SEC NEWS DIGEST Issue 2006-50 March 15, 2006 INVESTMENT COMPANY ACT RELEASES TACTICAL ALLOCATION SERVICES, LLC AND AGILE FUNDS, INC. A notice has been issued giving interested persons until April 7, 2006, to request a hearing on an application filed by Tactical Allocation Services, LLC and Agile Funds, Inc. for an order granting an exemption from Section 15(a) of the Investment Company Act and Rule 18f-2 under the Act. The order would permit the applicants to enter into and materially amend subadvisory agreements without shareholder approval. (Rel. IC-27260 - March 13) JOHN HANCOCK CAPITAL SERIES, ET AL. An order has been issued on an application filed by John Hancock Capital Series, et al., under Section 12(d)(1)(J) of the Investment Company Act, for an exemption from Sections 12(d)(1)(A) and (B) of the Act, under Sections 6(c) and 17(b) of the Act for an exemption from Sections 17(a)(1) and (2) of the Act, and under Section 17(d) of the Act and Rule 17d-1 under the Act to permit certain joint transactions. The order permits (a) certain registered management investment companies and certain entities that are excluded from the definition of investment company under Section 3(c)(1), 3(c)(7) or 3(c)(11) of the Act to invest uninvested cash and cash collateral in (i) affiliated money market funds and/or short-term bond funds or (ii) one or more affiliated entities that operate as cash management investment vehicles and that are excluded from the definition of investment company under Section 3(c)(1) or 3(c)(7) of the Act, and (b) the registered management investment companies and certain affiliated entities to engage in purchase and sale transactions involving portfolio securities in reliance on Rule 17a-7 under the Act. (Rel. IC-27261 - March 14) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The Pacific Exchange filed a proposed rule change (SR-PCX-2006-10) relating to trade shredding. Publication is expected in the Federal Register during the week of March 13. (Rel. 34-53469) The Pacific Exchange filed a proposed rule change (SR-PCX-2006-14) to reduce the fee charged to a Lead Market Maker when it transfers options issues to another Lead Market Maker. Publication is expected in the Federal Register during the week of March 20. (Rel. 34-53476) IMMEDATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-NASD-2006-022) filed by the National Association of Securities Dealers relating to optional routing of orders in Nasdaq's INET facility has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 20. (Rel. 34-53474) WITHDRAWAL SOUGHT A notice has been issued giving interested persons until April 7, 2006, to comment on the application of Avista Corporation to withdraw its common stock, no par value, together with the preferred share purchase rights appurtenant thereto, from listing and registration on the Pacific Exchange. (Rel. 34-53479) DELISTINGS GRANTED An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the common stock, $.001 par value, of Calpine Corporation, effective at the opening of business on March 15. (Rel. 34-53480) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the common stock, $.01 par value of Vesta Insurance Group, Inc., effective at the opening of business on March 15. (Rel. 34-53482) WITHDRAWALS GRANTED An order has been issued granting the application of Pinnacle West Capital Corporation to withdraw its common stock, no par value, from listing and registration on the Pacific Exchange, effective at the opening of business on March 15. (Rel. 34-53481) An order has been issued granting the application of Dana Corporation to withdraw its common stock, $1.00 par value, from listing and registration on the Pacific Exchange, effective at the opening of business on March 15. (Rel. 34-53483) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 LEXINGTON RESOURCES INC, 7473 WEST LAKE MEAD RD, LAS VEGAS, NV, 89128, 702-382-5139 - 1,150,000 ($1,437,500.00) Other, (File 333-132396 - Mar. 14) (BR. 04A) S-4 SUPERVALU INC, 11840 VALLEY VIEW RD, EDEN PRAIRIE, MN, 55344, 9528284000 - 0 ($14,748,940,403.00) Equity, (File 333-132397 - Mar. 14) (BR. 02A) S-8 HOMESTORE INC, 805-557-2300 - 6,713,966 ($37,732,488.92) Equity, (File 333-132398 - Mar. 14) (BR. 08A) S-1 PHL VARIABLE INSURANCE CO /CT/, C/O PHOENIX LIFE INSURANCE COMPANY, ONE AMERICAN ROW, HARTFORD, CT, 06116, 8604035788 - 0 ($200,000,000.00) Other, (File 333-132399 - Mar. 14) (BR. 28) SB-2 eTwine Holdings, Inc, 366 NORTH BROADWAY, SUITE 41042, JERICHO, NY, 11753, (516)942-2030 - 1,427,000 ($356,750.00) Equity, (File 333-132401 - Mar. 14) (BR. ) S-11 INTERVEST MORTGAGE CORP, 1 ROCKEFELLER PLAZA, SUITE 400, NEW YORK, NY, 10020-2002, 2122182800 - 16,000,000 ($16,000,000.00) Equity, (File 333-132403 - Mar. 14) (BR. 08B) S-8 IT&E INTERNATIONAL GROUP, 505 LOMAS SANTA FE DRIVE, SUITE 200, SOLANA BEACH, CA, 92075, 858-366-0970 - 25,000,000 ($3,912,500.00) Equity, (File 333-132405 - Mar. 14) (BR. 01A) S-8 BLUE COAT SYSTEMS INC, 650 ALMANOR AVENUE, SUNNYVALE, CA, 94085, 4082202200 - 556,644 ($11,327,705.40) Equity, (File 333-132406 - Mar. 14) (BR. 03C) S-8 PALL CORP, 2200 NORTHERN BLVD, EAST HILLS, NY, 11548, 5164845400 - 1,000,000 ($27,950,000.00) Equity, (File 333-132407 - Mar. 14) (BR. 06B) S-8 NUTRITION 21 INC, 4 MANHATTANVILLE ROAD, PURCHASE, NY, 10577-2197, 9147014500 - 5,000,000 ($7,067,150.00) Equity, (File 333-132408 - Mar. 14) (BR. 01B) S-8 ANALOG DEVICES INC, ONE TECHNOLOGY WAY, NORWOOD, MA, 02062, 7813294700 - 0 ($554,100,000.00) Equity, (File 333-132409 - Mar. 14) (BR. 10A) S-8 P F CHANGS CHINA BISTRO INC, 5090 N 40TH ST STE 160, PHOENIX, AZ, 85018, 306,773 ($1,553,498.47) Equity, (File 333-132410 - Mar. 14) (BR. 05C) S-8 MONOLITHIC POWER SYSTEMS INC, 983 UNIVERSITY AVE, BLDG A, LOS GATOS, CA, 95032-7637, (408) 357-6600 - 3,982,738 ($56,953,153.40) Equity, (File 333-132411 - Mar. 14) (BR. 10B) S-3ASR TD BANKNORTH INC., TWO PORTLAND SQUARE, PO BOX 9540, PORTLAND, ME, 04112-9540, (207) 761-8500 - 0 ($0.00) Other, (File 333-132412 - Mar. 14) (BR. 07) S-3ASR ARCH COAL INC, CITY PLACE ONE STE 300, ARCH MINERAL CORP, ST LOUIS, MO, 63141, 3149942700 - 0 ($0.00) Other, (File 333-132413 - Mar. 14) (BR. 04C) S-1 GOLFSMITH INTERNATIONAL HOLDINGS INC, 11000 N IH-35, AUSTIN, TX, 78753-3195, 5128378810 - 0 ($115,000,000.00) Equity, (File 333-132414 - Mar. 14) (BR. 02B) S-1 ROMA FINANCIAL CORP, 2300 ROUTE 33, ROBBINSVILLE, NJ, 08691, (800) 223-8300 - 9,224,438 ($92,244,380.00) Equity, (File 333-132415 - Mar. 14) (BR. ) S-3ASR LINCOLN NATIONAL CORP, 1500 MARKET STREET STE 3900, CENTRE SQUARE WEST TOWER, PHILADELPHIA, PA, 19102, 2154481475 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-132416 - Mar. 14) (BR. 01C) S-3 POOLED AUTO SECURITIES SHELF LLC, 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-132417 - Mar. 14) (BR. 05) S-8 Eagle Test Systems, Inc., 620 SOUTH BUTTERFIELD ROAD, MUNDELEIN, IL, 60060, (847)367-8282 - 0 ($48,969,500.00) Equity, (File 333-132418 - Mar. 14) (BR. 10B) S-3ASR REYNOLDS AMERICAN INC, 401 NORTH MAIN ST, WINSTON SALEM, NC, 27102, 3367412000 - 0 ($0.00) Debt, (File 333-132419 - Mar. 14) (BR. 04A) S-4 SEAGATE TECHNOLOGY, P.O. BOX 309GT, UGLAND HOUSE, SOUTH CHURCH STREET, GEORGE TOWN, GRAND CAYMAN, E9, 00000, 345-949-8066 - 287,487,727 ($2,489,643,716.00) Equity, (File 333-132420 - Mar. 14) (BR. 03A) S-8 SHELLS SEAFOOD RESTAURANTS INC, 16313 N DALE MABRY HWY, STE 100, TAMPA, FL, 33618, 8139610944 - 903,528 ($767,999.00) Equity, (File 333-132421 - Mar. 14) (BR. 05C) S-8 SONGZAI INTERNATIONAL HOLDING GROUP INC, 20337 RIMVIEW PLACE, WALNUT, CA, 91789, (909) 468-2840 - 5,000,000 ($854,000.00) Equity, (File 333-132422 - Mar. 14) (BR. 04) SB-2 FIRST FEDERAL FINANCIAL SERVICES INC, 300 ST LOUIS ST, EDWARDSVILLE, IL, 62025, 6186566200 - 5,091,625 ($50,916,250.00) Equity, (File 333-132423 - Mar. 14) (BR. 07B) S-4 FIRST FEDERAL FINANCIAL SERVICES INC, 300 ST LOUIS ST, EDWARDSVILLE, IL, 62025, 6186566200 - 5,702,122 ($57,021,220.00) Equity, (File 333-132424 - Mar. 14) (BR. 07B) N-2 UBS TAMARACK INTERNATIONAL FUND LLC, 1285 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019, 2127132000 - 50,000,000 ($500,000,000.00) Equity, (File 333-132425 - Mar. 14) (BR. 17) S-1 HOME BANCSHARES INC, 719 HARKRIDER, CONWAY, AR, 72032, 501-328-4657 - 0 ($51,750,000.00) Equity, (File 333-132427 - Mar. 14) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 21ST CENTURY INSURANCE GROUP CA 5.02,9.01 03/08/06 ACME COMMUNICATIONS INC DE 1.01 03/09/06 ACTIVE POWER INC DE 1.01,9.01 03/10/06 Advanced BioEnergy, LLC DE 1.01,2.03 03/08/06 ADVANTA BUSINESS RECEIVABLES CORP 8.01,9.01 03/14/06 ADVANTA CORP DE 8.01,9.01 03/14/06 Advaxis, Inc. CO 8.01,9.01 03/07/06 AMEND Aearo CO I DE 1.01,3.03,9.01 03/13/06 AETNA INC /PA/ PA 7.01 03/14/06 AFC ENTERPRISES INC MN 9.01 03/14/06 AFFILIATED COMPUTER SERVICES INC DE 8.01,9.01 03/13/06 AIR METHODS CORP DE 2.02 03/14/06 AKORN INC LA 1.01,9.01 03/08/06 ALDERWOODS GROUP INC DE 1.01,2.02,9.01 03/13/06 ALLEGHANY CORP /DE DE 8.01,9.01 03/10/06 ALLIANT TECHSYSTEMS INC DE 5.02,8.01,9.01 03/09/06 ALLOS THERAPEUTICS INC DE 1.01,5.02,7.01,9.01 03/09/06 ALLSTATE CORP DE 8.01,9.01 03/08/06 ALPHARMA INC DE 2.02,9.01 03/13/06 ALPHARMA INC DE 1.01 03/08/06 Alternative Loan Trust 2006-4CB 8.01,9.01 02/27/06 Alternative Loan Trust 2006-HY3 8.01,9.01 02/27/06 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 02/27/06 AMEND AMERICAN OIL & GAS INC NV 7.01,9.01 03/14/06 AMERICAN STATES WATER CO CA 2.02,9.01 03/14/06 AMERICAN TECHNOLOGY CORP /DE/ DE 1.01,9.01 03/13/06 ANADIGICS INC DE 9.01 03/14/06 ANCHOR GLASS CONTAINER CORP /NEW DE 8.01,9.01 03/08/06 ANNTAYLOR STORES CORP DE 1.01 03/08/06 APPLIED DNA SCIENCES INC NV 1.01,2.03,3.02,9.01 03/08/06 APRIA HEALTHCARE GROUP INC DE 1.01,5.02 03/08/06 ARGENT SECURITIES INC., ASSET-BACKED 2.01,9.01 02/15/06 ARMSTRONG HOLDINGS INC /PA/ PA 1.01,9.01 03/13/06 ARRAY BIOPHARMA INC DE 8.01,9.01 03/14/06 ARTEMIS INTERNATIONAL SOLUTIONS CORP DE 1.01,2.03,7.01,9.01 03/10/06 ARVINMERITOR INC IN 8.01,9.01 03/14/06 ASSOCIATED BANC-CORP WI 8.01 03/13/06 ASSURANCEAMERICA CORP NV 1.01,9.01 03/08/06 ASSURANT INC 1.01 03/09/06 ATLANTIC COAST FEDERAL CORP X1 2.02,9.01 03/14/06 ATLAS PIPELINE PARTNERS LP DE 1.01,3.02,9.01 03/13/06 ATMOSPHERIC GLOW TECHNOLOGIES INC DE 1.01,2.03 03/03/06 AUTODESK INC DE 1.01 03/09/06 AUTOIMMUNE INC DE 2.02,9.01 03/10/06 AZTAR CORP DE 1.01,9.01 03/13/06 AZTEC OIL & GAS, INC. NV 4.02,9.01 02/17/06 AMEND BALLY TECHNOLOGIES, INC. NV 1.01,5.02,9.01 03/13/06 BALLY TOTAL FITNESS HOLDING CORP DE 1.01,8.01,9.01 03/08/06 Banc of America Alternative Loan Trus DE 8.01,9.01 02/27/06 BANC OF AMERICA FUNDING CORP DE 8.01,9.01 02/27/06 BASIC EARTH SCIENCE SYSTEMS INC DE 8.01,9.01 03/14/06 BEDFORD PROPERTY INVESTORS INC/MD MD 8.01,9.01 03/14/06 BESTNET COMMUNICATIONS CORP NV 9.01 03/13/06 BEVERLY ENTERPRISES INC DE 3.01,8.01,9.01 03/14/06 BIG CAT MINING CORP 2.01,3.02,5.01 03/08/06 BIOTIME INC CA 5.02,9.01 03/08/06 BOK FINANCIAL CORP ET AL OK 5.02 03/13/06 BOOKHAM, INC. DE 1.01,2.03 03/10/06 BOOKHAM, INC. DE 8.01 03/14/06 BPZ ENERGY INC CO 1.01,3.02,9.01 03/08/06 Brookdale Senior Living Inc. DE 2.02,9.01 03/14/06 CABLEVISION SYSTEMS CORP /NY DE 7.01,9.01 03/14/06 CALLAWAY GOLF CO /CA DE 1.01 03/09/06 CAPITAL MINERAL INVESTORS INC 4.01 03/08/06 CAPITAL MINERAL INVESTORS INC 4.01 03/08/06 AMEND CAPITOL BANCORP LTD MI 5.02 03/14/06 Cardium Therapeutics, Inc. 1.01,2.01,2.03,3.02,5.02,9.01 03/08/06 CARMAX INC VA 2.02,9.01 03/10/06 CARRAMERICA REALTY CORP MD 8.01,9.01 03/14/06 CB RICHARD ELLIS GROUP INC DE 7.01,9.01 03/14/06 CENDANT CORP DE 7.01 03/14/06 CentraCore Properties Trust MD 7.01,9.01 03/13/06 CENTRAL GARDEN & PET CO DE 8.01,9.01 03/13/06 CENTRAL VERMONT PUBLIC SERVICE CORP VT 2.02,2.06,4.02,8.01,9.01 03/09/06 CENTURY ALUMINUM CO DE 5.02 03/08/06 CHAPARRAL RESOURCES INC DE 1.01,2.02,9.01 03/13/06 CHAPEAU INC UT 1.01,3.02 03/14/06 Chartwell International, Inc. NV 4.01,9.01 03/14/06 AMEND CHINA BIOPHARMACEUTICALS HOLDINGS INC DE 1.01,3.02 03/14/06 CHURCHILL DOWNS INC KY 2.02,9.01 12/31/05 Citigroup Mortgage Loan Trust Inc., S 9.01 08/31/05 CITIZENS BANKING CORP MI 2.05 03/10/06 CKRUSH, INC. DE 8.01,9.01 03/09/06 CLAIBORNE LIZ INC DE 5.02,9.01 03/08/06 CNL RETIREMENT PROPERTIES INC MD 5.03,9.01 03/08/06 COMMUNITY BANCORP INC DE 8.01,9.01 03/09/06 COMPUTER TASK GROUP INC NY 7.01,9.01 03/14/06 COMVERSE TECHNOLOGY INC/NY/ NY 2.02,8.01,9.01 03/14/06 CONCEPTUS INC DE 1.01 03/08/06 CONEXANT SYSTEMS INC DE 8.01 03/09/06 CONSTAR INTERNATIONAL INC DE 8.01 03/14/06 CONSUMER PORTFOLIO SERVICES INC CA 7.01,9.01 03/14/06 Copano Energy, L.L.C. DE 7.01,9.01 03/14/06 CORAUTUS GENETICS INC DE 1.01,1.02,2.02,8.01,9.01 03/09/06 CORGENIX MEDICAL CORP/CO NV 8.01 03/14/06 CORNELL COMPANIES INC DE 2.02,9.01 03/14/06 CREATIVE ENTERPRISES INTERNATIONAL IN NV 1.01,3.02,5.02,8.01,9.01 03/08/06 CREDIT ACCEPTANCE CORPORATION MI 8.01,9.01 03/14/06 CROWN MEDIA HOLDINGS INC DE 4.02,9.01 03/08/06 CSMC Mortgage-Backed Pass-Through Cer DE 8.01,9.01 03/14/06 CWABS Asset-Backed Certificates Trust 8.01 02/27/06 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 02/27/06 DATA SYSTEMS & SOFTWARE INC DE 1.01,9.01 03/08/06 DATAMEG CORP DE 8.01,9.01 03/14/06 DATAWATCH CORP DE 1.01,9.01 03/10/06 DAYSTAR TECHNOLOGIES INC DE 8.01,9.01 03/14/06 DEL GLOBAL TECHNOLOGIES CORP NY 8.01,9.01 03/14/06 DELL INC DE 1.01,9.01 03/09/06 DELTA AIR LINES INC /DE/ DE 8.01,9.01 03/14/06 DELTA PETROLEUM CORP/CO CO 9.01 03/14/06 DENDREON CORP DE 2.02,8.01,9.01 03/13/06 DEPOMED INC CA 2.02,9.01 03/14/06 DIEBOLD INC OH 7.01 03/14/06 DNB FINANCIAL CORP /PA/ PA 1.01 03/14/06 DOW JONES & CO INC DE 1.01,9.01 03/13/06 DREW INDUSTRIES INC DE 2.03,8.01,9.01 03/10/06 DUCOMMUN INC /DE/ DE 1.01,9.01 03/08/06 DUKE REALTY CORP IN 1.01,9.01 03/09/06 DUKE REALTY LIMITED PARTNERSHIP/ IN 1.01,9.01 03/09/06 DUN & BRADSTREET CORP/NW DE 2.03,9.01 03/09/06 DUSA PHARMACEUTICALS INC NJ 2.01,3.02,5.02,9.01 03/10/06 DynCorp International LLC 8.01 03/14/06 DYNTEK INC DE 1.01,1.02,2.03,3.02,5.01, 03/08/06 5.02,9.01 EDAC TECHNOLOGIES CORP WI 5.02,9.01 03/09/06 EL PASO CORP/DE DE 1.01 03/14/06 EL PASO ELECTRIC CO /TX/ TX 8.01 03/13/06 ELECTRIC CITY CORP DE 5.02,9.01 03/08/06 ELITE PHARMACEUTICALS INC /DE/ DE 5.03,8.01,9.01 03/10/06 ENCORE CAPITAL GROUP INC DE 9.01 03/14/06 ENDOCARE INC DE 1.01,9.01 03/08/06 ENTERTAINMENT CAPITAL CORP NV 4.01 03/07/06 ENVIRONMENTAL TECTONICS CORP PA 1.01,8.01,9.01 03/09/06 ENZO BIOCHEM INC NY 2.02,8.01,9.01 03/13/06 ESSEX CORP VA 2.02,9.01 03/14/06 ETRIALS WORLDWIDE INC. 8.01,9.01 03/14/06 EURONET WORLDWIDE INC DE 1.01,9.01 03/08/06 EVOLVING SYSTEMS INC DE 2.02 03/14/06 EXPLORATION CO OF DELAWARE INC DE 7.01,8.01,9.01 03/10/06 EXXON MOBIL CORP NJ 2.02,7.01 03/08/06 Federal Home Loan Bank of Boston X1 2.03 03/09/06 Federal Home Loan Bank of Chicago X1 2.03 03/08/06 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 03/08/06 Federal Home Loan Bank of New York X1 2.03,9.01 03/08/06 Federal Home Loan Bank of San Francis X1 2.03 03/08/06 Feldman Mall Properties, Inc. MD 2.02,9.01 03/14/06 FIRST ALBANY COMPANIES INC NY 9.01 03/14/06 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 02/28/06 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 02/28/06 FIRST MIDWEST BANCORP INC DE 1.01,9.01 03/09/06 FIRST MONTAUK FINANCIAL CORP NJ 1.01 03/13/06 FISHER COMMUNICATIONS INC WA 2.02,9.01 03/13/06 FOODARAMA SUPERMARKETS, INC. NJ 2.02 01/28/06 FOOTSTAR INC DE 8.01,9.01 03/13/06 FOREST OIL CORP NY 1.01 03/09/06 FORGENT NETWORKS INC DE 2.02,9.01 03/14/06 Foundation Coal Holdings, Inc. DE 1.01,9.01 03/13/06 FRONTIER OIL CORP /NEW/ WY 1.01,9.01 03/10/06 GIFT LIQUIDATORS INC OK 4.01,9.01 03/08/06 GL ENERGY & EXPLORATION INC DE 1.01,1.02,1.03,2.01,5.01, 03/10/06 5.03,5.06,9.01 GLATFELTER P H CO PA 1.01,2.01 03/08/06 GLOBAL POWER EQUIPMENT GROUP INC/ DE 2.02,9.01 03/08/06 GOLDEN OVAL EGGS LLC DE 1.01 03/09/06 GOLDMAN SACHS GROUP INC/ DE 2.02,8.01,9.01 03/14/06 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 03/10/06 Green Plains Renewable Energy, Inc. IA 8.01,9.01 03/14/06 GSAA Home Equity Trust 2006-3 DE 8.01,9.01 02/24/06 HALLMARK FINANCIAL SERVICES INC NV 1.01 03/09/06 HANDLEMAN CO /MI/ MI 7.01,9.01 03/14/06 HARRIS CORP /DE/ DE 7.01,9.01 03/13/06 HARVEST NATURAL RESOURCES, INC. DE 1.01,5.02,9.01 09/27/05 HCSB FINANCIAL CORP SC 2.02,8.01,9.01 03/14/06 HealthSpring, Inc. DE 2.02,9.01 03/14/06 HEALTHWAYS, INC DE 7.01,9.01 03/14/06 HELIX BIOMEDIX INC DE 3.02,9.01 03/10/06 HERBST GAMING INC NV 2.02,9.01 03/14/06 Heritage Financial Group DC 8.01,9.01 03/13/06 HIGHLAND CLAN CREATIONS CORP NV 1.01,9.01 03/09/06 HILTON HOTELS CORP DE 1.01,9.01 03/13/06 HOMEBANC CORP 5.03,9.01 03/13/06 HONEYWELL INTERNATIONAL INC DE 8.01,9.01 03/14/06 HSI Asset Securitization CORP Trust 2 8.01 02/28/06 HUDSON HIGHLAND GROUP INC DE 1.01,9.01 12/31/05 HUDSON TECHNOLOGIES INC /NY NY 1.01,5.02,5.03,9.01 03/08/06 HUMAN BIOSYSTEMS INC CA 1.01,2.03,3.02,9.01 03/07/06 I TRAX INC DE 1.01 03/09/06 IBX GROUP INC FL 5.02 11/30/05 ICON INCOME FUND EIGHT B LP 8.01 03/14/06 IDT CORP DE 2.01,9.01 03/13/06 INDYMAC BANCORP INC DE 1.01 03/08/06 IndyMac Home Equity Mortgage Loan Ass DE 9.01 03/07/06 INFORMATICA CORP DE 1.01,2.03,3.02,8.01,9.01 03/08/06 INFOSONICS CORP 8.01,9.01 03/14/06 INNOVATIVE FOOD HOLDINGS INC CO 5.02,9.01 03/08/06 INNUITY, INC. /UT/ UT 1.01 03/09/06 INTEGRATED ELECTRICAL SERVICES INC DE 7.01,9.01 03/10/06 INTEGRATED PERFORMANCE SYSTEMS INC NY 2.02,9.01 03/13/06 INTERLEUKIN GENETICS INC DE 2.02,9.01 03/14/06 INTERSECTIONS INC DE 1.01 03/08/06 IPSCO INC 8.01,9.01 03/13/06 IRIDEX CORP DE 1.01,9.01 03/08/06 ISOLAGEN INC DE 7.01,9.01 03/14/06 ITLA CAPITAL CORP CA 8.01,9.01 03/14/06 J2 GLOBAL COMMUNICATIONS INC DE 7.01 03/13/06 JMAR TECHNOLOGIES INC DE 1.01 02/27/06 KANSAS CITY SOUTHERN DE 8.01,9.01 03/13/06 KIRKLANDS INC 8.01 03/13/06 KITTY HAWK INC DE 5.02 03/10/06 KNIGHT RIDDER INC FL 1.01,3.03,8.01,9.01 03/13/06 KNOBIAS, INC. DE 1.01,2.03,3.02,5.02,9.01 03/13/06 AMEND KOHLS CORPORATION WI 5.02,9.01 03/10/06 KOPIN CORP DE 7.01 03/14/06 LEARNING TREE INTERNATIONAL INC DE 1.01 03/09/06 LEHMAN ABS CORP AT&T WIRELESS SERV NO DE 8.01,9.01 03/01/06 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 03/02/06 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 03/02/06 LEHMAN ABS CORP BCKD TR CRTS CORN DB DE 8.01,9.01 03/01/06 LEHMAN ABS CORP BCKD TR CRTS TOYS R U DE 8.01,9.01 03/01/06 LEHMAN ABS CORP COR BK TR CER CORN DE DE 8.01,9.01 03/01/06 LEHMAN ABS CORP DAIMLERCHRYSLER DEBEN DE 8.01,9.01 03/01/06 LEHMAN ABS CORP KINDER MORGAN DEBEN B DE 8.01,9.01 03/01/06 LEXAR MEDIA INC CA 2.02,9.01 03/14/06 Liberty Global, Inc. DE 2.02 03/14/06 Liberty Global, Inc. DE 1.01,9.01 03/08/06 LIFE TIME FITNESS INC MN 5.02,9.01 03/10/06 LIFEWAY FOODS INC IL 2.02 03/09/06 LONE STAR STEAKHOUSE & SALOON INC DE 2.02,8.01,9.01 03/13/06 MACERICH CO MD 9.01 03/14/06 Magnum dOr Resources Inc 3.03,8.01,9.01 03/12/06 AMEND MARINE PRODUCTS CORP DE 8.01,9.01 03/14/06 MARTIN MIDSTREAM PARTNERS LP DE 2.02,9.01 03/14/06 MASSBANK CORP DE 9.01 03/14/06 MASTR Second Lien Trust 2006-1 DE 8.01,9.01 03/13/06 MATRIX BANCORP INC CO 2.02,9.01 03/14/06 MDU RESOURCES GROUP INC DE 8.01 03/14/06 MEDCATH CORP DE 5.02,9.01 03/14/06 MediaMax Technology CORP NV 3.02,5.02 03/09/06 MEDIS TECHNOLOGIES LTD DE 2.02,9.01 03/14/06 MICROVISION INC WA 5.02 03/12/06 MID AMERICA APARTMENT COMMUNITIES INC TN 5.02,9.01 03/14/06 MIDWEST AIR GROUP INC WI 8.01,9.01 03/08/06 MILLENNIUM CELL INC DE 5.02 03/09/06 MILLER INDUSTRIES INC /TN/ TN 2.02,9.01 03/14/06 MIRANT CORP DE 2.02,9.01 03/14/06 MONOLITHIC POWER SYSTEMS INC CA 2.02,9.01 03/13/06 NASDAQ STOCK MARKET INC DE 1.01,9.01 03/07/06 NATIONAL BEVERAGE CORP DE 2.02,9.01 03/13/06 NATIONAL CITY CORP DE 7.01,9.01 03/14/06 National Collegiate Student Loan Trus 9.01 03/09/06 NATIONAL HEALTH INVESTORS INC MD 5.02 03/13/06 NATIONAL HEALTH REALTY INC MD 8.01 03/10/06 NATIONAL HEALTHCARE CORP DE 8.01 03/10/06 NATIONAL HEALTHCARE CORP DE 5.02 03/13/06 NATIONAL WESTERN LIFE INSURANCE CO CO 1.01 03/10/06 NATIONAL WESTERN LIFE INSURANCE CO CO 1.01 03/10/06 NATROL INC DE 5.02,9.01 03/14/06 NAUTILUS, INC. WA 2.02 03/13/06 NAVISITE INC DE 2.02,9.01 03/13/06 NCI BUILDING SYSTEMS INC DE 7.01,9.01 03/13/06 NeuroMetrix, Inc. 1.01 03/07/06 NEW HAMPSHIRE THRIFT BANCSHARES INC DE 1.01,9.01 03/09/06 NEWS CORP 8.01,9.01 03/14/06 NOBILITY HOMES INC FL 2.02,9.01 03/09/06 NORTEL NETWORKS CORP 8.01,9.01 03/10/06 NORTEL NETWORKS LTD 8.01,9.01 03/10/06 NORTHWEST BIOTHERAPEUTICS INC DE 1.01,2.03,5.02 03/09/06 NOVASTAR FINANCIAL INC MD 7.01,9.01 03/10/06 AMEND NT HOLDING CORP. DE 1.01,9.01 03/12/06 OccuLogix, Inc. DE 2.02,8.01,9.01 03/09/06 OGLEBAY NORTON CO /OHIO/ OH 7.01,9.01 03/13/06 OHIO CASUALTY CORP OH 1.01,9.01 02/16/06 AMEND OLD NATIONAL BANCORP /IN/ IN 4.01,9.01 03/08/06 AMEND ONE LIBERTY PROPERTIES INC MD 5.03,5.05,9.01 03/10/06 ONEIDA LTD NY 1.01 03/09/06 OneTravel Holdings, Inc. DE 1.01,9.01 01/28/06 AMEND OPTION ONE MORTGAGE LOAN TRUST 2006-1 DE 2.01,9.01 01/25/06 ORBIT INTERNATIONAL CORP DE 5.02 03/08/06 ORIGEN FINANCIAL INC DE 2.02 03/13/06 OXIS INTERNATIONAL INC DE 1.01,2.03,9.01 03/10/06 P F CHANGS CHINA BISTRO INC 1.01,5.02,9.01 03/08/06 PACER INTERNATIONAL INC TN 5.02,8.01,9.01 03/14/06 PACIFICNET INC DE 3.02 03/13/06 PACKAGING CORP OF AMERICA 1.01,9.01 03/14/06 PARAGON TECHNOLOGIES INC PA 2.02,9.01 12/31/05 PARALLEL PETROLEUM CORP DE 4.02,7.01,9.01 03/08/06 PATCH INTERNATIONAL INC/CN NV 5.03,8.01,9.01 03/14/06 PEAK ENTERTAINMENT HOLDINGS INC NV 1.01,9.01 03/08/06 PEDIATRIC SERVICES OF AMERICA INC DE 7.01,9.01 03/14/06 PEGASUS SOLUTIONS INC DE 2.02,9.01 03/14/06 PENN VIRGINIA CORP VA 1.01,9.01 03/09/06 PENN VIRGINIA RESOURCE PARTNERS L P DE 1.01,9.01 03/09/06 PER SE TECHNOLOGIES INC DE 2.02,9.01 03/07/06 AMEND PETROHAWK ENERGY CORP DE 2.02,9.01 03/14/06 PHILLIPS VAN HEUSEN CORP /DE/ DE 1.01,5.02,9.01 03/08/06 PINNACLE FINANCIAL PARTNERS INC TN 8.01 03/13/06 PLURISTEM LIFE SYSTEMS INC NV 8.01,9.01 03/06/06 PMC COMMERCIAL TRUST /TX TX 2.02,9.01 03/13/06 PMC SIERRA INC DE 2.01,9.01 02/28/06 AMEND POMEROY IT SOLUTIONS INC DE 8.01,9.01 02/24/06 POWERCOLD CORP NV 4.02,9.01 03/14/06 PRIDE INTERNATIONAL INC DE 8.01,9.01 03/13/06 PRIMUS TELECOMMUNICATIONS GROUP INC DE 3.01,9.01 03/10/06 PROCENTURY CORP 7.01,9.01 03/13/06 PUGET ENERGY INC /WA WA 5.02,9.01 03/13/06 QUALITY DISTRIBUTION INC FL 2.02,9.01 03/13/06 QUICKSILVER RESOURCES INC DE 1.01,9.01 03/13/06 QUOVADX INC DE 1.01,9.01 03/08/06 RAILAMERICA INC /DE DE 8.01 03/09/06 RALI Series 2006-QA2 Trust DE 8.01,9.01 03/14/06 RALI Series 2006-QS2 Trust DE 8.01,9.01 02/01/06 RAMP Series 2006-RZ1 Trust DE 8.01 03/14/06 RAPID LINK INC DE 1.01,2.03,3.02,9.01 03/08/06 RASC Series 2006-KS2 Trust DE 8.01,9.01 03/14/06 REGENCY CENTERS CORP FL 2.03 03/10/06 RENTECH INC /CO/ CO 1.01,9.01 03/08/06 RENTECH INC /CO/ CO 1.01,9.01 03/08/06 RENTRAK CORP OR 1.01,9.01 03/08/06 Residential Asset Securitization Trus 8.01,9.01 02/27/06 RETAIL VENTURES INC OH 3.02 03/13/06 RFMSI Series 2006-S2 Trust DE 8.01,9.01 02/14/06 RITA MEDICAL SYSTEMS INC DE 1.01 03/08/06 ROWAN COMPANIES INC DE 8.01,9.01 03/14/06 RYERSON INC. DE 8.01,9.01 03/10/06 SAFARI ASSOCIATES INC 5.02 03/14/06 SANDY SPRING BANCORP INC MD 7.01,8.01,9.01 03/13/06 SCRIPPS E W CO /DE OH 8.01,9.01 03/14/06 SEACHANGE INTERNATIONAL INC DE 2.02,9.01 03/14/06 Select Notes Trust LT 2004-1 DE 8.01,9.01 03/01/06 SEMTECH CORP DE 1.01,5.02,7.01,9.01 03/12/06 SENSE HOLDINGS INC FL 3.02 03/14/06 SEQUA CORP /DE/ DE 8.01,9.01 03/14/06 SEQUOIA MORTGAGE TRUST 2004-12 8.01,9.01 02/21/06 Sequoia Mortgage Trust 2005-1 8.01,9.01 02/21/06 Sequoia Mortgage Trust 2005-2 8.01,9.01 02/21/06 Sequoia Mortgage Trust 2005-3 8.01,9.01 02/21/06 Sequoia Mortgage Trust 2005-4 8.01,9.01 02/21/06 SHAW GROUP INC LA 1.01,5.02,9.01 03/13/06 SHELLS SEAFOOD RESTAURANTS INC DE 1.01,9.01 03/13/06 SIERRA HEALTH SERVICES INC NV 7.01 03/13/06 SIGA TECHNOLOGIES INC DE 8.01,9.01 03/14/06 SIGMATRON INTERNATIONAL INC DE 2.02,9.01 03/14/06 SINGING MACHINE CO INC DE 1.01,1.02,2.03,3.02,9.01 03/08/06 SLS INTERNATIONAL INC DE 1.01,9.01 03/09/06 SOUTHWEST COMMUNITY BANCORP CA 8.01,9.01 03/13/06 SPATIALIGHT INC NY 2.02,9.01 03/14/06 SRS LABS INC DE 2.02,9.01 03/14/06 STANDARD MANAGEMENT CORP IN 1.01,9.01 03/08/06 STAR GAS PARTNERS LP DE 1.01,9.01 03/12/06 STERICYCLE INC DE 1.01,9.01 02/03/06 STEWART ENTERPRISES INC LA 1.01,9.01 03/13/06 STRATOS INTERNATIONAL INC DE 2.02,9.01 03/09/06 STRATS (SM) TRUST FOR JPMORGAN CHASE 8.01,9.01 03/01/06 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01,9.01 03/01/06 Strats(SM) Trust for JPMorgan Chase C 8.01,9.01 03/01/06 STRATS(SM) Trust For Morgan Stanley S 8.01,9.01 03/01/06 STRATS(SM) Trust for Procter & Gamble 8.01,9.01 12/31/05 Structured Asset Investment Loan Trus DE 8.01,9.01 02/28/06 STRUCTURED PRODUCTS CORP CASTSM STEP DE 8.01,9.01 03/01/06 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 03/01/06 STRUCTURED PRODUCTS CORP TIERS R INFL DE 8.01,9.01 03/01/06 STRUCTURED PRODUCTS CORTS TRUST FOR J DE 8.01,9.01 03/01/06 Sun American Bancorp DE 2.02,9.01 10/27/05 SUN HEALTHCARE GROUP INC DE 7.01,9.01 02/28/06 SUNLINK HEALTH SYSTEMS INC OH 1.01,9.01 03/13/06 SUNPOWER CORP CA 1.01 03/08/06 SUNRISE SENIOR LIVING INC DE 1.01,9.01 03/08/06 SUNSET FINANCIAL RESOURCES INC 8.01,9.01 03/10/06 SUPERCONDUCTIVE COMPONENTS INC OH 1.01 03/08/06 SUPERVALU INC DE 8.01,9.01 03/14/06 Surge Global Energy, Inc. 7.01,9.01 03/06/06 SUSQUEHANNA BANCSHARES INC PA 5.02,8.01 03/08/06 SYMBOL TECHNOLOGIES INC DE 1.01,9.01 03/09/06 TAL International Group, Inc. DE 2.02,9.01 03/13/06 TD BANKNORTH INC. DE 8.01,9.01 03/14/06 TEEKA TAN PRODUCTS, INC. DE 1.01,3.02,9.01 03/13/06 TELEPLUS ENTERPRISES INC 9.01 03/13/06 AMEND TEXAS REGIONAL BANCSHARES INC TX 8.01,9.01 03/14/06 TF FINANCIAL CORP DE 8.01 03/08/06 Titan Global Holdings, Inc. UT 1.01,9.01 03/08/06 TRAFFIX INC DE 1.01,9.01 03/10/06 TRIZEC PROPERTIES INC DE 2.02,9.01 03/14/06 TRONOX INC DE 5.02 03/10/06 ULTICOM INC NJ 2.02,8.01,9.01 03/14/06 UNIFY CORP DE 8.01,9.01 03/14/06 UNIFY CORP DE 2.02,8.01,9.01 03/14/06 UNION PACIFIC CORP UT 7.01,9.01 03/14/06 UNION PACIFIC RAILROAD CO/DE DE 7.01,9.01 03/14/06 UNITED STATES LIME & MINERALS INC TX 2.01,9.01 12/28/05 AMEND UNIVERSAL COMMUNICATION SYSTEMS INC NV 4.01,9.01 03/08/06 UNIVERSAL CORP /VA/ VA 5.03,8.01,9.01 03/10/06 UNIVERSAL PROPERTY DEVELOPMENT & ACQU CA 1.01,9.01 03/09/06 US DATAWORKS INC NV 5.02 03/14/06 USAutos Series 2004-1 Trust DE 8.01,9.01 03/03/06 USN CORP CO 8.01,9.01 03/14/06 UTEK CORP 1.01,9.01 03/08/06 VALASSIS COMMUNICATIONS INC DE 8.01 03/14/06 Valera Pharmaceuticals Inc 8.01,9.01 03/14/06 VANTAGEMED CORP DE 2.02,9.01 03/14/06 Venoco, Inc. DE 1.01,3.02 03/08/06 VENTIV HEALTH INC DE 2.02,9.01 12/31/05 Veri-Tek International, Corp. MI 5.02,9.01 03/14/06 VERINT SYSTEMS INC 2.02,8.01,9.01 03/14/06 VIASPACE Inc. NV 8.01,9.01 03/13/06 VION PHARMACEUTICALS INC DE 5.02 03/08/06 VIRBAC CORP DE 1.01,7.01,8.01,9.01 03/09/06 VIVA INTERNATIONAL INC DE 5.02 03/14/06 VOXWARE INC DE 3.01,9.01 03/14/06 WALT DISNEY CO/ DE 5.02 03/14/06 AMEND WALTER INDUSTRIES INC /NEW/ DE 5.02 03/10/06 Warner Music Group Corp. DE 8.01,9.01 03/14/06 WARP TECHNOLOGY HOLDINGS INC NV 8.01,9.01 03/14/06 WATERS CORP /DE/ DE 8.01 03/13/06 WATSON PHARMACEUTICALS INC NV 1.01,9.01 03/12/06 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 02/27/06 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 02/27/06 WESTCORP /CA/ CA 1.01 03/13/06 WESTERN DIGITAL CORP DE 7.01 03/14/06 WESTERN GAS RESOURCES INC DE 7.01,9.01 03/13/06 WHEELING PITTSBURGH CORP /DE/ DE 2.02,9.01 03/14/06 WILLAMETTE VALLEY VINEYARDS INC OR 2.02 12/31/05 WILLOW GROVE BANCORP INC/NEW PA 9.01 03/14/06 WINLAND ELECTRONICS INC MN 2.02,9.01 03/14/06 WIRELESS FACILITIES INC DE 2.01,2.02,4.02,9.01 03/10/06 YANKEE CANDLE CO INC 1.01,9.01 03/10/06 YOUNG INNOVATIONS INC MO 8.01 03/14/06 ZALE CORP DE 5.04 03/13/06