SEC NEWS DIGEST Issue 2005-17 January 27, 2005 ENFORCEMENT PROCEEDINGS FORMER GENERAL COUNSEL OF GEMSTAR-TV GUIDE INTERNATIONAL, INC. SUSPENDED FROM APPEARING OR PRACTICING BEFORE THE COMMISSION IN THE MATTER OF JONATHAN ORLICK, ESQ. On January 26, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission’s Rules of Practice, Making Findings and Imposing Remedial Sanctions (Order) against Jonathan B. Orlick (Orlick). Orlick is the former general counsel and a member of the board of directors of Gemstar-TV Guide International, Inc. (Gemstar). The Order suspends Orlick from appearing or practicing before the Commission. Orlick consented to the issuance of the Order without admitting or denying the Commission’s findings. The Order finds that, on Jan. 20, 2005, a federal district Court, by consent: (i) permanently enjoined Orlick from violating or aiding and abetting violations of the antifraud, falsifying books and records, reporting, record-keeping, and lying to auditors provisions of the federal securities laws, and (ii) ordered Orlick to pay a total of $305,510.62 in disgorgement, interest, and penalties. The district court, by consent, also prohibited Orlick from serving as an officer or director of a public company for ten years. The Order finds that the Commission’s complaint alleged, among other things, that from March 2000 through March 2002, Orlick was centrally involved in recording and reporting fraudulent revenue and in making specific misrepresentations to Gemstar’s outside auditors for the sole purpose of providing a basis for recording the revenue. The complaint alleged that, based on his direct participation, Orlick knew at the time that Gemstar was improperly recording and reporting material amounts of revenue in the face of undisclosed, non-existent contracts and based on an undisclosed advertising transaction derived from a settlement agreement, all of which violated Generally Accepted Accounting Principles. The complaint further alleged that Orlick’s conduct resulted in Gemstar’s filing materially false and misleading financial statements in Gemstar’s Forms 10-K for the fiscal years ended 2000 and 2001 as well as for Gemstar’s Forms 10-Q for the quarters ended June 30, 2001, and Sept. 30, 2001. (Rel. 34-51081; AAE Rel. 2177; File No. 3-11801) IN THE MATTER OF MICHAEL MULLEN The Commission announced the issuance of an Order of Forthwith Suspension Pursuant to Rule 102(e) of the Commission’s Rules of Practice. The Commission found that Michael C. Mullen, a certified public accountant, pleaded guilty to one count of concealing and covering up a material fact in violation of 18 U.S.C. § 1001(1), a felony, and that, on October 20, 2004, judgment was entered against him in United States v. Mullen, Case No. CR 04-152 JSW. Based on the above, the Order suspended Mullen from appearing or practicing before the Commission. The suspension is effective immediately. (Rel. 34-51084; AAE Rel. 2178; File No. 3-11802) DEFAULT JUDGMENT ENTERED AGAINST DEFENDANTS TIMOTHY H. MASLEY AND JONATHAN LYONS The Commission announced that on January 2 the U.S. District Court for the Eastern District of New York entered a Default Judgment against defendant Timothy H. Masley (Masley), and on January 21, entered a Default Judgment against Jonathan Lyons (Lyons). Masley and Lyons were each enjoined from future violations of Section 17(a) of the Securities Act of 1933 (Securities Act) and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder. Additionally, Masley was enjoined from violations of Sections 5(a) and 5(c) of the Securities Act, Section 13(d) of the Exchange Act and Rule 13d-1 thereunder, Rules 13b2-1 and 13b2-2 of the Exchange Act and, as a “control person” pursuant to Section 20(a) of the Exchange Act, of Sections 13(a) and 13(b) of the Exchange Act and Rules 12b-20, 13a-1 and 13a-13 thereunder. In addition to the injunctive relief, the Court permanently Masley barred from serving as an officer or director of a public company. The Court also ordered Masley to pay disgorgement of his ill-gotten gains and prejudgment interest in the amount of $15,591,296.83 and a $500,000 civil penalty. The Court ordered Lyons to disgorge his ill-gotten gains and prejudgment interest in the amount of $400,585.82. The Commission filed its action against Masley, Lyons and fifteen other defendants on Nov. 10, 1999. The Commission’s complaint alleges that, from 1994 through 1996, Masley and others exercised undisclosed control over three public companies, Windswept Environmental Group, Inc., ICIS Management Group, Inc. and Pilot Transport, Inc. Using that control, they caused these companies to issue more than eight million shares of stock, in most cases for little or no consideration, to various nominees, and then caused over five million shares of that stock, all of which was unregistered or improperly registered, to be sold to the public. The scheme generated illicit proceeds of more than $8 million. Lyons retailed the fraudulently issued stock to the public and was paid undisclosed kickbacks. Previously, defendants Grant R. Curtis, Leo Mangan, James W. Nearen, Raimond Irni, Pedro Dibrito Gomez, Donald E. Kessler, David R. Behanna, Andrea Varsi, Kenneth A. Orr, Lillian M. Vinci and Ann Marie Noel consented to the entry of final judgments that, among other things, permanently enjoined them from future violations of the federal securities laws. The litigation remains pending against defendants Phillip J. Milligan, Michael V. Lipkin, Joshua S. Shainberg and Robert L. Shatles in the U.S. District Court for the Eastern District of New York. For further information, see Litigation Release No. 16349 (Nov. 10, 1999). [SEC v. Curtis, et al., USDC, Eastern District of New York, Case No. 99 CIV 7357 (NG)] (LR-16349) [SEC v. Grant R. Curtis, et al., Case No. 99 CIV 7357 (NG) EDNY] (LR-19053) INVESTMENT COMPANY ACT RELEASES ORDERS OF DEREGISTRATION UNDER THE INVESTMENT COMPANY ACT Orders have been issued under Section 8(f) of the Investment Company Act declaring that each of the following has ceased to be an investment company: General Securities, Incorporated [File No. 811-594] (Rel. No. 26727 – January 25) Lake Shore Family of Funds [File No. 811-8431] (Rel. No. 26728 – January 25) Albemarle Investment Trust [File No. 811-5098] (Rel. No. 26729 – January 25) Fiduciary Capital Pension Partners Liquidating Trust [File No. 811-6305] (Rel. No. 26730 – January 25) Fiduciary Capital Partners Liquidating Trust [File No. 811-6306] (Rel. No. 26731 – January 25) Pitcairn Funds [File No. 811-9943] (Rel. No. 26732 – January 25) CommonFund Institutional Funds [File No. 811-9555] (Rel. No. 26733 – January 25) The France Growth Fund, Inc. [File No. 811-5994] (Rel. No. 26734 – January 25) Saffron Fund, Inc. [File No. 811-8284] (Rel. No. 26735 – January 25) The Southern Africa Fund, Inc. [File No. 811-7596] (Rel. No. 26736 – January 25) Orchard Series Fund [File No. 811-7735] (Rel. No. 26737 – January 25) Target Income Fund, Inc. [File No. 811-6542] (Rel. No. 26738 – January 25) Thornburg Limited Term Municipal Fund, Inc. [File No. 811-4302] (Rel.IC-26739 – January 25) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-BSE-2005-02) filed by the Boston Stock Exchange relating to its Instant Liquidity Access Rules has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of January 24. (Rel. 34-51068) A proposed rule change and Amendment Nos. 1 and 2 thereto filed by the Pacific Exchange (SR-PCX-2004-125) relating to Exchange fees and charges has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of January 31. (Rel. 34-51076) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-BSE-2005-05) filed by the Boston Stock Exchange relating to position limits and exercise limits on the Boston Options Exchange for options on Standard and Poor’s Depositary Receipts. Publication of the proposal is expected in the Federal Register during the week of January 31. (Rel. 34-51069) PROPOSED RULE CHANGE The National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., filed a proposed rule change (SR-NASD- 2004-173) and Amendment No. 1 thereto to establish rules governing the operation of Nasdaq's Brut facility. Publication of the proposal is expected in the Federal Register during the week of January 31. (Rel. 34-51078) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 ESCHELON OPERATING CO, 730 2ND AVENUE SOUTH, SUITE 1200, MINNEAPOLIS, MN, 55402-2456, 6124366602 - 0 ($65,000,000.00) Other, (File 333-122292 - Jan. 26) (BR. 37) S-8 MICRON ENVIRO SYSTEMS INC, 789 WEST PENDER ST, SUITE 1250, VANCOUVER BC, A1, V6C 1H2, 6046466903 - 3,400,000 ($142,800.00) Equity, (File 333-122293 - Jan. 26) (BR. 04) S-8 MICRON ENVIRO SYSTEMS INC, 789 WEST PENDER ST, SUITE 1250, VANCOUVER BC, A1, V6C 1H2, 6046466903 - 1,000,000 ($30,000.00) Equity, (File 333-122294 - Jan. 26) (BR. 04) SB-2 RECOM MANAGED SYSTEMS INC DE/, 4705 SOUTH LAUREL CANYON BOULEVARD, SUITE 203, STUDIO CITY, CA, 91607, (818) 432-4560 - 1,368,281 ($5,199,469.00) Equity, (File 333-122296 - Jan. 26) (BR. 36) S-3 EURONET WORLDWIDE INC, HORVAT UTCA 14-24, BUDAPEST, K5, 1027, 36-1-224-1000 - 0 ($140,000,000.00) Debt Convertible into Equity, (File 333-122297 - Jan. 26) (BR. 07) S-8 VOIP INC, 12330 SW 53RD STREET, SUITE 712, FT. LAUDERDALE, FL, 33330, 954-434-2000 - 4,000,000 ($7,360,000.00) Debt Convertible into Equity, (File 333-122299 - Jan. 26) (BR. 37) S-8 PATAPSCO BANCORP INC, 1301 MERRITT BLVD, DUNDALK, MD, 21222, 4102851010 - 130,146 ($1,691,898.00) Equity, (File 333-122300 - Jan. 26) (BR. 07) SB-2 QUINCY GOLD CORP., 309 CENTER STREET, __, HANCOCK, MI, 49930, 906-370-4695 - 23,009,000 ($8,690,508.42) Equity, (File 333-122301 - Jan. 26) (BR. 04) S-8 ATTUNITY LTD, INDUSTRIAL PARK, TECHNION CITY, HAIFA ISRAEL, L3, 32000, 5086513888 - 4,038,396 ($8,377,544.00) Equity, (File 333-122302 - Jan. 26) (BR. 03) S-1 Mercator Partners Acquisition Corp., 11911 FREEDOM DRIVE, RESTON, VA, 20190, 703 995 5533 - 0 ($149,287,675.00) Equity, (File 333-122303 - Jan. 26) (BR. 09) S-4 WESTERN SIERRA BANCORP, 3350 COUNTRY CLUB DRIVE, SUITE 202, CAMERON PARK, CA, 95682, 5306775600 - 0 ($17,676,145.00) Equity, (File 333-122304 - Jan. 26) (BR. 07) S-8 WESTSPHERE ASSET CORP INC, 2140, PEGASUS WAY N.E., CALGARY, A0, T2E 8M5, 4032900264 - 7,500,000 ($176,250.00) Equity, (File 333-122305 - Jan. 26) (BR. 07) S-3 VORNADO REALTY TRUST, 888 SEVENTH AVE, NEW YORK, NY, 10019, 212-894-7000 - 0 ($5,551,239,995.00) Other, (File 333-122306 - Jan. 26) (BR. 08) S-3 WELLS FARGO ASSET SECURITIES CORP, 7485 NEW HORIZON WAY, FREDERICK, MD, 21703, 3018468881 - 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-122307 - Jan. 26) (BR. 05) SB-2 KENTEX PETROLEUM INC, 5525 SOUTH 900 EAST, SUITE 110, SALT LAKE CITY, UT, 84117, 8012628844 - 2,000,000 ($10,000,000.00) Equity, (File 333-122308 - Jan. 26) (BR. 08) S-3 ENTREMED INC, 9640 MEDICAL CNTR DR, STE 200, ROCKVILLE, MD, 20850, 3012179858 - 0 ($25,562,363.00) Equity, (File 333-122309 - Jan. 26) (BR. 01) S-8 Jean Coutu Group (PJC) Inc., 530 BERIAULT STREET, LONGUEUIL, A8, J4G 1S8, (450) 646-9760 - 3,800,000 ($50,916,200.00) Equity, (File 333-122310 - Jan. 26) (BR. 01) S-8 NETFRAN DEVELOPMENT CORP, 2801 N E 208TH TERRACE 2ND FLOOR, MIAMI, FL, 33180, 3059314000 - 1,088,683 ($197,270.00) Equity, (File 333-122311 - Jan. 26) (BR. 04) S-8 PAYMENT DATA SYSTEMS INC, 211 N LOOP 1604 EAST, SUITE 200, SAN ANTONIO, TX, 78232, 2104025039 - 6,000,000 ($1,980,000.00) Equity, (File 333-122312 - Jan. 26) (BR. 07) SB-2 GVI SECURITY SOLUTIONS INC, 1621 WEST CROSBY, SUITE 104, CARROLLTON, TX, 75006, 9722457353 - 34,648,410 ($124,041,307.80) Equity, (File 333-122314 - Jan. 26) (BR. 37) S-3 VIROPHARMA INC, 397 EAGLEVIEW BLVD, EXTON, PA, 19341, 6104587300 - 0 ($62,500,000.00) Debt Convertible into Equity, 28,100,000 ($9,191,500.00) Equity, (File 333-122315 - Jan. 26) (BR. 01) S-3 RYERSON TULL INC /DE/, 2621 WEST 15TH PLACE, CHICAGO, IL, 60608, 7737622121 - 0 ($175,000,000.00) Debt Convertible into Equity, (File 333-122316 - Jan. 26) (BR. 04) S-4 RYERSON TULL INC /DE/, 2621 WEST 15TH PLACE, CHICAGO, IL, 60608, 7737622121 - 0 ($150,000,000.00) Debt Convertible into Equity, (File 333-122317 - Jan. 26) (BR. 04) N-2 UBS TAMARACK INTERNATIONAL FUND LLC, 1285 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019, 2127132000 - 15,000,000 ($150,000,000.00) Equity, (File 333-122318 - Jan. 26) (BR. 17) S-4 CENTRUE FINANCIAL CORP, 310 S SCHUYLER AVE, KANKAKEE, IL, 60901, 8159374440 - 0 ($1,388,591.70) Equity, (File 333-122319 - Jan. 26) (BR. 07) S-8 CROSSROADS SYSTEMS INC, 8300 NORTH MOPAC EXPRESSWAY, AUSTIN, TX, 78759, 5123490300 - 0 ($1,637,500.00) Equity, (File 333-122320 - Jan. 26) (BR. 03) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ A CONSULTING TEAM INC NY 1.01,3.02,5.01,5.02,8.01,9.01 01/20/05 ACE COMM CORP MD 2.02 01/26/05 ACTIVE POWER INC DE 2.02,9.01 01/26/05 ACTIVE POWER INC DE 1.01 01/26/05 ADELPHIA COMMUNICATIONS CORP DE 1.01,9.01 01/26/05 Advance Nanotech, Inc. CO 1.01,3.02,9.01 01/20/05 ADVANCED MEDICAL OPTICS INC DE 2.02,8.01,9.01 01/26/05 ADVANCED OPTICS ELECTRONICS INC NV 4.01,9.01 01/13/05 AMEND ADVENTRX PHARMACEUTICALS INC DE 8.01,9.01 01/25/05 AERO MARINE ENGINE INC NV 5.01 01/06/05 AFFILIATED COMPUTER SERVICES INC DE 7.01,9.01 01/20/05 AFFILIATED MANAGERS GROUP INC DE 2.02,9.01 01/26/05 AFFYMETRIX INC DE 2.02,9.01 01/26/05 AGERE SYSTEMS INC DE 7.01,9.01 01/26/05 AIR PRODUCTS & CHEMICALS INC /DE/ DE 2.02,9.01 01/26/05 AIR T INC DE 3.01 01/26/05 AIRGATE PCS INC /DE/ DE 8.01,9.01 01/26/05 AIRTRAN HOLDINGS INC NV 2.02,7.01,9.01 01/25/05 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 1.01,3.03,8.01,9.01 01/25/05 ALDILA INC DE 7.01,9.01 01/26/05 ALIGN TECHNOLOGY INC DE 2.02,8.01,9.01 01/26/05 ALTIGEN COMMUNICATIONS INC 2.02,9.01 01/26/05 ALTRIA GROUP INC VA 2.02,9.01 01/26/05 AMBAC FINANCIAL GROUP INC DE 2.02,9.01 01/26/05 AMERADA HESS CORP DE 2.02,7.01,9.01 01/26/05 AMERICA WEST HOLDINGS CORP DE 1.01,5.03 01/20/05 AMERICAN HOMEPATIENT INC DE 1.01,9.01 01/21/05 AMERICAN ITALIAN PASTA CO DE 2.02,9.01 01/26/05 AMERICREDIT FINANCIAL SERVICES INC DE 8.01,9.01 01/25/05 AMERIGAS PARTNERS LP DE 2.02,9.01 01/26/05 AMERISERV FINANCIAL INC /PA/ PA 5.03 01/26/05 AMSOUTH BANCORPORATION DE 7.01,9.01 01/26/05 AMSOUTH BANCORPORATION DE 1.01 01/20/05 ANIKA THERAPEUTICS INC MA 1.01 01/20/05 APOLLO INVESTMENT CORP MD 7.01 01/26/05 APPLIED MICRO CIRCUITS CORP DE 2.02,9.01 01/26/05 ARADYME CORP DE 8.01 01/25/05 ASSOCIATED BANC-CORP WI 7.01 01/26/05 ATLANTIC TELE NETWORK INC /DE DE 8.01,9.01 01/25/05 AVISTA CORP WA 2.02,9.01 01/26/05 AVX CORP DE 2.02,9.01 01/26/05 BANC OF AMERICA FUNDING CORP DE 8.01,9.01 01/26/05 BANC OF AMERICA FUNDING CORP DE 8.01,9.01 01/26/05 BANC OF AMERICA FUNDING CORP MORT PAS DE 9.01 01/25/05 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 01/25/05 BANCWEST CORP/HI DE 1.01,9.01 01/20/05 BANK OF AMERICA CORP /DE/ DE 1.01,9.01 01/26/05 BANK OF AMERICA MORT SEC INC MORT PAS DE 9.01 01/25/05 BANK OF AMERICA MORT SEC INC MORT PAS DE 9.01 01/25/05 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 01/25/05 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 01/25/05 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 01/25/05 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 01/25/05 BANK OF AMERICA MORTGAGE SECURITIES I DE 9.01 01/25/05 BANK OF HAWAII CORP DE 2.02,9.01 01/24/05 BANKATLANTIC BANCORP INC FL 2.02,9.01 01/25/05 BANKRATE INC FL 1.01,9.01 01/22/05 BANNER CORP WA 2.02,9.01 01/26/05 BANTA CORP WI 2.02,9.01 01/25/05 BAR HARBOR BANKSHARES ME 7.01 01/25/05 BARD C R INC /NJ/ NJ 2.02,9.01 01/26/05 BAY NATIONAL CORP 2.02,7.01,9.01 01/26/05 BAY NATIONAL CORP 1.01,9.01 01/26/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 01/26/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 01/26/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 01/26/05 Bear Stearns Commercial Mortgage Secu 8.01,9.01 01/11/05 BEARD CO /OK OK 3.02,7.01,9.01 01/25/05 BECTON DICKINSON & CO NJ 2.02,9.01 01/26/05 BEMIS CO INC MO 2.02,9.01 01/26/05 BEVERLY ENTERPRISES INC DE 1.01,3.03,7.01,9.01 01/24/05 BIOMARIN PHARMACEUTICAL INC DE 2.02,9.01 01/26/05 BIOMODA INC/NM 4.01,9.01 01/13/05 AMEND BIOSITE INC DE 2.02 01/26/05 BISYS GROUP INC DE 2.02,9.01 01/26/05 BJ SERVICES CO DE 2.02 01/26/05 BLACK & DECKER CORP MD 2.02,7.01,9.01 12/31/04 BOLT TECHNOLOGY CORP CT 2.02,9.01 01/26/05 BOSTON PROPERTIES INC DE 2.02,9.01 01/25/05 BOSTON PROPERTIES LTD PARTNERSHIP 2.02,9.01 01/25/05 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 2.02,9.01 01/26/05 BREMER FINANCIAL CORP MN 2.02,9.01 12/31/04 BRIGHAM EXPLORATION CO DE 2.02,9.01 01/25/04 BRIGHAM EXPLORATION CO DE 1.01,2.03 01/21/05 BRITTON & KOONTZ CAPITAL CORP MS 2.02,7.01,9.01 01/26/05 BUILD A BEAR WORKSHOP INC DE 7.01,9.01 01/26/05 BUILD A BEAR WORKSHOP INC DE 5.02,7.01,9.01 01/26/05 BULLDOG TECHNOLOGIES INC NV 7.01,9.01 01/26/05 CACI INTERNATIONAL INC /DE/ DE 5.02 01/25/05 CALIFORNIA FIRST NATIONAL BANCORP CA 2.02,9.01 01/26/05 CALLIDUS SOFTWARE INC 1.01,9.01 01/25/05 CALLIDUS SOFTWARE INC 2.02,9.01 01/26/05 CAMCO FINANCIAL CORP DE 2.02,9.01 01/21/05 CAPITAL AUTO RECEIVABLES INC DE 8.01,9.01 01/18/05 CAPITAL CORP OF THE WEST CA 2.02,9.01 01/26/05 CAPITOL FEDERAL FINANCIAL 5.02,7.01,9.01 01/24/05 CARRAMERICA REALTY CORP MD 1.01,9.01 01/21/05 CASCADE FINANCIAL CORP DE 2.02,9.01 01/25/04 CASCADE NATURAL GAS CORP WA 1.01,9.01 01/25/05 CATALINA MARKETING CORP/DE DE 2.02,9.01 01/26/05 CATERPILLAR FINANCIAL FUNDING CORP NV 8.01,9.01 01/25/05 CELL GENESYS INC DE 7.01,9.01 01/24/05 CELLCO PARTNERSHIP 1.01 01/26/05 CENDANT CORP DE 1.01,8.01,9.01 01/26/05 CENTERPOINT ENERGY INC 1.01,9.01 01/25/05 CENTRAL PACIFIC FINANCIAL CORP HI 2.02,9.01 01/25/05 CENTURYTEL INC LA 8.01 01/26/05 CEPHEID CA 8.01,9.01 01/25/05 CERADYNE INC DE 2.02,9.01 01/25/05 CERTEGY INC GA 2.02,9.01 01/26/05 CHARLES RIVER ASSOCIATES INC MA 5.03,9.01 01/20/05 CHEESECAKE FACTORY INCORPORATED DE 7.01,9.01 01/25/05 CHESTER VALLEY BANCORP INC PA 1.01,9.01 01/20/05 CHEVIOT FINANCIAL CORP 2.02,9.01 01/25/05 CHIRON CORP DE 2.02,9.01 01/26/05 CIMAREX ENERGY CO DE 8.01,9.01 01/26/05 CIRRUS LOGIC INC DE 2.02,9.01 01/26/05 Citigroup Commercial Mortgage Trust 2 DE 8.01,9.01 01/18/05 CITIZENS & NORTHERN CORP PA 2.02,9.01 12/31/04 CITIZENS BANKING CORP MI 7.01 01/26/05 CITY HOLDING CO WV 2.02,9.01 01/25/05 CITY HOLDING CO WV 5.02,9.01 01/26/05 CIVITAS BANKGROUP INC TN 2.02,7.01,9.01 01/25/05 CLEVELAND CLIFFS INC OH 8.01,9.01 01/21/05 COACH INC MD 2.02,9.01 01/25/05 Cobalis Corp NV 4.01,9.01 01/18/05 COLONIAL PROPERTIES TRUST AL 2.02,7.01,9.01 01/24/05 AMEND COLUMBIA BANCORP \OR\ OR 2.02,9.01 01/26/05 COMMONWEALTH BIOTECHNOLOGIES INC VA 1.01,5.03 01/21/05 COMPUDYNE CORP NV 1.01,5.02,9.01 01/21/05 COMVERSE TECHNOLOGY INC/NY/ NY 1.01,2.03,7.01,9.01 01/26/05 CONCUR TECHNOLOGIES INC WA 2.02 11/08/04 CONEXANT SYSTEMS INC DE 2.02,9.01 01/26/05 CONOCOPHILLIPS DE 2.02,9.01 01/26/05 CONSOLIDATED GRAPHICS INC /TX/ TX 8.01,9.01 01/26/05 COOPER CAMERON CORP DE 7.01,9.01 01/25/05 CORNING INC /NY NY 5.02,9.01 01/26/05 CORTECH INC DE 4.01 01/20/05 CORTLAND BANCORP INC OH 5.02 01/26/05 COVENANT TRANSPORT INC NV 2.02,9.01 01/25/05 CPI CORP DE 8.01 01/21/05 CREDIT ACCEPTANCE CORPORATION MI 7.01,9.01 01/26/05 CSS INDUSTRIES INC DE 7.01,9.01 01/26/05 CULLEN FROST BANKERS INC TX 2.02 01/26/05 CWALT INC 8.01,9.01 11/30/04 AMEND CWMBS INC DE 8.01,9.01 01/24/05 CWMBS INC DE 8.01,9.01 01/25/05 D & K HEALTHCARE RESOURCES INC DE 2.02,9.01 01/26/05 DAIMLERCHRYSLER AUTO TRUST 2005-A MI 8.01,9.01 01/20/05 DAIMLERCHRYSLER MASTER OWNER TRUST 8.01,9.01 01/18/05 AMEND DARLING INTERNATIONAL INC DE 7.01,9.01 01/25/05 DATA SYSTEMS & SOFTWARE INC DE 3.01 01/25/05 DEL MONTE FOODS CO DE 7.01 01/25/05 DEL MONTE FOODS CO DE 1.01,9.01 01/20/05 Diamond I, Inc. DE 5.03,7.01,9.01 01/24/05 DIEBOLD INC OH 2.02,9.01 01/26/05 DIGENE CORP DE 1.01 01/26/05 DIGITAL RIVER INC /DE DE 2.02,9.01 01/26/05 DONALDSON CO INC DE 5.02 01/21/05 DOVER CORP DE 2.02,9.01 01/25/05 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 7.01,9.01 01/26/05 DOVER MOTORSPORTS INC DE 7.01,9.01 01/26/05 DOW JONES & CO INC DE 2.01,2.03,9.01 01/26/04 DST SYSTEMS INC DE 2.02,9.01 01/25/05 DUANE READE INC DE 2.03,5.02 01/26/05 DUPONT PHOTOMASKS INC DE 2.02,9.01 01/26/05 DVI INC DE 8.01,9.01 01/18/05 DYNAVAX TECHNOLOGIES CORP DE 5.02,9.01 01/20/05 E TRADE FINANCIAL CORP DE 2.02,9.01 01/26/05 EAGLE MATERIALS INC DE 2.02,9.01 01/26/05 EASTMAN KODAK CO NJ 2.02,9.01 01/26/05 EL PASO CORP/DE DE 8.01 01/26/05 ELECTRONICS FOR IMAGING INC DE 2.02,9.01 01/26/05 ELITE PHARMACEUTICALS INC /DE/ DE 5.02,9.01 01/24/05 EMERSON RADIO CORP DE 8.01 01/20/05 EMISPHERE TECHNOLOGIES INC DE 1.01,1.02 01/20/05 ENDEAVOUR INTERNATIONAL CORP NV 2.01,9.01 01/26/05 ENERGEN CORP AL 2.02,9.01 12/31/04 ENERGY PARTNERS LTD DE 2.01,2.04,9.01 01/20/05 ENTERGY CORP /DE/ DE 1.01,9.01 01/26/05 ENTRADA NETWORKS INC DE 8.01,9.01 01/26/05 ENTRUST INC MD 2.02 01/26/05 EPICOR SOFTWARE CORP DE 2.02,9.01 01/26/05 EQUITY LIFESTYLE PROPERTIES INC MD 2.02,9.01 01/24/05 EVERLAST WORLDWIDE INC DE 8.01 12/17/04 AMEND F&M BANK CORP VA 4.01,9.01 01/20/05 FAIR ISAAC CORP DE 2.02,9.01 01/26/05 FEDERAL SIGNAL CORP /DE/ DE 2.02,7.01,9.01 01/25/05 FIBERMARK INC DE 8.01 01/25/05 FIFTH THIRD BANCORP OH 7.01,9.01 01/26/05 FIRST AMERICAN CORP CA 8.01 01/25/05 FIRST BANCORP /NC/ NC 1.01,9.01 01/20/05 FIRST CASH FINANCIAL SERVICES INC DE 2.02,9.01 01/25/05 FIRST CHESTER COUNTY CORP PA 5.02 01/20/05 FIRST FEDERAL BANCSHARES OF ARKANSAS TX 2.02,9.01 01/26/05 FIRST FEDERAL BANKSHARES INC DE 2.02,9.01 01/25/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 01/26/05 FIRST MID ILLINOIS BANCSHARES INC DE 8.01,9.01 01/26/04 FIRST MUTUAL BANCSHARES INC WA 8.01 12/31/04 FIRSTBANK CORP MI 7.01,9.01 01/25/05 FIRSTMERIT CORP /OH/ OH 1.01,9.01 01/20/05 FLEETWOOD ENTERPRISES INC/DE/ DE 2.02,8.01,9.01 01/26/05 FLORIDA ROCK INDUSTRIES INC FL 2.02,9.01 01/26/05 FNB CORP/NC NC 2.02,9.01 01/26/05 FOOTHILL INDEPENDENT BANCORP DE 2.02,9.01 01/25/05 FOREST CITY ENTERPRISES INC OH 2.03,9.01 01/25/05 FPIC INSURANCE GROUP INC FL 1.01 01/20/05 FRANKFORT FIRST BANCORP INC DE 2.02,9.01 01/25/05 FTS GROUP, INC. CO 4.01,9.01 11/02/04 AMEND GANNETT CO INC /DE/ DE 2.02 01/26/05 GASCO ENERGY INC NV 8.01,9.01 01/24/05 GATEWAY FINANCIAL HOLDINGS INC NC 2.02,9.01 01/26/05 GENERAL DYNAMICS CORP DE 2.02,9.01 01/26/05 GENERAL EMPLOYMENT ENTERPRISES INC IL 2.02,9.01 01/25/05 GENERAL MARITIME CORP/ 8.01,9.01 01/01/05 GENESIS MICROCHIP INC /DE DE 2.02,9.01 01/26/05 GLOBAL ENVIRONMENTAL ENERGY COPORATIO C5 8.01,9.01 01/21/05 GLOBAL ENVIRONMENTAL ENERGY COPORATIO C5 4.01,9.01 01/25/05 GLOBAL INNOVATIVE SYSTEMS INC NV 2.01,5.01,5.02,9.01 01/13/05 AMEND GLOBAL PAYMENT TECHNOLOGIES INC DE 5.02 01/25/05 GLOBALSANTAFE CORP 2.02,9.01 01/26/05 GOLDMAN SACHS ASSET BACKED SECURITIES 8.01,9.01 01/15/05 GOLDMAN SACHS GROUP INC/ DE 8.01 01/25/05 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 01/21/05 GREENE COUNTY BANCSHARES INC TN 2.02,7.01,9.01 01/26/05 GREENFIELD ONLINE INC DE 2.01,9.01 01/25/05 GS AUTO LOAN TRUST 2004-1 8.01,9.01 01/15/05 GUILFORD PHARMACEUTICALS INC DE 1.01,9.01 01/21/05 GXS CORP DE 8.01,9.01 01/20/05 HAMPTON ROADS BANKSHARES INC VA 2.02,7.01 01/26/05 HARMAN INTERNATIONAL INDUSTRIES INC / DE 2.02,7.01,9.01 12/31/04 HARRIS CORP /DE/ DE 2.02,9.01 01/26/05 HARTFORD FINANCIAL SERVICES GROUP INC DE 7.01 01/26/05 HELMERICH & PAYNE INC DE 2.02 01/26/05 HERBST GAMING INC NV 1.01,9.01 01/26/05 HERSHA HOSPITALITY TRUST MD 1.01,9.01 01/21/05 HERSHEY FOODS CORP DE 2.02,9.01 01/26/05 HI/FN INC DE 2.02,9.01 12/31/04 HIGHLANDS BANKSHARES INC /VA/ VA 8.01 12/08/04 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 01/26/05 HOLOGIC INC DE 2.02,9.01 01/26/05 HUDSON UNITED BANCORP NJ 2.02,9.01 01/25/05 IA GLOBAL INC DE 2.02,9.01 01/26/05 ICOS CORP / DE DE 2.02 01/26/05 IDACORP INC ID 1.01,5.02,5.03,8.01,9.01 01/20/05 IDENTIX INC DE 2.02,9.01 01/26/05 IMAGE INNOVATIONS HOLDINGS INC NV 4.01,9.01 01/11/05 AMEND IMCLONE SYSTEMS INC/DE DE 2.02 01/26/05 IMCLONE SYSTEMS INC/DE DE 8.01,9.01 01/26/05 IMPAC CMB Trust Series 2004-10 DE 2.01,9.01 01/26/05 IMPERIAL OIL LTD 2.02,9.01 01/25/05 INDEPENDENT BANK CORP /MI/ MI 2.02,9.01 01/26/05 INDUS INTERNATIONAL INC DE 2.02,9.01 01/26/05 INDUS INTERNATIONAL INC DE 1.01,3.03,5.03,9.01 01/25/05 INFOTEC BUSINESS SYSTEMS INC NV 1.01,2.01,5.01,5.02,5.03,9.01 11/11/04 AMEND INFOUSA INC DE 7.01,9.01 01/25/05 INNSUITES HOSPITALITY TRUST OH 4.01,9.01 01/20/05 INSIGHT HEALTH SERVICES HOLDINGS CORP 1.01,9.01 01/20/05 INTEGRATED CIRCUIT SYSTEMS INC PA 2.02,9.01 01/21/05 INTEGRATED DEVICE TECHNOLOGY INC DE 2.02,7.01,9.01 01/26/05 INTERNATIONAL BUSINESS MACHINES CORP NY 5.02 01/25/05 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 2.02,9.01 01/26/05 INTERSTATE BAKERIES CORP/DE/ DE 7.01,9.01 01/25/05 IOMED INC UT 2.02,9.01 01/24/05 ISLAND CRITICAL CARE CORP DE 5.03 01/18/05 JANUS CAPITAL GROUP INC DE 2.02 01/26/05 JDS UNIPHASE CORP /CA/ DE 2.02,9.01 01/26/05 JLG INDUSTRIES INC PA 5.02,9.01 01/26/05 JOHNSON & JOHNSON NJ 2.02,9.01 01/25/05 JUPITERMEDIA CORP DE 2.01,9.01 11/12/04 AMEND KANSAS CITY SOUTHERN DE 8.01,9.01 01/25/05 KELLY SERVICES INC DE 2.02,9.01 01/26/05 KENNAMETAL INC PA 2.02,9.01 01/26/05 KERR MCGEE CORP /DE DE 2.02,9.01 01/26/05 KEY ENERGY SERVICES INC MD 1.01,2.03,5.02,9.01 01/20/05 KEYCORP STUDENT LOAN TRUST 2000-B DE 8.01,9.01 01/25/05 KEYCORP STUDENT LOAN TRUST 2003-A DE 8.01,9.01 01/25/05 KNIGHT RIDDER INC FL 2.02,9.01 01/26/05 KRAFT FOODS INC VA 1.01 01/24/05 KRAFT FOODS INC VA 5.02 01/25/05 KRAFT FOODS INC VA 5.02 01/25/05 AMEND LABRANCHE & CO INC DE 1.01 01/20/05 LANDAUER INC DE 7.01,9.01 01/25/05 LAWRENCE FINANCIAL HOLDINGS INC MD 2.02,9.01 01/25/05 LEAR CORP /DE/ DE 2.02,7.01,9.01 01/26/05 LEXAR MEDIA INC CA 2.02,9.01 01/25/05 LILLY ELI & CO IN 2.02 01/26/05 LOOKSMART LTD DE 8.01,9.01 07/01/04 LSB CORP 2.02,9.01 01/25/05 LSI LOGIC CORP DE 2.02,8.01,9.01 01/26/05 LYDALL INC /DE/ DE 1.01,9.01 01/21/05 M&F BANCORP INC /NC/ NC 8.01,9.01 01/26/05 MACK CALI REALTY CORP MD 1.01,9.01 01/25/05 MACK CALI REALTY L P DE 1.01,9.01 01/25/05 MAGIC LANTERN GROUP INC NY 5.02,9.01 01/21/05 MAGNUM HUNTER RESOURCES INC NV 8.01,9.01 01/25/05 MARINE PRODUCTS CORP DE 8.01,9.01 01/25/05 MARKWEST ENERGY PARTNERS L P 1.01,5.02,8.01,9.01 01/20/05 MATRIXONE INC DE 2.02 01/26/05 MATTSON TECHNOLOGY INC DE 2.02,9.01 01/26/05 MC SHIPPING INC 2.01 01/20/05 MCCORMICK & CO INC MD 2.02,9.01 01/26/05 MDI TECHNOLOGIES INC DE 2.02 01/25/05 MEDICAL MAKEOVER CORP OF AMERICA DE 5.02,9.01 01/21/05 MEDITECH PHARMACEUTICALS INC NV 3.02,9.01 01/25/05 METRIS COMPANIES INC DE 2.02,7.01,9.01 01/26/04 METROPCS INC 5.02 01/24/05 MICROMUSE INC DE 2.02,9.01 01/26/05 MICRON ENVIRO SYSTEMS INC NV 8.01 01/26/05 MICROTUNE INC DE 8.01 01/26/05 MIDSOUTH BANCORP INC LA 2.02,8.01,9.01 01/26/05 MILLER HERMAN INC MI 8.01 01/26/05 MINGHUA GROUP INTERNATIONAL HOLDINGS NY 4.01,9.01 01/10/05 AMEND MOLINA HEALTHCARE INC DE 5.02 01/24/05 MONEYGRAM INTERNATIONAL INC 2.02 01/26/05 MONSANTO CO /NEW/ DE 1.01,9.01 01/26/05 MORGAN STANLEY ABS CAPITAL I INC DE 8.01,9.01 01/25/05 MORTGAGE PASS THROUGH CERTIFICATES SE DE 9.01 01/25/05 MORTGAGE PASS THROUGH CERTIFICATES SE DE 9.01 01/25/05 NATIONAL COAL CORP FL 2.02,9.01 01/20/05 NATIONAL FINANCIAL PARTNERS CORP 7.01,9.01 01/26/05 NATURAL GAS SERVICES GROUP INC 1.01,5.02,9.01 01/20/05 NBT BANCORP INC DE 2.02,8.01,9.01 01/24/05 NEIGHBORCARE INC PA 2.02,9.01 01/26/05 NELNET STUDENT LOAN FUNDING LLC 8.01,9.01 01/25/04 NELNET STUDENT LOAN FUNDING LLC 8.01,9.01 01/25/05 NELNET STUDENT LOAN FUNDING LLC 8.01,9.01 01/25/05 NELNET STUDENT LOAN FUNDING LLC 8.01,9.01 01/25/05 NETLOGIC MICROSYSTEMS INC 2.02,9.01 01/26/05 NETSCOUT SYSTEMS INC DE 2.02 01/26/05 NEW JERSEY RESOURCES CORP NJ 2.02,9.01 01/26/05 NEW YORK COMMUNITY BANCORP INC DE 7.01,9.01 01/26/05 NEWS COMMUNICATIONS INC NV 1.01,2.03,9.01 01/20/05 NICOR INC IL 1.01,8.01,9.01 01/25/05 NMS COMMUNICATIONS CORP DE 7.01,9.01 01/26/05 NORFOLK SOUTHERN CORP VA 2.02,7.01 01/25/05 NORTHEAST INDIANA BANCORP INC DE 2.02,2.06,8.01,9.01 12/31/04 NORTHEAST UTILITIES MA 2.02,4.02,9.01 01/24/05 NS GROUP INC KY 2.02,9.01 01/25/05 NUTRACEUTICAL INTERNATIONAL CORP DE 8.01 01/26/05 OCEAN SHORE HOLDING CO X1 2.02,9.01 01/26/05 OLD NATIONAL BANCORP /IN/ IN 1.02 01/26/05 OLYMPUS COMMUNICATIONS LP DE 7.01 01/25/05 ONYX SOFTWARE CORP/WA WA 1.01,5.02,9.01 01/20/05 OPEN SOLUTIONS INC DE 8.01,9.01 01/26/05 OptimumBank Holdings, Inc. FL 2.02,7.01,9.01 01/26/05 PACTIV CORP DE 2.02,9.01 01/25/05 PACTIV CORP DE 1.02 01/25/05 PAIN THERAPEUTICS INC DE 2.02,9.01 01/26/05 PARAGON FINANCIAL CORP DE 2.01,9.01 01/19/05 PEOPLES CHOICE HOME LOAN SECURITIES C 8.01,9.01 01/24/05 PETMED EXPRESS INC FL 7.01,9.01 01/24/05 PHOTON DYNAMICS INC CA 2.02,9.01 01/26/05 PIPER JAFFRAY COMPANIES 2.02,9.01 01/26/05 PLAINS ALL AMERICAN PIPELINE LP DE 1.01,3.03,9.01 01/20/05 PLX TECHNOLOGY INC DE 2.02,9.01 01/25/05 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 01/26/05 POLYCOM INC DE 2.02 01/26/05 POST PROPERTIES INC GA 2.06 01/21/05 POWERLINX INC NV 1.01,9.01 01/26/05 PRA International DE 2.02,9.01 01/21/05 PRAXAIR INC DE 2.02 01/26/05 PREMIER ENTERTAINMENT BILOXI LLC DE 5.03,7.01,9.01 01/26/05 PRESSTEK INC /DE/ DE 5.02,9.01 01/24/05 PRICELINE COM INC DE 5.02 01/25/05 PRIME GROUP REALTY TRUST MD 8.01 01/26/04 PRINCETON NATIONAL BANCORP INC DE 2.02,9.01 01/24/05 PRINCIPAL Life Income Fundings TRUST 8.01,9.01 01/18/05 Principal Life Income 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AMEND QUALMARK CORP CO 2.01,9.01 11/12/04 AMEND QUANEX CORP DE 8.01,9.01 01/26/05 RAMBUS INC DE 8.01,9.01 01/25/05 RAMBUS INC DE 7.01,8.01,9.01 01/26/05 RASER TECHNOLOGIES INC UT 7.01,9.01 01/21/05 READERS DIGEST ASSOCIATION INC DE 2.02,7.01,9.01 12/31/04 REAL ESTATE ASSOCIATES LTD II CA 5.03,9.01 01/25/05 REAL ESTATE ASSOCIATES LTD III CA 5.03,9.01 01/25/05 REALNETWORKS INC WA 2.02,9.01 01/26/05 REDBACK NETWORKS INC DE 2.02,9.01 01/26/05 REGAL BELOIT CORP WI 5.02 01/26/05 REGAL BELOIT CORP WI 5.02 01/26/05 REGIS CORP MN 2.02,9.01 01/26/05 RELM WIRELESS CORP NV 8.01,9.01 01/25/05 RENAISSANCE LEARNING INC WI 8.01,9.01 01/25/05 RENTRAK CORP OR 1.01,5.02,7.01,9.01 01/25/05 RESIDENTIAL ACCREDIT LOANS INC DE 8.01,9.01 01/26/05 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 01/26/05 RESIDENTIAL FUNDING MORTGAGE SECURITI DE 9.01 01/26/05 REWARDS NETWORK INC DE 5.02 01/24/05 RIVERSTONE NETWORKS INC DE 5.02 01/20/05 ROCKWELL AUTOMATION INC DE 2.02 01/26/05 ROCKWELL COLLINS INC DE 9.01 01/26/05 ROLLINS INC DE 8.01 01/25/05 RPC INC DE 8.01,9.01 01/25/05 RYANS RESTAURANT GROUP INC SC 7.01 12/29/04 SAXON CAPITAL INC MD 2.03,9.01 01/25/05 SBC COMMUNICATIONS INC DE 2.02,9.01 12/31/04 SCANTEK MEDICAL INC DE 7.01,9.01 12/03/04 SCO GROUP INC DE 2.02,8.01,9.01 12/21/04 SCS TRANSPORTATION INC DE 2.02,9.01 01/25/05 SECURED DIGITAL APPLICATIONS INC DE 2.02,9.01 01/26/05 SECURITY FEDERAL CORPORATION SC 2.02,9.01 01/26/05 SEEBEYOND TECHNOLOGY CORP CA 2.02,9.01 01/26/05 SELECT MEDICAL CORP DE 8.01,9.01 01/25/05 SELECT MEDICAL CORP DE 7.01,9.01 01/25/05 SERVICE BANCORP INC MA 2.02,9.01 01/26/05 SHALLBETTER INDUSTRIES INC 4.01 12/14/04 SHAW GROUP INC LA 1.01,9.01 01/24/05 SILICON IMAGE INC DE 1.01,5.02,9.01 01/20/05 SILICON STORAGE TECHNOLOGY INC CA 2.02,9.01 01/26/05 SILICON STORAGE TECHNOLOGY INC CA 8.01 01/24/05 SIMPSON MANUFACTURING CO INC /CA/ DE 2.02 01/25/05 SIRIUS SATELLITE RADIO INC DE 2.02,9.01 01/26/05 SM&A CA 5.02,9.01 01/26/05 SONESTA INTERNATIONAL HOTELS CORP NY 1.01 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12/31/04 SUMMIT BANCSHARES INC /TX/ TX 2.02,7.01,9.01 01/25/05 SUMMIT FINANCIAL GROUP INC WV 2.02,5.02,8.01,9.01 01/24/05 SUPPORTSOFT INC DE 2.02,9.01 01/26/05 SURMODICS INC MN 2.02,9.01 01/26/05 T REIT INC VA 1.01,9.01 01/24/05 TASTY BAKING CO PA 1.01,2.03 01/21/05 TAYLOR CAPITAL GROUP INC DE 2.02,9.01 01/25/05 TECH OPS SEVCON INC DE 1.01,2.02 01/01/05 TECHNOLOGY INVESTMENT CAPITAL CORP MD 2.02,9.01 01/25/05 TECO ENERGY INC FL 8.01 01/24/05 TELEWEST GLOBAL INC 1.01,9.01 01/20/05 TELLABS INC DE 2.02,5.02 12/31/04 TEMECULA VALLEY BANCORP INC DE 2.02,7.01 01/26/05 TIMBERLAND BANCORP INC WA 2.02,9.01 01/25/05 TOR MINERALS INTERNATIONAL INC DE 1.01 01/25/05 AMEND TRICO BANCSHARES / CA 2.02,9.01 01/26/05 TRIMBLE NAVIGATION LTD /CA/ CA 2.02,9.01 01/26/05 TRUE RELIGION APPAREL INC NV 2.02,9.01 01/12/05 TUT SYSTEMS INC DE 2.02 01/26/05 UGI CORP /PA/ PA 2.02,9.01 01/26/05 UGI UTILITIES INC PA 2.02,9.01 01/26/05 ULTIMATE ELECTRONICS INC DE 3.01,9.01 01/19/05 UNION BANKSHARES CO/ME ME 2.02,9.01 01/21/05 UNITED COMMUNITY FINANCIAL CORP OH 2.02,9.01 01/26/05 UTAH MEDICAL PRODUCTS INC UT 8.01 01/26/05 UTIX GROUP INC DE 2.02,9.01 01/24/05 Valley Bancorp NV 2.02,9.01 01/24/05 VALLEY FORGE SCIENTIFIC CORP PA 4.01,9.01 01/20/05 VARCO INTERNATIONAL INC /DE/ DE 1.01,9.01 01/14/05 VARIAN INC DE 2.02,9.01 01/26/05 VARIAN MEDICAL SYSTEMS INC DE 2.02,7.01,9.01 01/26/05 VASOMEDICAL INC DE 8.01 01/26/05 VERISIGN INC/CA DE 2.02,9.01 01/26/05 VION PHARMACEUTICALS INC DE 1.01,8.01,9.01 01/25/05 VIROPRO INC NV 4.01,9.01 12/01/04 VIRTGAME COM CORP DE 1.01,8.01,9.01 01/21/05 W R GRACE & CO DE 2.02,9.01 01/25/05 WACHOVIA ASSET SECURIT ISSUANCE LLC 2 NC 8.01,9.01 01/25/05 WACHOVIA COMMERCIAL MORTGAGE INC 1999 NJ 8.01,9.01 01/18/05 WACHOVIA SBA LENDING INC SERIES 1998- NJ 8.01,9.01 01/18/05 WACHOVIA SBA LENDING INC SERIES 1999- NJ 8.01,9.01 01/18/05 WAL MART STORES INC DE 1.01,9.01 01/22/05 WASHINGTON TRUST BANCORP INC RI 1.01,9.01 01/20/05 WAUSAU MOSINEE PAPER CORP WI 2.02,9.01 01/26/05 WEBSENSE INC DE 1.01,2.02,7.01,9.01 01/24/05 WESTERN DIGITAL CORP DE 1.01 01/20/05 WESTERN SIERRA BANCORP CA 2.02,9.01 01/20/05 AMEND WESTPOINT STEVENS INC DE 7.01,9.01 01/20/05 WILLIAMS COMPANIES INC DE 1.01,1.02,2.03,9.01 01/20/05 WILLOW GROVE BANCORP INC/NEW PA 1.01,5.03,9.01 01/20/05 AMEND WITS BASIN PRECIOUS MINERALS INC MN 1.01,9.01 01/21/05 WNC HOUSING TAX CREDIT FUND VI LP SER 8.01,9.01 01/03/05 WOODWARD GOVERNOR CO DE 5.02,9.01 01/25/05 WORDLOGIC CORP NV 8.01 01/20/05 WSFS FINANCIAL CORP DE 2.02,9.01 01/25/04 XSTREAM BEVERAGE NETWORK, INC. NV 9.01 03/30/04 AMEND ZARLINK SEMICONDUCTOR INC 2.02,9.01 01/26/05 ZHONE TECHNOLOGIES INC DE 2.02,9.01 01/26/05