SEC NEWS DIGEST Issue 2006-24 February 6, 2006 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - THURSDAY, FEBRUARY 9, 2006 - 2:00 P. M. The subject matter of the closed meeting scheduled for Thursday, February 9, will be: Formal orders of investigations; Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement nature; and Regulatory matters regarding financial institutions. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGS IN THE MATTER OF MICHAEL LIPKIN AND JOSHUA SHAINBERG On February 3, the Commission issued an Order Instituting Public Administrative Proceedings pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Exchange Act) against Michael V. Lipkin (Lipkin) and Joshua Shainberg (Shainberg) (collectively, the Respondents) (Order). In the Order, the Division of Enforcement alleges that on Jan. 13, 2006, Lipkin and Shainberg were enjoined. The Commission's complaint alleged that from at least May 1995 through July 1995, the Respondents agreed with others to promote the stock of Alter Sales to customers of Securities Planners, in exchange for kickbacks in the form of Alter Sales stock. That arrangement was undisclosed to Securities Planners' customers. The complaint charged that the Respondents violated the antifraud provisions in connection with their receipt of those undisclosed kickbacks, and separately charged Lipkin with also violating the antifraud provisions for agreeing to sell Alter Sales stock without disclosing to Securities Planners' customers that the stock being sold was loaned to Securities Planners in order for that firm to meet its net capital requirement, and that Securities Planners' continued existence depended on that stock loan. The complaint also alleged that Lipkin instructed his brokers to recommend Alter Sales stock to Securities Planners' customers, even though Lipkin did not believe the stock was a sound investment, and despite the fact that neither Lipkin nor anyone associated with Securities Planners possessed a reasonable basis for those recommendations. A hearing will be scheduled before an administrative law judge to determine whether the allegations in the Order are true, to provide the Respondents with an opportunity to dispute the allegations, and to determine what, if any, remedial action is appropriate and in the public interest pursuant to Section 15(b) of the Exchange Act. The Order requires the Administrative Law Judge to issue an initial decision no later than 210 days from the date of service of this Order, pursuant to Rule 360(a)(2) of the Commission's Rules of Practice. (Rel. 34-53225; File No. 3-12172) SEC v. JOHN SHREWDER, THE FRANKLIN GROUP, INC., ASHLEY MIRON LESHEM, AND ANANDA CAPITAL PARTNERS, INC. On Feb. 6, the Commission filed an action in U.S. District Court against John R. "Jay" Shrewder, 46, of Tulsa, Oklahoma, and The Franklin Group, a company that Shrewder founded, alleging securities fraud and illegal touting, and also against Ashley Miron Leshem, 39 of Boca Raton, Florida, alleging violations of an SEC Penny Stock Bar. The complaint alleges that Shrewder and The Franklin Group improperly manipulated the market for at least two securities and inundated the public with millions of faxes that contained materially false information. The Commission charges that Shrewder and The Franklin Group violated Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder and Sections 17(a) and 17(b) of the Securities Act of 1933 and seeks a permanent injunction, disgorgement, prejudgment interest and civil penalties against Shrewder and TFG, as well as a penny stock bar against Shrewder. The Commission charges that Leshem violated Section 15(b)(6)(B)(i) of the Exchange Act by violating a 1999 SEC Penny Stock Bar and seeks a judicially imposed Penny Stock Bar, a permanent injunction, disgorgement, prejudgment interest and civil penalties. A company affiliated with Leshem, Ananda Capital Partners, Inc. is named as a relief defendant. [SEC v. John R. Shrewder, The Franklin Group, Inc., Ashley Miron Leshem, and Ananda Capital Partners, Inc., Civil Action No. 06-80126, S.D. Fla.] (LR-19555) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change and Amendment No. 1 thereto filed by the New York Stock Exchange relating to an interpretation of NYSE Rule 108 (SR-NYSE-2005-74) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 6. (Rel. 34-53208) A proposed rule change filed by the International Securities Exchange establishing fees for historical options tick market data (SR-ISE- 2006-07) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 6. (Rel. 34-53212) PROPOSED RULE CHANGES The International Securities Exchange filed a proposed rule change relating to the establishment of fees for historical options tick market data for non-members (SR-ISE-2006-08). Publication of the proposal is expected in the Federal Register during the week of February 6. (Rel. 34-53211) The Depository Trust Company filed a proposed rule change (SR-DTC- 2005-21) that would allow DTC to (1) revise fees for special requests for Security Position Reports (SPRs) and for weekly, monthly, and quarterly dividend record date SPR subscriptions, (2) revise existing fees for audit confirmations provided to issuers and their agents, and (3) implement new fees for (a) audit confirmations for certificates of deposit (CDs) provided to issuers and their agents and (b) access by transfer agents to DTC's imaging database. Publication of the proposal is expected in the Federal Register during the week of February 6. (Rel. 34-53219) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-PCX-2005-102) and Amendment No. 1 thereto by the Pacific Exchange relating to the elimination of obsolete rules related to the Pacific Options Exchange Trading System and Order Book Officials. Publication of the proposal is expected in the Federal Register during the week of February 6. (Rel. 34-53221) WITHDRAWALS SOUGHT A notice has been issued giving interested persons until February 28 to comment on the application of Community Capital Corporation to withdraw its common stock, $1.00 par value, from listing and registration on the American Stock Exchange. (Rel. 34-53214) A notice has been issued giving interested persons until February 28 to comment on the application of Eli Lilly and Company to withdraw its common stock, no par value, from listing and registration on the Pacific Exchange. (Rel. 34-53215) DELISTING GRANTED An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the common stock, $.0001 par value, of American Water Star, Inc., effective at the opening of business on February 3. (Rel. 34-53216) WITHDRAWAL GRANTED An order has been issued granting the application of Atlantis Plastics, Inc. to withdraw its class A common stock, $.10 par value, from listing and registration on the American Stock Exchange, effective at the opening of business on February 3. (Rel. 34-53217) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 FNB CORP/FL/, F.N.B. CORPORATION, ONE F.N.B. BOULEVARD, HERMITAGE, PA, 16148, 724-981-6000 - 4,290,000 ($72,930,000.00) Equity, (File 333-131490 - Feb. 3) (BR. 07A) S-8 CYPRESS SEMICONDUCTOR CORP /DE/, 198 CHAMPION COURT, SAN JOSE, CA, 95134, 4089432600 - 3,982,920 ($66,713,910.00) Equity, (File 333-131494 - Feb. 3) (BR. 10A) S-8 MATTHEWS INTERNATIONAL CORP, TWO NORTHSHORE CENTER, PITTSBURGH, PA, 15212-5851, 4124428200 - 395,562 ($14,924,555.00) Equity, (File 333-131496 - Feb. 3) (BR. 06A) S-8 CNX Gas CORP, 1800 WASHINGTON ROAD, PITTSBURGH, PA, 15241, 412-831-4000 - 0 ($94,770,000.00) Equity, (File 333-131497 - Feb. 3) (BR. 04A) S-8 ADZONE RESEARCH INC, 4062-80 GRUMMAN BLVD, SUITE 201, CALVERTON, NY, 11933, 631-369-1100 - 17,700,000 ($3,009,000.00) Equity, (File 333-131498 - Feb. 3) (BR. 06C) S-8 VERIDICOM INTERNATIONAL INC, 1244 REAMWOOD AVENUE, ., SUNNYVALE, CA, 94089, 4087347980 - 2,500,000 ($243,750.00) Equity, (File 333-131499 - Feb. 3) (BR. 03C) S-8 ZAP, 501 FOURTH STREET, SANTA ROSA, CA, 95401, 7075258658 - 16,221,586 ($16,383,698.78) Equity, (File 333-131501 - Feb. 3) (BR. 05C) S-8 SCHWAB CHARLES CORP, 120 KEARNY STREET, SAN FRANCISCO, CA, 94104, 4156277000 - 0 ($200,000,000.00) Other, (File 333-131502 - Feb. 3) (BR. 07A) S-8 TEXAS CAPITAL BANCSHARES INC/TX, 2100 MCKINNEY AVE, SUITE 1250, DALLAS, TX, 75201, 2149326600 - 0 ($41,486,500.00) Equity, (File 333-131503 - Feb. 3) (BR. 07C) SB-2 INFE HUMAN RESOURCES INC, 67 WALL STREET, NEW YORK, NY, 10005, 14,100,000 ($9,900,000.00) Equity, (File 333-131505 - Feb. 3) (BR. 08B) S-8 NATIONAL MEDICAL HEALTH CARD SYSTEMS INC, 26 HARBOR PARK DR, PORT WASHINGTON, NY, 11050, 5166260007 - 700,000 ($21,759,500.00) Equity, (File 333-131506 - Feb. 3) (BR. 01B) S-8 SUN MICROSYSTEMS, INC., 4150 NETWORK CIRCLE, SANTA CLARA, CA, 95054, 6509601300 - 0 ($30,000,000.00) Other, (File 333-131507 - Feb. 3) (BR. 03B) S-1 NGTV, 6310 SAN VICENTE BLVD, SUITE 500, LOS ANGELES, CA, 90048, 323-934-2240 - 10,723,889 ($65,093,335.20) Equity, (File 333-131508 - Feb. 3) (BR. ) S-8 Thomas Weisel Partners Group, Inc., ONE MONTGOMERY STREET, SAN FRANCISCO, CA, 94104, 415-364-2500 - 5,000,000 ($97,800,000.00) Equity, (File 333-131509 - Feb. 3) (BR. 07) S-3 INFOSONICS CORP, 5880 PACIFIC CENTER BLVD., SAN DIEGO, CA, 92121, 858 373-1600 - 0 ($842,100.00) Equity, (File 333-131512 - Feb. 3) (BR. 10B) S-8 SHARPS COMPLIANCE CORP, 9350 KIRBY DRIVE, STE 300, HOUSTON, TX, 77054, 713-432-0300 - 500,000 ($420,000.00) Debt Convertible into Equity, (File 333-131514 - Feb. 3) (BR. 10C) S-3 UNIVERSAL DISPLAY CORP \PA\, 6096710980 - 22,500 ($295,200.00) Equity, (File 333-131515 - Feb. 3) (BR. 03A) S-3 SANTARUS INC, 10590 W OCEAN AIR DR, STE 200, SAN DIEGO, CA, 92130, 8583145700 - 0 ($59,918,073.00) Equity, (File 333-131517 - Feb. 3) (BR. 01A) S-3 METABASIS THERAPEUTICS INC, 9390 TOWNE CENTRE DRIVE, SAN DIEGO, CA, 92121, 0 ($75,000,000.00) Equity, (File 333-131518 - Feb. 3) (BR. 01B) S-8 PARTNERS TRUST FINANCIAL GROUP INC, 233 GENESEE STREET, UTICA, NY, 13501, 8007654968 - 2,082,500 ($24,427,725.00) Equity, (File 333-131519 - Feb. 3) (BR. 07B) S-3 CEPHEID, 1190 BORREGAS AVE, SUNNYVALE, CA, 94089, 4085414191 - 0 ($120,000,000.00) Equity, (File 333-131520 - Feb. 3) (BR. 10A) S-8 PATHMARK STORES INC, 200 MILIK STREET, CARTERET, NJ, 07008, 9084993000 - 7,000,000 ($7,126,000.00) Equity, (File 333-131522 - Feb. 3) (BR. 02C) S-8 PATHMARK STORES INC, 200 MILIK STREET, CARTERET, NJ, 07008, 9084993000 - 7,000,000 ($73,281,238.67) Equity, (File 333-131523 - Feb. 3) (BR. 02C) S-3 WHOLESALE AUTO RECEIVABLES CORP, CORPORATE TRUST CENTER, 1209 ORANGE STREET, WILMINGTON, DE, 19801, 3026587851 - 1 ($1,000,000.00) Asset-Backed Securities, (File 333-131524 - Feb. 3) (BR. 05D) S-1 Gordon Biersch Brewery Restaurant Group, Inc., 2001 RIVERSIDE DRIVE, SUITE 3100, CHATTANOOGA, TN, 37406, 423-424-2000 - 0 ($50,000,000.00) Equity, (File 333-131525 - Feb. 3) (BR. ) S-8 GREM USA, 19020 STATE ROAD 1, SPENCERVILLE, IN, 46877, 260-238-2000 - 700,000,000 ($630,000.00) Equity, (File 333-131526 - Feb. 3) (BR. 02A) S-8 ESTEE LAUDER COMPANIES INC, 767 FIFTH AVE, NEW YORK, NY, 10153, 2125724200 - 10,000,000 ($360,200,000.00) Equity, (File 333-131527 - Feb. 3) (BR. 06C) SB-2 SYNDICATION NET COM INC, 1250 24TH STREET NW, SUITE 300, WASHINGTON, DC, 20037, 2024672788 - 4,722,872 ($33,060.10) Equity, (File 333-131528 - Feb. 3) (BR. 08B) S-1 Ascend Acquisition Corp., 435 DEVON PARK DRIVE, BUILDING 400, WAYNE, PA, 19087, 610-293-2512 - 0 ($73,543,444.00) Equity, (File 333-131529 - Feb. 3) (BR. ) SB-2 LITHIUM TECHNOLOGY CORP, 5115 CAMPUS DR, PLYMOUTH MEETING, PA, 19462-1129, 6109406090 - 539,108,376 ($12,669,047.00) Equity, (File 333-131530 - Feb. 3) (BR. 10B) SB-2 EZ English Online Inc., 125A - 1030 DENMAN STREET, VANCOUVER, A1, V6G 2M6, 604 809 3535 - 2,000,000 ($160,000.00) Equity, (File 333-131531 - Feb. 3) (BR. ) S-1 SMART VIDEO TECHNOLOGIES INC, 3505 KOGER BOULEVARD, SUITE 400, DELUTH, GA, 30093, 7072793100 - 27,062,914 ($128,548,841.50) Equity, (File 333-131532 - Feb. 3) (BR. 08C) S-3 CELL THERAPEUTICS INC, 501 ELLIOTT AVE W, STE 400, SEATTLE, WA, 98119, 2062707100 - 0 ($150,000,000.00) Other, (File 333-131533 - Feb. 3) (BR. 01A) SB-2 SPEEDHAUL HOLDINGS, INC., 7 BAYHILL BOULEVARD, -, MONROE, NJ, 08831, 201 259-6910 - 3,225,000 ($806,250.00) Equity, (File 333-131534 - Feb. 3) (BR. 10C) S-3 INSMED INC, 8088286893 - 0 ($75,000,000.00) Unallocated (Universal) Shelf, (File 333-131535 - Feb. 3) (BR. 01A) S-1 Mueller Water Products, Inc., 4211 W. BOY SCOUT BLVD., TAMPA, FL, 33607, (813) 871-4811 - 0 ($400,000,000.00) Equity, (File 333-131536 - Feb. 3) (BR. ) S-1 QUATRX PHARMACEUTICALS CO, 777 EAST EISENHOWER PARKWAY, SUITE 100, ANN ARBOR, MI, 48108, 734 913 9900 - 0 ($86,250,000.00) Equity, (File 333-131537 - Feb. 3) (BR. ) SB-2 FERMAVIR PHARMACEUTICALS, INC., 420 LEXINGTON AVENUE, SUITE 445, NEW YORK, NY, 10170, (212) 375-2630 - 1,000,000 ($2,000,000.00) Equity, (File 333-131538 - Feb. 3) (BR. 09B) S-4 Ethan Allen Global, Inc., ETHAN ALLEN DRIVE, DANBURY, CT, 06811, 203-743-8000 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-131539 - Feb. 3) (BR. ) S-1 BROADVISION INC, 585 BROADWAY, REDWOOD CITY, CA, 94063, 6502615100 - 0 ($75,454,781.00) Equity, (File 333-131540 - Feb. 3) (BR. 03C) S-4 EARTHLINK INC, 1375 PEACHTREE STREET, SUITE 400, ATLANTA, GA, 30309, 4048150770 - 0 ($1.00) Equity, (File 333-131541 - Feb. 3) (BR. 03A) SB-2 ADCARE HEALTH SYSTEMS INC, 5057 TROY RD, SPRINGFEILD, OH, 45502, 0 ($401,485.00) Equity, (File 333-131542 - Feb. 3) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- ABIOMED INC DE 8.01 02/03/06 ACCURIDE CORP DE 5.02,8.01,9.01 02/02/06 ADA-ES INC CO 1.01 01/30/06 ADDVANTAGE TECHNOLOGIES GROUP INC OK 7.01,9.01 02/02/06 ADOBE SYSTEMS INC DE 1.01,9.01 02/02/06 ADTRAN INC DE 1.01 01/23/06 ADVANCE DISPLAY TECHNOLOGIES INC CO 4.01,9.01 01/30/06 AMEND Advanced BioPhotonics Inc. DE 1.01 01/30/06 ADVANCED MEDIA TRAINING INC DE 5.03 02/03/06 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 8.01,9.01 02/02/06 ALEXION PHARMACEUTICALS INC DE 7.01,9.01 02/03/06 ALLEGHENY BANCSHARES INC WV 5.02 02/03/06 ALLERGAN INC DE 1.01,5.02,9.01 01/30/06 ALLIANCE BANKSHARES CORP 2.02,9.01 01/30/06 ALLIANCE ONE INTERNATIONAL, INC. VA 2.05,7.01 12/02/05 AMEND ALLIED DEFENSE GROUP INC DE 2.02,9.01 02/01/06 ALLIED HOLDINGS INC GA 1.01 01/30/06 Allis Chalmers Energy Inc. DE 8.01,9.01 02/03/06 ALLSTATE LIFE INSURANCE CO 2.02 02/03/06 AMASYS CORP DE 4.01,9.01 01/17/06 AMEND AMB PROPERTY CORP MD 7.01 01/31/06 AMERICA ONLINE LATIN AMERICA INC DE 1.01,5.02 01/31/06 AMERICAN AXLE & MANUFACTURING HOLDING DE 2.02 02/03/06 AMERICAN AXLE & MANUFACTURING HOLDING DE 1.01 01/30/06 AMERICAN BIO MEDICA CORP NY 4.02 01/30/06 AMERICAN STANDARD COMPANIES INC DE 1.01 02/01/06 AMERICAN STATES WATER CO CA 1.01,9.01 01/30/06 AMERIPATH INC DE 1.01,2.01,9.01 01/31/06 AMH Holdings, Inc. DE 5.02,9.01 02/01/06 AML COMMUNICATIONS INC DE 5.02 02/03/06 ANALYTICAL SURVEYS INC CO 1.02,3.02 02/03/06 APACHE CORP DE 3.03,5.03,9.01 01/31/06 APPLIED IMAGING CORP DE 2.02,9.01 01/30/06 AQUANTIVE INC WA 1.01 01/30/06 ARENA PHARMACEUTICALS INC DE 8.01 02/01/06 ARTISTDIRECT INC DE 1.01,9.01 01/30/06 ASSOCIATED MATERIALS INC DE 5.02,9.01 02/01/06 ASSURED GUARANTY LTD 2.02,9.01 02/02/06 ASSURED GUARANTY LTD 8.01,9.01 02/02/06 ASYST TECHNOLOGIES INC CA 2.02,9.01 01/31/06 ATLANTIC BANCGROUP INC FL 2.02,9.01 02/03/06 AVX CORP DE 4.01,9.01 01/31/06 Baseline Oil & Gas Corp. NV 3.02,5.02,8.01,9.01 02/01/06 BASIC ENERGY SERVICES INC 7.01,9.01 02/01/06 Bay View Deposit CORP DE 9.01 01/31/06 Bay View Deposit CORP DE 9.01 01/31/06 Bay View Deposit CORP DE 9.01 01/31/06 BAY VIEW SECURITIZATION CORP DE 9.01 01/31/06 BAY VIEW TRANSACTION CORP 9.01 01/31/06 BE AEROSPACE INC DE 2.02 02/03/06 Bear Stearns ALT-A Trust 2006-1 DE 8.01,9.01 02/01/06 BEVERLY NATIONAL CORP MA 2.02,9.01 02/03/06 BODISEN BIOTECH, INC DE 1.01 02/03/06 BOLT TECHNOLOGY CORP CT 8.01 02/03/06 BOSTON CAPITAL REAL ESTATE INVESTMENT MD 1.01,3.02,9.01 01/30/06 BRADLEY PHARMACEUTICALS INC DE 1.01,9.01 01/30/06 BRIGGS & STRATTON CORP WI 8.01,9.01 02/02/06 BRINKER INTERNATIONAL INC DE 7.01,8.01,9.01 02/02/06 Bristow Group Inc DE 9.01 09/09/04 AMEND BRONCO ENERGY FUND, INC. NV 5.02 01/30/06 BROOKFIELD HOMES CORP DE 2.02,9.01 02/01/06 Brooklyn Cheesecake & Desert Com NY 1.01 01/31/06 CADENCE RESOURCES CORP UT 2.01,8.01,9.01 02/03/06 CADENCE RESOURCES CORP UT 8.01 02/03/06 CAL DIVE INTERNATIONAL INC MN 7.01,9.01 02/02/06 CALPINE CORP DE 1.01,5.02,9.01 02/03/06 CAMBREX CORP DE 1.02 02/03/06 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 01/31/06 CANDELA CORP /DE/ DE 1.01 01/30/06 CAPITAL BANCORP INC TN 2.02,9.01 02/03/06 CARBO CERAMICS INC DE 2.02,9.01 02/03/06 CAREMARK RX INC DE 8.01,9.01 02/03/06 CARRIER ACCESS CORP DE 1.01 01/20/06 CASUAL MALE RETAIL GROUP INC DE 1.01,2.01,9.01 01/30/06 CENTERSTATE BANKS OF FLORIDA INC FL 2.02,9.01 02/03/06 CENTRAL FREIGHT LINES INC NV 4.01,9.01 02/03/06 CGI HOLDING CORP NV 5.02,9.01 01/31/06 Chardan North China Acquisition Corp DE 1.01,7.01,9.01 02/02/06 CHECKFREE CORP \GA\ DE 1.01,5.02 02/02/06 Chelsea Therapeutics International, L DE 1.01,9.01 02/01/06 CHESAPEAKE ENERGY CORP OK 1.01,2.03 01/31/06 CHINA BAK BATTERY INC NV 4.02 01/30/06 CHINA BAK BATTERY INC NV 9.01 01/20/05 AMEND CHINA GRANITE CORP NV 3.02 02/03/06 China Health Holding, Inc. NV 7.01,9.01 02/02/06 CHINA MOBILITY SOLUTIONS, INC. (forme FL 2.04 01/31/06 CHINA NORTH EAST PETROLEUM HOLDINGS L NV 5.02 01/19/06 CHOICEONE FINANCIAL SERVICES INC MI 2.02,9.01 02/03/06 CHURCH & DWIGHT CO INC /DE/ DE 1.01 02/03/06 AMEND CITIZENS COMMUNITY BANCORP 2.02,9.01 02/03/06 CLARIENT, INC DE 7.01,9.01 02/02/06 CLARKSTON FINANCIAL CORP 2.02,9.01 02/02/06 CLARKSTON FINANCIAL CORP 4.02 02/01/06 CLINICAL DATA INC DE 5.02,9.01 02/03/06 COCA COLA BOTTLING CO CONSOLIDATED /D DE 5.02 02/02/06 COHU INC DE 2.02,9.01 02/02/06 COINMACH SERVICE CORP DE 8.01,9.01 02/03/06 COMMERCIAL NET LEASE REALTY INC MD 2.02,9.01 02/03/06 COMMUNITY BANKS INC /PA/ PA 1.01,2.03,9.01 01/30/06 COMPUPRINT INC 1.01,9.01 01/26/06 COMPUTER PROGRAMS & SYSTEMS INC DE 2.02,9.01 02/02/06 Comstock Homebuilding Companies, Inc. DE 1.01,2.01,2.02,2.03,9.01 01/30/06 COMSYS IT PARTNERS INC DE 1.02,5.02,7.01,9.01 02/03/06 CONAGRA FOODS INC /DE/ DE 2.05,2.06,9.01 02/02/06 CONNETICS CORP DE 1.01,9.01 01/31/06 Copano Energy, L.L.C. DE 1.01,2.03 01/31/06 COPART INC CA 4.01,9.01 01/30/06 CORINTHIAN COLLEGES INC 5.02,5.03,9.01 01/30/06 CORN PRODUCTS INTERNATIONAL INC DE 5.03,9.01 01/25/06 CORNING INC /NY NY 2.02,7.01,9.01 02/03/06 CORTEX PHARMACEUTICALS INC/DE/ DE 1.01,5.02,9.01 01/30/06 CTI GROUP HOLDINGS INC DE 1.01,9.01 02/01/06 CTS CORP IN 8.01,9.01 02/03/06 CYBEX INTERNATIONAL INC NY 1.01,2.03,9.01 01/31/06 DATASCOPE CORP DE 1.01,5.02,9.01 01/30/06 DCAP GROUP INC DE 1.01 01/31/06 DEB SHOPS INC PA 2.02,9.01 02/02/06 DELTA AIR LINES INC /DE/ DE 4.01,9.01 01/30/06 DELTA PETROLEUM CORP/CO CO 3.02,3.03,5.03,9.01 01/31/06 DENBURY RESOURCES INC DE 2.01,9.01 01/31/06 DENDREON CORP DE 2.03,9.01 01/31/06 Dermisonics, Inc 7.01,9.01 02/01/06 Diamond I, Inc. DE 4.02 01/20/06 Diamond I, Inc. DE 7.01 01/31/06 DIOMED HOLDINGS INC NV 8.01 02/03/06 DORAL FINANCIAL CORP PR 1.01,7.01,9.01 01/30/06 DRS TECHNOLOGIES INC DE 1.01,3.02 02/03/06 DSL NET INC DE 8.01,9.01 02/01/06 DUN & BRADSTREET CORP/NW DE 1.01 01/30/06 DUNE ENERGY INC DE 3.02,9.01 02/01/06 DUPONT E I DE NEMOURS & CO DE 1.01 02/03/06 DYNECO CORP MN 5.03,8.01,9.01 01/31/06 EARTHSHELL CORP DE 1.01,9.01 02/01/06 ECHELON CORP DE 9.01 12/31/05 ECHELON CORP DE 1.01 01/20/06 AMEND ECHOSTAR COMMUNICATIONS CORP NV 1.01,2.03,9.01 02/02/06 EGPI FIRECREEK, INC. NV 1.01,9.01 02/03/06 ELECTRO RENT CORP CA 1.01,9.01 01/31/06 ELECTRONIC GAME CARD INC NV 5.02,9.01 01/31/06 ELITE PHARMACEUTICALS INC /DE/ DE 8.01,9.01 01/31/06 EMPIRE DISTRICT ELECTRIC CO KS 2.02,9.01 02/02/06 ENBRIDGE ENERGY MANAGEMENT L L C DE 1.01 01/30/06 ENBRIDGE ENERGY PARTNERS LP DE 1.01 01/30/06 ENGELHARD CORP DE 1.01 02/02/06 ENTERPRISE BANCORP INC /MA/ MA 1.01,9.01 02/01/06 ENTERTAINMENT PROPERTIES TRUST MD 8.01,9.01 02/03/06 EQUITABLE FINANCIAL CORP 1.01 01/19/06 EQUUS II INC DE 7.01,9.01 02/02/06 ESTEE LAUDER COMPANIES INC DE 8.01,9.01 02/03/06 Eternal Energy Corp. 1.01,3.02,9.01 01/30/06 ETHAN ALLEN INTERIORS INC DE 8.01,9.01 02/03/06 EXCELLIGENCE LEARNING CORP DE 3.01,9.01 02/01/06 FACTORY CARD OUTLET CORP DE 1.01,9.01 01/31/06 FACTORY CARD OUTLET CORP DE 1.01 01/31/06 FACTORY CARD OUTLET CORP DE 2.02,9.01 02/02/06 FARNSWORTH BANCORP INC NJ 2.02,9.01 02/02/06 FARO TECHNOLOGIES INC FL 1.01,5.02,9.01 01/30/06 FASTFUNDS FINANCIAL CORP NV 1.01,3.02 01/30/06 FAUQUIER BANKSHARES INC VA 2.02,9.01 02/01/06 FAUQUIER BANKSHARES INC VA 8.01 02/03/06 FedFirst Financial CORP X1 2.02,9.01 01/31/06 FINITY HOLDINGS INC DE 1.01,2.01,3.02,5.01, 01/30/06 5.02,5.06,9.01 FIRST BANCSHARES INC /MO/ MO 2.06,9.01 12/31/05 FIRST COMMUNITY BANCORP /CA/ CA 1.01,9.01 01/30/06 FIRST NATIONAL BANCSHARES INC /SC/ SC 8.01,9.01 02/03/06 FLEXTRONICS INTERNATIONAL LTD 3.03,5.03,9.01 01/30/06 FLIR SYSTEMS INC OR 1.01 01/30/06 FNB CORP/NC NC 7.01,9.01 02/03/06 FNB FINANCIAL SERVICES CORP NC 5.02,9.01 02/01/06 FOOTSTAR INC DE 7.01,9.01 02/02/06 FORRESTER RESEARCH INC DE 1.01 02/02/06 FOUNDRY NETWORKS INC DE 1.01 01/31/06 Franklin Auto Trust 2005-1 DE 8.01,9.01 01/20/06 FREEPORT MCMORAN COPPER & GOLD INC DE 5.03,8.01,9.01 01/31/06 FREMONT HOME LOAN TRUST 2005-C DE 8.01,9.01 11/25/05 AMEND FTD Group, Inc. 5.02,9.01 01/31/06 GABRIEL TECHNOLOGIES CORP DE 7.01,9.01 02/03/06 GENEMAX CORP NV 1.01,9.01 01/24/06 GENTIVA HEALTH SERVICES INC DE 7.01,9.01 02/03/06 GEOGLOBAL RESOURCES INC DE 1.01,9.01 01/31/06 GERMAN AMERICAN BANCORP IN 2.02,8.01,9.01 02/01/06 GLACIER BANCORP INC DE 2.02,9.01 02/02/06 GLATFELTER P H CO PA 5.02 01/31/06 GLEN BURNIE BANCORP MD 2.02,9.01 01/30/06 Global Realty Development Corp DE 1.01,9.01 02/03/06 GLYCOGENESYS INC NV 1.01,1.02,1.03,5.02,8.01,9.01 01/31/06 GLYCOGENESYS INC NV 1.02,8.01 01/31/06 GOLDEN GRAIN ENERGY 1.01 01/30/06 GREENE COUNTY BANCORP INC DE 2.02,9.01 02/01/06 GREENSHIFT CORP DE 1.01,2.03 02/02/06 GRIFFIN LAND & NURSERIES INC DE 7.01,9.01 02/03/06 GRIFFON CORP DE 2.02,9.01 02/03/06 GRYPHON GOLD CORP NV 7.01,9.01 02/01/06 GUITAR CENTER INC DE 1.01,9.01 01/30/06 GULF ISLAND FABRICATION INC LA 1.01,9.01 02/01/06 GULF ISLAND FABRICATION INC LA 1.01,2.01,2.03,3.02,9.01 01/30/06 H&E Equipment Services, Inc. DE 1.01,8.01,9.01 01/31/06 HAVERTY FURNITURE COMPANIES INC MD 1.01 02/03/06 HEALTH MANAGEMENT ASSOCIATES INC DE 2.04,8.01 01/30/06 HEALTHSOUTH CORP DE 1.01,8.01,9.01 02/02/06 HEARTLAND FINANCIAL USA INC DE 1.01,2.03 02/03/06 HEMACARE CORP /CA/ CA 1.01,9.01 01/31/06 HERCULES INC DE 1.01,9.01 01/31/06 HERCULES INC DE 2.02,9.01 02/02/06 HF FINANCIAL CORP DE 2.02,8.01,9.01 01/30/06 HIBBETT SPORTING GOODS INC DE 2.02,9.01 02/02/06 HICKORY TECH CORP MN 1.02 02/02/06 HIGHBURY FINANCIAL INC DE 8.01,9.01 02/03/06 HOME DEPOT INC DE 5.02,9.01 01/30/06 HORIZON HEALTH CORP /DE/ DE 2.01,9.01 02/01/06 HORIZON OFFSHORE INC DE 7.01,9.01 02/01/06 HRPT PROPERTIES TRUST MD 5.03,8.01,9.01 12/31/05 HSI ASSET SECURITIZATION CORP 8.01 02/03/06 IGI INC DE 1.01,2.03,9.01 01/30/06 IMERGENT INC DE 3.01,9.01 02/03/06 IMS HEALTH INC DE 1.01,2.03,8.01,9.01 01/30/06 Independence Bancshares, Inc. SC 1.02,5.02 02/01/06 Index Oil & Gas Inc. NV 3.02,9.01 01/20/06 IndyMac INDX Mortgage Loan Trust 2005 8.01,9.01 01/24/06 AMEND INTEGRAL SYSTEMS INC /MD/ MD 4.01 02/01/06 INTEGRITY BANCSHARES INC GA 5.02,9.01 01/31/06 INTERGRAPH CORP DE 5.02,9.01 02/03/06 INTERNATIONAL MICROCOMPUTER SOFTWARE CA 8.01 02/02/06 INTERNATIONAL SPECIALTY HOLDINGS INC 8.01,9.01 02/01/06 INTERNATIONAL SPEEDWAY CORP FL 1.01 01/31/06 INTERNATIONAL THOROUGHBRED BREEDERS I DE 8.01 02/01/06 INTRADO INC DE 1.01,9.01 01/29/06 AMEND IOMEGA CORP DE 5.02 02/03/06 IRWIN FINANCIAL CORP IN 2.02,8.01,9.01 02/03/06 ISA INTERNATIONALE INC DE 4.02 01/31/06 ISP CHEMCO INC 8.01,9.01 02/01/06 ITT EDUCATIONAL SERVICES INC DE 2.02,7.01,9.01 02/03/06 JEFFERIES GROUP INC /DE/ DE 1.01,9.01 02/01/06 JLG INDUSTRIES INC PA 7.01,9.01 02/03/06 JONES APPAREL GROUP INC PA 8.01,9.01 02/03/06 KCS ENERGY INC DE 7.01,9.01 02/01/06 KFX INC DE 7.01,9.01 02/02/06 KFX INC DE 8.01,9.01 02/02/06 KIMCO REALTY CORP MD 8.01 02/03/06 KNOLL INC DE 2.02,7.01,9.01 02/02/06 KNOLL INC DE 8.01,9.01 02/03/06 KONA GRILL INC DE 1.01,5.02,7.01,9.01 01/31/06 Lam Liang Corp. NV 4.01,9.01 01/31/06 AMEND LANCE INC NC 1.01,5.02,9.01 01/30/06 LATTICE SEMICONDUCTOR CORP DE 1.01,5.02,5.03,8.01,9.01 01/30/06 LEGG MASON INC MD 5.02,9.01 02/01/06 LINENS N THINGS INC DE 5.02 01/30/06 LITHIUM TECHNOLOGY CORP DE 1.01,2.03 01/31/06 Long Beach Mortgage Loan Trust 2006-W DE 2.01,9.01 01/30/06 LONGS DRUG STORES CORP MD 7.01,9.01 02/02/06 LUNA GOLD CORP WY 5.03,9.01 12/01/05 MAF BANCORP INC DE 7.01 02/02/06 MAF BANCORP INC DE 1.01,1.02,2.03,5.02,8.01 02/01/06 MAINSTREET BANKSHARES INC VA 2.02,9.01 02/02/06 MANATRON INC MI 4.01,9.01 01/30/06 MAYTAG CORP DE 2.02,9.01 02/03/06 MCMORAN EXPLORATION CO /DE/ DE 5.03,9.01 01/30/06 MEDIABAY INC FL 1.01,5.02,9.01 01/31/06 MEDINA INTERNATIONAL CORP 1.01,9.01 02/01/06 MERCHANTS GROUP INC DE 8.01,9.01 02/02/06 Merilus, Inc. NV 3.02 02/01/06 MERISTAR HOSPITALITY CORP MD 2.04 02/03/06 MERISTAR HOSPITALITY OPERATING PARTNE DE 2.04 02/03/06 METHODE ELECTRONICS INC DE 1.01 01/31/06 METROCORP BANCSHARES INC 4.02 02/03/06 MICROSOFT CORP WA 5.02 01/30/06 MICROVISION INC WA 2.01 02/01/06 MILASTAR CORP DE 1.01,1.02,5.01,5.02 02/03/06 AMEND Molecular Pharmacology (USA) LTD NV 8.01 02/03/06 MOODYS CORP /DE/ DE 2.02,7.01,9.01 02/03/06 Morningstar, Inc. IL 1.01,1.02,9.01 02/01/06 Morningstar, Inc. IL 7.01 02/03/06 MS STRUCTURED TILES SERIES 2005-1 DE 8.01,9.01 02/01/06 Mueller Group, Inc. DE 8.01,9.01 02/03/06 Mueller Water Products, Inc. DE 8.01,9.01 02/03/06 NASTECH PHARMACEUTICAL CO INC DE 1.01,9.01 01/30/06 National Investment Managers Inc. FL 1.01,2.01,3.02,9.01 11/30/05 AMEND NAUTILUS, INC. WA 2.02,9.01 02/03/06 NAVISTAR INTERNATIONAL CORP DE 8.01 01/25/06 NEORX CORP WA 1.01,2.03,2.04,3.02,3.03,9.01 01/30/06 NEOSE TECHNOLOGIES INC DE 1.01 01/30/06 NEW CENTURY BANCORP INC NC 1.01,8.01,9.01 02/02/06 NEW CENTURY FINANCIAL CORP MD 1.01,1.02,9.01 01/30/06 NEW MEDIUM ENTERPRISES INC NV 5.02 01/24/06 NEW MEDIUM ENTERPRISES INC NV 5.02 01/24/06 AMEND NEW WORLD RESTAURANT GROUP INC DE 8.01 02/03/06 NEWALLIANCE BANCSHARES INC 1.01,8.01,9.01 02/02/06 Nissan Auto Receivables 2006-A Owner DE 8.01,9.01 01/31/06 NORTEL NETWORKS CORP 1.01,9.01 01/31/06 NORTEL NETWORKS LTD 1.01,9.01 01/31/06 NORTH AMERICAN SCIENTIFIC INC 5.02 02/01/06 NORTHWAY FINANCIAL INC NH 2.02,9.01 02/01/06 OCEANEERING INTERNATIONAL INC DE 1.01,9.01 02/02/06 OI CORP OK 1.01,8.01,9.01 01/31/06 OMEGA FINANCIAL CORP /PA/ PA 8.01 01/23/06 OMNI ENERGY SERVICES CORP LA 8.01,9.01 01/30/06 OneTravel Holdings, Inc. DE 1.01,9.01 01/28/06 OP TECH ENVIRONMENTAL SERVICES INC DE 5.02 02/01/06 OVERSEAS PARTNERS LTD 5.02 01/31/06 PACIFIC MAGTRON INTERNATIONAL CORP NV 1.03,9.01 01/30/06 PACIFIC MAGTRON INTERNATIONAL CORP NV 8.01,9.01 01/30/06 PAINCARE HOLDINGS INC CT 2.01,7.01,9.01 02/02/06 PANERA BREAD CO DE 1.01 01/30/06 PC MALL INC DE 1.01,3.01,5.02,9.01 01/31/06 PEAPACK GLADSTONE FINANCIAL CORP NJ 2.02,9.01 02/01/06 PENN TRAFFIC CO DE 8.01,9.01 02/03/06 PEOPLES BANCTRUST CO INC AL 1.01,9.01 01/31/06 PEPSI BOTTLING GROUP INC DE 1.01 02/02/06 PEPSI BOTTLING GROUP INC DE 4.01 02/02/06 PEPSI BOTTLING GROUP INC DE 4.01 02/02/06 PETROSEARCH ENERGY CORP 1.01,9.01 02/03/06 PETSMART INC DE 1.01,9.01 01/27/06 PHOENIX COMPANIES INC/DE DE 2.02,9.01 12/31/05 PINNACLE FOODS GROUP INC DE 7.01 02/03/06 PINNACLE WEST CAPITAL CORP AZ 8.01 02/02/06 POLO RALPH LAUREN CORP DE 8.01,9.01 02/03/06 PRAECIS PHARMACEUTICALS INC DE 2.02,9.01 02/03/06 PREMIER EXHIBITIONS, INC. 1.01,8.01 01/30/06 PRIMUS TELECOMMUNICATIONS GROUP INC DE 1.01,2.03,9.01 01/31/06 Propex Fabrics Inc. DE 1.01,9.01 01/30/06 PROXYMED INC /FT LAUDERDALE/ FL 5.02,9.01 02/03/06 PRUDENTIAL BANCORP INC OF PENNSYLVANI 2.02,8.01,9.01 02/03/06 PULTE HOMES INC/MI/ MI 2.02,8.01,9.01 02/01/06 PXRE GROUP LTD 8.01 02/03/06 QLOGIC CORP DE 8.01,9.01 02/01/06 QUAKER CHEMICAL CORP PA 1.01 02/01/06 RASER TECHNOLOGIES INC UT 7.01,9.01 01/30/06 REALNETWORKS INC WA 1.01,9.01 02/01/06 REDHAND INTERNATIONAL INC NV 4.01,9.01 02/01/06 REGAL ENTERTAINMENT GROUP DE 1.01 01/31/06 REGENCY CENTERS CORP FL 1.01,5.03,9.01 01/31/06 REGENERON PHARMACEUTICALS INC NY 1.01,8.01,9.01 02/01/06 RELATIONSERVE MEDIA INC 1.01 10/31/05 AMEND RELIANCE STEEL & ALUMINUM CO CA 1.01,2.02,9.01 02/02/06 Remote Dynamics Inc DE 4.01,9.01 01/30/06 ROFIN SINAR TECHNOLOGIES INC DE 2.02,9.01 12/31/05 RPM INTERNATIONAL INC/DE/ DE 8.01,9.01 01/31/06 RUDDICK CORP NC 2.02,9.01 02/02/06 RYDER SYSTEM INC FL 2.02,9.01 02/03/06 SABINE ROYALTY TRUST TX 2.02,9.01 02/03/06 SABRE HOLDINGS CORP DE 1.01 01/30/06 SAFECO CORP WA 1.01,5.02,9.01 02/01/06 SANMINA-SCI CORP DE 1.01,9.01 02/02/06 SANTARUS INC DE 1.01,3.02,9.01 02/03/06 SCBT FINANCIAL CORP SC 8.01,9.01 02/02/06 SCHIFF NUTRITION INTERNATIONAL, INC. DE 1.01,9.01 01/30/06 SCHNITZER STEEL INDUSTRIES INC OR 1.01,9.01 01/30/06 SCHNITZER STEEL INDUSTRIES INC OR 1.01,9.01 01/30/06 AMEND SEABULK INTERNATIONAL INC DE 8.01,9.01 02/02/06 SEACOR HOLDINGS INC /NEW/ DE 8.01,9.01 02/02/06 SECURE COMPUTING CORP DE 1.01,9.01 01/31/06 SECURE COMPUTING CORP DE 2.02,9.01 02/02/06 SELECT COMFORT CORP 7.01,9.01 02/03/06 SELECT COMFORT CORP 7.01,9.01 02/03/06 SELECTIVE INSURANCE GROUP INC NJ 1.01,5.03,9.01 02/03/06 Shire plc 8.01,9.01 02/03/06 SIGA TECHNOLOGIES INC DE 3.01,9.01 01/31/06 SILVERLEAF RESORTS INC 7.01,9.01 02/01/06 SIMTEK CORP CO 9.01 02/02/06 SIRIUS SATELLITE RADIO INC DE 1.01,9.01 02/01/06 SJW CORP CA 1.01,2.02,7.01,9.01 12/31/05 SKY FINANCIAL GROUP INC OH 7.01,9.01 02/03/06 SMITH & WOLLENSKY RESTAURANT GROUP IN DE 1.01,5.02 01/31/06 SOMERSET HILLS BANCORP NJ 2.02,9.01 02/03/06 SONIC INNOVATIONS INC DE 2.02,9.01 02/02/06 SONIC SOLUTIONS/CA/ CA 1.01 01/30/06 SONOCO PRODUCTS CO SC 1.01,5.02 01/31/06 SOUTHSIDE BANCSHARES INC TX 2.02,9.01 02/02/06 Spansion Inc. DE 1.01,5.02,7.01,8.01,9.01 01/30/06 SRI SURGICAL EXPRESS INC FL 1.01,9.01 01/30/06 STANDARD PACIFIC CORP /DE/ DE 2.02,9.01 02/02/06 STARBUCKS CORP WA 8.01 02/03/06 STARRETT L S CO MA 4.01 02/03/06 STEINER LEISURE LTD C5 1.01 01/31/06 STERLING CONSTRUCTION CO INC DE 7.01 01/25/06 AMEND STEVEN MADDEN, LTD. DE 1.01,9.01 02/01/06 STILLWATER MINING CO /DE/ DE 1.01,9.01 01/31/06 SUPERIOR INDUSTRIES INTERNATIONAL INC CA 2.05,9.01 02/01/06 SURMODICS INC MN 1.01,9.01 01/30/06 SWIFT TRANSPORTATION CO INC NV 1.01 01/30/06 SYBASE INC DE 1.01,9.01 01/31/06 SYNTROLEUM CORP DE 1.01 01/31/06 T REIT INC VA 2.01,9.01 01/31/06 TAG ENTERTAINMENT CORP DE 1.02 01/30/06 TASKER CAPITAL CORP NV 7.01,9.01 02/03/06 TECHNICAL COMMUNICATIONS CORP MA 2.02,9.01 02/03/06 TELEVIDEO INC DE 4.01,5.02,9.01 02/03/06 TERAX ENERGY, INC. NV 1.01,2.03,3.03 02/02/06 TEXAS UNITED BANCSHARES INC TX 1.01,9.01 01/30/06 THERAVANCE INC DE 1.01,9.01 02/01/06 THERMOGENESIS CORP DE 7.01,9.01 02/03/06 THQ INC DE 2.02,9.01 02/03/06 TIGER TELEMATICS INC DE 1.03,9.01 02/03/06 TORCHMARK CORP DE 8.01,9.01 01/25/06 TOWN & COUNTRY TRUST MD 8.01,9.01 02/02/06 TOWN & COUNTRY TRUST MD 8.01,9.01 02/03/06 TREDEGAR CORP VA 2.05,2.06,9.01 02/02/06 TRIARC COMPANIES INC DE 3.02 02/02/06 TUT SYSTEMS INC DE 2.02,9.01 02/03/06 UIL HOLDINGS CORP CT 1.01,9.01 02/03/06 ULTRALIFE BATTERIES INC DE 7.01,9.01 02/03/06 ULTRATECH INC DE 1.01,5.02,9.01 01/30/06 UNICA CORP 1.01,5.02 01/31/06 UNION DRILLING INC DE 1.01,9.01 01/30/06 UNISYS CORP DE 5.02 01/31/06 UNITED FUEL & ENERGY CORP NV 1.01,2.03,9.01 02/01/06 UNITED STATES LIME & MINERALS INC TX 2.02,9.01 02/02/06 UNITEDHEALTH GROUP INC MN 1.01,9.01 01/31/06 UNITIL CORP NH 2.02,9.01 02/03/06 URSTADT BIDDLE PROPERTIES INC MD 4.01,9.01 01/24/06 AMEND USEC INC DE 8.01 02/01/06 USN CORP CO 5.02,9.01 01/30/06 VECTREN CORP IN 8.01 02/01/06 VERTICALNET INC PA 3.02 02/01/06 Viacom Inc. DE 2.01,2.03,9.01 01/31/06 VIAD CORP DE 2.02,8.01,9.01 02/03/06 VION PHARMACEUTICALS INC DE 7.01,9.01 01/30/06 VISANT CORP 7.01 02/03/06 VISANT HOLDING CORP 7.01 02/03/06 VITALSTREAM HOLDINGS INC NV 1.01,5.02,7.01,9.01 01/30/06 VTEX ENERGY INC NV 4.01,9.01 01/31/06 WACHOVIA ASSET SECURITIZATION INC 200 8.01,9.01 01/25/06 AMEND WACHOVIA ASSET SECURITIZATION INC AST 8.01,9.01 01/25/06 WACHOVIA ASSET SECURITIZATION INC AST 8.01,9.01 01/25/06 WARNACO GROUP INC /DE/ DE 1.01,2.01,8.01,9.01 01/31/06 WARP TECHNOLOGY HOLDINGS INC NV 1.01,9.01 01/30/06 WASHINGTON BANKING CO WA 2.02,7.01,8.01,9.01 02/01/06 WCI COMMUNITIES INC 1.01,9.01 01/30/06 WEATHERFORD INTERNATIONAL LTD D0 2.02,7.01,9.01 02/03/06 WELUND FUND INC 1.01,5.02 02/01/06 WENDYS INTERNATIONAL INC OH 2.02,9.01 02/03/06 WEST PHARMACEUTICAL SERVICES INC PA 7.01 02/03/06 WESTERN SIERRA BANCORP CA 7.01 01/31/06 WESTINGHOUSE AIR BRAKE TECHNOLOGIES C DE 1.01,5.02,9.01 12/15/05 AMEND WEYERHAEUSER CO WA 2.02 02/03/06 WHITEHALL JEWELLERS INC DE 1.01,1.02,9.01 02/01/06 WILLBROS GROUP INC R1 2.03,3.02 02/02/06 WILLIS LEASE FINANCE CORP DE 1.01,7.01,9.01 01/30/06 WINTHROP RESIDENTIAL ASSOCIATES I MD 2.01 01/30/06 WMS INDUSTRIES INC /DE/ DE 2.02,9.01 01/31/06 X RITE INC MI 1.01 01/30/06 XPONENTIAL INC DE 3.02,9.01 01/27/06 ZALE CORP DE 5.02 01/31/06 ZALE CORP DE 2.02 02/02/06