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U.S. Securities and Exchange Commission

SEC NEWS DIGEST

Issue 2013-97
May 21, 2013

Commission Announcements

Commission Extends Comment Period for Proposed Regulation Systems Compliance and Integrity

On May 20, 2013, the Securities and Exchange Commission (Commission) extended for an additional 45 days the comment period for proposed Regulation Systems Compliance and Integrity under the Securities Exchange Act of 1934 (File No. S7-01-13). Without the 45-day extension, the original 60-day comment period was scheduled to close on May 24, 2013. The 45-day extension will allow for a total comment period of 105 days for the public to consider the matters addressed by proposed Regulation Systems Compliance and Integrity and to submit comments to the proposal which would benefit the Commission in its consideration of the final rules. Comments should be submitted on or before July 8, 2013. Publication of the extension is expected in the Federal Register during the week of May 20th. (Rel. 34-69606).

FAIR FUNDS AND DISGORGEMENT PLANS

Notice of Proposed Plan of Distribution In the Matter of Centaur Management Co. LLC and Opportunity for Comment

On May 17, 2013, the Commission gave notice, pursuant to Rule 1103 of the Rules on Fair Fund and Disgorgement Plans, 17 C.F.R. 201.1103, that the Division of Enforcement has submitted to the Commission a proposed plan (the “Plan”) for the distribution of monies paid to the Commission in the above-captioned matter and was providing an opportunity for comment. (Rel. 34-69604; File No. 3-14950)

SELF-REGULATORY ORGANIZATIONS

Approval of Proposed Rule Change

NYSE MKT LLC filed Amendment No. 1 to a proposed rule change (SR-NYSEMKT-2013-12) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder amending Rule 975NY in part and adding a new section to address errors that involve Complex Orders. The Commission granted accelerated approval of the proposed rule change. Publication is expected in the Federal Register during the week of May 20th. (Rel. 34-69608)

The Commission granted approval of a proposed rule change (SR-NYSEArca-2013-15) submitted by NYSE Arca Inc. pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder amending Rule 6.87 in part and adding a new section to address errors that involve Complex Orders. Publication is expected in the Federal Register during the week of May 20th. (Rel. 34-69609)

The Commission granted approval of a proposed rule change submitted by NASDAQ OMX BX, Inc. (SR-BX-2013-029) relating to Board of Director qualifications. Publication is expected in the Federal Register during the week of May 20th. (Rel. 34-69607)

Notice of Extension of Review Period of an Advance Notice

The Commission has extend the review period under Section 806(e)(1)(H) of the Payment, Clearing, and Settlement Supervision Act of 2010 for an advance notice, as modified by Amendment No. 1 (File No. SR-NSCC-2013-802), filed by National Securities Clearing Corporation (NSCC) to institute supplemental liquidity deposits to its Clearing Fund designed to increase liquidity resources to meet its liquidity needs. NSCC also filed the proposal contained in the advance notice as a proposed rule change (File No. SR-NSCC-2013-02) under Section 19(b)(1) of the Securities and Exchange Act of 1934 and Rule 19b-4 thereunder. Release No. 34-69313 (Apr. 4, 2013), 78 FR 21487 (Apr. 10, 2013). The proposal shall not take effect until all regulatory actions required with respect to the proposal are completed. The Commission will consider all public comments received on the proposal regardless of whether the comments are submitted in response to the proposed rule change (File No. SR-NSCC-2013-02) or the advance notice, as modified by Amendment No. 1 (File No. SR-NSCC-2013-802). Publication is expected in the Federal Register during the week of May 20th. (Rel. 34-69605)

SECURITIES ACT REGISTRATIONS

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue.

Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

S-1     Gulfstream Capital Corp, WILDUNGER STRASSE 18, SUITE 61, FRANKFURT, 2M, 
        60487, 496957801945 - 1,000,000 ($40,000.00) Asset-Backed Securities, 
        (File 333-188694 - May. 20) (BR. 09)

S-3ASR  B&G Foods, Inc., FOUR GATEHALL DRIVE, SUITE 110, PARSIPPANY, NJ, 07054, 
        9734016500 - 0 ($0.00) Other, (File 333-188695 - May. 20) (BR. 04A)

S-3ASR  Sabra Health Care REIT, Inc., 18500 VON KARMAN, SUITE 550, IRVINE, CA, 
        92612, 888-393-8248 - 0 ($0.00) Unallocated (Universal) Shelf, 
        (File 333-188696 - May. 20) (BR. 08C)

S-8     KEYCORP /NEW/, 127 PUBLIC SQ, CLEVELAND, OH, 44114-1306, 2166896300 - 
        0 ($899,745,000.00) Equity, (File 333-188703 - May. 20) (BR. 07C)

S-1     NanoString Technologies Inc, 530 FAIRVIEW AVENUE NORTH, SUITE 200, 
        SEATTLE, WA, 98109, 206-378-6266 - 0 ($86,250,000.00) Equity, 
        (File 333-188704 - May. 20) (BR. 01A)

S-3     EVOLUTION PETROLEUM CORP, 2500 CITYWEST BLVD, SUITE 1300, HOUSTON, TX, 
        77042, 713-935-0122 - 
        0 ($500,000,000.00) Unallocated (Universal) Shelf, (File 333-188705 - 
        May. 20) (BR. 04A)

S-1     MedWorth Acquisition Corp., 999 BRICKELL AVENUE, SUITE 800, MIAMI, FL, 
        33131, 786-220-1120, X702 - 0 ($55,200,000.00) Equity, 
        (File 333-188706 - May. 20) (BR. 05)

S-8     SVB FINANCIAL GROUP, 3003 TASMAN DR, SANTA CLARA, CA, 95054, 
        4086547400 - 1,000,000 ($74,380,000.00) Equity, (File 333-188707 - 
        May. 20) (BR. 07C)

S-8     Susser Holdings CORP, 4525 AYERS STREET, CORPUS CHRISTI, TX, 78415, 
        361-884-2463 - 1,750,000 ($89,127,500.00) Equity, (File 333-188708 - 
        May. 20) (BR. 02A)

S-8     MEDGENICS, INC., TERADION BUSINESS PK., P.O. BOX 14, MISGAV, L3, 20179, 
        1-646-239-1690 - 1,700,000 ($6,757,500.00) Equity, (File 333-188709 - 
        May. 20) (BR. 01B)

S-8     BG Medicine, Inc., 610N LINCOLN STREET, WALTHAM, MA, 02451, 
        781-890-1199 - 460,480 ($769,001.60) Equity, (File 333-188710 - 
        May. 20) (BR. 01B)

S-8     AMYRIS, INC., 5885 HOLLIS ST SUITE 100, EMERYVILLE, CA, 94608, 
        510-450-0761 - 3,001,079 ($9,003,237.00) Equity, (File 333-188711 - 
        May. 20) (BR. 06B)

S-4     GENESIS ENERGY LP, 919 MILAM, SUITE 2100, HOUSTON, TX, 77002, 
        7138602500 - 0 ($350,000,000.00) Non-Convertible Debt, 
        (File 333-188712 - May. 20) (BR. 04B)

S-4     REVLON CONSUMER PRODUCTS CORP, 237 PARK AVENUE, NEW YORK, NY, 10017, 
        2125274000 - 0 ($500,000,000.00) Non-Convertible Debt, 
        (File 333-188713 - May. 20) (BR. 06B)

S-8     Perion Network Ltd., ORR TOWERS, 4 HANCHOSHET ST., TEL AVIV, L3, 69710, 
        972-3-769-6100 - 1,000,000 ($14,005,000.00) Equity, (File 333-188714 - 
        May. 20) (BR. 03B)

S-4     AIR LEASE CORP, 2000 AVENUE OF THE STARS, SUITE 1000-N, LOS ANGELES, 
        CA, 90067, (310) 553-0555 - 0 ($153,785,000.00) Debt, 
        (File 333-188716 - May. 20) (BR. 06B)

S-8     Tableau Software Inc, 837 N 34TH ST, SUITE 400, SEATTLE, WA, 98103, 
        206-633-3400 - 0 ($475,040,764.32) Equity, (File 333-188717 - May. 20) 
        (BR. 03B)

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events:

1.01

Entry into a Material Definitive Agreement

1.02

Termination of a Material Definitive Agreement

1.03

Bankruptcy or Receivership

2.01

Completion of Acquisition or Disposition of Assets

2.02

Results of Operations and Financial Condition

2.03

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

2.04

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

2.05

Cost Associated with Exit or Disposal Activities

2.06

Material Impairments

3.01

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

3.02

Unregistered Sales of Equity Securities

3.03

Material Modifications to Rights of Security Holders

4.01

Changes in Registrant's Certifying Accountant

4.02

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

5.01

Changes in Control of Registrant

5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer

5.03

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

5.04

Temporary Suspension of Trading Under Registrant's Employee Benefit Plans

5.05

Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics

5.06

Change in Shell Company Status

6.01

ABS Informational and Computational Material.

6.02

Change of Servicer or Trustee.

6.03

Change in Credit Enhancement or Other External Support.

6.04

Failure to Make a Required Distribution.

6.05

Securities Act Updating Disclosure.

7.01

Regulation FD Disclosure

8.01

Other Events

9.01

Financial Statements and Exhibits

8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

                                        STATE
NAME OF ISSUER                          CODE     8K ITEM NO.          DATE        COMMENT

ABIOMED INC                             DE       5.02                 05/14/13

ACE Ltd                                 V8       5.02,5.03,5.07,9.01  05/16/13

ACM Corp                                NV       5.02,5.03,9.01       04/08/13

ACORDA THERAPEUTICS INC                          8.01,9.01            05/20/13

ACTIVECARE, INC.                        DE       3.03,5.03,9.01       05/16/13

ADCARE HEALTH SYSTEMS INC               OH       2.02,7.01,9.01       05/17/13

Affinity Gaming                         NV       5.07,9.01            05/14/13

AFFYMETRIX INC                          DE       5.02                 05/20/13

AIR PRODUCTS & CHEMICALS INC /DE/       DE       8.01                 05/16/13

AK STEEL HOLDING CORP                   DE       7.01,8.01,9.01       05/20/13

AKAMAI TECHNOLOGIES INC                 DE       5.02,5.07            05/15/13

ALCOA INC                               PA       2.05,5.02,9.01       05/14/13

ALLIANCE FIBER OPTIC PRODUCTS INC       CA       5.07                 05/17/13

Ally Financial Inc.                     DE       1.01                 05/14/13

American Fiber Green Products, Inc.     NV       4.01,9.01            05/20/13

American Realty Capital Global Trust,            8.01,9.01            05/20/13

AMERICAN REALTY CAPITAL HEALTHCARE TR   MD       8.01,9.01            05/20/13

American Realty Capital Properties, I   MD       7.01,9.01            05/20/13

AMERICAN RIVER BANKSHARES               CA       5.07,9.01            05/20/13

AMKOR TECHNOLOGY INC                    DE       2.03,8.01,9.01       05/20/13

ANADARKO PETROLEUM CORP                 DE       5.07                 05/14/13

Aon plc                                 X0       5.07                 05/17/13

APEX 6 INC.                             DE       5.01,5.02            05/13/13

Apple REIT Eight, Inc.                  VA       5.07,8.01            05/16/13

Apple REIT Nine, Inc.                   VA       5.07                 05/16/13

Apple REIT Seven, Inc.                  VA       5.07,8.01            05/16/13

Apple REIT Ten, Inc.                    VA       5.07                 05/16/13

AROTECH CORP                            DE       7.01,9.01            05/20/13

ARROW RESOURCES DEVELOPMENT INC         DE       4.02                 05/20/13

Asian Trends Media Holdings, Inc        NV       5.02                 03/31/13

ASPEN GROUP, INC.                       DE       5.02                 05/14/13

ATHENAHEALTH INC                        DE       9.01                 03/12/13    AMEND

Athens Bancshares Corp                           5.07                 05/15/13

Atlas Financial Holdings, Inc.          E9       7.01,9.01            05/17/13

AXIS CAPITAL HOLDINGS LTD                        7.01,9.01            05/20/13

AXIS CAPITAL HOLDINGS LTD                        3.03,5.03,8.01,9.01  05/20/13

B&G Foods, Inc.                         DE       7.01,9.01            05/20/13

BankFinancial CORP                               5.02,9.01            05/14/13

BGC Partners, Inc.                      DE       8.01,9.01            05/20/13

BIOSPECIFICS TECHNOLOGIES CORP          DE       7.01,9.01            05/20/13

BIOTIME INC                             CA       7.01,9.01            05/20/13

BLACK BOX CORP                          DE       5.02,8.01            05/14/13

BofI Holding, Inc.                      DE       5.02                 05/17/13

BOSTON BEER CO INC                      MA       8.01                 05/14/13

BRADY CORP                              WI       5.02                 05/19/13

BRE Select Hotels Corp                  DE       2.01,2.03,3.03,      05/14/13
                                                 4.01,5.02,5.03,
                                                 5.06,8.01,9.01

BROWN SHOE CO INC                       NY       1.01,2.01,2.02,      05/20/13
                                                 2.06,9.01          

Burger King Worldwide, Inc.             DE       5.07                 05/15/13

CalAmp Corp.                            DE       8.01                 05/15/13

CAMPBELL SOUP CO                        NJ       2.02,9.01            05/20/13

Capitol Acquisition Corp. II            DE       8.01,9.01            05/15/13

Carbon Natural Gas Co                   DE       1.01,5.02,9.01       05/14/13

CARDTRONICS INC                         DE       5.07                 05/20/13

CATERPILLAR INC                         DE       7.01                 05/20/13

Celldex Therapeutics, Inc.              DE       1.02                 05/17/13

CENTRAL VALLEY COMMUNITY BANCORP        CA       8.01,9.01            05/20/13

CENTURY ALUMINUM CO                     DE       2.02,7.01,9.01       05/20/13

CH ENERGY GROUP INC                     NY       8.01,9.01            05/20/13

Chatham Lodging Trust                   MD       5.07                 05/17/13    AMEND

CHECKPOINT SYSTEMS INC                  PA       8.01,9.01            05/20/13

CHESAPEAKE ENERGY CORP                  OK       8.01,9.01            05/20/13

CHINA MARINE FOOD GROUP LTD             NV       2.02,9.01            05/14/13

CHURCHILL DOWNS INC                     KY       7.01,9.01            05/20/13

CNL LIFESTYLE PROPERTIES INC            MD       2.02,9.01            05/20/13

Colfax CORP                             DE       5.07                 05/16/13

COMMERCIAL METALS CO                    DE       1.01,2.03,           05/20/13
                                                 2.04,8.01,9.01          

Community Choice Financial Inc.                  5.02                 05/20/13

Compressco Partners, L.P.               DE       7.01,9.01            05/20/13

COMSTOCK RESOURCES INC                  NV       9.01                 05/17/13    AMEND

Cord Blood America, Inc.                FL       8.01,9.01            05/20/13

Coronus Solar Inc.                      A1       1.01,1.02,           05/20/13
                                                 2.03,7.01,9.01          

Corporate Capital Trust, Inc.           MD       2.02,9.01            05/20/13

CORRECTIONS CORP OF AMERICA             MD       3.03,5.02,           05/15/13
                                                 5.03,5.07,7.01,
                                                 8.01,9.01

COUPON EXPRESS, INC.                    NV       1.01,1.02,2.03,      05/14/13
                                                 5.02,5.03,8.01,9.01

CROSS TIMBERS ROYALTY TRUST             TX       2.02,9.01            05/20/13

CVR ENERGY INC                          DE       1.01,9.01            05/14/13

CVR Refining, LP                        DE       1.01,9.01            05/14/13

DALE JARRETT RACING ADVENTURE INC       FL       3.02                 05/14/13

DEAN FOODS CO                           DE       5.02,5.03,           05/15/13
                                                 5.07,8.01,9.01          

DEPOMED INC                             CA       5.07                 05/15/13

DEVRY INC                               DE       5.02,8.01,9.01       05/20/13

DEX MEDIA, INC.                         DE       7.01,9.01            05/20/13

Diamondback Energy, Inc.                DE       1.01,7.01,9.01       05/15/13

DIGIRAD CORP                            DE       8.01,9.01            05/20/13

DILLARDS INC                            DE       7.01,9.01            05/18/13

DIRECT INSITE CORP                      DE       7.01,9.01            05/20/13

DIRECTV                                 DE       1.01,2.03,9.01       05/20/13

DOT HILL SYSTEMS CORP                   DE       8.01,9.01            05/20/13

DRIL-QUIP INC                           DE       5.07                 05/16/13

DSP GROUP INC /DE/                      DE       8.01,9.01            05/17/13

Duke Energy CORP                        DE       8.01,9.01            05/20/13

Eagle Bulk Shipping Inc.                         2.02,8.01,9.01       05/20/13

EARTHLINK INC                           DE       7.01,9.01            05/20/13

El Paso Pipeline Partners, L.P.         DE       7.01                 05/20/13

EMAGIN CORP                             DE       5.07                 05/17/13

Emerge Energy Services LP               DE       1.01,2.01,           05/14/13
                                                 3.02,5.02,5.03,9.01     

EMERSON ELECTRIC CO                     MO       7.01                 05/20/13

ENCORE CAPITAL GROUP INC                DE       1.01,2.03,9.01       05/15/13

Enduro Royalty Trust                    DE       2.02,9.01            05/20/13

Energy Services of America CORP         DE       2.01                 05/20/13

ENTERGY CORP /DE/                       DE       8.01                 05/20/13

ENTROPIC COMMUNICATIONS INC             DE       5.07                 05/14/13

EPICEPT CORP                                     2.02,9.01            05/20/13

ESB FINANCIAL CORP                      PA       8.01                 05/20/13

FAIRPOINT COMMUNICATIONS INC            DE       7.01,9.01            05/20/13

FBC Holding, Inc.                                5.02,9.01            05/10/13

FEDERAL HOME LOAN MORTGAGE CORP                  5.02,9.01            05/20/13

Feihe International Inc                 UT       8.01,9.01            05/20/13

FIFTH THIRD BANCORP                     OH       7.01,9.01            05/20/13

First Financial Northwest, Inc.         WA       5.07,7.01,9.01       05/15/13

First Financial Northwest, Inc.         WA       8.01,9.01            05/15/13

First Internet Bancorp                  IN       7.01,9.01            05/20/13

FIRST MARINER BANCORP                   MD       2.02,5.07,9.01       05/14/13

FIRST MIDWEST BANCORP INC               DE       5.02                 05/14/13

FIRST NORTHERN COMMUNITY BANCORP        CA       5.07                 05/14/13

FIRST POTOMAC REALTY TRUST              MD       1.01,7.01,8.01,9.01  05/17/13

FIRST PRIORITY FINANCIAL CORP.          PA       5.07                 05/14/13

FIRST REGIONAL BANCORP                  CA       8.01,9.01            05/14/13

FIVE STAR QUALITY CARE INC                       5.07,8.01,9.01       05/16/13

Flux Power Holdings, Inc.               NV       1.02,5.02,9.01       05/14/13

FONAR CORP                              DE       9.01                 03/05/13    AMEND

FOREVERGREEN WORLDWIDE CORP             NV       4.02,9.01            05/15/13

FOSSIL INC                              DE       1.01,1.02,2.03,9.01  05/17/13

Fresh Market, Inc.                      DE       5.02,9.01            05/20/13

FROZEN FOOD EXPRESS INDUSTRIES INC      TX       5.02                 05/17/13

FULTON FINANCIAL CORP                   PA       7.01                 05/20/13

GDT TEK, Inc.                                    1.01,9.01            05/15/13

GENERAL ELECTRIC CAPITAL CORP           CT       8.01                 05/20/13

General Finance CORP                    DE       7.01,9.01            05/17/13

Generation Zero Group, Inc.                      3.02,5.01,5.02,9.01  05/13/13

GENTEX CORP                             MI       5.07                 05/16/13

GENTHERM Inc                            MI       5.02,5.07,9.01       05/16/13

GENWORTH FINANCIAL INC                           5.07                 05/15/13

Geo Point Resources, Inc.               NV       8.01,9.01            05/20/13

GETTY REALTY CORP /MD/                  MD       5.02,5.07            05/14/13

Global Geophysical Services Inc         DE       8.01,9.01            05/16/13

Globalstar, Inc.                        DE       1.01,2.03,           05/20/13
                                                 3.02,7.01,9.01          

Grand Canyon Education, Inc.            DE       5.07                 05/16/13

GRIFFIN LAND & NURSERIES INC            DE       7.01,9.01            05/20/13

GSI GROUP INC                           A3       5.07                 05/15/13

GT Advanced Technologies Inc.           DE       3.02,8.01,9.01       05/16/13

Guaranty Bancorp                        DE       7.01,9.01            05/20/13

GUIDED THERAPEUTICS INC                 DE       5.02                 05/20/13

HAPYKIDZ.COM                            NV       5.02                 05/14/13

HARLAND CLARKE HOLDINGS CORP            DE       1.01,2.03,8.01,9.01  05/15/13

hhgregg, Inc.                           DE       2.02,9.01            05/20/13

HomeTown Bankshares Corp                         5.07                 05/14/13

Hudson Pacific Properties, Inc.         MD       1.01,5.07,9.01       05/20/13

HUGOTON ROYALTY TRUST                   TX       2.02,9.01            05/20/13

ICAD INC                                DE       5.07                 05/20/13

ICAHN ENTERPRISES L.P.                  DE       8.01,9.01            05/14/13

IEC ELECTRONICS CORP                    DE       1.01,2.02,3.01,      05/15/13
                                                 7.01,8.01,9.01     

IMAGENETIX INC /NV/                     NV       8.01,9.01            05/20/13

Imperial Resources, Inc.                         5.02                 05/15/13

INCEPTION MINING INC.                   NV       5.03,9.01            05/17/13

INDEPENDENT BANK CORP                   MA       1.01,5.07,9.01       05/14/13

INLAND REAL ESTATE CORP                 MD       7.01,9.01            05/20/13

InspireMD, Inc.                         DE       8.01,9.01            05/16/13

INSULET CORP                            DE       3.02                 05/15/13

INTEGRYS ENERGY GROUP, INC.             WI       5.03,5.07,9.01       05/16/13

INTELSAT INVESTMENTS S.A.               N4       8.01,9.01            05/20/13

INTERCONTINENTALEXCHANGE INC            DE       5.07                 05/17/13

INTERLEUKIN GENETICS INC                DE       1.01,3.02,           05/17/13
                                                 5.02,8.01,9.01          

INTERNAP NETWORK SERVICES CORP          DE       5.07                 05/16/13

INTERSECTIONS INC                       DE       5.07                 05/15/13

INTRUSION INC                           DE       5.07                 05/16/13

INTUIT INC                              DE       5.02,9.01            05/20/13

Invesco Ltd.                            D0       5.02,9.01            05/16/13

IRONWOOD PHARMACEUTICALS INC            DE       8.01,9.01            05/20/13

ITC Holdings Corp.                      MI       5.02,5.07,8.01       05/14/13

J C PENNEY CO INC                       DE       5.07                 05/17/13

JA Energy                               NV       8.01                 05/17/13

JDS UNIPHASE CORP /CA/                  DE       9.01                 03/07/13    AMEND

John Bean Technologies CORP             DE       5.07                 05/16/13

JUNIATA VALLEY FINANCIAL CORP           PA       7.01,9.01            05/20/13

KBR, INC.                               DE       5.07                 05/20/13

KEATING CAPITAL INC                              5.07,8.01,9.01       05/17/13

KINDER MORGAN ENERGY PARTNERS L P       DE       7.01                 05/20/13

KINDER MORGAN MANAGEMENT LLC            DE       7.01                 05/20/13

KINDER MORGAN, INC.                     DE       7.01                 05/20/13

KITE REALTY GROUP TRUST                 MD       7.01,9.01            05/20/13

KNIGHT TRANSPORTATION INC               AZ       5.07,8.01,9.01       05/16/13

KV PHARMACEUTICAL CO /DE/               DE       7.01,9.01            05/15/13

LACLEDE GAS CO                          MO       7.01                 05/20/13

LACLEDE GROUP INC                       MO       7.01,8.01,9.01       05/20/13

LAKELAND BANCORP INC                    NJ       8.01,9.01            05/20/13

LANDAUER INC                            DE       8.01,9.01            05/16/13

LIFEWAY FOODS INC                       IL       1.01,9.01            05/14/13

LIGAND PHARMACEUTICALS INC              DE       1.02                 05/17/13

LORILLARD, INC.                         DE       1.01,2.03,9.01       05/15/13

LOT78, INC.                             NV       5.03                 05/20/13

LUMINEX CORP                            DE       5.07                 05/20/13

MAC-GRAY CORP                           DE       1.01,8.01,9.01       05/17/13

MAGELLAN PETROLEUM CORP /DE/            DE       1.01,3.02,3.03,      05/20/13
                                                 5.02,5.03,7.01,9.01

MALVERN BANCORP, INC.                   PA       2.02,9.01            05/20/13

MANHATTAN ASSOCIATES INC                GA       5.07                 05/16/13

Mastech Holdings, Inc.                  PA       5.07                 05/15/13

Mattersight Corp                        DE       5.07                 05/16/13

MAXLINEAR INC                                    5.02,5.07,9.01       05/14/13

Mayflower Bancorp Inc                   MA       1.01,5.02,9.01       05/14/13

MB FINANCIAL INC /MD                             7.01                 05/20/13

MDU RESOURCES GROUP INC                 DE       8.01,9.01            05/20/13

MEADOWBROOK INSURANCE GROUP INC         MI       5.07                 05/17/13

MEDICINES CO /DE                        DE       8.01                 05/20/13

MERCADOLIBRE INC                                 1.01                 05/16/13

Merck & Co. Inc.                        NJ       8.01,9.01            05/20/13

MERGE HEALTHCARE INC                    DE       5.02,9.01            05/14/13

MESA ROYALTY TRUST/TX                   TX       2.02,9.01            05/20/13

MICROSOFT CORP                          WA       5.02                 05/14/13    AMEND

MICROSTRATEGY INC                       DE       5.07                 05/15/13

Midstates Petroleum Company, Inc.       DE       5.07,7.01,8.01,9.01  05/16/13

MILAGRO OIL & GAS, INC.                 DE       7.01,8.01,9.01       05/17/13

Momentive Performance Materials Inc.    DE       1.01,5.02,8.01       05/16/13

MONAR INTERNATIONAL INC.                NV       5.02                 05/20/13

MONTPELIER RE HOLDINGS LTD                       5.02,5.07,9.01       05/17/13

MPG Office Trust, Inc.                           1.01,9.01            05/19/13

Mueller Water Products, Inc.            DE       7.01,9.01            05/20/13

NATIONAL FINANCIAL PARTNERS CORP                 5.02                 05/17/13

NATUS MEDICAL INC                       DE       2.02,9.01            05/20/13

NetSpend Holdings, Inc.                 DE       8.01                 05/17/13

Neutral Tandem Inc                               1.01,9.01            05/17/13

Nexeo Solutions Holdings, LLC           DE       7.01,9.01            05/20/13

NN INC                                  DE       5.07                 05/16/13

NORTHERN STATES POWER CO                MN       8.01,9.01            05/20/13

Nuverra Environmental Solutions, Inc.   DE       5.07                 05/16/13

ONEOK INC /NEW/                         OK       7.01,9.01            05/20/13

ONEOK Partners LP                       DE       7.01,9.01            05/20/13

OSI SYSTEMS INC                         DE       8.01,9.01            05/17/13

Otter Tail Corp                         MN       5.02,9.01            05/14/13

OVERHILL FARMS INC                      NV       5.08,8.01            05/15/13

PAIN THERAPEUTICS INC                   DE       5.07                 05/16/13

Paradigm Resource Management Corp       NV       4.01,9.01            03/21/13

PARTNERRE LTD                                    5.02,5.07            05/17/13

PennyMac Mortgage Investment Trust      MD       5.07                 05/15/13

PEREGRINE PHARMACEUTICALS INC           DE       8.01,9.01            05/20/13

PFSWEB INC                              DE       8.01                 05/15/13

PFSWEB INC                              DE       1.01,5.02,8.01,9.01  05/15/13

PICO HOLDINGS INC /NEW                  CA       5.07                 05/15/13

PIZZA INN HOLDINGS, INC /MO/                     1.01,9.01            05/20/13

PLC SYSTEMS INC                         B0       2.02,9.01            05/20/13

PLUG POWER INC                          DE       1.01,5.03,7.01,9.01  05/16/13

PPL Corp                                         5.07,9.01            05/15/13

PROGRESSIVE CORP/OH/                    OH       5.07                 05/16/13

PROSPER MARKETPLACE INC                 DE       5.02                 05/14/13

PULSE ELECTRONICS CORP                  PA       5.03,5.07,8.01,9.01  05/17/13

QLOGIC CORP                             DE       5.02,9.01            05/17/13

QUAKER CHEMICAL CORP                    PA       5.02                 05/16/13

RAAM Global Energy Co                   DE       4.02                 05/15/13

RADIAN GROUP INC                        DE       5.02,5.07,9.01       05/14/13

RAMCO GERSHENSON PROPERTIES TRUST       MD       7.01,9.01            05/20/13

RAVEN INDUSTRIES INC                    SD       2.02,9.01            05/20/13

REGENERON PHARMACEUTICALS INC           NY       1.01                 05/17/13

REGIONS FINANCIAL CORP                  DE       7.01,9.01            05/20/13

REINSURANCE GROUP OF AMERICA INC        MO       7.01,9.01            05/20/13

Remark Media, Inc.                      DE       5.02                 05/14/13

RETRACTABLE TECHNOLOGIES INC            TX       8.01,9.01            05/17/13

Rockville Financial, Inc. /CT/          CT       8.01,9.01            05/20/13

Rockville Financial, Inc. /CT/          CT       5.07                 05/16/13

ROCKWELL MEDICAL, INC.                  MI       8.01,9.01            05/20/13

ROI Acquisition Corp.                   DE       7.01,8.01,9.01       05/20/13

RYLAND GROUP INC                        MD       1.01,2.03,9.01       05/14/13

S&T BANCORP INC                         PA       7.01,9.01            05/20/13

Samson Oil & Gas LTD                    C3       8.01,9.01            05/17/13

SAN JUAN BASIN ROYALTY TRUST            TX       2.02,9.01            05/20/13

SCHAWK INC                                       5.07                 05/15/13

SCIENTIFIC INDUSTRIES INC               DE       1.01                 05/20/13

Scio Diamond Technology Corp            NV       5.02,9.01            05/20/13

SHUTTERFLY INC                          DE       1.01,2.03,3.02,9.01  05/14/13

SIRIUS XM RADIO INC.                    DE       1.01,2.03,9.01       05/16/13

SM Energy Co                            DE       1.01,2.03,9.01       05/20/13

SMG Indium Resources Ltd.               DE       3.01,8.01,9.01       05/20/13

Solar Power, Inc.                       CA       2.02,9.01            05/20/13

SOLARFLEX CORP                          DE       1.01,9.01            03/31/13

SOUTH AMERICAN GOLD CORP.               NV       1.01,3.02,9.01       05/13/13

SPRINGLEAF FINANCE CORP                 IN       2.02,7.01            05/17/13

SPRINGLEAF FINANCE CORP                 IN       8.01,9.01            05/16/13

Spy Inc.                                DE       5.02                 05/17/13

STANDARD MOTOR PRODUCTS INC             NY       1.01,5.07,9.01       05/16/13

STANDARD PACIFIC CORP /DE/              DE       1.01,9.01            05/15/13

STATE STREET CORP                       MA       5.07                 05/15/13

STATE STREET CORP                       MA       7.01,9.01            05/20/13

STRATEGIC HOTELS & RESORTS, INC                  7.01,9.01            05/20/13

STRATS SM TRUST FOR Goldman Sachs Cap            8.01,9.01            05/15/13

STRATS SM TRUST FOR GOLDMAN SACHS GRO            8.01,9.01            05/15/13

STRATS SM TRUST FOR JPMORGAN CHASE &             8.01,9.01            05/15/13

STRATS SM TRUST FOR WAL-MART STORES,             8.01,9.01            05/15/13

STRATS TRUST FOR SPRINT CAP CORP SEC    DE       8.01,9.01            05/15/13

STRATS(SM) TRUST FOR DOMINION RESOURC            8.01,9.01            05/15/13

STRATS(SM) TRUST FOR GEN ELEC CAP COR            8.01,9.01            05/15/13

STRATS(SM) Trust For Goldman Sachs Ca            8.01,9.01            05/15/13

STREAMLINE HEALTH SOLUTIONS INC.        DE       5.02,9.01            05/14/13

STRUCTURED OBLIGATIONS CORP LONG TERM   DE       8.01,9.01            05/15/13

STRUCTURED OBLIGATIONS CORP LONG TERM   DE       8.01,9.01            05/15/13

STRUCTURED OBLIGATIONS CORP LONG TERM   DE       8.01,9.01            05/15/13

STRUCTURED OBLIGATIONS CORP SELECT NO   DE       8.01,9.01            05/15/13

STRUCTURED OBLIGATIONS CORP SELECT NO   DE       8.01,9.01            05/15/13

SUBURBAN PROPANE PARTNERS LP            DE       8.01,9.01            05/17/13

Sucampo Pharmaceuticals, Inc.                    7.01,9.01            05/20/13

SunCoke Energy Partners, L.P.           DE       7.01,9.01            05/20/13

SunCoke Energy, Inc.                             7.01,9.01            05/20/13

Sunshine Financial Inc                  MD       1.01,9.01            05/15/13

SUPERNUS PHARMACEUTICALS INC            DE       8.01,9.01            05/20/13

Swisher Hygiene Inc.                    DE       3.01,9.01            05/14/13

Synthetic Biologics, Inc.               NV       7.01,9.01            05/20/13

SYSCO CORP                              DE       5.02                 05/16/13

TAL International Group, Inc.           DE       1.02                 05/20/13

Targeted Medical Pharma, Inc.                    5.02                 05/08/13

TEAM INC                                TX       7.01,9.01            05/20/13

TECOGEN INC.                                     3.03,5.03,5.07,9.01  05/17/13

TELIK INC                               DE       5.02,5.07            05/14/13

TESLA MOTORS INC                        DE       1.01,3.02,3.03,9.01  05/14/13

TESORO LOGISTICS LP                     DE       1.01,7.01,9.01       05/17/13

TESSCO TECHNOLOGIES INC                 DE       5.02                 05/15/13

Texas Gulf Energy Inc                   NV       4.02                 05/18/13

THERAVANCE INC                          DE       8.01,9.01            05/19/13

THERAVANCE INC                          DE       8.01,9.01            05/20/13

THRESHOLD PHARMACEUTICALS INC           DE       5.07                 05/17/13

Tianli Agritech, Inc.                   D8       2.02,9.01            05/13/13    AMEND

TIANYIN PHARMACEUTICAL CO., INC.        DE       7.01,9.01            05/15/13

TITAN INTERNATIONAL INC                 IL       5.07                 05/16/13

TIVO INC                                DE       2.02,9.01            05/20/13

TRANSATLANTIC PETROLEUM LTD.                     2.02,9.01            05/16/13

TransMontaigne Partners L.P.            DE       7.01,9.01            05/20/13

Transocean Ltd.                         V8       5.02,5.07,8.01,9.01  05/20/13

Triton Pacific Investment Corporation            5.07                 05/15/13

TUPPERWARE BRANDS CORP                  DE       5.02                 05/20/13

U S PRECIOUS METALS INC                 DE       1.01,7.01,9.01       05/15/13

U.S. Auto Parts Network, Inc.           DE       7.01,9.01            05/17/13

UMPQUA HOLDINGS CORP                    OR       8.01,9.01            05/20/13

Uni-Pixel                               DE       8.01,9.01            05/20/13

UNIGENE LABORATORIES INC                DE       1.01,2.03,3.02,9.01  05/14/13

UNITED SECURITY BANCSHARES INC          DE       5.07,8.01,9.01       05/16/13

UNITED STATIONERS INC                   DE       5.07                 05/15/13

UNIVERSAL BIOSENSORS INC                DE       5.07                 05/16/13

UNS Energy Corp                         AZ       8.01                 05/17/13

US CONCRETE INC                         DE       7.01                 05/20/13

US FOODS, INC.                          DE       7.01,9.01            05/20/13

USA TECHNOLOGIES INC                    PA       8.01,9.01            05/20/13

USA TRUCK INC                           DE       5.02,9.01            05/14/13

UWHARRIE CAPITAL CORP                   NC       5.07                 05/14/13

Vantage Drilling CO                     E9       2.02,9.01            05/10/13

Vantiv, Inc.                                     1.01,2.03,           05/15/13
                                                 3.02,8.01,9.01          

VB CLOTHING, INC.                       NV       9.01                 02/13/13    AMEND

VENTAS INC                              DE       5.07,8.01,9.01       05/16/13

VICTORY ENERGY CORP                     NV       8.01                 05/20/13

ViewPoint Financial Group Inc.                   5.07                 05/16/13

VISANT CORP                                      5.02                 05/17/13

VISCOUNT SYSTEMS INC                    NV       3.02                 05/15/13

VOLITIONRX LTD                          DE       5.02                 05/20/13

Warner Chilcott plc                              1.01,7.01,9.01       05/20/13

WARP 9, INC.                            NV       8.01,9.01            05/16/13

WASHINGTON REAL ESTATE INVESTMENT TRU   MD       5.07                 05/16/13

WAUSAU PAPER CORP.                      WI       1.01,2.05,2.06,9.01  05/18/13

WEBSENSE INC                            DE       8.01,9.01            05/19/13

WELLPOINT, INC                          IN       5.02,9.01            05/20/13

Wesco Aircraft Holdings, Inc                     7.01,9.01            05/20/13

West End Indiana Bancshares, Inc.       MD       5.07,9.01            05/14/13

WEST MARINE INC                         DE       5.07,8.01            05/20/13

Where Food Comes From, Inc.                      5.02                 05/16/13

WYNDHAM WORLDWIDE CORP                  DE       5.02,5.07            05/14/13

Xumanii, Inc.                           NV       1.01,2.03,9.01       05/02/13

Xumanii, Inc.                           NV       1.01,2.03,9.01       05/02/13    AMEND

YAHOO INC                               DE       7.01,9.01            05/20/13

Yongye International, Inc.              NV       8.01,9.01            05/17/13

Zoom Telephonics, Inc.                  DE       2.02,9.01            05/06/13

 

http://www.sec.gov/news/digest/2013/dig052113.htm


Modified: 05/21/2013