SEC NEWS DIGEST Issue 2003-07 January 10, 2003 ENFORCEMENT PROCEEDINGS IN THE MATTER OF SALMAN SHARIFF On Jan. 9, an Administrative Law Judge issued an order entering default in Administrative Proceeding In the Matter of Salman Shariff. The Order Instituting Proceedings (OIP) alleged that a United States District Court permanently enjoined Shariff from violating various registration and antifraud provisions of the Securities Act of 1933, the Securities Exchange Act of 1934, and the Investment Advisers Act of 1940. The order finds the allegations in the OIP to be true and, pursuant to 15(b) of the Exchange Act and 203(f) of the Advisers Act, bars Shariff from associating with any broker, dealer, or investment adviser. (Rel. 34- 47145; IA-2096; File No. 3-10927) CHARLES KIRBY AND GENE GEIGER BARRED On Jan. 9, the Commission found that Charles F. Kirby and Gene C. Geiger, respectively the head trader and a former salesman at Spencer Edwards Securities, Inc., violated registration requirements of the Securities Act of 1933 as a result of their participation in a scheme that resulted in the illegal distribution of roughly three million unregistered shares of the stock of Golden Eagle International, Inc. Based on this finding, the Commission barred respondents from associating with any broker or dealer and from participating in a penny stock offering subject to a right to reapply for such association and participation after five years. The Commission further ordered respondents to pay civil money penalties and disgorgement, plus prejudgment interest, and to cease and desist from violating the registration provisions they were found to have violated. Noting that the "registration requirements are the heart of the securities regulatory system," the Commission held that "[r]espondents' actions demonstrate a disturbing lack of regard for that system and justify strong remedial measures." (Rels. 33-8174; 34-47149; File No. 3-9602) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change filed by Nasdaq Liffe Markets, LLC proposing to adopt listing standards for physically-settled security futures contracts that have underlying securities constituting shares of an exchange-traded fund, registered closed-end management investment company, or trust-issued receipts (SR-NQLX-2003-01) has become immediately effective under Section 19(b)(7) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of Jan. 13. (Rel. 34-47130) DELISTING GRANTED An order has been issued granting the application of the American Stock Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation respecting the underlying securities of Asia Pacific Fund, Inc. (The), BioTime, Inc., Crossroads Systems, Inc., Edison Schools, Inc., Finisar Corporation, GTC Biotherapeutis Inc. (formerly known as Genzyme Transgenics Corporation), HPL Technologies, Inc., Interwoven, Inc., Lands' End, Inc., Liberate Technologies, NRG Energy, Inc., Paxon Communications, Planar Systems, Inc., QuickLogic Corporation, Saba Software, Inc., Time Warner Telecom Inc., Viropharma Incorporated, and WorldCom Inc.-MCI Group effective at the opening of business on Jan. 9. (Rel. 34-47138) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 CHINA XIN NETWORK MEDIA CORP, 3767 THIMENS BLVD, SUITE 226, ST-LAURENT, A8, H4R 1W4, 514-398-0515 - 2,000,000 ($105,000.00) Equity, (File 333-102414 - Jan. 9) (BR. 09) S-8 AAR CORP, 1100 N WOOD DALE RD, WOOD DALE, IL, 60191, 6302272000 - 0 ($3,832,852.00) Equity, (File 333-102416 - Jan. 9) (BR. 05) S-8 INEOS GROUP LTD, HAMPSHIRE SO43 7FG, HAMPSHIRE, X0, 00000, 0 ($300,000.00) Other, (File 333-102419 - Jan. 9) (BR. 02) S-8 INEOS GROUP LTD, HAMPSHIRE SO43 7FG, HAMPSHIRE, X0, 00000, 0 ($2,500,000.00) Other, (File 333-102420 - Jan. 9) (BR. 02) S-8 INEOS GROUP LTD, HAMPSHIRE SO43 7FG, HAMPSHIRE, X0, 00000, 0 ($2,500,000.00) Other, (File 333-102421 - Jan. 9) (BR. 02) S-8 ENVIRONMENTAL REMEDIATION HOLDING CORP, 5444 WESTHEIMER SUITE 1570, HOUSTON, TX, 77056, 5018212222 - 0 ($84,375.00) Equity, (File 333-102422 - Jan. 9) (BR. 04) S-11 MACQUARIE SECURITISATION LTD, LEVEL 23 20 BOND ST, SYDNEY NEW SOUTH WALES AUSTRAL, C3, 00000, 6128236090 - 0 ($1,000,000,000.00) Debt Convertible into Equity, (File 333-102423 - Jan. 9) (BR. 07) SB-2 JAG MEDIA HOLDINGS INC, 6865 SW 18TH STREET SUITE B13, BACA RATON, FL, 33433, 7322921800 - 1,136,364 ($1,454,545.92) Equity, (File 333-102424 - Jan. 9) (BR. 08) S-3 ALLERGAN INC, 2525 DUPONT DRIVE, IRVINE, CA, 92612, 7142464500 - 0 ($550,094,825.00) Debt Convertible into Equity, (File 333-102425 - Jan. 9) (BR. 01) S-8 CAL BAY INTERNATIONAL INC, 1582 PARKWAY LOOP SUITE G, TUSTIN, CA, 92780, 7142587070 - 1,275,000 ($216,750.00) Equity, (File 333-102426 - Jan. 9) (BR. 06) S-8 COVENANT FINANCIAL CORP, 4714 GREENVILLE AVENUE, DALLAS, TX, 75206, 9728416929 - 200,000 ($300,000.00) Equity, (File 333-102427 - Jan. 9) (BR. 04) S-4 REXNORD CORP, 4701 W GREENFIELD AVE, MILWAUKEE, WI, 53214, 4146433000 - 0 ($225,000,000.00) Non-Convertible Debt, (File 333-102428 - Jan. 9) (BR. ) S-8 REALNETWORKS INC, 2601 ELLIOTT AVENUE, STE 1000, SEATTLE, WA, 98121, 2066742700 - 750,000 ($3,150,000.00) Equity, (File 333-102429 - Jan. 9) (BR. 03) S-4 NATIONAL WATERWORKS INC, 0 ($200,000,000.00) Non-Convertible Debt, (File 333-102430 - Jan. 9) (BR. ) S-3 BALTIMORE GAS & ELECTRIC CO, 39 WEST LEXINGTON STREET, BALTIMORE, MD, 21201, 4107833624 - 0 ($400,000,000.00) Other, (File 333-102432 - Jan. 9) (BR. 02) SB-2 PEABODYS COFFEE INC/NV, 3845 ATHERTON ROAD, SUITE 9, ROCKLIN, CA, 95765, 9166326090 - 13,125,000 ($4,068,750.00) Equity, (File 333-102433 - Jan. 9) (BR. 07) S-8 F5 NETWORKS INC, 401 ELLIOT AVE WEST, STE 500, SEATTLE, WA, 98119, 2062725555 - 2,000,000 ($18,641,073.92) Equity, (File 333-102434 - Jan. 9) (BR. 03) S-8 FRISCO BAY INDUSTRIES LTD, 160 GRAVELINE, ST LAURENT QUEBEC, CANADA H45 1R7, A8, 00000, 5147387300 - 625,015 ($7,000,168.00) Equity, (File 333-102435 - Jan. 9) (BR. 37) S-3 FINDWHAT COM INC, 121 W 27TH ST, STE 903, NEW YORK, NY, 10001, 2126332660 - 1,812,500 ($14,046,875.00) Equity, (File 333-102436 - Jan. 9) (BR. 08) S-8 CUSTOM BRANDED NETWORKS INC, 918 LIDO LANE, FOSTER CITY, CA, 94404, 6047627177 - 4,500,000 ($4.14) Equity, (File 333-102437 - Jan. 9) (BR. 04) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ A C MOORE ARTS & CRAFTS INC PA X 01/09/03 ABFC MORTGAGE LOAN ASSET BACKED CERTI DE X X 12/26/02 ABFC MORTGAGE LOAN ASSET BACKED CERTI DE X X 12/26/02 ABIOMED INC DE X X 01/09/03 ABRAXAS PETROLEUM CORP NV X 01/09/03 ACE SECURITIES CORP HOME EQUITY LOAN DE X X 12/26/02 ADVANCED LIGHTING TECHNOLOGIES INC OH X X 01/08/03 AGATE TECHNOLOGIES INC DE DE X X X X 12/30/02 ALLMERICA FINANCIAL CORP DE X 01/08/03 AMERICAN EAGLE OUTFITTERS INC DE X X 01/08/03 AMERICAN WATER WORKS CO INC DE X X 01/09/03 AMERIGROUP CORP X X X 01/02/03 AMORITIZING RESIDENTIAL COL TR MOR PA X X 12/26/02 AMORTIZING RESI COLLAT TR MORT PAS TH DE X X 12/26/02 AON CORP DE X X 01/09/03 APARTMENT INVESTMENT & MANAGEMENT CO MD X X 01/09/03 ARRIS GROUP INC DE X X 01/09/03 ASSET BACKED FUNDING CORP 2002 WF1 TR DE X X 12/26/02 ASSET BACKED FUNDING CORP ABFC ASST B DE X X 12/26/02 ATLAS MINERALS INC CO X 01/09/03 AVAYA INC DE X X 01/09/03 AVIALL INC DE X 01/08/03 BANKRATE INC FL X X 01/09/03 BARRY R G CORP /OH/ OH X X 12/27/02 BBJ ENVIRONMENTAL TECHNOLOGIES INC NV X X 01/06/03 BEAR STEARNS ALT A TR MORTGAGE PASS T NY X X 12/26/02 BEAR STEARNS ARM TRUST 2002-7 DE X X 12/26/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 12/26/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 12/26/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 12/26/02 BEAR STEARNS ARM TRUST MORTGAGE PASS X X 12/26/02 BEAR STEARNS ARM TRUST MORTGAGE PASS X X 12/26/02 BEAR STEARNS ARM TRUST MORTGAGE PASS DE X X 12/26/02 BEAR STEARNS ARM TRUST MORTGAGE PASS DE X X 12/26/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 12/26/02 BEAR STEARNS ARM TRUST MORTGAGE PASS DE X X 12/26/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 12/26/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 12/26/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 12/26/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 12/26/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 12/26/02 BEAR STEARNS ARM TRUST MORTGAGE PASS- NY X X 12/26/02 BEAR STEARNS ARM TRUST MORTGAGE PASS- NY X X 12/26/02 BEAR STEARNS ARM TRUST MORTGAGE PASS- NY X X 12/26/02 BEAR STEARNS AS BCK SEC TR 2001-AC1 A DE X X 12/26/02 BEAR STEARNS ASSET BACKED CERT SERS DE X X 12/26/02 BEAR STEARNS ASSET BACKED CERTIFICATE DE X X 12/26/02 BEAR STEARNS ASSET BACKED CERTIFICATE DE X X 12/26/02 BEAR STEARNS ASSET BACKED FUND INC WH DE X X 12/16/02 BEAR STEARNS ASSET BACKED SEC INC ASS DE X X 12/26/02 BEAR STEARNS ASSET BACKED SEC TR ASSE X X 12/26/02 BEAR STEARNS ASSET BACKED SEC TR ASSE NY X X 12/26/02 BEAR STEARNS ASSET BACKED SECURITIES NY X X 12/26/02 BEAR STEARNS ASSET BCK SEC TR AS-BCK NY X X 12/26/02 BEAR STEARNS ASSET BK SEC INC SERIES DE X X 12/26/02 BEAR STEARNS AST BCK SEC INC MADISON DE X X 12/25/02 BEYOND COM CORP DE X X 12/16/02 BORLAND SOFTWARE CORP DE X X 01/07/03 C BASS MORTGAGE LOAN ASSET BACKED CER DE X X 10/25/02 C BASS MORTGAGE LOAN ASSET BACKED CER DE X X 11/25/02 C BASS MORTGAGE LOAN ASSET BACKED CER DE X X 12/25/02 C2 INC WI X X 01/07/03 CAPITAL ONE MASTER TRUST NY X X 01/09/03 CAPITAL ONE MULTI ASSET EXECUTION TRU DE X X 01/09/03 CHILDTIME LEARNING CENTERS INC MI X 07/19/02 AMEND CITICORP MORTGAGE SECURITIES INC DE X 01/09/03 CLASSICA GROUP INC NY X X 12/31/02 CLICKNSETTLE COM INC DE X 01/09/03 COAST DISTRIBUTION SYSTEM INC DE X X 12/31/02 COMMERCIAL FEDERAL CORP NE X 12/31/02 COMMUNITRONICS OF AMERICA INC UT X 01/09/03 CONDOR TECHNOLOGY SOLUTIONS INC DE X 12/31/02 CONOCOPHILLIPS DE X X 01/08/03 CORNERSTONE REALTY FUND LLC CA X X 12/27/02 CSFB MORTGAGE BACKED PASS THR CERT SE DE X 01/09/03 CSX TRADE RECEIVABLES CORP DE X X 12/26/02 DANA CORP VA X 01/09/03 DIAMOND CABLE COMMUNICATIONS LTD X X 01/09/03 DIAMOND OFFSHORE DRILLING INC DE X X 01/06/03 DICE INC DE X X 01/08/03 DIVERSA CORP DE X X 12/03/02 AMEND DOLLAR GENERAL CORP TN X X 01/09/03 DRIVETIME AUTOMOTIVE GROUP INC DE X 01/09/03 E TRADE BANK ARM TRUST MORTGAGE PASS DE X X 12/26/02 EBANK FINANCIAL SERVICES INC GA X X 01/09/03 EDISON INTERNATIONAL CA X 12/20/02 EL PASO CORP/DE DE X X 01/09/03 ELEPHANT TALK COMMUNICATIONS INC CA X X 01/09/03 EMBREX INC/NC NC X X 01/06/03 EMERGISOFT HOLDING INC NV X 01/08/03 ENDOCARDIAL SOLUTIONS INC DE X X 01/07/03 ENRON CORP/OR/ OR X X 01/09/03 ETOYS INC DE X X 12/20/02 EUNIVERSE INC NV X X 12/30/02 FEI CO OR X X 01/08/03 FINANCIAL ASSET SEC CORP FIRST FRANK DE X X 12/26/02 FINANCIAL ASSETS SEC CORP FIRST FRANK DE X X 12/26/02 FINANCIAL ASSETS SEC CORP FIRST FRANK DE X X 12/26/02 FIRST CAPITAL BANCSHARES INC /SC/ SC X 01/02/03 FIRST UNION COMMERCIAL MORTGAGE SECUR NC X 12/18/02 FIVE STAR QUALITY CARE INC X X 10/25/02 AMEND FX ENERGY INC NV X 01/09/03 GADZOOKS INC TX X X 01/09/03 GAP INC DE X X 01/09/03 GEMSTAR TV GUIDE INTERNATIONAL INC DE X X 01/08/03 GENERAL MOTORS CORP DE X 01/09/03 GENERAL MOTORS CORP DE X 01/08/03 GLOBAL MED TECHNOLOGIES INC CO X 01/09/03 GLOBALSANTAFE CORP X X 01/09/03 GS MORTGAGE SECURITIES CORP DE X X 01/08/03 HANCOCK JOHN FINANCIAL SERVICES INC X 01/08/03 HANCOCK JOHN LIFE INSURANCE CO MA X 01/08/03 HOME EQUITY ASSET TRUST 2002-2 DE X X 08/25/02 HOME EQUITY ASSET TRUST 2002-2 DE X 09/25/02 HOME EQUITY ASSET TRUST 2002-2 DE X 10/25/02 HOME EQUITY PASS THROUGH CERTIFICATES DE X 01/09/03 HOMESTORE INC DE X 01/09/03 HUGHES ELECTRONICS CORP DE X 01/08/03 ICT GROUP INC PA X 01/09/03 IMAGE SENSING SYSTEMS INC MN X X 01/08/03 IMPERIAL SUGAR CO /NEW/ TX X X 12/31/02 INDEPENDENT BANK CORP MI X X 01/09/03 INDEPENDENT BANK CORP MI X X 01/09/03 JOHNSON CONTROLS INC WI X X 01/08/03 KING PHARMACEUTICALS INC TN X X 01/08/03 KNOT INC DE X 01/09/03 LEAR CORP /DE/ DE X X 01/09/03 LEHMAN BROTHERS HOLDINGS INC DE X X 01/09/03 LEXMARK INTERNATIONAL INC /KY/ DE X 01/09/03 LIGHTPATH TECHNOLOGIES INC DE X X 01/09/03 LUMENON INNOVATIVE LIGHTWAVE TECHNOLO DE X X 01/07/03 MACROVISION CORP DE X X 01/08/03 MASTR ADJUSTABLE RATE MORTGAGE TRUST X X 12/26/02 MASTR ADJUSTABLE RATE MORTGAGES TRUST DE X X 12/26/02 MEDICAL INTERNATIONAL TECHNOLOGY INC CO X X 01/06/03 MEDIUM4 COM INC DE X X 01/03/03 MERRILL LYNCH MORT INVEST INC MORT PA NY X X 12/26/02 MERRILL LYNCH MORTGAGE INVESTORS INC X X 12/26/02 METASOURCE GROUP INC NV X X 12/24/02 MILLENNIUM CHEMICALS INC DE X X 01/08/03 MLMI 2002- A 3 DE X X 12/26/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 10/25/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 11/25/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 12/25/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 10/25/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 11/25/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 12/25/02 MORTGAGE ASSET SEC TRANS INC MORT PAS DE X X 12/26/02 MORTGAGE ASSET SEC TRANS INC MORT PAS NY X X 12/26/02 MORTGAGE ASSET SECURITIES TRANSACTION X X 12/26/02 MORTGAGE ASSET SECURITIES TRANSACTION X X 12/26/02 MORTGAGE ASSET SECURITIZATION TRANSAC DE X X 01/08/03 MORTGAGE ASSET SECURITIZATION TRANSAC DE X 01/09/03 MORTGAGE ASSSET SEC TRANS INC MASTR DE X X 12/26/02 NATIONAL MERCANTILE BANCORP CA X X 01/03/03 NATIONAL PENN BANCSHARES INC PA X X 12/18/02 NATIONAL VISION INC GA X 01/03/03 NATURAL RESOURCE PARTNERS LP DE X X 12/05/02 AMEND NETNATION COMMUNICATIONS INC DE X 01/09/03 NORTEK HOLDINGS INC DE X 01/09/03 NORTH PITTSBURGH SYSTEMS INC PA X 01/01/03 NORTHGATE INNOVATIONS INC DE X X 01/06/03 PANAVISION INC DE X 01/09/03 PARTNERS TRUST FINANCIAL GROUP INC X 12/27/02 PENNICHUCK CORP NH X 01/08/03 PHARMANETICS INC NC X X 01/09/03 PIVOTAL CORP X 01/08/03 PLUG POWER INC DE X X 01/08/03 PRIVATEBANCORP INC DE X 01/09/03 PROVECTUS PHARMACEUTICALS INC NV X X 12/20/02 AMEND PROXYMED INC /FT LAUDERDALE/ FL X X 12/31/02 QUOVADX INC DE X 01/09/03 REGIONAL BANKSHARES INC SC X 01/02/03 REINK CORP X 01/08/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 01/09/03 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X 01/09/03 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X 01/09/03 RESTORATION HARDWARE INC CA X X 01/09/03 ROADWAY CORP DE X X 12/30/02 RUSS BERRIE & CO INC NJ X 01/09/03 SAKS INC TN X X 01/09/03 SBS TECHNOLOGIES INC NM X 01/09/03 SEACHANGE INTERNATIONAL INC DE X 10/29/02 AMEND SHAFT INC NV X X X X 01/06/03 AMEND SHIRE PHARMACEUTICALS GROUP PLC X X 01/09/03 SHIRE PHARMACEUTICALS GROUP PLC X X 01/09/03 SPORTING MAGIC INC DE X X X 01/07/03 STAGE STORES INC NV X X 01/09/03 STARBERRYS CORP NV X 01/07/03 STRUCTURED ASSET MORT INV INC BEAR ST DE X X 12/26/02 STRUCTURED ASSET MORT INV INC BEAR ST DE X X 12/26/02 STRUCTURED ASSET MORT INV INC BEAR ST DE X X 12/26/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 12/26/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 12/26/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 12/26/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 12/26/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 12/26/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 12/26/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 12/26/02 STRUCTURED ASSET SEC CORP PASS THR CE DE X X 12/26/02 SUBURBAN PROPANE PARTNERS LP DE X X 01/09/03 TARGET CORP MN X 01/09/03 TELAXIS COMMUNICATIONS CORP MA X X 01/07/03 THORNBURG MORTGAGE SECURITIES TRUST 2 DE X X 12/26/02 TIAA REAL ESTATE ACCOUNT NY X 01/09/03 TMI HOLDINGS INC/FL FL X X 12/18/02 TOWER BANCORP INC PA X 01/09/03 TUMBLEWEED INC DE X 12/31/02 TURNSTONE SYSTEMS INC DE X X 01/09/03 TYCO INTERNATIONAL LTD /BER/ D0 X 01/09/03 UNIGENE LABORATORIES INC DE X X 11/26/02 UNITED PAN EUROPE COMMUNICATIONS NV X X 01/09/03 UNITED STATES STEEL CORP DE X X 01/09/03 UNITED STATIONERS INC DE X X 01/08/03 VEECO INSTRUMENTS INC DE X X 01/08/03 VISTA GOLD CORP X 12/30/02 VOICE MOBILITY INTERNATIONAL INC NV X 12/31/02 WENDYS INTERNATIONAL INC OH X X 01/09/03 WEST BANCORPORATION INC IA X 01/07/02 WILLIAMS COMPANIES INC DE X 01/06/03