15/04 BRIGGS & STRATTON CORP WI X X 03/17/04 BRISTOL WEST HOLDINGS INC DE X X 03/17/04 BUYERS UNITED INC DE X X X 03/15/04 CAESARS ENTERTAINMENT INC DE X X 03/10/04 CALWEST BANCORP CA X X 01/26/04 CANYON RESOURCES CORP DE X 03/10/04 AMEND CAPITAL AUTO RECEIVABLES INC DE X 03/02/04 CAPITAL ONE MULTI ASSET EXECUTION TRU DE X X 03/11/04 CAPITAL ONE PRIME AUTO RECEIVABLES TR DE X X 09/23/03 CAPITALSOURCE INC DE X 03/15/04 CARDIMA INC DE X X 03/17/04 CARREKER CORP DE X X 03/16/04 CARROLL SHELBY INTERNATIONAL INC X X X 03/12/04 CATALINA MARKETING CORP/DE DE X X 03/16/04 CELL GENESYS INC DE X X 03/16/04 CENTENNIAL COMMUNICATIONS CORP /DE DE X 03/17/04 CENTRAL FREIGHT LINES INC NV X X 03/16/04 CENTURY ALUMINUM CO DE X X 03/16/04 CERAMICS PROCESS SYSTEMS CORP/DE/ DE X 12/27/03 CFC INTERNATIONAL INC DE X 03/17/04 CHARLES & COLVARD LTD NC X 03/16/04 CHEESECAKE FACTORY INCORPORATED DE X 03/17/04 CHITTENDEN CORP /VT/ VT X 01/22/04 AMEND CIGNA HIGH INCOME SHARES MA X 03/17/04 CIGNA INVESTMENT SECURITIES MA X 03/17/04 CINEMARK USA INC /TX TX X 03/12/04 CINEMARK USA INC /TX TX X 03/16/04 CINEMARK USA INC /TX TX X X X 03/17/04 CNH CAPITAL RECEIVABLES INC DE X X 03/15/04 CNH WHOLESALE RECEIVABLES INC DE X X 03/15/04 COHESANT TECHNOLOGIES INC DE X X 03/17/04 COMMSCOPE INC DE X X 03/17/04 COMMSCOPE INC DE X X 03/17/04 AMEND COMMUNICATION INTELLIGENCE CORP DE X 03/15/04 COMPETITIVE TECHNOLOGIES INC DE X 03/16/04 COMPUTER ACCESS TECHNOLOGY CORP DE X 03/17/04 COMPUTER ASSOCIATES INTERNATIONAL INC DE X X 03/17/04 CONTINENTAL MATERIALS CORP DE X X 03/15/04 COPART INC CA X X 03/16/04 CRESCENT REAL ESTATE EQUITIES CO TX X 03/10/04 CSG SYSTEMS INTERNATIONAL INC DE X X 03/17/04 CSG SYSTEMS INTERNATIONAL INC DE X X 03/17/04 CURAGEN CORP DE X X 03/16/04 CUTTER & BUCK INC WA X X X 03/15/04 CWABS INC DE X X 03/16/04 CWABS INC DE X X 03/15/04 CYTYC CORP DE X X 03/17/04 DARDEN RESTAURANTS INC FL X X 03/17/04 DELTA FINANCIAL CORP DE X 03/17/04 DEUTSCHE MORT SEC INC MORTGAGE LOAN T X X 02/27/04 DIGITAL FUSION INC/NJ/ DE X 03/16/04 DIGITAL POWER CORP CA X X X 03/11/04 DONLAR CORP IL X 02/27/04 DOTRONIX INC MN X 03/17/04 DREXLER TECHNOLOGY CORP DE X X 03/16/04 DYNEGY INC /IL/ IL X X 03/16/04 ECOLOGY & ENVIRONMENT INC NY X X 03/17/04 ENVIRONMENTAL POWER CORP DE X X 03/16/04 ENVIRONMENTAL POWER CORP DE X X 03/16/04 ENXNET INC OK X X 03/16/04 ESB FINANCIAL CORP PA X X 03/17/03 EUNIVERSE INC DE X X 03/16/04 EXXON MOBIL CORP NJ X X 03/17/04 EXXON MOBIL CORP NJ X 03/10/04 FALCON PRODUCTS INC /DE/ DE X 03/17/04 FARMER BROTHERS CO CA X 03/16/04 FARMLAND INDUSTRIES INC KS X 03/03/04 FEDEX CORP DE X X 03/17/04 FIRST PLACE FINANCIAL CORP /DE/ DE X X 03/17/04 FISHER SCIENTIFIC INTERNATIONAL INC DE X X 03/17/04 FLEETWOOD ENTERPRISES INC/DE/ DE X 03/04/04 FRANKLIN COVEY CO UT X 03/16/04 GAMESTOP CORP DE X X 03/17/04 GASCO ENERGY INC NV X X 03/09/04 GEORGIA PACIFIC CORP GA X X 03/17/04 GLOBAL PAYMENTS INC GA X X 03/17/04 GRAVITY SPIN HOLDINGS INC NV X X X 12/31/03 GREENPOINT MORTGAGE SECURITIES LLC DE X X 01/29/04 GUARANTY FEDERAL BANCSHARES INC DE X 03/16/04 HALOZYME THERAPEUTICS INC NV X X 03/12/04 HANOVER COMPRESSOR CO / DE X 03/16/04 HEALTH MANAGEMENT ASSOCIATES INC DE X X 03/11/04 HINES HORTICULTURE INC DE X X 03/11/04 HOMESTAR MORTGAGE ACCEP CORP ASST BAC DE X 03/05/04 HOMESTAR MORTGAGE ACCEP CORP ASST BAC DE X 03/05/04 HOOKER FURNITURE CORP VA X 03/08/04 HOST MARRIOTT CORP/ MD X X 03/17/04 HOST MARRIOTT L P DE X X 03/17/04 HUB INTERNATIONAL LTD A6 X 03/15/04 HYPERFEED TECHNOLOGIES INC DE X X 03/17/04 IGAMES ENTERTAINMENT INC NV X 01/06/04 AMEND INFONOW CORP / DE X 03/17/04 INKINE PHARMACEUTICAL CO INC NY X X 03/17/04 INTEGRATED ALARM SERVICES GROUP INC X X X 03/16/04 INTERFERON SCIENCES INC DE X 03/17/04 INTERNET COMMERCE CORP DE X X X 03/16/04 INTERSTATE LAND INVESTORS II LTD PART NC X 03/11/04 INTERVEST BANCSHARES CORP DE X 03/17/04 INTRADO INC DE X 03/12/04 ISLAND PACIFIC INC DE X X 03/14/04 ISLE OF CAPRI CASINOS INC DE X 03/16/04 ISPAT INLAND INC DE X 03/17/04 JABIL CIRCUIT INC DE X 03/17/04 KB HOME DE X X X 03/16/04 KEY COMPONENTS LLC DE X 03/16/04 KEYSTONE CONSOLIDATED INDUSTRIES INC DE X 03/17/04 KFX INC DE X X 03/17/04 KYZEN CORP TN X X 03/16/04 LABORATORY CORP OF AMERICA HOLDINGS DE X 03/17/04 LAKES ENTERTAINMENT INC MN X X 03/17/04 LEVCOR INTERNATIONAL INC DE X X 03/15/04 LMI AEROSPACE INC MO X 03/15/04 LMIC INC DE X X 03/12/04 MARCONI CORP PLC X0 X 03/17/04 MAXWELL SHOE CO INC DE X X 03/16/04 MBNA 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