SEC NEWS DIGEST Issue 2006-36 February 23, 2006 ENFORCEMENT PROCEEDINGS SEC v. EDWARD DIGGES, JR., ET AL. The Commission announced today that the Honorable Patricia C. Fawsett, U.S. District Judge for the Middle District of Florida, entered an order permanently enjoining Edward S. Digges, Jr. (Digges), Nexstar Communications, LLC (Nexstar), TMT Equipment Company, LLC (TMT Equipment), TMT Management Group, LLC (TMT Management), POSA, LLC (POSA), POSA TMT, LLC (POSA TMT), Televest Communications, LLC (Televest Communications), Televest Group, LLC (Televest Group), and Spin Drift, LLC (Spin Drift) (collectively, defendants). The order restrained and enjoined Digges, Nexstar, TMT Equipment, TMT Management, POSA, and POSA TMT from future violations of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder. The order further enjoined the defendants from aiding and abetting violations of Section 10(b) of the Exchange Act and Rule 10b- 5 thereunder. The order also appointed a receiver for Nexstar, TMT Equipment, TMT Management, POSA, POSA TMT, Televest Communications, Televest Group, and Spin Drift, LLC, and imposed other relief. The defendants consented to the order without admitting or denying any of the allegations of the Commission's complaint. The complaint alleged that since April 2003, the defendants fraudulently sold to approximately 278 investors at least $15 million in securities consisting of an investment in which investors purchased a point-of- sale credit card terminal from one of the defendants and then leased the terminal to another defendant purportedly for placement in a retail store to generate service fee revenue. To sell the investments, Digges represented to the salespeople, and through them to investors, that these obligations were "assured," and that he would maintain a "reserve fund" to cover six months of monthly lease payments and a "sinking fund" to cover the eventual repurchase of the terminals. The complaint alleged that Digges had no basis to assure investors of either their lease payments or the repurchase of the terminals. Since at least January 2004, the defendants' operation of the leased terminals has run a deficit, and the defendants never created or maintained a reserve fund or a sinking fund. Further, in an attempt to conceal his criminal record, Digges omitted his name from offering materials and falsely portrayed to potential investors that the venture was managed by individuals who had only nominal roles. Digges also failed to disclose that, since April 2003, the state securities commissions of Maryland, Pennsylvania, and Ohio have issued orders finding that one or more of his entities violated state securities laws by participating in the offering, and the Maryland order found that the offering involved fraud. [SEC v. Edward S. Digges, Jr.; Nexstar Communications, LLC; TMT Equipment Company, LLC; TMT Management Group, LLC; POSA, LLC; POSA TMT, LLC; Televest Communications, LLC; Televest Group, LLC and Spin Drift, LLC., Civil Action No. 6:06-CV-137-ORL-19-KRS (MD Fla.)] (LR-19574) SEC SEEKS TO ENFORCE SUBPOENA IN FAX BLASTING INVESTIGATION On February 17, the Commission filed an application with the U.S. District Court for the District of Columbia for an order to enforce an investigative subpoena served on Dean J. Sheptycki, a Canadian citizen who maintains a residence in Fort Lauderdale, Florida. The Commission's application alleges that Sheptycki played a role in the production and/or mass dissemination of faxes touting the securities of two thinly traded American companies-National Storm Management, Inc. (NLST) and Deep Rock Oil & Gas, Inc. (DPRK). These companies, which trade on the over-the-counter market, have been the recent subjects of widespread fax blasts and spam emails touting the value of their securities in the wake of Hurricane Katrina. According to the application, an entity that Sheptycki controls then profited from transactions in these securities in the wake of Hurricane Katrina. The subpoena seeks documents relevant to the Commission's investigation into unlawful attempts to profit by illegal touting or market manipulation by certain members of and/or entities created by a Shell Creation Group or others. Sheptycki failed to produce documents required by the subpoena and also failed to appear for testimony as required. [SEC v. Dean J. Sheptycki, Misc. No. 06-MS-00074, D.D.C.] (LR-19575) ADDITIONS AND CORRECTIONS A summary in the February 17th issue of the Digest, entitled "SEC FILES INSIDER TRADING CHARGES AGAINST DOCTOR WHO PARTICIPATED IN CLINICAL TRIALS FOR MAXIM PHARMACEUTICALS", should have appeared as follows: SEC FILES INSIDER TRADING CHARGES AGAINST DOCTOR WHO PARTICIPATED IN CLINICAL TRIALS FOR MAXIM PHARMACEUTICALS The Commission filed a settled enforcement action today in federal district court in San Diego, California, charging Sanjiv S. Agarwala, M.D., of Pittsburgh, Pennsylvania, with insider trading in the stock of San Diego-based Maxim Pharmaceuticals, Inc. (now merged with EpiCept Corporation). Agarwala, age 44, is an associate professor of medicine and associate medical director of the melanoma program at the University of Pittsburgh Medical Center. From January 2000 through the Fall of 2004, Agarwala consulted for Maxim on the clinical trials of Maxim's cancer drug Ceplene. The Commission's complaint alleges that as one of the researchers involved in the Ceplene clinical trials, Agarwala learned of material nonpublic information on three separate occasions - specifically, that Maxim had received FDA approval for a treatment protocol for Ceplene for malignant melanoma, that the results from a clinical trial for acute myeloid leukemia were positive, and that the results from a clinical trial for malignant melanoma were negative. The complaint further alleges that in April, May, and September 2004, while aware of the material nonpublic information, Agarwala used his father's brokerage account to purchase or sell Maxim stock before the public announcements of that information. Agarwala's profits and loss avoided from his repeated insider trading totaled $14,784. By engaging in such trading, Agarwala breached his duty to Maxim not to trade on the basis of confidential information. To settle the Commission's charges, Agarwala consented, without admitting or denying the allegations in the Commission's complaint, to the entry of a final judgment permanently enjoining him from future violations of the antifraud provisions of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. Agarwala also agreed to pay $14,784 in disgorgement of his illegal trading profits and loss avoided, plus prejudgment interest of $398, and a civil penalty of $29,568. [SEC v. Sanjiv S. Agarwala, Civil Action No. 06 CV 0352J (POR) (S.D. Cal.)] (LR-19568) INVESTMENT COMPANY ACT RELEASES AMERICAN INTERNATIONAL GROUP, INC., ET AL. The Commission has issued a temporary order to American International Group, Inc., et al., under Section 9(c) of the Investment Company Act with respect to a securities-related injunction issued by the U.S. District Court for the Southern District of New York on or about Feb. 21, 2006. The temporary order exempts applicants and any company that becomes an affiliated person of applicants from the provisions of Section 9(a) of the Act, until the earlier of Aug. 21, 2006, or until the Commission takes final action on the application for a permanent order. (Rel. IC-27227 - February 21) HUTCHINSON TECHNOLOGY INCORPORATED An order has been issued under Section 3(b)(2) of the Investment Company Act on an application filed by Hutchinson Technology Incorporated declaring that it is primarily engaged in a business other than that of investing, reinvesting, owning, holding or trading in securities. (Rel. IC-27228 - February 22) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGE The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2006-011) and Amendment No. 1 thereto relating to principal pre-use approval of member correspondence to 25 or more existing retail customers within a 30 calendar-day period. Publication is expected in the Federal Register during the week of February 20. (Rel. 34-53333) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change filed by the American Stock Exchange to increase the options marketing fee applicable to certain types of equity options (SR-Amex-2006-15) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of February 20. (Rel. 34-53341) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change submitted by the Chicago Board Options Exchange (SR-CBOE-2006-08) relating to volatility indexes. Publication is expected in the Federal Register during the week of February 20. (Rel. 34-53342) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 RELIV INTERNATIONAL INC, 136 CHESTERFIELD INDUSTRIAL BLVD, P O BOX 405, CHESTERFIELD, MO, 63006-0405, 636-537-9715 - 0 ($29,049,000.00) Equity, (File 333-131974 - Feb. 22) (BR. 01B) S-3ASR LIONS GATE ENTERTAINMENT CORP /CN/, 555 BROOKSBANK AVENUE, NORTH VANCOUVER, A1, V7J3S5, 604-983-5555 - 643,460 ($5,462,975.40) Equity, (File 333-131975 - Feb. 22) (BR. 05B) S-8 Rackable Systems, Inc., 1933 MILMONT DRIVE, MILPITAS, CA, 95035, 408-240-8300 - 0 ($36,234,085.00) Equity, (File 333-131976 - Feb. 22) (BR. 03B) S-1 Rackable Systems, Inc., 1933 MILMONT DRIVE, MILPITAS, CA, 95035, 408-240-8300 - 8,625,000 ($326,542,500.00) Equity, (File 333-131977 - Feb. 22) (BR. 03B) S-1 Mewbourne Energy Partners 06-A, L.P., 3901 BROADWAY, TYLER, TX, 75701, (903) 561-2900 - 0 ($100,000,000.00) Other, (File 333-131978 - Feb. 22) (BR. 04) S-8 COHESANT TECHNOLOGIES INC, 5845 WEST 82ND STREET, STE 102, INDIANAPOLIS, IN, 46278, 3178755592 - 300,000 ($2,898,000.00) Equity, (File 333-131980 - Feb. 22) (BR. 10A) S-8 FreightCar America, Inc., TWO NORTH RIVERSIDE PLAZA, SUITE 1250, CHICAGO, IL, 60606, (800) 458-2235 - 0 ($42,690,348.00) Equity, (File 333-131981 - Feb. 22) (BR. 05B) S-3ASR HOVNANIAN ENTERPRISES INC, 10 HWY 35, PO BOX 500, RED BANK, NJ, 07701, 7327477800 - 0 ($0.00) Debt, (File 333-131982 - Feb. 22) (BR. 06C) S-8 RAVEN MOON ENTERTAINMENT INC, 120 INTERNATIONAL PARKWAY, SUITE 220, HEATHROW, FL, 32746, 400,000,000 ($600,000.00) Equity, (File 333-131984 - Feb. 22) (BR. 05C) SB-2 DATAWAVE SYSTEMS INC, 13575 COMMERCE PARKWAY, SUITE 110, RICHMOND, A1, V6V 2L1, 6042951800 - 32,384,530 ($10,039,204.30) Equity, (File 333-131985 - Feb. 22) (BR. 11A) S-8 NAVARRE CORP /MN/, 7400 49TH AVE N, NEW HOPE, MN, 55428, 7635358333 - 0 ($6,496,500.00) Equity, (File 333-131986 - Feb. 22) (BR. 03A) S-8 ORACLE CORP, 500 ORACLE PARKWAY, MAIL STOP 5 OP 7, REDWOOD CITY, CA, 94065, 6505067000 - 79,800,788 ($983,145,708.16) Equity, (File 333-131988 - Feb. 22) (BR. 03B) SB-2 POWER TECHNOLOGY INC/CN, 1000 W BONANZA RD, 604-925-0716, LAS VEGAS, NV, 89106, 7023823385 - 145,587,520 ($11,355,826.56) Debt Convertible into Equity, 27,847,352 ($1,651,407.63) Equity, (File 333-131989 - Feb. 22) (BR. 09B) S-4 FORTUNE BRANDS INC, 520 LAKE COOK ROAD, DEERFIELD, IL, 60015, 8474844400 - 0 ($160,080,861.00) Equity, (File 333-131990 - Feb. 22) (BR. 06C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- 2-Track Global, Inc. 1.01 02/16/06 A CONSULTING TEAM INC NY 1.02,5.02 01/27/06 AMEND AAVID THERMAL TECHNOLOGIES INC DE 1.01,9.01 02/15/06 ACCESS PHARMACEUTICALS INC DE 1.01,3.02,3.03,5.01 02/22/06 ADELPHIA COMMUNICATIONS CORP DE 1.01,9.01 02/21/06 AEGIS ASSESSMENTS INC DE 1.01,2.03,3.02 02/17/06 AETHER HOLDINGS INC DE 8.01,9.01 02/22/06 AGRONIX INC FL 8.01 02/17/06 ALBANY INTERNATIONAL CORP /DE/ DE 1.01 02/15/06 ALBANY INTERNATIONAL CORP /DE/ DE 1.01 02/15/06 Allied Security Holdings LLC DE 1.01,9.01 02/17/06 Alternative Loan Trust 2005-24 9.01 02/20/06 Alternative Loan Trust 2005-45 9.01 01/20/06 Alternative Loan Trust 2005-45 9.01 02/20/06 Alternative Loan Trust 2005-51 9.01 01/20/06 Alternative Loan Trust 2005-58 9.01 01/22/06 Alternative Loan Trust 2005-59 9.01 01/20/06 Alternative Loan Trust 2005-59 9.01 02/20/06 AMARU INC NV 2.01,9.01 02/15/06 AMEND AMB PROPERTY CORP MD 1.01,2.03,9.01 02/16/06 AMB PROPERTY LP DE 1.01,2.03,9.01 02/16/06 AMCON DISTRIBUTING CO DE 2.02,3.01 02/21/06 American Caresource Holdings, Inc. DE 3.02,9.01 02/22/06 AMERICAN ECOLOGY CORP DE 8.01 02/21/06 AMERICAN SHARED HOSPITAL SERVICES CA 2.02,9.01 02/22/06 AMERICAN UNITED GOLD CORP NV 8.01 02/17/06 AMERICAN WOODMARK CORP VA 2.02,9.01 01/31/06 AMSOUTH BANCORPORATION DE 5.02 02/15/06 AMSURG CORP TN 7.01,9.01 02/22/06 ANHEUSER-BUSCH COMPANIES, INC. DE 1.01 02/22/06 APPLEBEES INTERNATIONAL INC DE 1.01,9.01 02/15/06 APPLETON PAPERS INC/WI 2.02,9.01 02/21/06 AQUA SOCIETY, INC. NV 3.02,9.01 02/10/06 ARADIGM CORP CA 2.02,9.01 02/22/06 ARBINET THEXCHANGE INC DE 1.01 02/15/06 ARENA PHARMACEUTICALS INC DE 2.02,9.01 02/22/06 ARGENT SECURITIES INC. , ASSET-BACKED 2.01,9.01 01/26/06 ARROW ELECTRONICS INC NY 2.02,9.01 02/22/06 ASPECT MEDICAL SYSTEMS INC DE 1.01 02/14/06 ASPEN EXPLORATION CORP DE 4.01,9.01 02/21/06 ASSURETEC HOLDINGS INC DE 7.01,9.01 02/22/06 ATARI INC DE 2.05,3.01,5.02 02/15/06 AURA SYSTEMS INC DE 5.02,5.03 02/15/06 AXSYS TECHNOLOGIES INC DE 2.02,9.01 02/21/06 BANK OF AMERICA CORP /DE/ DE 2.02,4.02,7.01,9.01 02/21/06 Bank of Wilmington CORP NC 2.02,9.01 02/22/06 BARNES GROUP INC DE 1.01 02/15/06 Bayview Financial Mortgage Pass-Throu 8.01,9.01 02/08/06 BEHRINGER HARVARD REIT I INC MD 8.01 02/22/06 BEHRINGER HARVARD REIT I INC MD 5.03,9.01 02/16/06 BEHRINGER HARVARD REIT I INC MD 8.01 02/22/06 AMEND BELL MICROPRODUCTS INC CA 2.02,9.01 02/22/06 BELLACASA PRODUCTIONS INC NV 8.01 02/17/06 BellaVista Mortage Trust 2005-2 DE 9.01 01/20/06 BellaVista Mortgage Trust 2005-1 DE 9.01 01/22/06 BERRY PETROLEUM CO DE 2.02,9.01 02/22/06 BEVERLY ENTERPRISES INC DE 7.01,9.01 02/22/06 BIG CAT MINING CORP 5.02 02/17/06 BIO IMAGING TECHNOLOGIES INC DE 2.02,9.01 02/22/06 BIO RAD LABORATORIES INC DE 2.02,9.01 12/31/05 BLACKBAUD INC 8.01 02/22/06 BLACKROCK INC /NY DE 1.01,9.01 02/15/06 BLAST ENERGY SERVICES, INC. CA 1.01,2.03 02/22/06 Boardwalk Pipeline Partners, LP DE 7.01,9.01 02/22/06 BRADY CORP WI 1.01,9.01 02/16/06 BRIGHAM EXPLORATION CO DE 2.02,7.01,9.01 02/21/06 BRIGHAM EXPLORATION CO DE 2.02,7.01,9.01 02/21/06 AMEND Brooklyn Federal Bancorp, Inc. X1 1.01,5.02,9.01 02/21/06 BRUKER BIOSCIENCES CORP DE 2.02,9.01 02/22/06 CALIPER LIFE SCIENCES INC DE 2.02,8.01,9.01 02/22/06 CANEUM INC NV 3.02 12/01/05 CAPITAL TRUST INC MD 1.01 02/15/06 CAPITALSOURCE INC DE 2.02 02/22/06 CARDINAL COMMUNICATIONS, INC NV 1.01,8.01 02/17/06 CARTERS INC DE 2.02,9.01 02/21/06 CATERPILLAR INC DE 1.01 02/22/06 CATHAY GENERAL BANCORP DE 1.01,9.01 02/22/05 CBOT HOLDINGS INC DE 1.01,8.01 02/21/06 CDEX INC NV 8.01,9.01 02/16/06 CELL GENESYS INC DE 2.01,2.02,9.01 02/21/06 CEPHEID CA 2.02,9.01 02/22/06 CERAGENIX PHARMACEUTICALS, INC. DE 7.01,9.01 02/21/06 CF Industries Holdings, Inc. DE 1.01,5.02 02/16/06 CGI HOLDING CORP NV 1.01,9.01 02/17/06 Chardan North China Acquisition Corp DE 7.01,9.01 02/22/06 Chardan North China Acquisition Corp DE 7.01,9.01 02/22/06 AMEND CHECKERS DRIVE IN RESTAURANTS INC /DE DE 1.01,9.01 02/16/06 AMEND China Health Holding, Inc. NV 3.02,5.03,9.01 02/21/06 CHIQUITA BRANDS INTERNATIONAL INC NJ 2.02,9.01 02/22/06 CHL Mortgage Pass-Through Trust 2005- DE 9.01 01/20/06 CHL Mortgage Pass-Through Trust 2005- DE 9.01 01/20/06 CHL Mortgage Pass-Through Trust 2005- DE 9.01 02/20/06 CINERGY CORP DE 1.01 02/15/06 CISCO SYSTEMS INC CA 1.01,8.01,9.01 02/22/06 CISCO SYSTEMS INC CA 8.01 02/15/06 COCA COLA ENTERPRISES INC DE 8.01,9.01 02/21/06 Cogdell Spencer Inc. MD 2.01 02/15/06 COHU INC DE 1.01 02/22/06 COLONY BANKCORP INC GA 5.02,9.01 02/21/06 Columbia Equity Trust, Inc. MD 1.01,2.03,9.01 02/16/06 COMBINATORX, INC DE 8.01,9.01 02/22/06 COMDISCO HOLDING CO INC DE 8.01,9.01 02/22/06 COMDISCO HOLDING CO INC DE 8.01,9.01 02/22/06 COMMUNITY BANKS INC /PA/ PA 8.01,9.01 02/22/06 COMMUNITY HEALTH SYSTEMS INC DE 2.02,7.01,9.01 02/22/06 COMPETITIVE COMPANIES INC NV 4.01,9.01 02/18/06 COMPUCREDIT CORP GA 8.01 02/21/06 COMPX INTERNATIONAL INC DE 7.01,9.01 02/22/06 CONCORDE CAREER COLLEGES INC DE 5.02 02/22/06 CONOCOPHILLIPS DE 8.01,9.01 02/21/06 CONVERGYS CORP OH 1.01 02/20/06 COX RADIO INC DE 2.02,9.01 02/22/06 CREDIT SUISSE (USA) INC DE 8.01 02/22/06 CRYOLIFE INC FL 2.02,9.01 02/22/06 Cryoport, Inc. 8.01 02/22/06 CWABS TRUST 2005-HYB9 DE 9.01 02/20/06 CYPRESS BIOSCIENCE INC DE 1.01 02/17/06 D&E COMMUNICATIONS INC PA 8.01 02/22/06 DATAWAVE SYSTEMS INC B0 3.02 02/17/06 DDI CORP CA 8.01 02/21/06 DEERE & CO DE 1.01,9.01 02/22/06 DELCATH SYSTEMS INC DE 8.01,9.01 02/22/06 DELTA PETROLEUM CORP/CO CO 1.01 02/17/06 DESERT HEALTH PRODUCTS INC AZ 1.03 12/15/05 Diamond Foods Inc DE 7.01,9.01 02/21/06 DIEBOLD INC OH 1.01,5.02 02/15/06 DIRECT RESPONSE FINANCIAL SERVICES IN CO 4.02 02/10/06 DJ ORTHOPEDICS INC DE 1.01 02/15/06 DNB FINANCIAL CORP /PA/ PA 1.01,5.02,8.01 02/22/06 DOCUCORP INTERNATIONAL INC DE 2.02,9.01 02/22/06 DOLLAR TREE STORES INC VA 2.02,7.01,9.01 02/22/06 DONNELLEY R R & SONS CO DE 2.02,5.03,9.01 02/22/06 DOW JONES & CO INC DE 5.02,5.03,7.01,8.01,9.01 02/15/06 DRUGMAX INC NV 7.01,9.01 02/21/06 DYAX CORP DE 2.02,9.01 02/22/06 DYNACQ HEALTHCARE INC DE 1.01,9.01 02/21/06 DynCorp International LLC 2.02,9.01 02/21/06 ECB BANCORP INC NC 1.01,2.02,9.01 02/21/06 ECC Capital CORP 1.01 02/17/06 EDGEWATER TECHNOLOGY INC/DE/ DE 1.01,2.01,3.01,7.01,9.01 02/15/06 EFUNDS CORP DE 1.01,2.02,9.01 02/22/06 ELECTRIC CITY CORP DE 1.01,8.01,9.01 01/22/06 ELECTRONIC DATA SYSTEMS CORP /DE/ DE 5.02 02/16/06 Electronic Sensor Technology, Inc 4.02 02/15/06 ENCORE ACQUISITION CO DE 1.01,9.01 02/15/06 EnerSys DE 7.01,9.01 02/22/06 ENPRO INDUSTRIES, INC NC 1.01,5.03,9.01 02/15/06 ENSTAR GROUP INC GA 8.01,9.01 02/17/06 ENTERCOM COMMUNICATIONS CORP PA 2.02,9.01 02/22/06 ENTREMETRIX CORP 5.02 02/21/06 ERIE INDEMNITY CO PA 2.02,9.01 02/22/06 EURONET WORLDWIDE INC DE 2.02,9.01 02/21/06 EXCELLIGENCE LEARNING CORP DE 8.01 02/21/06 EXPRESS SCRIPTS INC DE 2.02,9.01 12/31/05 EXTENDICARE HEALTH SERVICES INC DE 2.02,9.01 02/22/06 FEDERAL SIGNAL CORP /DE/ DE 2.02,9.01 02/21/06 FelCor Lodging Trust Inc MD 1.01,9.01 02/17/06 FERRELLGAS PARTNERS L P DE 7.01 02/22/06 FIRST BANCORP /PR/ PR 1.01,8.01,9.01 02/15/06 FIRST INDUSTRIAL REALTY TRUST INC MD 2.02,9.01 02/22/06 FIRST M&F CORP/MS MS 2.01,9.01 02/22/06 FIRST MERCHANTS CORP IN 8.01,9.01 02/22/06 FIRST NATIONAL COMMUNITY BANCORP INC PA 8.01,9.01 02/22/06 FIRSTENERGY CORP OH 5.02,9.01 02/22/06 FLUSHING FINANCIAL CORP DE 8.01,9.01 02/21/06 FOOTSTAR INC DE 1.01,9.01 02/16/06 FORTUNE BRANDS INC DE 1.01,8.01,9.01 02/09/06 AMEND Foundation Coal Holdings, Inc. DE 7.01,9.01 02/22/06 FROZEN FOOD EXPRESS INDUSTRIES INC TX 1.02,2.02,4.02,5.02 02/17/06 FTD Group, Inc. 8.01,9.01 02/21/06 GALAXY ENERGY CORP CO 8.01 02/22/06 GAMING & ENTERTAINMENT GROUP INC UT 1.01,2.01,5.02,9.01 02/15/06 AMEND GARMIN LTD 2.02,9.01 02/22/06 GENERAL GROWTH PROPERTIES INC DE 2.02,7.01,9.01 02/21/06 GENERAL MOTORS CORP DE 8.01 02/21/06 GEVITY HR INC FL 1.01,9.01 02/22/06 GILEAD SCIENCES INC DE 1.01,9.01 01/26/05 AMEND GLOBAL INDUSTRIES LTD LA 1.01 02/21/06 GLOBAL PREFERRED HOLDINGS INC DE 9.01 05/25/05 AMEND GOLD BANC CORP INC KS 8.01 02/22/06 GRAINGER W W INC IL 1.01,5.02,5.03,9.01 02/21/06 GRAN TIERRA ENERGY, INC. NV 8.01,9.01 02/15/06 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 02/17/06 GREATER ATLANTIC FINANCIAL CORP DE 8.01,9.01 02/22/06 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01 02/22/06 GSI GROUP INC A3 2.02,9.01 02/21/06 HALLIBURTON CO DE 1.01 02/16/06 HANDY HARDWARE WHOLESALE INC TX 5.02 02/21/06 Harborview Mortgage Loan Trust 2006-1 DE 8.01,9.01 02/07/06 HARRAHS ENTERTAINMENT INC DE 2.01,9.01 02/22/06 HEALTH SCIENCES GROUP INC DE 4.01,9.01 02/18/06 HEALTHRENU MEDICAL INC CO 3.02,9.01 02/17/06 HEALTHRENU MEDICAL INC CO 1.01,2.03,3.02,9.01 05/23/05 AMEND HEALTHSTREAM INC TN 1.01,2.02,5.02,7.01,9.01 02/16/06 HELIX BIOMEDIX INC DE 1.01,8.01 02/16/06 HERSHEY CO DE 1.01 02/15/06 HOMESTORE INC DE 8.01,9.01 02/22/06 HOMESTORE INC DE 1.01,9.01 02/22/06 HORIZON OFFSHORE INC DE 1.01,2.03,9.01 02/17/06 HUBBELL INC CT 1.01,9.01 02/16/06 HydroGen CORP NV 5.03,9.01 02/22/06 IFSA Strongman, Inc. DE 9.01 12/09/05 AMEND IHOP CORP DE 2.02,9.01 02/22/06 IMAGE SENSING SYSTEMS INC MN 2.02,9.01 02/20/06 IMMUNICON CORP 2.02,9.01 02/22/06 IMPAC MORTGAGE HOLDINGS INC MD 2.02,9.01 02/21/06 Independence Bancshares, Inc. SC 5.02 02/15/06 INDUSTRIAL SERVICES OF AMERICA INC /F FL 2.02,9.01 02/22/06 INFOSPACE INC DE 1.01,9.01 02/15/06 Inland American Real Estate Trust, In MD 8.01,9.01 02/22/06 Innophos Investment Holdings, Inc. 8.01,9.01 02/21/06 Innophos, Inc. 8.01,9.01 02/21/06 INSIGNIA SYSTEMS INC/MN MN 3.01,9.01 02/21/06 INSMED INC VA 1.01,5.02 02/15/05 INTEGRAMED AMERICA INC DE 7.01,9.01 02/22/06 INTERACTIVE DATA CORP/MA/ DE 1.01,9.01 02/16/06 INTERFACE INC GA 1.01,2.02,9.01 02/21/06 INTERLAND INC /MN/ MN 5.02,9.01 02/17/06 INTERNATIONAL BROADCASTING CORP /NV/ NV 8.01 02/21/06 INTERNET CAPITAL GROUP INC DE 1.01,5.02,7.01,9.01 02/22/06 INTERSECTIONS INC DE 2.02,9.01 02/21/06 INTERSTATE BAKERIES CORP/DE/ DE 7.01,9.01 02/21/06 INTERSTATE HOTELS & RESORTS INC DE 2.02,9.01 02/22/06 INTRALASE CORP 1.01 02/15/06 IOMAI CORP 1.01,9.01 02/16/06 IPSCO INC 7.01,9.01 02/22/06 ISLAND PACIFIC INC DE 1.01,9.01 02/15/06 ITC DELTACOM INC DE 1.01 02/16/06 J P MORGAN CHASE & CO DE 9.01 02/17/06 JACK IN THE BOX INC /NEW/ DE 2.02,9.01 02/22/06 JLG INDUSTRIES INC PA 7.01 02/22/06 KENEXA CORP 2.01,9.01 01/13/06 AMEND KERYX BIOPHARMACEUTICALS INC DE 8.01,9.01 02/15/06 KEWAUNEE SCIENTIFIC CORP /DE/ DE 2.02,9.01 02/22/06 KIRBY CORP NV 1.01 02/15/06 KLA TENCOR CORP DE 1.01 02/21/06 KODIAK ENERGY, INC. DE 4.01,9.01 02/21/06 KRONOS INC MA 1.01 02/16/06 KRONOS WORLDWIDE INC 7.01,9.01 02/21/06 LAFARGE NORTH AMERICA INC MD 8.01,9.01 02/21/06 LAKES ENTERTAINMENT INC MN 1.01,1.02,2.03,3.02,5.03,9.01 02/15/06 LAND O LAKES INC 2.02 02/22/06 LANDRYS RESTAURANTS INC 2.02,9.01 02/22/06 LCA VISION INC DE 2.02,9.01 02/22/06 LEAPFROG ENTERPRISES INC 1.01 02/15/06 LEAPFROG ENTERPRISES INC 5.02 09/06/05 AMEND LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01 02/22/06 LEXICON GENETICS INC/TX DE 2.02,9.01 02/22/06 LMI AEROSPACE INC MO 1.01,8.01,9.01 02/15/06 Long Beach Mortgage Loan Trust 2006-1 DE 8.01,9.01 02/07/06 M & F WORLDWIDE CORP DE 9.01 12/15/05 AMEND MACATAWA BANK CORP MI 1.01 02/16/06 MAIR HOLDINGS INC MN 8.01 02/15/06 MANHATTAN ASSOCIATES INC GA 5.02,9.01 02/21/06 MANNKIND CORP 1.01 02/16/06 MANTECH INTERNATIONAL CORP DE 2.02,7.01,9.01 02/22/06 MARTHA STEWART LIVING OMNIMEDIA INC DE 2.02,9.01 02/22/06 MARTIN MARIETTA MATERIALS INC NC 7.01,9.01 02/22/06 MAUI LAND & PINEAPPLE CO INC HI 2.02,9.01 02/17/06 MAVERICK TUBE CORPORATION DE 7.01,9.01 02/21/06 MAXUS REALTY TRUST INC MO 1.02 02/22/06 MAXXAM INC DE 8.01 02/22/06 MCG CAPITAL CORP DE 2.02,9.01 02/22/06 MCG CAPITAL CORP DE 1.01 02/15/06 MDC HOLDINGS INC DE 1.01,8.01,9.01 02/20/06 Mercantile Bancorp, Inc. DE 2.02,9.01 02/20/06 MERCURY INTERACTIVE CORP DE 5.02,9.01 02/15/06 MERISTAR HOSPITALITY CORP MD 1.01 02/15/06 MERISTAR HOSPITALITY OPERATING PARTNE DE 1.01 02/15/06 MERRILL LYNCH & CO INC DE 1.01,9.01 02/15/06 Merrill Lynch Mortgage Investors Trus DE 2.01,9.01 02/22/06 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 12/27/05 AMEND METLIFE INC DE 8.01,9.01 02/21/06 METROLOGIC INSTRUMENTS INC NJ 2.02,9.01 02/21/06 MGM MIRAGE DE 5.02,9.01 02/21/06 MGN TECHNOLOGIES, INC. A1 1.01,9.01 12/22/05 MGP INGREDIENTS INC KS 7.01,9.01 02/22/06 MICRON ENVIRO SYSTEMS INC NV 8.01 02/21/06 MICRON TECHNOLOGY INC DE 8.01,9.01 02/21/06 MICROSEMI CORP DE 8.01,9.01 02/22/06 MIDWEST AIR GROUP INC WI 1.01,3.03,9.01 02/15/06 MILLS CORP DE 1.01 02/15/06 MOLINA HEALTHCARE INC DE 2.02,9.01 02/22/06 MONEYGRAM INTERNATIONAL INC 1.01,8.01 02/15/06 Monogram Biosciences, Inc. DE 2.02,9.01 02/22/06 MORGAN STANLEY DE 8.01 02/22/06 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 02/22/06 MRV COMMUNICATIONS INC DE 2.02,8.01,9.01 02/15/06 MTS MEDICATION TECHNOLOGIES, INC /DE/ DE 1.01,2.03,7.01,9.01 02/22/06 MVB FINANCIAL CORP WV 1.01 02/22/06 Nalco CO DE 5.05,9.01 02/21/06 Nalco Finance Holdings Inc. 5.05,9.01 02/21/06 Nalco Finance Holdings LLC 5.05,9.01 02/21/06 NASDAQ STOCK MARKET INC DE 1.02,2.04,3.03 02/15/06 NATIONAL FUEL GAS CO NJ 1.01 02/15/06 NATIONAL WESTERN LIFE INSURANCE CO CO 1.01,9.01 02/17/06 NATURES SUNSHINE PRODUCTS INC UT 2.02,9.01 02/17/06 NCI BUILDING SYSTEMS INC DE 1.01,9.01 02/21/06 NEOMEDIA TECHNOLOGIES INC DE 1.01,2.01 02/20/06 NETIQ CORP 5.02 02/21/06 NETIQ CORP 1.01,9.01 02/17/06 NETLOGIC MICROSYSTEMS INC 2.01,3.02,9.01 02/15/06 NEWCASTLE INVESTMENT CORP MD 2.03 02/22/06 NEWS CORP 8.01,9.01 02/22/06 NEWTEK BUSINESS SERVICES INC NY 1.01 02/17/06 NEXTPHASE WIRELESS, INC. NV 4.02 02/13/06 NMHG HOLDING CO DE 7.01 02/21/06 NOBLE CORP 1.01,9.01 02/17/06 NORTHWEST BANCORP INC PA 7.01,9.01 02/22/06 NORTHWEST PIPE CO OR 2.02,9.01 02/22/06 NOVAMED INC DE 2.02,9.01 02/22/06 NOVATEL WIRELESS INC DE 2.02,9.01 02/22/06 OAK HILL FINANCIAL INC OH 8.01,9.01 02/21/06 OCCIDENTAL PETROLEUM CORP /DE/ DE 1.01,9.01 02/16/06 OCEANEERING INTERNATIONAL INC DE 2.02,9.01 02/21/06 OFFICEMAX INC DE 2.02,9.01 02/22/06 OLYMPUS COMMUNICATIONS LP DE 1.01,9.01 02/21/06 OMNIMED INTERNATIONAL, INC. NV 4.01,9.01 02/15/06 ON THE GO HEALTHCARE INC DE 1.01,2.01,2.03 01/10/06 AMEND OPTA CORP DE 2.04 12/05/05 Opteum Inc. MD 9.01 02/22/06 OPTICAL CABLE CORP VA 1.02 01/28/06 ORBITAL SCIENCES CORP /DE/ DE 2.02 02/22/06 OXFORD MEDIA, INC. NV 1.01,2.03,2.04,3.02,7.01,9.01 02/17/06 PACIFIC ENTERPRISES INC CA 2.02,9.01 02/22/06 PACIFIC PREMIER BANCORP INC DE 7.01,9.01 02/22/06 PARAMCO FINANCIAL GROUP INC NV 9.01 02/22/06 PEAK INTERNATIONAL LTD D0 1.02,5.02,9.01 02/21/06 PEGASUS SOLUTIONS INC DE 1.01,9.01 02/17/06 PENNSYLVANIA COMMERCE BANCORP INC 5.03,9.01 02/17/06 PEOPLES EDUCATIONAL HOLDINGS MN 7.01,9.01 02/22/06 PERRIGO CO MI 1.01,5.02,9.01 02/16/06 PERRY ELLIS INTERNATIONAL INC FL 2.02,9.01 02/21/06 PETRIE STORES LIQUIDATING TRUST NY 1.01 02/22/06 PHARMACOPEIA DRUG DISCOVERY INC DE 2.02,9.01 02/22/06 PHARMION CORP 2.02,5.02,9.01 02/22/06 PINNACLE ENTERTAINMENT INC DE 2.02,9.01 02/22/06 PMA CAPITAL CORP PA 2.02,5.02,9.01 02/22/06 PMI GROUP INC DE 2.02,9.01 02/22/06 PMI GROUP INC DE 1.01,5.02 02/15/06 PMI GROUP INC DE 2.02,9.01 02/22/06 PNC FINANCIAL SERVICES GROUP INC PA 1.01,9.01 02/15/06 PNM RESOURCES INC NM 7.01 02/22/06 PORTAL SOFTWARE INC DE 1.01,2.03 02/17/06 PortalPlayer, Inc. DE 1.01,2.03,9.01 02/16/06 PORTLAND GENERAL ELECTRIC CO /OR/ OR 1.01,9.01 02/21/06 POSSIS MEDICAL INC MN 9.01 02/21/06 POSSIS MEDICAL INC MN 8.01,9.01 02/21/06 PPG INDUSTRIES INC PA 1.01 02/15/06 PRA International DE 2.02,9.01 02/22/06 PRAECIS PHARMACEUTICALS INC DE 7.01,9.01 02/22/06 PREMIER DEVELOPMENT & INVESTMENT INC NV 3.02 02/21/06 PRIMEDIA INC DE 2.02,9.01 02/21/06 PROGENICS PHARMACEUTICALS INC DE 7.01,9.01 02/22/06 PROGENICS PHARMACEUTICALS INC DE 1.01 02/20/06 Propex Fabrics Inc. DE 1.01 02/15/06 PROQUEST CO DE 1.01 02/15/06 PROTECTIVE LIFE INSURANCE CO TN 9.01 02/16/06 PS BUSINESS PARKS INC/CA CA 7.01,9.01 02/21/06 PS BUSINESS PARKS INC/CA CA 7.01,9.01 02/21/06 PS BUSINESS PARKS INC/CA CA 2.02,9.01 02/21/06 AMEND PURE BIOSCIENCE CA 3.02 01/17/06 PW EAGLE INC MN 8.01,9.01 02/21/06 QLT INC/BC A1 2.02,9.01 02/22/06 QUAKER CHEMICAL CORP PA 2.02,9.01 02/21/06 QUEST DIAGNOSTICS INC DE 5.02 02/16/06 QUICKSILVER RESOURCES INC DE 1.01,9.01 02/22/06 RAINIER PACIFIC FINANCIAL GROUP INC WA 8.01,9.01 02/22/06 RAINIER PACIFIC FINANCIAL GROUP INC WA 8.01,9.01 02/22/06 RAYMOND JAMES FINANCIAL INC FL 8.01 02/17/06 Red Lion Hotels CORP WA 1.01,3.02,9.01 02/15/06 REGIONAL BANKSHARES INC SC 1.01,9.01 02/17/06 RELIANT ENERGY INC DE 7.01 02/22/06 RELIASTAR LIFE INSURANCE CO OF NEW YO NY 1.01 02/22/06 REMEDENT, INC. NV 1.01,9.01 02/15/06 RENAL CARE GROUP INC DE 2.02,9.01 02/22/06 RFMSII Series 2006-HSA2 Trust DE 8.01,9.01 02/22/06 RIMAGE CORP MN 2.02,9.01 02/21/06 ROBERTS REALTY INVESTORS INC GA 1.01 02/21/06 Rocketinfo Inc. DE 8.01 02/17/06 ROCKY MOUNTAIN CHOCOLATE FACTORY INC CO 7.01,9.01 02/22/06 Rosetta Resources Inc. DE 7.01,9.01 02/17/06 ROWAN COMPANIES INC DE 7.01,9.01 02/21/06 RPC INC DE 2.02,9.01 02/22/06 AMEND Ruths Chris Steak House, Inc. DE 2.02,9.01 02/21/06 RYDER SYSTEM INC FL 1.01,5.02,9.01 02/22/06 S Y BANCORP INC KY 8.01,9.01 02/21/06 SALESFORCE COM INC DE 2.02,9.01 02/22/06 SAN DIEGO GAS & ELECTRIC CO CA 2.02,9.01 02/22/06 SCHEIN HENRY INC DE 2.02,9.01 06/25/05 SCHNITZER STEEL INDUSTRIES INC OR 1.01,9.01 02/17/06 SCOTTISH RE GROUP LTD E9 5.02,9.01 02/16/06 SEABRIGHT INSURANCE HOLDINGS INC 2.02,9.01 02/21/06 SELECT COMFORT CORP 1.01 02/17/06 SELECTICA INC DE 2.02,9.01 02/15/06 SEMPRA ENERGY CA 2.02,9.01 02/22/06 SEVERN BANCORP INC MD 7.01,9.01 02/22/06 SEW CAL LOGO INC NV 1.01 02/16/06 SIMTROL INC DE 1.01,2.01,9.01 02/16/06 SINA CORP 2.02,9.01 02/22/06 SKECHERS USA INC DE 2.02,9.01 02/22/06 SNAP ON INC DE 1.01 02/16/06 SOMERA COMMUNICATIONS INC DE 2.02,9.01 02/16/06 SOUTHERN COPPER CORP/ DE 8.01 02/21/06 SOVEREIGN BANCORP INC PA 1.01,9.01 02/15/06 SPARTAN STORES INC MI 7.01 02/22/06 SPATIALIZER AUDIO LABORATORIES INC DE 8.01,9.01 02/21/06 SPECTRANETICS CORP DE 2.02,9.01 02/22/06 SPEEDWAY MOTORSPORTS INC DE 2.02,9.01 02/22/06 SPRINT NEXTEL CORP KS 2.02,9.01 02/22/06 SPRINT NEXTEL CORP KS 1.01,9.01 02/21/06 STAGE STORES INC NV 8.01,9.01 02/17/06 STANLEY WORKS CT 9.01 01/19/06 AMEND STARMED GROUP INC AZ 1.01,9.01 02/07/06 State Auto Financial CORP OH 2.02,9.01 02/21/06 STERLING FINANCIAL CORP /PA/ PA 5.02,7.01,9.01 02/22/06 STEWART ENTERPRISES INC LA 2.02,9.01 02/21/06 STONE ENERGY CORP DE 1.01 02/15/06 SUBJEX CORP MN 5.02 02/20/06 SUN NEW MEDIA INC. MN 2.01,5.03,9.01 02/15/06 SUNGARD DATA SYSTEMS INC DE 2.02,9.01 02/22/06 SYMBOL TECHNOLOGIES INC DE 2.02,8.01,9.01 02/22/06 SYNOVIS LIFE TECHNOLOGIES INC MN 2.02,9.01 02/22/06 SYSCO CORP DE 5.02,9.01 02/17/06 TASER INTERNATIONAL INC 7.01,9.01 02/22/06 TB WOODS CORP DE 2.02,9.01 02/14/06 TechAlt, Inc. NV 1.01 02/17/05 TEDA TRAVEL INC FL 4.01,9.01 11/18/05 AMEND TELEDYNE TECHNOLOGIES INC DE 5.02,9.01 02/21/06 TELETECH HOLDINGS INC DE 1.01 02/16/06 Telzuit Medical Technologies, Inc. 8.01,9.01 02/21/06 TENET HEALTHCARE CORP NV 4.02 02/15/06 THERAGENICS CORP DE 1.01,9.01 02/21/06 THERAGENICS CORP DE 5.02 02/22/06 THOMAS NELSON INC TN 1.01,9.01 02/20/06 THOMAS PROPERTIES GROUP INC DE 2.02,9.01 02/22/06 TIER TECHNOLOGIES INC DE 1.01 02/21/06 TIME WARNER INC DE 1.01,1.02,2.03 02/15/06 TITAN TECHNOLOGIES INC NM 1.01,9.01 02/13/06 TJX COMPANIES INC /DE/ DE 2.02,9.01 02/22/06 TNS INC 2.02,7.01,9.01 02/22/06 TORVEC INC NY 8.01 02/22/06 TRANS WORLD ENTERTAINMENT CORP NY 1.01,9.01 02/22/06 TRANSAX INTERNATIONAL LTD CO 1.01,3.02,9.01 02/22/06 TRANSGENOMIC INC DE 3.01,9.01 02/15/06 TRAVEL HUNT HOLDINGS INC 7.01 02/20/06 TREDEGAR CORP VA 1.01 02/17/06 TRICELL INC 4.01,9.01 02/22/06 TRONOX INC DE 7.01,9.01 02/22/06 TRUE VALUE CO DE 2.02,9.01 02/20/06 TVI CORP MD 2.02,9.01 02/22/06 TXU CORP /TX/ TX 1.01,5.02,9.01 02/15/06 TYCO INTERNATIONAL LTD /BER/ D0 3.03,9.01 02/21/06 TYSON FOODS INC DE 7.01 02/22/06 U S GOLD CORP CO 7.01 02/22/06 U.S. Shipping Partners L.P. DE 1.01,9.01 02/16/06 UNIT CORP DE 2.02,9.01 02/22/06 UNITED AMERICA INDEMNITY, LTD E9 1.01 02/15/06 UNITED CAPITAL CORP /DE/ DE 2.02,9.01 02/17/06 UNITED SURGICAL PARTNERS INTERNATIONA DE 2.02,9.01 02/21/06 UNITIL CORP NH 1.01 02/16/06 USAA Auto Owner Trust 2006-1 9.01 02/22/06 USAA Auto Owner Trust 2006-1 8.01,9.01 02/22/06 VALENCE TECHNOLOGY INC DE 1.01,9.01 02/15/06 VALSPAR CORP DE 1.01 02/22/06 VALUECLICK INC/CA DE 1.01,9.01 02/17/06 VAXGEN INC DE 8.01,9.01 02/21/06 VCA ANTECH INC DE 1.01,9.01 02/17/06 VERSO TECHNOLOGIES INC MN 2.02,9.01 02/22/06 VIASPACE Inc. NV 8.01 02/22/06 VILLAGEEDOCS INC CA 1.01,8.01,9.01 02/17/06 VIRAL GENETICS INC /DE/ DE 5.02 02/16/06 VISTA GOLD CORP 9.01 12/13/05 AMEND VITA FOOD PRODUCTS INC NV 1.01,9.01 02/16/06 VYYO INC DE 1.01,5.02 02/17/06 W3 GROUP INC DE 4.01,9.01 02/14/06 AMEND Warrior Energy Services CORP DE 9.01 12/16/05 AMEND WASHTENAW GROUP INC 3.01 02/14/06 WEIDA COMMUNICATIONS, INC. NJ 5.02 02/16/06 WEST BANCORPORATION INC IA 5.02,9.01 02/15/06 WESTCORP /CA/ CA 8.01,9.01 02/21/06 WESTERN DIGITAL CORP DE 1.01,9.01 02/15/06 Western Refining, Inc. DE 1.01,5.02,9.01 02/21/06 WESTINGHOUSE AIR BRAKE TECHNOLOGIES C DE 1.01,2.02,8.01,9.01 02/16/06 WEYERHAEUSER CO WA 5.02 02/16/06 WEYERHAEUSER CO WA 7.01 02/16/06 WHEELING PITTSBURGH CORP /DE/ DE 1.01,9.01 02/15/06 WILD OATS MARKETS INC DE 8.01 02/19/06 WORLD AIR HOLDINGS, INC. 2.02,9.01 02/22/06 WORLD HEALTH ALTERNATIVES INC FL 1.01,1.03,8.01,9.01 02/15/06 XERIUM TECHNOLOGIES INC DE 2.02,8.01,9.01 02/21/06 XETA TECHNOLOGIES INC OK 2.02,9.01 02/22/06 YOUBET COM INC DE 2.02,9.01 02/16/06 ZOLTEK COMPANIES INC DE 7.01,9.01 02/21/06