SEC NEWS DIGEST Issue 2003-01 January 2, 2003 COMMISSION ANNOUNCEMENTS PUBLIC APPEARANCES OF SENIOR COMMISSION OFFICIALS - JANUARY 2003 The following is a schedule for January 2003 of the public appearances of SEC officials, including the Chairman, Commissioners, and senior staff members. For additional information on events hosted by groups other than the Commission, please call the contact numbers listed. As events are subject to change, please confirm them with the SEC's Office of Public Affairs or the sponsoring organizations. When: Sunday, Jan. 5 Who: Commissioner Paul Atkins What: American Finance Association and American Economics Association Panel on "Policy Forum: Corporate Governance and Accounting" Where: Renaissance Hotel, Washington, DC Contact: Dr. Randall Kroszner, (202) 395-5046 When: Wednesday, Jan. 8 Who: Chairman Harvey L. Pitt What: Mutual Fund Directors Forum Third Annual Policy Conference, "Crucial Issues for Investment Company Directors" Where: Watergate Hotel, Washington, DC Contact: Pete Wentz, (312) 503-1828 When: Thursday, Jan. 9 Who: Commissioner Paul Atkins; Annette Nazareth, Director, Division of Market Regulation What: 25th Annual Advanced American Law Institute-American Bar Association Course of Study, Broker-Dealer Regulation Where: Wyndham Hotel, Washington, DC Contact: Kevin O'Connor, (215) 243-1637 When: Thursday, Jan. 9 Who: Paul F. Roye, Director, Division of Investment Management What: Mutual Fund Director's Forum Where: The Watergate Hotel, Washington, DC Contact: Pete Wentz, (312) 503-1828 When: Friday, Jan. 10 Who: Paul F. Roye, Director, Division of Investment Management What: PLI Understanding Securities Products of Insurance Companies in 2003 Where: PLI New York Center, New York, NY Contact: Armond Dromgoole, (212) 824-5700 When: Thursday, Jan. 16 Who: Commissioner Campos What: Rainbow/PUSH Wall Street Project Where: New York, NY Contact: R. Feinmore Fisher, (212) 425 7874 When: Monday, Jan. 20 - Saturday, Jan. 25 Who: Commissioner Harvey J. Goldschmid What: China Securities Regulatory Commission "Corporate Governance Conference" Where: Shanghai, China Contact: Laura M. Cha (86)-10-6621-0206 When: Monday, Jan. 27 Who: Commissioner Campos What: California Public Employees Retirement System Where: San Francisco, CA Contact: Robert Aguallo, (916) 326 3818 When: Tuesday, Jan. 28 Who: Commissioner Cynthia A. Glassman What: College of Business and Economics, California State University-Fullerton Conference on "SEC Reform Under the Sarbanes-Oxley Act" Where: Hyatt Regency Irvine, Irvine CA Contact: Marsha Miller, (714) 278-4869 When: Wednesday, Jan. 29 Who: Chairman Harvey L. Pitt What: 30th Annual Securities Regulation Institute Presented by the Corporate Counsel Center of Northwestern University School of Law Where: Hotel del Coronado, San Diego, CA Contact: Pete Wentz, (312) 503-1828 When: Wednesday, Jan. 29 - Thursday, Jan. 30 Who: Alan Beller, Director, Division of Corporation Finance What: 30th Annual Securities Regulation Institute Presented by the Corporate Counsel Center of Northwestern University School of Law Where: Hotel del Coronado, San Diego, CA Contact: Juliann Cecchi, (312) 503-0192 When: Wednesday, Jan. 29 - Friday, Jan. 31 Who: Giovanni P. Prezioso, General Counsel, Office of the General Counsel What: 30th Annual Securities Regulation Institute Presented by the Corporate Counsel Center of Northwestern University School of Law Where: Hotel del Coronado, San Diego, CA Contact: Juliann Cecchi, (312) 503-0192 When: Friday, Jan. 31 Who: Stephen M. Cutler, Director, Division of Enforcement What: 30th Annual Securities Regulation Institute Presented by the Corporate Counsel Center of Northwestern University School of Law Where: Hotel del Coronado, San Diego, CA Contact: Juliann Cecchi, (312) 503-0192 When: Friday, Jan. 31 Who: Paul F. Roye, Director, Division of Investment Management What: 30th Annual Securities Regulation Institute Presented by the Corporate Counsel Center of Northwestern University School of Law Where: Hotel del Coronado, San Diego, CA Contact: Pete Wentz, (312) 503-1828 TREASURY, SEC AND FEDERAL RESERVE SUBMIT USA PATRIOT ACT REPORT ON INVESTMENT COMPANIES TO CONGRESS On Dec. 31, 2002, the Treasury Department, the Securities and Exchange Commission, and the Board of Governors of the Federal Reserve System released a report to Congress under the USA PATRIOT Act containing recommendations for applying anti-money laundering controls to investment companies. The report provides a comprehensive discussion of the many types of investment companies, including both those registered with the SEC and those that are not, noting their characteristics and functions. The report then identifies existing and recommended regulations for the various categories of investment companies, considering their potential vulnerabilities to money laundering. The USA PATRIOT Act directs Treasury to expand the U.S. anti-money laundering regime to a wide range of industries, including investment companies. Treasury has already issued or proposed regulations applicable to mutual funds and certain unregistered investment companies, such as hedge funds. Such regulations are noted in the report. Treasury expects to issue further regulations consistent with the report's recommendations in the near future. (Press Rel. 2002-180) ENFORCEMENT PROCEEDINGS SEC SETTLES CLAIMS INVOLVING INSIDER TRADING AGAINST THREE DEFENDANTS The Commission today announced that the Honorable Victor Marrero of the United States District Court for the Southern District of New York entered Final Judgments of permanent injunction and other relief against defendants James Cooper (Cooper) and Deon Benson (Benson) of Bowling Green, Kentucky on Dec. 23, 2002, and against defendant Richard Zelman (Zelman) of Nyack, New York on Dec. 20, 2002. These judgments settle the Commission's claims against these three defendants in a civil action filed by the Commission on March 14, 2000, alleging that from 1997 through January 2000, these defendants and others engaged in a widespread insider trading scheme that produced over $8 million in illegal profits from trading in the securities of 23 public companies. The Commission's complaint alleged that John Freeman, a temporary word- processing employee at Goldman Sachs & Co., Inc. and later Credit Suisse First Boston, tipped a number of defendants about merger and acquisition transactions involving clients of those investment banking firms. The complaint alleged that Freeman and two individuals he met in an Internet chat room, Benton Erskine and James Cooper, launched the insider trading scheme. Cooper traded in advance of sixteen transactions and realized profits of $227,192. Cooper also tipped several persons who traded and realized profits of over $1 million collectively. One of Cooper's tippees, Deon Benson, traded in advance of ten transactions and realized profits of $838,982. The complaint also alleges that Benson tipped his broker, who traded and realized profits of $84,150. Freeman also provided tips to his neighbor, Richard Zelman. Zelman did not purchase securities; however, the complaint alleges he did tip his friend in Florida who purchased securities in advance of four transactions and realized profits of $200,905. Without admitting or denying the allegations in the complaint, the defendants consented to the entry of Final Judgments that permanently enjoin them from future violations of Sections 10(b) and 14(e) of the Securities Exchange Act of 1934 and Rules 10b-5 and 14e-3 thereunder. Cooper was ordered to pay disgorgement in the amount of $1,267,674 with pre-judgment interest in the amount of $520,666, but payment was waived for the amount exceeding $57,650 based upon his sworn Statement of Financial Condition. Benson was ordered to pay disgorgement in the amount of $923,132 with pre-judgment interest in the amount of $356,399, but payment was waived for the amount exceeding $250,000 based upon his sworn Statement of Financial Condition. Zelman was ordered to pay disgorgement in the amount of $200,905 with pre-judgment interest in the amount of $55,788, but payment of the full amount was waived based upon his sworn Statement of Financial Condition. Civil penalties were not imposed against defendants Cooper, Benson, and Zelman based upon each defendant's sworn Statement of Financial Condition. Cooper, Benson, and Zelman each previously pleaded guilty in parallel criminal proceedings handled by the United States Attorney's Office for the Southern District of New York. [SEC v. John Freeman, James Cooper, Benton Erskine, Anthony Seminara, Norman Lehrman, Linda Karlsen, Timothy Siemers, Norman Grossman, Lawrence Schwartz, Michael Akva, Robert Fricker, Richard Zelman, Bradley Burke, Benjamin Cooper, Chad L. Conner, Deon Benson, Gordon K. Allen, Jr., Jon Geibel, and William H. Borders II, 00 Civ. 1963 (VM) SDNY] (LR-17912) INVESTMENT COMPANY ACT RELEASES DEREGISTRATION UNDER THE INVESTMENT COMPANY ACT Orders have been issued under Section 8(f) of the Investment Company Act declaring that each of the following has ceased to be an investment company: Mercury Mid Cap Growth Fund, Inc. [File No. 811-10129] (Rel. IC-25851 - Dec. 18, 2002) Mercury Premier Growth Fund, Inc. [File No. 811-9823] (Rel. IC-25852 - Dec. 18, 2002) Mercury Focus Twenty Fund, Inc. [File No. 811-9825] (Rel. IC-25853 - Dec. 18, 2002) Prudential High Yield Total Return Fund, Inc. [File No. 811-8101] (Rel. IC-25854 - Dec. 18, 2002) Prudential Mortgage Income Fund, Inc. [File No. 811-3397] (Rel. IC-25855 - Dec. 18, 2002) Managed Municipals Portfolio II Inc. [File No. 811-7046] (Rel. IC-25856 - Dec. 18, 2002) SSBCiti Funds Inc. [File No. 811-9513] (Rel. IC-25857 - Dec. 18, 2002) Century Shares Trust [File No. 811-19] (Rel. IC-25858 - Dec. 18, 2002) Nations Fund Trust [File No. 811-4305] (Rel. IC-25859 - Dec. 18, 2002) Nations Fund, Inc. [File No. 811-4614] (Rel. IC-25860 - Dec. 18, 2002) The Capitol Mutual Funds d/b/a Nations Reserves [File No. 811-6030] (Rel. IC-25861 - Dec. 18, 2002) Bailard, Biehl & Kaiser Fund Group [File No. 811-4828] (Rel. IC-25862 - Dec. 18, 2002) Georgia Daily Municipal Income Fund, Inc. [File No. 811-8425] (Rel. IC-25863 - Dec. 18, 2002) LaSalle Master Trust [File No. 811-8597] (Rel. IC-25864 - Dec. 18, 2002) Merrill Lynch KECALP L.P. 1987 [File No. 811-4979] (Rel. IC-25865 - Dec. 18, 2002) Merrill Lynch KECALP L.P. 1989 [File No. 811-5714] (Rel. IC-25866 - Dec. 18, 2002) Franklin Asset Allocation Fund [File No. 811-730] (Rel. IC-25867 - Dec. 18, 2002) North Carolina Daily Municipal Income Fund, Inc. [File No. 811-6344] (Rel. IC-25868 - Dec. 18, 2002) Alliance International Fund [File No. 811-3130] (Rel. IC-25869 - Dec. 18, 2002) STRATIGOS FUND, L.L.C., ET AL. An order has been issued on an application filed by Stratigos Fund, L.L.C., et al. under Section 17(b) of the Investment Company Act granting an exemption from Section 17(a) of the Act. The order permits a limited liability company to transfer its assets to a registered closed-end investment company in exchange for interests in the closed-end investment company. (Rel. IC-25879 - Dec. 30) HOLDING COMPANY ACT RELEASES XCEL ENERGY, INC. A supplemental order has been issued clarifying certain statements set forth in the Commission's order issued Nov. 7, 2002, which modifies certain conditions contained in previous Commission orders authorizing Xcel Energy, Inc., a registered public-utility holding company, to enter into various financing transactions. (Rel. 35-27629) DOMINION RESOURCES, INC., ET AL. A supplemental order has been issued authorizing a proposal by Dominion Resources, Inc. (DRI), a registered holding company parent; Consolidated Natural Gas Company (CNG), a wholly owned registered holding company of DRI; and Dominion Resources Services, Inc. (DRI Services), a newly formed service company subsidiary or DRI. The supplemental order, among other things, authorizes Virginia Electric and Power Company (Virginia Power) to provide certain services to DRI Services, and certain CNG subsidiaries to provide ancillary services to DRI Services, which are then provided to Virginia Power. (Rel. 35-27630) AMERICAN ELECTRIC POWER SERVICE CORPORATION An order has been issued granting American Electric Power Service Corporation, a wholly owned subsidiary of American Electric Power Company Inc., a registered holding company under the Act, an extension of the authority granted under previous Commission orders to license and sell through December 31, 2005, to nonassociate entities specialized computer programs and to provide support services to licensees and entities that have purchased the software. (Rel. 35-27631) E.ON AG An order has been issued authorizing and modifying a proposal by E.ON AG (E.ON), a registered holding company, to extend the time set by a prior Commission order to divest part of its interest in an affiliated company, Hypo-Vereinsbank AG from Dec. 31, 2002, to March 31, 2003. The Commission reserved jurisdiction over extending the deadline for E.ON to divest part of its interest to Dec. 31, 2004. (Rel. 35-27632) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-NASD-2002-183) and Amendment Nos. 1 and 2 thereto filed by the National Association of Securities Dealers amending Nasdaq's rules pertaining to certain issuer entry fees. Publication of the proposal is expected in the Federal Register during the week of Jan. 6. (Rel. 34- 47111) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change filed by OneChicago (SR-OC-2002-04), relating to listing standards for security futures products, has become effective under Section 19(b)(7) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of Jan. 6. (Rel. 34-47114) WITHDRAWAL SOUGHT A notice has been issued giving interested persons until Jan. 31, 2003, to comment on the application of HSBC Bank plc, to withdraw from listing and registration its $500m 7.625% Subordinated Notes (due June 15, 2006) and $300m 6.95% Subordinated Notes (due March 15, 2011) from the New York Stock Exchange. (Rel. 34-47094A) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 TERRA NOSTRA RESOURCES LTD, 528,900 ($52,890.00) Equity, (File 333-102277 - Dec. 31) (BR. 04) S-3 WESTPORT RESOURCES CORP /NV/, 767 FIFTH AVE, 46TH FL, NEW YORK, NY, 10153, 2126442200 - 0 ($66,000,000.00) Equity, (File 333-102281 - Dec. 31) (BR. 04) S-3 NOVASTAR MORTGAGE FUNDING CORP, 1901 W 47TH PLACE, STE 105, WESTWOOD, KS, 66205, 9135143500 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-102282 - Dec. 31) (BR. 05) S-8 IRVINE SENSORS CORP/DE/, 3001 REDHILL AVE, COSTA MESA, CA, 92626, 7145498211 - 0 ($2,781,554.10) Equity, (File 333-102284 - Dec. 31) (BR. 36) S-8 WATSON PHARMACEUTICALS INC, 311 BONNIE CIRCLE, CORONA, CA, 92880, 9092701400 - 0 ($552,800.00) Equity, (File 333-102285 - Dec. 31) (BR. 01) S-3 TERREMARK WORLDWIDE INC, 2601 SOUTH BAYSHORE DRIVE, MIAMI, FL, 33133, 2123199160 - 0 ($4,363,761.95) Equity, (File 333-102286 - Dec. 31) (BR. 37) S-3 NUI CORP /NJ/, 550 ROUTE 202-206, PO BOX 760, BEDMINSTER, NJ, 07921, 9087810500 - 214,443 ($3,649,819.86) Equity, (File 333-102287 - Dec. 31) (BR. 02) S-8 NUR MACROPRINTERS LTD, 5 DAVID NAVON STREET, MOSHAV MAGSHIMIM, PETAH-TIKVA ISRAEL, L3, 00000, 01197239087676 - 2,000,000 ($1,773,988.00) Equity, (File 333-102288 - Dec. 31) (BR. 36) SB-2 UNIVERSAL HEALTHCARE MANAGEMENT SYSTEMS INC, 80 SW 8TH STREET STE 2000, MIAMI, FL, 33130, 3052321930 - 6,561,000 ($32,805,000.00) Equity, (File 333-102289 - Dec. 31) (BR. 01) S-2 IMAGING DIAGNOSTIC SYSTEMS INC /FL/, 6531 NW 18TH COURT, PLANTATION, FL, 33313-4520, 3057460500 - 350,000 ($73,500.00) Equity, (File 333-102291 - Dec. 31) (BR. 36) S-4 EASY GARDENER PRODUCTS LTD, 0 ($12,288,500.00) Non-Convertible Debt, (File 333-102296 - Dec. 31) (BR. ) S-8 COMTEX NEWS NETWORK INC, 4900 SEMINARY RD STE 800, ALEXANDRIA, VA, 22311, 703-820-2000 - 200,000 ($34,000.00) Equity, (File 333-102297 - Dec. 31) (BR. 07) S-8 UNOCAL CORP, 2141 ROSECRANS AVE, STE 4000, EL SEGUNDO, CA, 90245, 3107267600 - 4,000,000 ($123,440,000.00) Equity, (File 333-102304 - Dec. 31) (BR. 04) S-8 UNOCAL CORP, 2141 ROSECRANS AVE, STE 4000, EL SEGUNDO, CA, 90245, 3107267600 - 3,000,000 ($92,580,000.00) Equity, (File 333-102305 - Dec. 31) (BR. 04) S-8 METLIFE INC, ONE MADISON AVENUE, NEW YORK, NY, 10010-3690, 2125782211 - 0 ($5,000,000.00) Other, (File 333-102306 - Dec. 31) (BR. 01) S-3 LEXINGTON CORPORATE PROPERTIES TRUST, 355 LEXINGTON AVE, NEW YORK, NY, 10017, 2126927260 - 17,901 ($285,878.97) Equity, (File 333-102307 - Dec. 31) (BR. 08) S-8 EVCI CAREER COLLEGES INC, 35 EAST GRASSY SPRAIN RD, SUITE 200, YONKERS, NY, 10710, 9147873500 - 488,500 ($341,950.00) Equity, (File 333-102310 - Dec. 31) (BR. 08) S-3 SAGENT TECHNOLOGY INC, 800 WEST EL CAMINO REAL, SUITE 300, MOUNTAIN VIEW, CA, 94040, 6504937100 - 0 ($1,764,000.00) Equity, (File 333-102311 - Dec. 31) (BR. 03) S-8 SAGENT TECHNOLOGY INC, 800 WEST EL CAMINO REAL, SUITE 300, MOUNTAIN VIEW, CA, 94040, 6504937100 - 0 ($436,213.62) Equity, (File 333-102312 - Dec. 31) (BR. 03) S-8 EUNIVERSE INC, 6300 WILSHIRE BLVD SUITE 1700, LOS ANGELES, CA, 90048, 2032941648 - 1,250,000 ($7,331,250.00) Equity, (File 333-102313 - Dec. 31) (BR. 02) S-8 INTEGRATED ENTERPRISES INC, 761 PARKVIEW DRIVE, AURORA, OH, 44202, 3309950051 - 0 ($2,320,000.00) Equity, (File 333-102314 - Dec. 31) (BR. 08) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ 21ST CENTURY INSURANCE GROUP CA X 12/31/02 ABFC ASSET BACKED CERTIFICATES SERIES DE X 12/01/02 ABFS MORTGAGE LOAN TR 2001-2 MORT PAS DE X X 07/25/01 ABFS MORTGAGE LOAN TR 2001-2 MORT PAS DE X X 12/26/01 ABFS MORTGAGE LOAN TRUST 2001-4 MORT- DE X X 01/15/02 ABFS MORTGAGE LOAN TRUST 2001-4 MORT- DE X X 06/17/02 ABFS MORTGAGE LOAN TRUST 2001-4 MORT- DE X X 12/16/02 ABINGTON BANCORP INC MA X 12/31/02 ABN AMRO MORTGAGE CORP DE X 12/01/02 ABN AMRO MORTGAGE CORP MULTI CLASS CE DE X 12/01/02 ABN AMRO MORTGAGE CORP SERIES 2002-1A DE X 12/01/02 ABN AMRO MORTGAGE CORP SERIES 2002-2 DE X 12/01/02 ABN AMRO MORTGAGE CORP SERIES 2002-3 DE X 12/01/02 ABN AMRO MORTGAGE CORP SERIES 2002-4 DE X 12/01/02 ABN AMRO MORTGAGE CORP SERIES 2002-5 IL X 12/01/02 ABN AMRO MORTGAGE CORP SERIES 2002-7 DE X 12/01/02 ACCREDITED HOME LENDERS ACCREDITED MO DE X X 11/25/02 AMEND ACME COMMUNICATIONS INC DE X X 12/27/02 ACME INTERMEDIATE HOLDINGS LLC DE X 12/27/02 ADAMS GOLF INC DE X 12/30/02 ADDVANTAGE TECHNOLOGIES GROUP INC OK X 09/30/02 ADSTAR COM INC DE X X 12/23/02 ADVA INTERNATIONAL INC DE X 12/31/02 AFG INVESTMENT TRUST A DE X 12/31/02 AFG INVESTMENT TRUST B DE X 12/31/02 AMEN PROPERTIES INC DE X 12/31/02 AMERICAN SOUTHWEST FINANCIAL SECURITI AZ X 12/01/02 AMERICAN SUPERCONDUCTOR CORP /DE/ DE X 10/31/02 ANALYTICAL SURVEYS INC CO X 12/31/02 APPLIED MICROSYSTEMS CORP /WA/ WA X 12/23/02 AXIA GROUP INC/UT NV X 12/31/02 BALL CORP IN X X X 12/19/02 BEAR STEARNS COMMERCIAL MORTGAGE SECU DE X X 12/15/02 BETA OIL & GAS INC NV X X 12/30/02 BLUEBOOK INTERNATIONAL HOLDING CO DE X X 12/31/02 AMEND BLUESTAR LEASING INC NV X 12/30/02 BMW VEHICLE LEASE TRUST 2000-A X 12/26/02 BOMBARDIER CAPITAL MORTGAGE SECURITIZ DE X 12/31/02 BOMBARDIER CAPITAL MORTGAGE SECURITIZ DE X 12/31/02 BOMBARDIER CAPITAL MORTGAGE SECURITIZ DE X 12/31/02 BOMBARDIER CAPITAL MORTGAGE SECURITIZ DE X 12/31/02 BOMBARDIER CAPITAL MORTGAGE SECURITIZ DE X 12/31/02 BOMBARDIER CAPITAL MORTGAGE SECURITIZ DE X 12/31/02 BOMBARDIER CAPITAL MORTGAGE SECURITIZ DE X 12/31/02 BOMBARDIER CREDIT RECEIVABLES CORP SE DE X 12/31/02 BOYD GAMING CORP NV X X 12/30/02 CARESIDE INC DE X 12/26/02 CENTERSPAN COMMUNICATIONS CORP OR X 12/31/02 CENTILLIUM COMMUNICATIONS INC DE X X 12/31/02 CHASE MORTGAGE FINANCE CORP DE X X 12/31/02 CIRTRAN CORP NV X X 12/30/02 CITIZENS BANCSHARES CORP /GA/ GA X X 12/19/02 CLASSIC BANCSHARES INC DE X X 12/30/02 CNL HOSPITALITY PROPERTIES INC FL X X 12/30/02 COMMERCIAL MORTGAGE PASS THROUGH CERT DE X X 12/18/02 COMMERCIAL MORTGAGE PASS THROUGH CERT DE X X 12/17/02 CONSOLIDATED CONTAINER CO LLC DE X X 12/20/02 COOPERATIVE BANKSHARES INC NC X X 12/31/02 COORS ADOLPH CO CO X X 12/31/02 CREDIT SUISSE FST BOS MOR SEC CSFB MO DE X X 12/26/02 CROGHAN BANCSHARES INC OH X 12/31/02 CSFB COMMERCIAL MORTGAGE BACKED PASS X X 12/18/02 CSFB HOME EQUITY MORTGAGE PASS THROU DE X X 12/26/02 CSFB MORT SEC CORP COMM MORT PAS THR DE X X 12/18/02 CWABS INC DE X X 12/30/02 CWMBS INC DE X 12/31/02 DEUTSCHE MORTGAGE SECURITIES INC X X 11/27/02 ECHOSTAR COMMUNICATIONS CORP NV X 12/30/02 ECHOSTAR COMMUNICATIONS CORP NV X 12/31/02 ECOLOGICAL SERVICES INC DE X X X 12/31/02 EMEX CORP NV X 12/31/02 ENTERPRISE PRODUCTS PARTNERS L P DE X 12/31/02 EXCO RESOURCES INC TX X X 12/27/02 EYE CARE CENTERS OF AMERICA INC TX X 12/30/02 FINGER LAKES BANCORP INC X X 12/31/02 FIRST FEDERAL FINANCIAL BANCORP INC DE X X 12/30/02 FIRST UNION COM MOR SEC INC COM MOR P NY X X 12/17/02 FIRST UNION COMM MORT TRUST COMM MOR NY X X 12/17/02 FIRST UNION COMM MORT TRUST COMM MOR NY X X 12/17/02 FIRST UNION COMM MORT TRUST COMM MOR NY X X 12/17/02 FIRST UNION COMM MORT TRUST COMM MOR NY X X 12/17/02 FIRST UNION LEH BRO BANK OF AMER COM NY X X 12/18/02 FRISBY TECHNOLOGIES INC DE X X 12/30/02 GMAC COMMERCIAL MORTGAGE SECURITIES I DE X X 12/19/02 GOVERNMENT BACKED TRUST T 4 NY X 05/15/02 GOVERNMENT BACKED TRUST T 4 NY X 11/15/02 GOVERNMENT BACKED TRUST T-1 NY X 11/15/02 GRAPHIC PACKAGING INTERNATIONAL CORP CO X X 12/31/02 GREENWICH CAPITAL ACCEPTANCE INC DE X X 12/16/02 GREENWICH CAPITAL COM FUNDING CORP MO X X 12/30/02 HANOVER COMPRESSOR CO / DE X 12/30/02 IMMEDIATEK INC NV X 12/30/02 INSIGNIA SYSTEMS INC/MN MN X X X 12/18/02 INTEGRAMED AMERICA INC DE X X 12/31/02 INTEGRATED ENTERPRISES INC DE X X X X 12/17/02 INTERACTIVE SYSTEMS WORLDWIDE INC /DE DE X X 12/30/02 AMEND INTERNATIONAL BUSINESS MACHINES CORP NY X 12/31/02 INTERNATIONAL LEASE FINANCE CORP CA X 12/31/02 KEY ENERGY SERVICES INC MD X X 12/16/02 KING PHARMACEUTICALS INC TN X X 12/31/02 KRAMONT REALTY TRUST MD X X 12/31/02 MAVERICK TUBE CORPORATION DE X 12/31/02 MELLON BANK N A MA X 12/31/02 MID POWER SERVICE CORP DE X 12/31/02 MORGAN STANLEY DEAN WITTER CAP I INC DE X X 12/15/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 11/15/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 12/15/02 MSDW STRUCTURED SATURNS SERIES 2001-6 DE X 12/01/02 NETLOJIX COMMUNICATIONS INC DE X X 12/28/02 NEW SOUTH MOTOR VEHICLE TRUST 2002-A DE X X 12/16/02 NORD RESOURCES CORP DE X X 12/30/02 NORTH BANCORP INC MI X 12/20/02 NRG ENERGY INC DE X X 12/30/02 NRG NORTHEAST GENERATING LLC DE X X 12/30/02 OMNICOM GROUP INC NY X 12/31/02 OMNISKY CORP X X 12/20/02 ONYX ACCEPTANCE FINANCIAL CORP DE X 12/13/02 ONYX ACCEPTANCE OWNER TRUST 2002-D DE X 11/30/02 OSMONICS INC MN X X 12/30/02 PAC-WEST TELECOMM INC X X 12/30/02 PAINEWEBBER PREFERRED YIELD FUND 2 LP DE X 12/31/02 PAVING STONE CORP NY X 12/19/02 PHOTOGEN TECHNOLOGIES INC NV X 12/30/02 PLM EQUIPMENT GROWTH FUND III CA X 12/16/02 PREDICTIVE SYSTEMS INC DE X X 12/26/02 PROVIDENTIAL HOLDINGS INC NV X X 12/30/02 AMEND QUESTAR GAS CO UT X 12/30/02 REALCO INC /NM/ NM X X 12/20/02 RENT A CENTER INC DE DE X X 12/31/02 RENT A CENTER INC DE DE X X 12/31/02 RHEOMETRIC SCIENTIFIC INC NJ X X 12/27/02 RIBAPHARM INC X 12/30/02 ROHN INDUSTRIES INC DE X X 12/27/02 RUBIOS RESTAURANTS INC DE X X 12/30/02 SALON MEDIA GROUP INC DE X X 12/18/02 SSB VEHICLE SECURITIES INC SSB AUTO L DE X X 12/16/02 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 12/30/02 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 12/30/02 STRUCTURED ASSET MORTGAGE INVESTMENTS X X 11/30/02 STRUCTURED ASSET MORTGAGE INVESTMENTS X X 12/31/02 STRUCTURED ASSET MORTGAGE INVESTMENTS X X 10/30/02 STRUCTURED ASSET MORTGAGE INVESTMENTS X X 07/30/02 STRUCTURED ASSET MORTGAGE INVESTMENTS X X 06/28/02 STRUCTURED ASSET MORTGAGE INVESTMENTS X X 05/31/02 STRUCTURED ASSET MORTGAGE INVESTMENTS X X 08/29/02 STRUCTURED ASSET MORTGAGE INVESTMENTS X X 09/30/02 STRUCTURED ASSET SEC CORP MOR PASS TH DE X 12/01/02 STRUCTURED ASSET SEC CORP MORT PAS TH DE X X 12/26/02 STRUCTURED ASSET SEC CORP MORT PAS TH DE X X 12/26/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 12/26/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X 12/01/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 12/26/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 12/26/02 STRUCTURED ASSET SEC MORT PASS THRU C DE X X 12/26/02 STRUCTURED ASSET SECURITIES CORP MORT DE X 12/01/02 STRUCTURED ASSET SECURITIES CORP MORT DE X X 12/26/02 STRUCTURED ASSET SECURITIES CORP MORT DE X X 12/26/02 TASTY BAKING CO PA X X 12/30/02 TEDA TRAVEL INC FL X 10/23/02 AMEND TIVO INC DE X X 12/31/02 TOYOTA MOTOR CREDIT CORP CA X X 12/16/02 TOYOTA MOTOR CREDIT CORP CA X X 12/16/02 TRANSPRO INC DE X X 12/27/02 TRIDENT SYSTEMS INTERNATIONAL INC NV X 10/17/02 AMEND WACHOVIA COMMERCIAL MORT PASS THRU CE NC X X 12/15/02 WELLPOINT HEALTH NETWORKS INC /DE/ DE X X 12/31/02 WELLS FARGO MORTGAGE BACKED SECURITIE DE X X 08/28/02 WICKES INC DE X X 12/28/02 AMEND WIRELESS XCESSORIES GROUP INC DE X 12/26/02