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ENFORCEMENT PROCEEDINGSIn the Matter of Brion G. RandallThe Securities and Exchange Commission (Commission) announced today the issuance of an Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing (Order) against Brion G. Randall based on the entry of a Permanent Injunction barring him from future violations of securities laws and his federal criminal convictions for mail and bank fraud. In the Order, the Division of Enforcement (Division) alleges that on October 5, 2009, a judgment was entered against Randall in Securities and Exchange Commission v. 2Randall, et al., (Civil Action No. 3:09-CV-01465-O)(N.D. Tex.)), permanently enjoining him from future violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1) or 206(2) of the Investment Advisers Act of 1940. The Division also alleges Randall was criminally convicted in United States v. Brion Randall, (Case No. 3:10-CR-117-O)(N.D. Tex.)), wherein Randall plead guilty to one count of mail fraud and one count of bank fraud in violation of Title 18 United States Code, Sections 1341 and 1344. A hearing will be scheduled before an Administrative Law Judge to determine whether the allegations contained in the Order are true, and to provide the Respondent an opportunity to dispute these allegations, and to determine what, if any, remedial sanctions are appropriate and in the public interest. The Order requires the Administrative Law Judge to issue an initial decision not later than 210 days from the date of service of the order instituting proceedings, pursuant to Rule 360(a)(2) of the Commission's Rules of Practice. (Rel. IA-3620; File No. 3-15366) Exemptive ordersOrder Granting Exemption under Section 17A of the Exchange ActOn June 27, 2013, the Commission issued an order granting conditional exemptive relief from the clearing agency registration requirement under Section 17A(b) of the Securities Exchange Act of 1934 for ICE Clear Europe Limited in connection with its proposal to clear contracts traded on the LIFFE Administration and Management market. (Rel. 34-69872) Investment company ordersCharles Schwab Investment Management, Inc., et al.A notice has been issued giving interested persons until July 22, 2013, to request a hearing on an application filed by Charles Schwab Investment Management, Inc., et al., for an order to permit: (a) series of certain actively managed open-end management investment companies to issue shares (Shares) redeemable in large aggregations only (Creation Units); (b) secondary market transactions in Shares to occur at negotiated market prices; (c) certain series to pay redemption proceeds, under certain circumstances, more than seven days after the tender of Shares for redemption; (d) certain affiliated persons of the series to deposit securities into, and receive securities from, the series in connection with the purchase and redemption of Creation Units; (e) certain registered management investment companies and unit investment trusts outside of the same group of investment companies as the series to acquire Shares; and (f) certain series to perform creations and redemptions of Shares in-kind in a master-feeder structure. (IC- 30584) Self-regulatory organizationsImmediate Effectiveness of Proposed Rule ChangeThe Depository Trust Company ("DTC") filed a proposed rule change (File No. SR-DTC-2013-08) under Section 19(b)(1) of the Securities Exchange Act of 1934 to implement a fee associated with the expansion of DTC's ability to collect and pass through fees owed by DTC participants to American Depositary Receipt Agents. Publication is expected in the Federal Register during the week of July 1st. (Rel. 34-69864) The Depository Trust Company ("DTC") filed a proposed rule change (File No. SR-DTC-2013-07) under Section 19(b)(1) of the Securities Exchange Act of 1934 to harmonize and clarify language within the DTC Service Guides regarding restrictions on use of information and data distributed by DTC. Publication is expected in the Federal Register during the week of July 1st. (Rel. 34-69866) A proposed rule change (SR-CBOE-2013-066) filed by the Chicago Board Options Exchange, Incorporated relating to extending AIM pilot programs has become effective under Section 19(b)(3)(A) under the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 1st. (Rel. 34-69867) A proposed rule change filed by the C2 Options Exchange, Incorporated (SR-C2-2013-023) relating to extending the AIM pilot program has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 1st. (Rel. 34-69868) A proposed rule change filed by the National Stock Exchange, Inc. to amend Rule 11.11 to automatically prevent the entry of Zero Display Reserve Orders marked "sell short" (SR-NSX-2013-13) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 1st. (Rel. 34-69874) A proposed rule change filed by EDGX Exchange, Inc. to amend EDGX Rule 11.5(c), NBBO Offset Peg Order (SR-EDGX-2013-23) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 1st. (Rel. 34-69875) A proposed rule change filed by EDGA Exchange, Inc. to amend EDGA Rule 11.5(c), NBBO Offset Peg Order (SR-EDGA-2013-17) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 1st. (Rel. 34-69876) A proposed rule change filed by The NASDAQ Stock Market LLC to amend Exchange Rule 4754 governing the NASDAQ Closing Cross (SR-NASDAQ-2013-090) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 1st. (Rel. 34-69880) The Commission issued notice of filing and immediate effectiveness of a proposed rule change (SR-NYSEArca-2013-65) filed by NYSE Arca, Inc. pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 amending Exchange Rule 6.91 to modify the information disseminated at the initiation of a complex order auction. Publication is expected in the Federal Register during the week of July 1st. (Rel. 34-69882) The Commission issued notice of filing and immediate effectiveness of a proposed rule change (SR-NYSEMKT-2013-57) filed by NYSE MKT LLC pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 amending Exchange Rule 980NY to modify the information disseminated at the initiation of a complex order auction. Publication is expected in the Federal Register during the week of July 1st. (Rel. 34-69881) Notice of Proposed Rule ChangePursuant to Rule 19b-4 under the Securities Exchange Act of 1934, BATS Exchange, Inc. has filed a proposed rule change (SR-BATS-2013-036), to introduce a connectivity option through Points of Presence. Publication is expected in the Federal Register during the week of July 1st. (Rel. 34-69877) Approval of a Proposed Rule ChangeThe Commission approved a proposed rule change submitted by EDGX Exchange, Inc. (SR-EDGX-2013-17) pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 relating to the EDGX Exchange, Inc.'s routing broker-dealer, as described in EDGX Rule 2.12(b). Publication is expected in the Federal Register during the week of July 1st. (Rel. 34-69870). The Commission approved a proposed rule change submitted by EDGA Exchange, Inc. (SR-EDGA-2013-13) pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 relating to the EDGA Exchange, Inc.'s routing broker-dealer, as described in EDGA Rule 2.12(b). Publication is expected in the Federal Register during the week of July 1st. (Rel. 34-69871) The Commission granted approval to a proposed rule change (SR-NYSE-2013-32) submitted by the New York Stock Exchange LLC proposing an amendment to the bylaws of its wholly-owned subsidiary, NYSE Regulation, Inc. ("NYSE Regulation"), to eliminate a requirement that not less than two members of the board of directors of NYSE Regulation must qualify as "fair representation candidates." Publication is expected in the Federal Register during the week of July 1st. (Rel. 34-69869) The Commission granted approval of a proposed rule change (SR-BATS-2013-024), submitted by BATS Exchange, Inc. pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934, and Rule 19b-4 thereunder, amending and restating the Amended and Restated By-Laws of BATS Exchange, Inc. Publication is expected in the Federal Register during the week of July 1st. (Rel. 34-69883) The Commission granted approval of a proposed rule change (SR-BYX-2013-013), submitted by BATS Y-Exchange, Inc. pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934, and Rule 19b-4 thereunder, amending and restating the Amended and Restated By-Laws of BATS Y-Exchange, Inc. Publication is expected in the Federal Register during the week of July 1st. (Rel. 34-69884) Designation of Longer Period for Commission Action on a Proposed Rule ChangeThe Commission has designated a longer period for Commission action under Section 19(b)(2) of the Securities Exchange Act of 1934 on a proposed rule change (SR-NYSE-2013-33) filed by New York Stock Exchange LLC to: (i) delete the sections in the Listed Company Manual (the "Manual") containing the Listing Application Materials (including the Listing Application and the Listing Agreement) and adopt updated Listing Application Materials that will be posted on the Exchange's website; and (ii) adopt as new rules certain provisions that are currently included in the various forms of agreements that are in the Manual, as well as some additional new rules that make explicit existing Exchange policies with respect to initial listings. Publication is expected in the Federal Register during the week of July 1st. (Rel. 34-69878) The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. S-8 SANGAMO BIOSCIENCES INC, 501 CANAL BLVD, POINT RICHMOND TECH CNTR., RICHMOND, CA, 94804, 5109706000 - 0 ($22,215,167.46) Equity, (File 333-189621 - Jun. 27) (BR. 01A) S-8 CDW Corp, 200 N MILWAUKEE AVE, VERNON HILLS, IL, 60061, 847-465-6000 - 0 ($292,374,636.00) Equity, (File 333-189622 - Jun. 27) (BR. 02B) S-8 Epizyme, Inc., 400 TECHNOLOGY SQUARE, 4TH FLOOR, CAMBRIDGE, MA, 02139, 617-229-5872 - 0 ($54,669,700.04) Equity, (File 333-189629 - Jun. 27) (BR. 01B) S-1 Emerald Isle Explorations Ltd., 1218 PURTOV STREET, KODIAC, AK, 99615, 907-539-2222 - 1,000,000 ($35,000.00) Equity, (File 333-189630 - Jun. 27) (BR. 09) S-3ASR FINISAR CORP, 1389 MOFFETT PARK DR, SUNNYVALE, CA, 94089, 4085481000 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-189631 - Jun. 27) (BR. 10A) S-1 Burlington Holdings, Inc., 1830 ROUTE 130 NORTH, BURLINGTON, NJ, 08016, (609) 387-7800 - 0 ($175,000,000.00) Equity, (File 333-189632 - Jun. 27) (BR. 02) S-3ASR KIMBERLY CLARK CORP, 351 PHELPS DRIVE, IRVING, TX, 75038, 9722811200 - 0 ($0.00) Other, (File 333-189633 - Jun. 27) (BR. 04B) N-2 Grosvenor Registered Multi-Strategy Fund (W), LLC, 900 NORTH MICHIGAN AVENUE, SUITE 1100, CHICAGO, IL, 60611, 312-506-6500 - 0 ($200,000,000.00) Equity, (File 333-189634 - Jun. 27) (BR. ) N-2 GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLC, 900 NORTH MICHIGAN AVENUE, SUITE 1100, CHICAGO, IL, 60611, 312-506-6500 - 0 ($100,000,000.00) Equity, (File 333-189635 - Jun. 27) (BR. 22) N-2 GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLC, 900 NORTH MICHIGAN AVENUE, SUITE 1100, CHICAGO, IL, 60611, 312-506-6500 - 0 ($100,000,000.00) Equity, (File 333-189636 - Jun. 27) (BR. 22) S-3ASR INVESTORS REAL ESTATE TRUST, 1400 31ST AVENUE SW, SUITE 60, PO BOX 1988, MINOT, ND, 58702-1988, 701-837-4738 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-189637 - Jun. 27) (BR. 08B) S-8 KELLOGG CO, ONE KELLOGG SQ, P O BOX 3599, BATTLE CREEK, MI, 49016-3599, 2699612000 - 0 ($31,745,000.00) Equity, (File 333-189638 - Jun. 27) (BR. 04B) N-2 ING SENIOR INCOME FUND, ING SENIOR INCOME FUND, 7337 E. DOUBLETREE RANCH ROAD, STE 100, SCOTTSDALE, AZ, 85258, 4804773000 - 0 ($10,000,000.00) Other, (File 333-189639 - Jun. 27) (BR. 17) S-4 Opko Health, Inc., 4400 BISCAYNE BLVD., SUITE 900, MIAMI, FL, 33137, 305-575-6015 - 0 ($442,425,553.00) Equity, (File 333-189640 - Jun. 27) (BR. 01A) S-1 EASTERN VIRGINIA BANKSHARES INC, P O BOX 1455, 330 HOSPITAL ROAD, TAPPAHANNOCK, VA, 22560, 8044438400 - 9,890,111 ($23,389,093.00) Equity, 5,240,192 ($26,358,166.00) Other, (File 333-189641 - Jun. 27) (BR. 07B) S-4 RYERSON INC., 2621 WEST 15TH PLACE, CHICAGO, IL, 60608, 7737622121 - 0 ($900,000,000.00) Debt, (File 333-189642 - Jun. 27) (BR. 05B) S-11 CBS OUTDOOR AMERICAS INC., 51 WEST 52ND STREET, NEW YORK, NY, 10019, 2122976400 - 0 ($100,000,000.00) Equity, (File 333-189643 - Jun. 27) (BR. ) S-3ASR QUANTA SERVICES INC, 2800 POST OAK BLVD, SUITE 2600, HOUSTON, TX, 77056-6175, 7133506000 - 3,909,110 ($100,034,124.90) Equity, (File 333-189644 - Jun. 27) (BR. 06B) S-1 Marlin Midstream Partners, LP, 2105 CITYWEST BOULEVARD, SUITE 100, HOUSTON, TX, 77042, 832-217-1848 - 0 ($150,000,000.00) Limited Partnership Interests, (File 333-189645 - Jun. 27) (BR. 02) Recent 8K FilingsForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT Accenture plc L2 2.02,9.01 06/27/13 ACCENTURE SCA 2.02,9.01 06/27/13 ACTIVE NETWORK INC DE 5.07 06/21/13 Advaxis, Inc. DE 1.01,2.03,3.02,9.01 06/21/13 Alphatec Holdings, Inc. DE 5.07 06/21/13 AMERICAN AIRLINES INC DE 8.01,9.01 06/26/13 American Capital Agency Corp 5.07 06/27/13 AMEND AMERICAN PETRO-HUNTER INC NV 1.01,1.02,3.02,9.01 06/24/13 AMR CORP DE 7.01,9.01 06/27/13 AMR CORP DE 1.01,2.03 06/27/13 APOGEE ENTERPRISES, INC. MN 5.02,5.07,8.01,9.01 06/26/13 Apple REIT Eight, Inc. VA 8.01 06/27/13 Apple REIT Nine, Inc. VA 8.01 06/27/13 Apple REIT Seven, Inc. VA 8.01 06/27/13 Ares Commercial Real Estate Corp MD 5.07 06/26/13 ARTS WAY MANUFACTURING CO INC DE 8.01,9.01 06/26/13 BANCORPSOUTH INC MS 8.01,9.01 06/26/13 BANCORPSOUTH INC MS 9.01 06/26/13 AMEND BANK JOS A CLOTHIERS INC /DE/ DE 8.01,9.01 06/25/13 BANK OF SOUTH CAROLINA CORP SC 8.01,9.01 06/27/13 BCB BANCORP INC DC 3.01 06/25/13 Behringer Harvard Opportunity REIT II MD 7.01,9.01 06/27/13 BGC Partners, Inc. DE 7.01,9.01 06/26/13 BIOSANTE PHARMACEUTICALS INC DE 9.01 06/19/13 AMEND BofI Holding, Inc. DE 1.01,9.01 06/26/13 BOISE CASCADE Co DE 7.01,9.01 06/27/13 BUCKEYE TECHNOLOGIES INC DE 8.01 06/26/13 BURLINGTON COAT FACTORY WAREHOUSE COR DE 7.01,9.01 06/27/13 BUTLER NATIONAL CORP DE 8.01,9.01 06/27/13 CalAmp Corp. DE 2.02,9.01 06/27/13 Capitol Acquisition Corp. II DE 8.01,9.01 06/27/13 CATALYST PHARMACEUTICAL PARTNERS, INC DE 8.01,9.01 06/27/13 CEDAR FAIR L P DE 2.02,7.01,9.01 06/27/13 CELL THERAPEUTICS INC WA 2.02,7.01,9.01 06/27/13 CH ENERGY GROUP INC NY 2.01,2.04,3.01, 06/27/13 3.03,5.01,5.02,5.03,7.01,9.01 CHEROKEE INC DE 8.01 06/27/13 CIRCLE STAR ENERGY CORP. NV 3.02 06/25/13 CITIGROUP INC DE 9.01 06/27/13 CITY HOLDING CO WV 7.01 06/27/13 Clearwire Corp /DE DE 8.01,9.01 06/26/13 CNL Healthcare Properties, Inc. MD 1.01,9.01 06/21/13 COLUMBIA PROPERTY TRUST, INC. MD 7.01,8.01 06/24/13 COMMERCIAL METALS CO DE 2.02,9.01 06/27/13 CommonWealth REIT MD 8.01,9.01 06/21/13 COMPETITIVE TECHNOLOGIES INC DE 5.07 06/27/13 COMPUSONICS VIDEO CORP CO 8.01 06/27/13 CONAGRA FOODS INC /DE/ DE 2.02,9.01 06/27/13 CONSUMERS BANCORP INC /OH/ OH 7.01,9.01 06/27/13 CORCEPT THERAPEUTICS INC DE 5.02 06/21/13 CORPORATE BOND BACKED CERT TR SER 199 8.01,9.01 06/17/13 CORRECTIONS CORP OF AMERICA MD 8.01 06/26/13 CORTLAND BANCORP INC OH 5.07 06/25/13 AMEND COWEN GROUP, INC. DE 7.01 06/27/13 Customers Bancorp, Inc. PA 7.01,9.01 06/26/13 Cytosorbents Corp 1.01,2.03, 06/21/13 3.02,7.01,9.01 DAKOTA TERRITORY RESOURCE CORP NV 8.01,9.01 06/27/13 DARLING INTERNATIONAL INC DE 8.01,9.01 06/26/13 DAVI LUXURY BRAND GROUP, INC. NV 3.02,4.01,5.02,9.01 06/24/13 Delanco Bancorp, Inc 5.02,5.03,9.01 06/25/13 Desert Hawk Gold Corp. NV 1.01,2.03,3.02,5.02 04/30/13 DFC GLOBAL CORP. DE 8.01,9.01 06/27/13 Diamond Foods Inc DE 5.02 06/25/13 DIRECTV DE 8.01 06/27/13 Dividend Capital Diversified Property MD 8.01 06/15/13 Domtar CORP DE 8.01 06/24/13 DSW Inc. OH 7.01,9.01 06/27/13 DYAX CORP DE 7.01 06/25/13 eCareer Holdings, Inc. NV 8.01 06/25/13 EDUCATION MANAGEMENT CORPORATION 5.02 06/24/13 EMCORE CORP NJ 1.01,9.01 06/24/13 EMERITUS CORP\WA\ WA 1.01 06/27/13 ENDEAVOR IP, INC. 8.01,9.01 06/27/13 ENTERGY CORP /DE/ DE 5.07 06/21/13 ENTRAVISION COMMUNICATIONS CORP DE 8.01,9.01 06/26/13 ENVIRONMENTAL SCIENCE & TECHNOLOGIES, DE 2.01,3.02,5.06,9.01 06/21/13 Federal Home Loan Bank of Atlanta X1 2.03 06/24/13 Federal Home Loan Bank of Chicago X1 2.03 06/24/13 Federal Home Loan Bank of Des Moines X1 2.03,9.01 06/25/13 Federal Home Loan Bank of Indianapoli X1 5.02 06/27/13 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 06/27/13 Federal Home Loan Bank of New York X1 2.03,9.01 06/24/13 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 06/24/13 Federal Home Loan Bank of San Francis X1 2.03 06/24/13 Federal Home Loan Bank of Topeka 2.03,9.01 06/25/13 Federal Home Loan Bank of Topeka 3.03,7.01,9.01 06/21/13 FEDERAL MOGUL CORP DE 8.01,9.01 06/27/13 FINISAR CORP DE 8.01 06/27/13 FINISH LINE INC /IN/ IN 5.02,9.01 06/27/13 FIRST FEDERAL BANCSHARES OF ARKANSAS AR 1.02 06/21/13 FIRST RATE STAFFING Corp DE 2.01,3.02,5.06,9.01 11/09/12 AMEND FLOTEK INDUSTRIES INC/CN/ DE 5.02,7.01,9.01 06/21/13 Flux Power Holdings, Inc. NV 8.01,9.01 06/26/13 FREEPORT MCMORAN COPPER & GOLD INC DE 8.01,9.01 06/25/13 AMEND FS Investment CORP MD 8.01,9.01 06/27/13 Fuelstream INC DE 1.02,5.02 06/27/13 FULLER H B CO MN 2.02,9.01 06/26/13 Fuse Science, Inc. NV 8.01,9.01 06/27/13 GameStop Corp. DE 5.07,9.01 06/25/13 GASTAR EXPLORATION LTD 9.01 06/27/13 AMEND GEMINI EXPLORATIONS, INC. NV 7.01 06/27/13 GENERAL COMMUNICATION INC AK 5.07,8.01 06/24/13 GENTHERM Inc MI 5.02,9.01 06/27/13 GENUINE PARTS CO GA 9.01 06/27/13 GEOPETRO RESOURCES CO CA 3.01,9.01 06/21/13 GERMAN AMERICAN BANCORP, INC. IN 5.02 06/23/13 GMX RESOURCES INC OK 7.01,9.01 06/25/13 Golden Minerals Co 5.02 06/21/13 Gramercy Property Trust Inc. MD 5.07 06/25/13 GRAN TIERRA ENERGY INC. NV 5.07 06/26/13 GREEN ENVIROTECH HOLDINGS CORP. DE 1.01,9.01 06/27/13 GREEN HYGIENICS HOLDINGS INC. NV 4.02,9.01 06/10/13 AMEND GRYPHON GOLD CORP NV 7.01,9.01 06/27/13 GULF POWER CO FL 5.07 06/25/13 Helmer Directional Drilling Corp. NV 5.02 06/14/13 AMEND HERITAGE OAKS BANCORP CA 7.01,9.01 06/27/13 HOME BANCSHARES INC 1.01,9.01 06/25/13 AMEND HPEV, INC. NV 3.03,5.03,9.01 06/24/13 Hyatt Hotels Corp DE 5.02 06/27/13 Hygeialand Biomedical Corp NY 5.03,5.07,8.01,9.01 06/21/13 ICONIX BRAND GROUP, INC. DE 1.01,2.03,5.02,9.01 06/21/13 IMPERIAL OIL LTD 7.01,9.01 06/26/13 inContact, Inc. DE 1.01,2.03 06/21/13 Industrial Income Trust Inc. MD 8.01 06/27/13 Interval Leisure Group, Inc. DE 7.01,9.01 06/27/13 ISIS PHARMACEUTICALS INC DE 5.02,5.07,9.01 06/25/13 JACKSONVILLE BANCORP INC /FL/ FL 5.02,5.03,9.01 06/27/13 JBI, INC. NV 8.01,9.01 06/27/13 KB HOME DE 2.02,9.01 06/27/13 KEATING CAPITAL INC 7.01,9.01 06/26/13 KKR Financial Holdings LLC DE 8.01 06/26/13 KULICKE & SOFFA INDUSTRIES INC PA 5.02 06/27/13 KV PHARMACEUTICAL CO /DE/ DE 8.01,9.01 06/21/13 LACLEDE GROUP INC MO 1.01,9.01 06/24/13 LAKE SHORE BANCORP, INC. 5.07 06/27/13 AMEND LEGACY TECHNOLOGY HOLDINGS, INC. CO 1.01,9.01 06/25/13 LEGG MASON, INC. MD 8.01 06/27/13 LIFE PARTNERS HOLDINGS INC TX 8.01,9.01 06/27/13 LIFETIME BRANDS, INC DE 1.01,8.01,9.01 06/21/13 LIGHTSTONE VALUE PLUS REAL ESTATE INV MD 8.01,9.01 06/27/13 Lightstone Value Plus Real Estate Inv MD 8.01,9.01 06/27/13 LIME ENERGY CO. DE 7.01,9.01 06/26/13 Location Based Technologies, Inc. NV 7.01,9.01 06/18/13 LORILLARD, INC. DE 7.01,9.01 06/27/13 LRAD Corp DE 1.01,3.01,8.01,9.01 06/21/13 LUCAS ENERGY, INC. NV 5.02,9.01 06/24/13 MAC-GRAY CORP DE 5.03,9.01 06/24/13 MACC PEI LIQUIDATING TRUST 8.01 06/27/13 Mandalay Digital Group, Inc. DE 7.01,9.01 06/26/13 MCCORMICK & CO INC MD 2.02,9.01 06/27/13 MEDTRONIC INC MN 5.02 06/21/13 MGE ENERGY INC WI 1.01,2.03,9.01 06/19/13 MGIC INVESTMENT CORP WI 5.07 06/27/13 MGT CAPITAL INVESTMENTS INC DE 7.01 06/21/13 Midwest Energy Emissions Corp. DE 7.01,9.01 06/18/13 AMEND Minerco Resources, Inc. NV 8.01,9.01 06/27/13 MITEK SYSTEMS INC DE 8.01,9.01 06/27/13 Molycorp, Inc. DE 8.01 06/27/13 MONMOUTH REAL ESTATE INVESTMENT CORP MD 5.02,7.01,9.01 06/27/13 MONMOUTH REAL ESTATE INVESTMENT CORP MD 5.03,9.01 06/27/13 Motors Liquidation Co DE 8.01 06/27/13 MPG Office Trust, Inc. 8.01,9.01 06/27/13 MYLAN INC. PA 1.01,1.02,2.03,9.01 06/25/13 NANOVIRICIDES, INC. NV 5.02 06/24/13 Nava Resources, Inc. 1.01 06/22/13 Nava Resources, Inc. 1.01 06/23/13 NAVARRE CORP /MN/ MN 1.01,9.01 06/26/13 NAVISTAR INTERNATIONAL CORP DE 5.02,9.01 06/18/13 New Global Energy, Inc. 3.02,7.01 06/26/13 NEWFIELD EXPLORATION CO /DE/ DE 1.01,2.03 06/25/13 NEWMARKET CORP VA 1.01 06/21/13 NIKE INC OR 2.02,9.01 06/27/13 NORTH VALLEY BANCORP CA 8.01,9.01 06/26/13 NORTHEAST UTILITIES MA 8.01,9.01 06/26/13 NORTHEAST UTILITIES MA 8.01,9.01 06/27/13 NORTHSTAR ELECTRONICS INC DE 8.01 06/27/13 NTS, INC. NV 1.01,2.03,9.01 06/27/13 OFFICE DEPOT INC DE 8.01 06/25/13 OFFICEMAX INC DE 8.01 06/25/13 OMNOVA SOLUTIONS INC OH 2.02,9.01 06/27/13 ON ASSIGNMENT INC DE 5.02,9.01 06/21/13 Oro East Mining, Inc. DE 1.01,9.01 06/24/13 OXYGEN BIOTHERAPEUTICS, INC. DE 2.02,9.01 06/27/13 PACKAGING CORP OF AMERICA 5.02,9.01 06/24/13 PALADIN REALTY INCOME PROPERTIES INC MD 8.01 06/26/13 PASSPORT POTASH INC A1 8.01,9.01 06/19/13 PDK ENERGY INC. MS 5.02,9.01 06/25/13 PDL BIOPHARMA, INC. DE 7.01,9.01 06/27/13 PEREGRINE PHARMACEUTICALS INC DE 8.01,9.01 06/27/13 PERICOM SEMICONDUCTOR CORP CA 5.03,9.01 06/25/13 PIONEER FINANCIAL SERVICES INC MO 1.01,9.01 06/21/13 PLURISTEM THERAPEUTICS INC NV 1.01,3.02 06/27/13 PORTLAND GENERAL ELECTRIC CO /OR/ OR 1.01,2.03,9.01 06/27/13 POTASH CORP OF SASKATCHEWAN INC Z4 1.01,9.01 06/25/13 PROSPECT GLOBAL RESOURCES INC. NV 1.01,2.03 06/26/13 Pulse Network, Inc. 4.01,9.01 06/26/13 QUEST DIAGNOSTICS INC DE 7.01,9.01 06/26/13 RCS Capital Corp DE 8.01,9.01 06/25/13 RETAIL PROPERTIES OF AMERICA, INC. MD 7.01,9.01 06/27/13 REVA Medical, Inc. DE 8.01,9.01 06/27/13 RIVIERA HOLDINGS CORP NV 1.01,5.02 06/21/13 SAExploration Holdings, Inc. DE 5.07,7.01,9.01 06/21/13 SAFEGUARD SCIENTIFICS INC PA 5.02 06/27/13 SAIC, Inc. 5.02 06/21/13 SALON MEDIA GROUP INC DE 2.02,9.01 06/27/13 Samson Oil & Gas LTD C3 1.01,9.01 06/24/13 Sanwire Corp 4.01 06/27/13 SCHNITZER STEEL INDUSTRIES INC OR 2.02,9.01 06/27/13 SCIENTIFIC INDUSTRIES INC DE 1.02,8.01 06/12/13 Scio Diamond Technology Corp NV 1.01,2.03,9.01 06/21/13 SHERWIN WILLIAMS CO OH 1.01 06/24/13 Silicon Graphics International Corp DE 1.01,9.01 06/27/13 STARWOOD PROPERTY TRUST, INC. 9.01 04/08/13 AMEND Starz DE 3.01 06/26/13 SUBURBAN PROPANE PARTNERS LP DE 7.01,9.01 06/27/13 Swisher Hygiene Inc. DE 7.01,9.01 06/27/13 SYNIVERSE HOLDINGS INC DE 1.01 06/21/13 Synthetic Biologics, Inc. NV 7.01,9.01 06/27/13 TC X CALIBUR INC NV 1.01,2.01, 06/25/13 2.03,5.01,5.02,9.01 TELECOMMUNICATION SYSTEMS INC /FA/ MD 1.01,1.02,2.03 06/25/13 TEXSTAR OIL Corp NV 5.02 05/21/13 Titan Iron Ore Corp. NV 1.01,3.02,9.01 06/26/13 TRANSATLANTIC PETROLEUM LTD. 5.07 06/24/13 TransDigm Group INC DE 7.01,9.01 06/25/13 Travelport LTD D0 1.01,2.03,9.01 06/26/13 Triangle Capital CORP MD 1.01,2.03,7.01,9.01 06/26/13 Trovagene, Inc. DE 9.01 06/26/13 AMEND True Drinks Holdings, Inc. NV 7.01,9.01 06/27/13 Umami Sustainable Seafood Inc. NV 1.01,2.01,2.03,9.01 06/26/13 UMH PROPERTIES, INC. MD 5.03,9.01 06/27/13 Uni-Pixel DE 8.01,9.01 06/27/13 United Continental Holdings, Inc. DE 7.01,9.01 06/27/13 UNITED PARCEL SERVICE INC DE 8.01,9.01 06/25/13 UNITED THERAPEUTICS Corp DE 5.07 06/26/13 Urban Barns Foods Inc. 1.01,9.01 06/27/13 USEC INC DE 5.07,8.01,9.01 06/27/13 Valeant Pharmaceuticals International A6 8.01,9.01 06/27/13 VIROPHARMA INC DE 8.01,9.01 06/27/13 Vu1 CORP CA 1.01,2.04, 06/22/13 3.02,7.01,9.01 W. S. Industries, Inc. NV 4.01 06/11/13 AMEND W270, INC. NV 1.01,2.01,2.03, 06/26/13 3.02,3.03,4.01,5.01,5.02,5.06 WAYNE SAVINGS BANCSHARES INC /DE/ DE 7.01,9.01 06/27/13 WELLS FARGO & COMPANY/MN DE 9.01 06/27/13 WINNEBAGO INDUSTRIES INC IA 2.02,9.01 06/27/13 WORTHINGTON INDUSTRIES INC OH 2.02,7.01,9.01 06/27/13 YAHOO INC DE 5.07 06/25/13 ZOGENIX, INC. DE 1.01 06/27/13 http://www.sec.gov/news/digest/2013/dig062813.htm
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