SEC NEWS DIGEST Issue 2005-27 February 10, 2005 COMMISSION ANNOUNCEMENTS COMMISSION SUSPENDS TRADING IN GREENTECH USA, INC., INFORMATION ARCHITECTS CORPORATION AND TEKRON, INC. The Commission announced the temporary suspension of trading of the securities of Greentech USA, Inc. (Greentech) (stock symbol GTEI), Information Architects Corporation (IA) (stock symbol IACH) and Tekron, Inc. (Tekron) (stock symbol TKRN), commencing at 9:30 a.m. EST on Feb. 10, 2005 through 11:59 p.m. EST, on Feb. 24, 2005. The Commission temporarily suspended trading in Greentech’s, IA’s and Tekron’s securities because of questions regarding (i) the authenticity of the Report of Independent Certified Public Accountants included in the most recent Forms 10-KSB filed with the Commission by Greentech, IA and Tekron, including whether the audit reports accompanying the financial statements were prepared and issued by the auditors identified; and (ii) the accuracy of statements made by Greentech and IA in amended Forms 10-KSB/A for the year ended Dec. 31, 2003, filed with the Commission on Oct. 15, 2004, including the statement by Greentech and IA that a second review of their financial statements is being performed by the companies’ auditors. The Commission cautions broker-dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not he has complied with the rule, he should not enter any quotation but immediately contact the staff of the Securities and Exchange Commission in Washington, DC. If any broker or dealer is uncertain as to what is required by Rule 15c2- 11, he should refrain from entering quotations relating to securities of Greentech, IA and Tekron until such time as he has familiarized himself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker-dealer or other person has any information that may relate to this matter, they should communicate it immediately to Jeffrey A. Cohen, Assistant District Administrator of the Fort Worth District Office of the Securities and Exchange Commission at (817) 978-6480. (Rel. 34-51180) ENFORCEMENT PROCEEDINGS IFG NETWORK SECURITIES, INC., CHARGES DISMISSED Charges against IFG Network Securities, Inc. (IFG), a broker-dealer, and four associated persons have been dismissed after a hearing before an administrative law judge. IFG is a broker-dealer that operates through registered representatives and small branch offices that are independent contractors. The charges concerned sales practices in selling Class B shares of mutual funds by registered representatives associated with IFG and IFG’s supervision of them. The law judge dismissed the charges as to all respondents in the administrative proceeding in an Initial Decision issued on Feb. 10, 2005. (Initial Decision No. 273; File No. 3- 11179) SEC ISSUES NOTICE OF PROPOSED DISTRIBUTION PLAN AND OPPORTUNITY FOR COMMENT IN THE MATTER OF BRIDGEWAY CAPITAL MANAGEMENT, INC. AND JOHN NOLAND RYAN MONTGOMERY The Commission announced today that it gave notice, pursuant to Rule 1103 of the Securities and Exchange Commission’s Rules on Fair Fund and Disgorgement Plans, 17 C.F.R. § 201.1103, that the Division of Enforcement has filed a proposed plan (Distribution Plan) for the distribution of monies placed into a disgorgement fund in above captioned matter. The Distribution Plan provides for pro rata distribution, based upon a determination of the amount of overcharges plus prejudgment interest while the eligible shareholders held shares in the affected mutual fund, of the disgorgement and prejudgment interest paid by Bridgeway Capital Management, Inc. (the Disgorgement Fund) to current or former eligible shareholders of the Aggressive Investors 1, Aggressive Investors 2, and Micro-Cap Limited funds who were overcharged as a result of the performance-based fee that violated Section 205. The Disgorgement Fund consists of $4,407,700 in disgorgement and $458,764 in prejudgment interest paid by Bridgeway Capital Management, Inc. (Bridgeway Capital) pursuant to an Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings and Imposing Remedial Sanctions and Cease-and-Desist Order Pursuant to Sections 203(e), 203(f), And 203(k) of the Investment Advisers Act of 1940 entered by the Commission on Sept. 15, 2004 (See Rel. IA-2294). A copy of the Distribution Plan may be obtained by submitting a written request to Stephen Webster, U.S. Securities and Exchange Commission, Burnett Plaza, Suite 1900, 801 Cherry Street, Unit #18, Fort Worth, Texas 76102. All persons desiring to comment on the Distribution Plan may submit their views in writing, no later than March 14, 2005, to the Office of the Secretary, U.S. Securities and Exchange Commission, 450 Fifth Street, N.W., Washington, D.C. 20549-0609. (Rel. IA-2358; File No. 3-11659) COURT ENTERS DEFAULT JUDGMENT OF PERMANENT INJUNCTION AND OTHER RELIEF AGAINST DEFENDANTS RHINO ECOSYSTEMS, INC. AND CHARLES CINI The Commission announced that on Jan. 13, 2005, the U.S. District Court for the Southern District of Florida entered a Default Judgment of Permanent Injunction and Other Relief against Defendants Rhino Ecosystems, Inc. and Charles Cini. The Commission alleged in its complaint that Defendants and others made materially false and misleading statements and failed to disclose material information in filings with the Commission in violation of the federal securities laws. The Default Judgment enjoins Defendants from violations of Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder and violation of Section 13(a) of the Exchange Act and Rule 12b-20 and 13a- 1, thereunder as to Rhino. In addition to injunctive relief, the Default Judgment provides for the imposition of a civil penalty. [SEC v. Rhino Ecosystems, Inc., et al., Case No. 02-80768-CIV-HURLEY/LYNCH (SD FL)] (LR-19070) COURT GRANTS SUMMARY JUDGMENT AGAINST DEFENDANT GORDON NOVAK On Jan. 20, 2005, the Honorable Daniel T.K. Hurley of the U.S. District Court for the Southern District of Florida granted the Commission’s motion for summary judgment against Defendant Gordon Novak. The Court found that Defendant Novak violated Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5, thereunder and aided and abetted violations of Section 13(a) of the Exchange Act and Rules 12b-20 and 13a- 1, thereunder. In addition to injunctive relief, the judgment provides for the imposition of a civil penalty. In its complaint the Commission charged Defendant Novak and others with filing materially false and misleading statements and failing to disclose material information in filings with the Commission in violation of the federal securities laws. Although Novak defaulted in response to the Commission's motion, the court separately found that on the basis of the evidence submitted, the Commission was entitled to judgment as a matter of law. [SEC v. Rhino Ecosystems, Inc., et al., Case No. 02-80768-CIV-HURLEY/LYNCH (SD FL)] (LR-19071) SELF-REGULATORY ORGANIZATIONS WITHDRAWAL OF PROPOSED RULE CHANGE The Commission published notice of withdrawal of a proposed rule change (SR-NSCC-2003-21) filed by the National Securities Clearing Corporation under Section 19(b)(1) of the Exchange Act. The proposed rule change would have added a new Rule 59 to NSCC’s Rules to establish an information messaging system called the Separately Managed Accounts Service. Publication of the proposal is expected in the Federal Register during the week of February 14. (Rel. 34-51154) PROPOSED RULE CHANGE The Depository Trust Company filed a proposed rule change (SR-DTC-2004- 12) under Section 19(b)(1) of the Exchange Act that would permit DTC to adjust the fees it charges for low volume tender offers. Publication of the proposal is expected in the Federal Register during the week of February 14. (Rel. 34-51156) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change filed by the Fixed Income Clearing Corporation (SR-FICC-2004-19) under Section 19(b)(2) of the Securities Exchange Act that will eliminate or amend its Government Securities Division and Mortgage-Backed Securities Division rules that are inconsistent with current practice, have expired, are outdated, are unnecessary, or require technical correction. Publication of the proposal is expected in the Federal Register during the week of February 14. (Rel. 34-51175) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES The National Securities Clearing Corporation filed a proposed rule change (SR-NSCC-2004-11) under Section 19(b)(3)(A) of the Securities Exchange Act. The proposed rule change, which became effective upon filing, will revise the transaction fees for NSCC’s Insurance Processing Service. Publication of the proposal is expected in the Federal Register during the week of February 14. (Rel. 34-51177) The Fixed Income Clearing Corporation filed a proposed rule change (SR- FICC-2005-03) under Section 19(b)(1) of the Exchange Act, which became effective upon filing, to amend Appendix A to its cross-margining agreement with the Chicago Mercantile Exchange to update the list of other cross-margining and loss sharing agreements to which each is a party. Publication of the proposal is expected in the Federal Register during the week of February 14. (Rel. 34-51178) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 ALAMOSA HOLDINGS INC, 5225 S LOOP 289, LUBBOCK, TX, 79424, 8067221100 - 0 ($16,405,499.11) Equity, (File 333-122642 - Feb. 9) (BR. 37) S-3 HORIZON HEALTH CORP /DE/, 1500 WATERS RIDGE DR, -, LEWISVILLE, TX, 75057, 9724208200 - 0 ($100,000,000.00) Unallocated (Universal) Shelf, (File 333-122643 - Feb. 9) (BR. 01) S-11 Columbia Equity Trust, Inc., 1750 H STREET, N.W., SUITE 500, WASHINGTON, DC, 20006, (202) 303-3060 - 0 ($184,000,000.00) Equity, (File 333-122644 - Feb. 9) (BR. 08) S-3 JMAR TECHNOLOGIES INC, 5800 ARMADA DRIVE, CARLSBAD, CA, 92008, 760-602-3292 - 0 ($7,550,420.00) Equity, (File 333-122645 - Feb. 9) (BR. 36) S-8 GLOBAL BUSINESS MARKETS INC, 3859 WEKIVA SPRINGS ROAD, SUITE 302, LONGWOOD, FL, 32779, 407-884-6859 - 0 ($388,000.00) Equity, (File 333-122646 - Feb. 9) (BR. 02) S-8 CAESARS ENTERTAINMENT INC, 3930 HOWARD HUGHES PKWY, LAS VEGAS, NV, 89109, 7026995093 - 0 ($407,600,000.00) Equity, (File 333-122648 - Feb. 9) (BR. 08) S-8 DOW JONES & CO INC, 200 LIBERTY ST, NEW YORK, NY, 10281, 2124162000 - 1,171,545 ($32,135,479.35) Equity, (File 333-122650 - Feb. 9) (BR. 05) S-8 NATIONAL SEMICONDUCTOR CORP, 2900 SEMICONDUCTOR DR, PO BOX 58090, SANTA CLARA, CA, 95052-8090, 4087215000 - 0 ($54,360,000.00) Equity, (File 333-122652 - Feb. 9) (BR. 36) SB-2 COMC INC, 2840 HOWE ROAD, SUITE D, MARTINEZ, CA, 94553, 8185563333 - 61,243,380 ($10,717,591.50) Equity, (File 333-122653 - Feb. 9) (BR. 37) S-8 MAILKEY CORP, 130 SHAFTESBURY AVE., LONDON, XX, W1B 5EU, 011-44-2070-310821 - 9,990,000 ($675,000.00) Equity, (File 333-122654 - Feb. 9) (BR. 09) SB-2 ARBIOS SYSTEMS INC, 8797 BEVERLY BOULEVARD, #206, LOS ANGELES, CA, 90048, 310-423-7702 - 4,602,122 ($13,576,259.00) Equity, (File 333-122655 - Feb. 9) (BR. 36) S-8 MAGMA DESIGN AUTOMATION INC, 2 RESULTS WAY, CUPERTINO, CA, 95014, 4088642000 - 4,572,112 ($59,052,662.72) Equity, (File 333-122656 - Feb. 9) (BR. 03) S-8 HERSHA HOSPITALITY TRUST, 148 SHERATON DRIVE, BOX A, NEW CUMBERLAND, PA, 17070, 7177702405 - 15,000,000 ($16,695,000.00) Equity, (File 333-122657 - Feb. 9) (BR. 08) S-3 NAPSTER INC, 9044 MELROSE AVENUE, LOS ANGELES, CA, 90069, 3102815000 - 7,100,000 ($62,799,500.00) Equity, (File 333-122658 - Feb. 9) (BR. 03) SB-2 RETURN ON INVESTMENT CORP, 1825 BARRETT LAKES BLVD, STE 260, KENNESAW, GA, 30144, 7705174750 - 5,897,217 ($9,258,630.00) Equity, (File 333-122659 - Feb. 9) (BR. 03) S-8 ELECTRO SCIENTIFIC INDUSTRIES INC, 13900 NW SCIENCE PARK DR, PORTLAND, OR, 97229, 5036414141 - 0 ($55,020,000.00) Equity, (File 333-122660 - Feb. 9) (BR. 36) S-8 ELECTRO SCIENTIFIC INDUSTRIES INC, 13900 NW SCIENCE PARK DR, PORTLAND, OR, 97229, 5036414141 - 0 ($18,340,000.00) Equity, (File 333-122661 - Feb. 9) (BR. 36) S-8 ELECTRO SCIENTIFIC INDUSTRIES INC, 13900 NW SCIENCE PARK DR, PORTLAND, OR, 97229, 5036414141 - 0 ($1,518,750.00) Equity, (File 333-122662 - Feb. 9) (BR. 36) N-2 Madison Strategic Sector Premium Fund, 550 SCIENCE DRIVE, MADISON, WI, 53711, 800-767-0300 - 50,000 ($1,000,000.00) Equity, (File 333-122663 - Feb. 9) (BR. ) S-8 optionsXpress Holdings, Inc., 39 SOUTH LASALLE STREET, SUITE 220, CHICAGO, IL, 60603, 312-630-3300 - 0 ($60,693,937.20) Equity, (File 333-122664 - Feb. 9) (BR. 07) S-8 MEDICINOVA INC, 4350 LA JOLLA VILLAGE DRIVE, SUITE 950, SAN DIEGO, CA, 92122, 858-373-1500 - 0 ($84,778,000.00) Equity, (File 333-122665 - Feb. 9) (BR. 01) SB-2 LDG INC, 4944 WINDY HILL DR, RALEIGH, NC, 27587, 9,680,000 ($484,000.00) Equity, (File 333-122666 - Feb. 9) (BR. 09) S-8 VIACELL INC, 131 CLARENDON ST, BOSTON, MA, 02116, 6172664373 - 0 ($36,426,674.00) Equity, (File 333-122667 - Feb. 9) (BR. 01) S-3 K-SEA TRANSPORTATION PARTNERS LP, 0 ($300,000,000.00) Other, (File 333-122668 - Feb. 9) (BR. 05) S-8 DOUBLECLICK INC, 450 W 33RD ST, 16TH FL, NEW YORK, NY, 10001, 2126830001 - 0 ($14,896,000.00) Equity, (File 333-122669 - Feb. 9) (BR. 03) S-4 INVERNESS MEDICAL INNOVATIONS INC, 51 SAWYER ROAD, SUITE 200, WALTHAM, MA, 02453, 7816473900 - 1,433,333 ($1.00) Equity, (File 333-122670 - Feb. 9) (BR. 01) S-8 COVENTRY HEALTH CARE INC, 6705 ROCKLEDGE DRIVE, SUITE 900, BETHESDA, MD, 20817, 3015810600 - 0 ($7,303,603.81) Equity, (File 333-122671 - Feb. 9) (BR. 01) S-4 K&F INDUSTRIES INC, 600 THIRD AVE, NEW YORK, NY, 10016, 2122970900 - 0 ($315,000,000.00) Non-Convertible Debt, (File 333-122672 - Feb. 9) (BR. 05) S-8 SENSOR SYSTEM SOLUTIONS INC, 45 PARKER AVENUE, SUITE A, IRVINE, CA, 92618, 949-855-6688 - 3,000,000 ($2,400,000.00) Equity, (File 333-122673 - Feb. 9) (BR. 08) S-8 OSI SYSTEMS INC, 12525 CHADRON AVE, HAWTHORNE, CA, 90250, 3109780516 - 1,000,000 ($16,900,000.00) Equity, (File 333-122674 - Feb. 9) (BR. 36) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 724 SOLUTIONS INC 2.02,9.01 02/09/05 AAMES INVESTMENT CORP MD 1.01 02/04/05 ACCENTURE LTD 1.01,8.01 02/03/05 ACCENTURE SCA 1.01,8.01 02/03/05 ACME UNITED CORP CT 1.01 09/28/04 ACRONGENOMICS INC NV 4.01,9.01 01/21/05 ACTION PERFORMANCE COMPANIES INC AZ 8.01,9.01 02/09/05 ADVANCED PHOTONIX INC DE 1.01 02/04/05 AEROTELESIS INC DE 5.02 02/07/05 AGILYSYS INC OH 2.02,7.01,9.01 02/09/05 AIRGATE PCS INC /DE/ DE 2.02,7.01,9.01 02/08/05 AIRPLANES LTD DE 8.01 02/09/05 AIRPLANES LTD DE 8.01 02/09/05 ALAMOSA HOLDINGS INC DE 8.01,9.01 02/08/05 ALCAN INC A6 2.02 02/08/05 ALFA CORP DE 7.01,9.01 02/09/05 ALIGN TECHNOLOGY INC DE 1.01,2.03,9.01 02/04/05 ALLIANT ENERGY CORP WI 1.01,9.01 02/04/05 ALLIED HEALTHCARE INTERNATIONAL INC NY 2.02,9.01 02/09/05 ALPHA SPACECOM INC CO 5.02 02/04/05 AMARU INC NV 8.01,9.01 02/25/04 AMEND AMERICA SERVICE GROUP INC /DE DE 7.01 02/07/05 AMERICAN EAGLE OUTFITTERS INC DE 1.02,9.01 01/10/05 AMERICAN ECOLOGY CORP DE 2.02,9.01 02/08/05 AMERICAN INTERNATIONAL GROUP INC DE 2.02 02/09/05 AMERICAN LAND LEASE INC DE 1.01,2.01,2.03,9.01 02/04/05 AMERICAN ROCK SALT CO LLC 7.01 02/09/05 AMERICAN TOWER CORP /MA/ DE 5.02 11/12/04 AMEND AMERICAN WATER STAR INC NV 8.01,9.01 02/09/05 AMERISOURCEBERGEN CORP DE 8.01,9.01 02/09/05 AMSURG CORP TN 7.01,9.01 02/08/05 ANALOG DEVICES INC MA 1.01,9.01 02/03/05 ANDREW CORP DE 8.01,9.01 02/07/05 AON CORP DE 2.02,9.01 02/08/05 APARTMENT INVESTMENT & MANAGEMENT CO MD 2.02,9.01 02/09/05 APPLEBEES INTERNATIONAL INC DE 8.01 02/09/05 APPLEBEES INTERNATIONAL INC DE 2.02,7.01,8.01 02/09/05 APPLIANCE RECYCLING CENTERS OF AMERIC MN 2.02,9.01 02/04/05 APPLIANCE RECYCLING CENTERS OF AMERIC MN 2.02,9.01 02/04/05 APTARGROUP INC DE 2.02,9.01 02/09/05 ARAMARK CORP/DE DE 2.02 02/09/05 ARC CORPORATE REALTY TRUST INC MD 1.01,9.01 02/03/05 ARENA PHARMACEUTICALS INC DE 8.01,9.01 02/08/05 ARGON ST, Inc. DE 2.02,9.01 02/09/05 ARGOSY GAMING CO DE 2.02,8.01,9.01 02/07/05 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 02/08/05 ASPECT MEDICAL SYSTEMS INC DE 2.02,9.01 02/09/05 ATA HOLDINGS CORP IN 1.01 02/03/05 ATARI INC DE 2.02,9.01 02/09/05 ATLAS MINING CO ID 7.01,9.01 02/09/05 AVIALL INC DE 1.01,8.01,9.01 02/08/05 AXSYS TECHNOLOGIES INC DE 2.02,9.01 02/09/05 AXT INC DE 2.02,9.01 02/09/05 BAD TOYS Holdings, Inc. NV 2.01,9.01 02/04/05 BALLY TOTAL FITNESS HOLDING CORP DE 5.02,8.01,9.01 02/08/05 BANCINSURANCE CORP OH 4.02 02/04/05 BANCORP RHODE ISLAND INC 1.01,9.01 02/03/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 02/08/05 BEAR STEARNS ASSET BACKED SECURITIES DE 9.01 02/08/05 BEASLEY BROADCAST GROUP INC DE 2.02,9.01 02/09/05 BEAZER HOMES USA INC DE 1.01,8.01,9.01 02/03/05 BERRY PLASTICS CORP DE 5.02 02/08/05 BEVERLY ENTERPRISES INC DE 8.01,9.01 02/09/05 BIB HOLDINGS LTD NV 5.03 02/07/05 BICO INC/PA PA 8.01,9.01 01/31/05 BIG 5 SPORTING GOODS CORP DE 2.02,4.02,9.01 02/08/05 BIO IMAGING TECHNOLOGIES INC DE 2.02,9.01 02/09/05 BIO KEY INTERNATIONAL INC MN 1.02,2.02,5.02 02/04/05 BIO SOLUTIONS INTERNATIONAL INC NV 5.02,9.01 02/07/05 BIOLASE TECHNOLOGY INC DE 8.01,9.01 02/07/05 BORDERS GROUP INC DE 2.02,4.02 02/08/05 BOYD GAMING CORP NV 2.02,9.01 02/09/05 BRANDS SHOPPING NETWORK INC NV 2.01,2.03,3.02,3.03,5.01,5.02 02/07/05 BRE PROPERTIES INC /MD/ MD 2.02,8.01,9.01 02/08/05 BRE PROPERTIES INC /MD/ MD 4.02 02/07/05 BULLDOG TECHNOLOGIES INC NV 7.01,9.01 02/03/05 CAPITAL BANK CORP NC 2.01,9.01 02/08/05 CAPITAL CITY BANK GROUP INC FL 1.01,8.01,9.01 02/04/05 CAPTARIS INC WA 2.02,9.01 02/09/05 CHAD THERAPEUTICS INC CA 2.02 02/08/05 CHARLES RIVER LABORATORIES INTERNATIO 1.01 02/03/05 CHASE FUNDING INC NY 8.01,9.01 01/25/05 CHEESECAKE FACTORY INCORPORATED DE 1.01,9.01 02/07/05 CHEESECAKE FACTORY INCORPORATED DE 7.01,9.01 02/09/05 CHINDEX INTERNATIONAL INC DE 2.02,7.01,9.01 02/09/05 CIGNA CORP DE 2.02,4.02 02/07/05 CIMAREX ENERGY CO DE 7.01,9.01 02/09/05 CITICORP MORTGAGE SECURITIES INC DE 8.01 02/09/05 CITIGROUP MORTGAGE LOAN TRUST INC SER 9.01 02/08/05 CKE RESTAURANTS INC DE 2.02,9.01 02/09/05 CLICKSOFTWARE TECHNOLOGIES LTD L3 2.02,9.01 02/09/05 CNB BANCORP INC /NY/ NY 2.02,9.01 02/07/05 CNB FINANCIAL CORP/PA PA 8.01,9.01 02/08/05 COINMACH CORP DE 5.02 02/09/05 COINMACH SERVICE CORP DE 5.02 02/09/05 COLLECTORS UNIVERSE INC DE 4.01 02/08/05 COMFORCE CORP DE 1.01,9.01 02/03/05 COMMUNITY BANKS INC /PA/ PA 8.01,9.01 02/08/05 COMPEX TECHNOLOGIES INC MN 2.02,9.01 02/09/05 COMPUTER SCIENCES CORP NV 5.02 02/07/05 AMEND CONSTAR INTERNATIONAL INC DE 1.01,9.01 02/03/05 COOPER CAMERON CORP DE 2.02,9.01 02/09/05 COOPER CAMERON CORP DE 2.02,9.01 02/09/05 AMEND CORILLIAN CORP OR 2.02,9.01 02/09/05 CORNERSTONE REALTY INCOME TRUST INC VA 1.01,9.01 02/08/04 CORPORATE OFFICE PROPERTIES TRUST MD 2.02,9.01 02/09/05 CORRECTIONS CORP OF AMERICA MD 2.02,9.01 02/09/05 COST PLUS INC/CA/ CA 1.01,2.03 02/04/05 COST U LESS INC WA 1.01,9.01 02/03/05 COUNTRYWIDE FINANCIAL CORP DE 2.02,9.01 02/09/05 CRAFTMADE INTERNATIONAL INC DE 2.02,7.01,9.01 02/09/05 CREATIVE COMPUTER APPLICATIONS INC CA 1.01,9.01 02/07/05 CRESCENT BANKING CO GA 5.02 02/07/05 CRITICAL THERAPEUTICS INC DE 1.01 02/08/05 CROSS COUNTRY HEALTHCARE INC DE 8.01,9.01 02/08/05 CROWN CRAFTS INC DE 2.02,9.01 02/09/05 CYBERONICS INC DE 2.02,9.01 02/08/05 CYBEX INTERNATIONAL INC NY 2.02,5.02,9.01 02/08/05 CYTYC CORP DE 2.02,9.01 02/09/05 CYTYC CORP DE 1.01 02/09/05 DAKTRONICS INC /SD/ SD 2.02 02/09/05 DAVITA INC DE 2.02,9.01 02/08/05 DECATUR FIRST BANK GROUP INC GA 7.01,9.01 02/09/05 DIAMOND OFFSHORE DRILLING INC DE 2.02,9.01 02/09/05 DIGITAL POWER CORP CA 2.03,9.01 02/03/05 DIGITAL VIDEO SYSTEMS INC DE 5.03,8.01 02/08/05 DIRECT GENERAL CORP 2.02,9.01 02/08/05 DIRECTV GROUP INC DE 8.01,9.01 02/09/05 DOBI MEDICAL INTERNATIONAL INC NV 5.02,9.01 02/02/05 DOLE FOOD COMPANY INC DE 1.01 02/04/05 DOLLAR FINANCIAL CORP DE 1.01,9.01 02/02/05 DOLLAR FINANCIAL GROUP INC NY 1.01,9.01 02/02/05 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 2.02,9.01 02/09/05 DOR BIOPHARMA INC DE 8.01 02/09/05 DOT HILL SYSTEMS CORP NY 1.01,9.01 02/03/05 DREW INDUSTRIES INC DE 1.01,9.01 02/08/05 DRS TECHNOLOGIES INC DE 2.02,9.01 02/09/05 DURATEK INC DE 2.02,9.01 02/09/05 DYCOM INDUSTRIES INC FL 5.02 02/07/05 EL PASO CORP/DE DE 8.01 02/09/05 ELEMENT 21 GOLF CO DE 4.01,8.01,9.01 10/27/04 AMEND EMPIRE DISTRICT ELECTRIC CO KS 1.01 02/02/05 ENTERASYS NETWORKS INC /DE/ DE 1.01,9.01 02/04/05 ENTERPRISE FINANCIAL SERVICES CORP DE 8.01,9.01 02/07/05 EQUIFAX INC GA 1.01 02/03/05 EQUINIX INC DE 2.02,5.02,9.01 02/04/05 EQUITY RESIDENTIAL MD 1.01 02/03/05 ERESEARCHTECHNOLOGY INC /DE/ DE 2.02,9.01 02/09/05 EVANS BOB FARMS INC DE 2.02,7.01,9.01 02/08/05 EXACT SCIENCES CORP DE 2.05 02/09/05 FACTORY CARD OUTLET CORP DE 1.01,2.06 02/07/05 FAIRCHILD CORP DE 2.02,9.01 02/09/05 FIDELITY SOUTHERN CORP GA 7.01,9.01 02/08/05 FINISAR CORP DE 1.01,2.01,9.01 02/04/05 FIRST CAPITAL BANCORP, INC. 7.01,9.01 02/09/05 FIRST CHARTER CORP /NC/ NC 7.01,9.01 02/09/05 First Horizon ABS Trust 2004-HE3 DE 9.01 01/25/05 AMEND FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 01/25/05 AMEND FIRST HORIZON ASSET SECURITIES INC DE 5.01,9.01 01/28/05 AMEND FIRST MERCHANTS CORP IN 1.01,5.02,5.03,9.01 02/08/05 FIRST MONTAUK FINANCIAL CORP NJ 1.01,1.02,3.02,5.02,5.03,9.01 02/08/05 FIRST NILES FINANCIAL INC DE 4.01,9.01 02/07/05 FISHER SCIENTIFIC INTERNATIONAL INC DE 2.02,4.02 02/04/05 FMC CORP DE 7.01 02/09/05 FONAR CORP DE 2.02 12/31/04 FONIX CORP DE 3.02 02/02/05 FRANKLIN BANK CORP 2.02,9.01 02/08/05 FRANKLIN CAPITAL CORP DE 1.01,7.01,9.01 02/03/05 FREMONT MORTGAGE SECURITIES CORP DE 8.01,9.01 02/09/05 GARMIN LTD 2.02,9.01 02/09/05 GENCORP INC OH 2.02,7.01,9.01 02/09/05 GENERAL MOTORS ACCEPTANCE CORP DE 8.01 02/03/05 GENESEE & WYOMING INC DE 1.01 02/09/05 GLOBIX CORP DE 4.02 02/03/05 Gold Kist Inc. DE 2.02,9.01 02/09/05 GRACO INC MN 2.03 02/03/05 GREENBRIER COMPANIES INC DE 8.01,9.01 02/07/05 GREENFIELD ONLINE INC DE 2.01,3.02,9.01 02/08/05 GREENFIELD ONLINE INC DE 2.02,9.01 02/09/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 02/08/05 AMEND GUITAR CENTER INC DE 2.02,7.01,8.01 02/08/05 HAGGAR CORP NV 2.02,9.01 02/09/05 HAWKINS INC MN 2.02,9.01 02/09/05 HEALTH CHEM CORP DE 4.01 02/04/05 HEALTH NET INC DE 1.01,5.02,9.01 02/09/05 HOME FINANCIAL BANCORP IN 2.02,9.01 02/09/05 HOSPITALITY PROPERTIES TRUST MD 2.02,9.01 02/08/05 HUTTIG BUILDING PRODUCTS INC DE 1.01 02/04/05 ICOA INC NV 5.02 02/09/05 ILINC COMMUNICATIONS INC DE 2.02,9.01 02/09/05 IMAGE INNOVATIONS HOLDINGS INC NV 5.02,8.01,9.01 02/03/05 IMMUNOGEN INC MA 8.01,9.01 02/07/05 IMPERIAL SUGAR CO /NEW/ TX 8.01 02/08/05 INDYMAC INDEX MORTGAGE LOAN TRUST 200 8.01,9.01 09/30/04 INDYMAC INDX MORTGAGE LOAN TRUST 2004 8.01,9.01 09/23/04 INFINITY PROPERTY & CASUALTY CORP OH 2.02,9.01 02/09/05 INFONET SERVICES CORP 2.02,9.01 02/09/05 INGERSOLL RAND CO LTD 1.01 02/08/05 INGERSOLL RAND CO LTD 1.01 02/08/05 INNKEEPERS USA TRUST/FL MD 7.01,9.01 02/09/05 INPHONIC INC 2.02,9.01 02/08/05 AMEND INSPIRE PHARMACEUTICALS INC DE 8.01,9.01 02/09/05 INTERMAGNETICS GENERAL CORP NY 2.01,9.01 07/16/04 AMEND INTERNATIONAL STEEL GROUP INC DE 8.01,9.01 02/08/05 INTEVAC INC CA 2.02,9.01 02/09/05 INVERNESS MEDICAL INNOVATIONS INC DE 1.01,2.02,8.01,9.01 02/08/05 IPIX CORP DE 1.01 02/03/05 IVILLAGE INC DE 2.02,9.01 02/09/05 JACUZZI BRANDS INC DE 2.02,9.01 02/08/05 KANA SOFTWARE INC DE 2.06 02/03/05 KEANE INC MA 2.02,9.01 02/09/05 KFORCE INC FL 8.01,9.01 02/07/05 KIRKLANDS INC 2.02,9.01 02/03/05 KNOLL INC DE 2.02,9.01 02/09/05 LANDRYS RESTAURANTS INC 1.01,9.01 02/04/05 LAUREL CAPITAL GROUP INC PA 2.02,9.01 02/01/05 LEHMAN BROTHERS HOLDINGS INC DE 9.01 02/09/05 LEVI STRAUSS & CO DE 1.01 02/03/05 LIFEPOINT HOSPITALS INC DE 2.02,9.01 02/09/05 LIN TV CORP DE 2.02,8.01,9.01 02/09/05 LINCOLN NATIONAL CORP IN 2.02,9.01 02/09/05 LIONS GATE ENTERTAINMENT CORP /CN/ 8.01,9.01 02/09/05 LIVEPERSON INC DE 4.01,9.01 02/03/05 LOCATEPLUS HOLDINGS CORP 4.01 02/08/05 LODGIAN INC DE 1.01 02/07/05 LOUISIANA-PACIFIC CORP DE 1.01,9.01 02/04/05 LUMINEX CORP DE 2.02,9.01 02/09/05 LYDALL INC /DE/ DE 1.01 02/01/05 MACERICH CO MD 1.01 02/03/05 MAGUIRE PROPERTIES INC MD 2.02,7.01,9.01 02/09/05 MARCHEX INC DE 7.01,9.01 02/08/05 MARKETAXESS HOLDINGS INC 2.02,9.01 02/09/05 MARKETAXESS HOLDINGS INC 8.01,9.01 02/09/05 MARTIN MARIETTA MATERIALS INC NC 2.02,7.01,9.01 02/09/05 MAXIM INTEGRATED PRODUCTS INC DE 4.01,9.01 02/04/05 MCDERMOTT INTERNATIONAL INC R1 2.02,9.01 02/09/05 MCDONALDS CORP DE 8.01,9.01 02/08/05 MEMC ELECTRONIC MATERIALS INC DE 1.01 02/09/05 MEMC ELECTRONIC MATERIALS INC DE 2.02 01/27/05 AMEND MERCURY INTERACTIVE CORP DE 1.01,9.01 02/03/05 MERISEL INC /DE/ DE 1.01,2.03,9.01 02/08/05 Meritage Homes CORP MD 1.01,9.01 02/09/05 Meritage Homes CORP MD 4.02,8.01 01/26/05 AMEND METLIFE INC DE 2.02,9.01 02/09/05 METRETEK TECHNOLOGIES INC DE 1.01 02/03/05 METROMEDIA INTERNATIONAL GROUP INC DE 8.01,9.01 02/08/05 METTLER TOLEDO INTERNATIONAL INC/ DE 2.02,9.01 02/09/05 METTLER TOLEDO INTERNATIONAL INC/ DE 5.02,5.03,9.01 02/03/05 MICROWAVE FILTER CO INC /NY/ NY 4.01 01/31/05 AMEND MILLENNIUM BANKSHARES CORP VA 2.02,9.01 02/04/05 MILLER PETROLEUM INC TN 4.01,9.01 01/28/05 AMEND MOLSON COORS BREWING CO CO 2.02,8.01,9.01 02/09/05 MONMOUTH CAPITAL CORP NJ 8.01 02/08/05 MONOLITHIC SYSTEM TECHNOLOGY INC CA 2.02,9.01 02/09/05 MONROE BANCORP IN 5.02,9.01 02/09/05 Morgan Stanley ABS Capital I Inc. MSD DE 8.01,9.01 01/27/05 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 02/08/05 MOTIENT CORP DE 1.01,2.01,3.02,7.01,9.01 02/09/05 MSC SOFTWARE CORP DE 3.01 02/08/05 Nalco Finance Holdings Inc. 2.02,9.01 02/08/05 Nalco Finance Holdings LLC 2.02,9.01 02/08/05 Nalco Holding CO 2.02,9.01 02/08/05 Nalco Holdings LLC DE 2.02,9.01 02/08/05 NAPCO SECURITY SYSTEMS INC DE 2.02,9.01 02/08/05 NAPSTER INC DE 2.02,9.01 02/09/05 NASDAQ STOCK MARKET INC DE 7.01,9.01 02/07/05 NATIONAL BANKSHARES INC VA 5.02 02/09/05 NATIONAL HEALTH REALTY INC MD 2.02 02/08/05 NATIONAL RESEARCH CORP WI 2.02,9.01 02/08/05 NATURAL ALTERNATIVES INTERNATIONAL IN DE 2.02,9.01 02/09/05 NAVTEQ CORP DE 2.02,9.01 02/09/05 NETOPIA INC DE 2.02,9.01 02/09/05 NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ DE 2.02,9.01 02/09/05 NEUROCRINE BIOSCIENCES INC CA 8.01,9.01 02/07/05 NISOURCE INC/DE DE 5.02 02/03/05 NITTANY FINANCIAL CORP PA 2.02,9.01 02/08/05 NMXS COM INC DE 4.01,9.01 02/05/05 NORTHFIELD LABORATORIES INC /DE/ DE 8.01,9.01 02/09/05 NORTHWEST NATURAL GAS CO OR 2.02 02/09/05 NOVASTAR FINANCIAL INC MD 2.02,9.01 02/08/05 NPS PHARMACEUTICALS INC DE 1.01 02/03/05 NS GROUP INC KY 2.02,9.01 02/08/05 NU SKIN ENTERPRISES INC DE 1.01,9.01 02/09/05 OAKLEY INC WA 2.02 02/09/05 OCCIDENTAL PETROLEUM CORP /DE/ DE 2.02,8.01 02/08/05 OHIO CASUALTY CORP OH 2.02,9.01 12/31/04 OI CORP OK 1.01 02/09/05 OIL STATES INTERNATIONAL INC DE 2.02,9.01 02/08/05 OLD POINT FINANCIAL CORP VA 7.01,8.01,9.01 02/08/05 OLIN CORP VA 7.01,9.01 02/08/05 OLIN CORP VA 7.01,9.01 02/09/05 OLYMPIC CASCADE FINANCIAL CORP DE 5.02,9.01 02/04/05 OVERSTOCK COM INC UT 1.01 02/09/05 OYO GEOSPACE CORP DE 2.02,7.01,9.01 02/08/05 AMEND PAM TRANSPORTATION SERVICES INC DE 2.02,9.01 02/08/05 Paradigm Oil & Gas, Inc. NV 5.03,9.01 02/07/05 PARALLEL PETROLEUM CORP DE 7.01,9.01 02/09/05 Park Place Securities, Inc., Asset-Ba 8.01,9.01 01/01/05 PATINA OIL & GAS CORP DE 2.02,8.01,9.01 02/08/05 PEERLESS MANUFACTURING CO TX 1.01,9.01 02/03/05 PENN NATIONAL GAMING INC PA 8.01,9.01 02/09/05 PENNROCK FINANCIAL SERVICES CORP PA 2.02,9.01 02/08/05 PETROLEUM DEVELOPMENT CORP NV 8.01 02/08/05 PHARMACEUTICAL PRODUCT DEVELOPMENT IN NC 2.02,9.01 02/09/05 PHC INC /MA/ MA 2.02 02/09/05 PHILADELPHIA CONSOLIDATED HOLDING COR PA 1.01,9.01 02/09/05 PHOENIX COMPANIES INC/DE DE 1.01 02/03/05 PHOTOWORKS INC /WA WA 8.01,9.01 02/08/05 PINNACLE BANKSHARES CORP VA 2.02 02/09/05 PINNACLE SYSTEMS INC CA 8.01,9.01 02/04/05 PIONEER NATURAL RESOURCES CO DE 2.02,9.01 02/08/05 PLAINS ALL AMERICAN PIPELINE LP DE 9.01 09/30/04 PLAYBOY ENTERPRISES INC DE 2.02 02/09/05 PLAYBOY ENTERPRISES INC DE 2.02,7.01 02/09/05 PORTAL SOFTWARE INC DE 1.01,2.02,5.02,9.01 02/03/05 PPL ELECTRIC UTILITIES CORP PA 7.01 02/09/05 PRESIDION CORP FL 3.02,9.01 02/09/05 PROTECTION ONE INC DE 7.01,9.01 02/09/05 PROTECTIVE LIFE CORP DE 2.02 12/31/04 PROTEIN DESIGN LABS INC/DE DE 3.02,8.01,9.01 02/08/05 PUGET ENERGY INC /WA WA 2.02,2.05,2.06,9.01 02/09/05 PUGET SOUND ENERGY INC WA 2.02,9.01 02/09/05 QUALITY DINING INC IN 8.01 10/10/04 QUINTILES TRANSNATIONAL CORP NC 1.01 02/03/05 RADIOSHACK CORP DE 1.01,9.01 02/09/05 RAINDANCE COMMUNICATIONS INC DE 2.02,9.01 02/09/05 RAINIER PACIFIC FINANCIAL GROUP INC 8.01,9.01 02/09/05 RARE HOSPITALITY INTERNATIONAL INC GA 2.02,7.01,9.01 02/09/05 REGIONS FINANCIAL CORP DE 7.01,9.01 02/09/05 REHABCARE GROUP INC DE 2.02,9.01 02/09/05 RESOLVE STAFFING INC NV 1.01,2.01,3.02,7.01,9.01 02/09/05 RIVIERA HOLDINGS CORP NV 8.01,9.01 02/08/05 ROYAL GOLD INC DE 2.02,9.01 02/09/05 RS GROUP OF COMPANIES INC FL 4.01,9.01 01/19/05 AMEND RURAL METRO CORP /DE/ DE 8.01,9.01 02/03/05 SALIX PHARMACEUTICALS LTD 8.01,9.01 02/09/05 SALTON INC DE 2.02,9.01 02/09/05 SAUL CENTERS INC MD 1.01,9.01 02/03/05 SCBT FINANCIAL CORP SC 7.01 02/09/05 SCS TRANSPORTATION INC DE 1.01,9.01 02/03/05 SEARS ROEBUCK & CO NY 8.01 01/26/05 SECURE AUTOMATED FILING ENTERPRISES 1.02,5.02 02/07/05 SECURITY BANK CORP GA 7.01,8.01,9.01 02/09/05 SEGUE SOFTWARE INC DE 2.02,9.01 02/09/05 Sequoia HELOC Trust 2004-1 MD 8.01,9.01 01/20/05 Sequoia Mortgage Trust 2004-10 8.01,9.01 01/20/05 Sequoia Mortgage Trust 2004-11 8.01,9.01 01/20/05 SEQUOIA MORTGAGE TRUST 2004-12 8.01,9.01 01/20/05 Sequoia Mortgage Trust 2004-6 8.01,9.01 01/20/05 Sequoia Mortgage Trust 2004-7 8.01,9.01 01/20/05 Sequoia Mortgage Trust 2004-8 8.01,9.01 01/20/05 SEQUOIA MORTGAGE TRUST 2004-9 8.01,9.01 01/20/05 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 01/20/05 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 01/20/05 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 01/20/05 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 01/20/05 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 01/20/05 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 01/20/05 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 01/20/05 SERACARE LIFE SCIENCES INC 2.02,9.01 02/09/05 SHURGARD STORAGE CENTERS INC WA 1.01,5.02,5.03,7.01,9.01 02/03/05 SIGMA ALDRICH CORP DE 2.02,7.01,9.01 02/08/05 SIGN MEDIA SYSTEMS INC 2.01 12/08/03 SILVERADO GOLD MINES LTD A1 4.02 02/03/05 SIRF TECHNOLOGY HOLDINGS INC 1.01 02/04/05 SKYWEST INC UT 2.02,9.01 02/09/05 SMARTIRE SYSTEMS INC 1.01,2.03,9.01 02/03/05 SMITH MICRO SOFTWARE INC DE 2.02,9.01 02/09/05 SOHU COM INC DE 2.02,9.01 02/07/05 SPECTRE GAMING INC MN 1.01 02/03/05 SPORT CHALET INC DE 2.02,9.01 02/08/05 STAR GAS PARTNERS LP DE 2.02,7.01,9.01 02/09/05 STATE BANCORP INC NY 8.01,9.01 02/07/05 STERICYCLE INC DE 9.01 12/31/04 STRATEGIC DIAGNOSTICS INC/DE/ DE 5.02,7.01,9.01 01/31/05 STRATOS INTERNATIONAL INC DE 5.02,9.01 02/04/05 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01,9.01 01/29/05 STRATS(SM) Trust For Morgan Stanley S 8.01,9.01 02/01/05 STURM RUGER & CO INC DE 2.02 02/07/05 SUNRISE TELECOM INC 2.02,5.02,9.01 12/31/04 SUNTRUST BANKS INC GA 2.02,7.01,9.01 02/09/05 TAIWAN FUND INC DE 7.01 12/01/04 TEAM HEALTH INC TN 2.02,9.01 02/08/05 TEKELEC CA 2.02,9.01 02/09/05 TELEPHONE & DATA SYSTEMS INC /DE/ DE 2.02,2.06,9.01 02/07/05 Telesis Technology Corp 8.01 02/09/05 TELEWEST GLOBAL INC 1.01 02/03/05 TERRA INDUSTRIES INC MD 2.02,9.01 02/09/05 TERRA NITROGEN CO L P /DE DE 2.02,9.01 02/09/05 TEXAS CAPITAL BANCSHARES INC/TX DE 2.02,9.01 01/19/05 TGT PIPELINE LLC DE 8.01,9.01 02/09/05 THERMA WAVE INC DE 2.02,9.01 02/03/05 THERMOGENESIS CORP DE 2.02,9.01 02/09/05 THOMAS INDUSTRIES INC DE 2.02,9.01 02/09/05 TIER TECHNOLOGIES INC CA 2.02,5.02,9.01 02/09/05 TIMBERLAND CO DE 2.02,9.01 02/09/05 TORCHMARK CORP DE 2.02,9.01 02/09/05 TRANSATLANTIC HOLDINGS INC DE 2.02 02/09/05 TRANSDERM LABORATORIES CORP DE 4.01 02/04/05 TRANSPRO INC DE 8.01,9.01 02/04/05 Trinsic, Inc. DE 3.01 02/03/05 TULLYS COFFEE CORP 8.01,9.01 02/09/05 ULTRA PETROLEUM CORP 2.02,8.01,9.01 02/09/04 ULTRA PETROLEUM CORP 8.01 02/09/04 ULTRALIFE BATTERIES INC DE 7.01,9.01 02/09/05 UNITED AMERICA INDEMNITY, LTD E9 1.02,5.02 02/07/05 UNITED AUTO GROUP INC DE 2.02,9.01 02/09/05 UNITED ONLINE INC DE 2.02,9.01 02/09/05 UNITED PAN AM FINANCIAL CORP CA 2.01,9.01 02/05/05 UNITED STATES CELLULAR CORP DE 2.02,9.01 02/09/05 URS CORP /NEW/ DE 2.02,4.02,9.01 02/07/05 US AIRWAYS GROUP INC DE 1.01,9.01 02/08/05 USANA HEALTH SCIENCES INC UT 2.02,9.01 02/08/05 USI HOLDINGS CORP DE 2.01,2.04,3.02,9.01 02/03/05 UST INC DE 1.01,1.02,9.01 02/02/05 VALENCE TECHNOLOGY INC DE 2.02,9.01 02/08/05 VALMONT INDUSTRIES INC DE 2.02 02/08/05 VANGUARD HEALTH SYSTEMS INC DE 2.02,7.01,9.01 02/09/05 VARCO INTERNATIONAL INC /DE/ DE 2.02,9.01 02/09/05 VCG HOLDING CORP CO 1.01,9.01 02/03/05 VERTEX PHARMACEUTICALS INC / MA MA 1.01,5.02,9.01 02/03/05 VERTEX PHARMACEUTICALS INC / MA MA 1.02,2.02,9.01 02/07/05 VISTACARE, INC. DE 1.01,9.01 02/08/05 VITAL SIGNS INC NJ 2.01,9.01 02/09/05 VITRAN CORP INC 8.01 02/08/05 VOXWARE INC DE 3.02 01/26/05 VYYO INC DE 2.02,9.01 02/09/05 W R GRACE & CO DE 8.01 02/07/05 W3 GROUP INC DE 1.01,9.01 02/07/05 WATTS WATER TECHNOLOGIES INC DE 1.01,9.01 02/08/05 WEBEX COMMUNICATIONS INC 2.02,5.02,9.01 12/31/04 WEBMD CORP /NEW/ DE 1.01,8.01,9.01 02/09/05 WELLCHOICE INC DE 2.02,7.01,9.01 02/09/05 WELLS GARDNER ELECTRONICS CORP IL 2.02,9.01 02/09/05 WESTWOOD HOLDINGS GROUP INC 2.02,7.01,9.01 02/09/05 WISCONSIN ENERGY CORP WI 8.01 11/29/04 WISCONSIN ENERGY CORP WI 8.01 02/07/05 WIZZARD SOFTWARE CORP /CO CO 1.01,2.03 02/08/05 WORLD AM, INC. 5.02 02/03/05 WRC MEDIA INC DE 5.02,8.01,9.01 02/09/05 XTO ENERGY INC DE 2.02 02/09/05 XTO ENERGY INC DE 1.01 02/03/05 ZEBRA TECHNOLOGIES CORP/DE DE 2.02,9.01 02/09/05 ZEBRA TECHNOLOGIES CORP/DE DE 1.01,9.01 02/07/05