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U.S. Securities and Exchange Commission

SEC News Digest

Issue 2012-191
October 2, 2012

SELF-REGULATORY ORGANIZATIONS

Approval of Proposed Rule Change

The National Securities Clearing Corporation (“NSCC”) filed a proposed rule change (SR-NSCC-2012-06) under Section 19(b)(1) of the Securities Exchange Act of 1934 to enhance the default pricing methodology used by NSCC’s Automated Customer Account Transfer Service. The proposed rule change has been approved pursuant to Section 19(b)(2) of the Exchange Act. Publication is expected in the Federal Register during the week of October 1. (Rel. 34-67947)

Immediate Effectiveness of Proposed Rule Changes

A proposed rule change filed by NASDAQ OMX PHLX LLC to offer the QView Service (SR-Phlx-2012-114) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of October 1. (Rel. 34-67951)

A proposed rule change filed by NASDAQ OMX BX, Inc. to offer the QView Service (SR-BX-2012-061) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of October 1. (Rel. 34-67952)

A proposed rule change filed by International Securities Exchange, LLC to adopt reduced fees for historical ISE Open/Close Trade Profile Intraday market data offering (SR-ISE-2012-76) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of October 1. (Rel. 34-67955)

A proposed rule change filed by International Securities Exchange, LLC to amend the Exchange’s schedule of fees (SR-ISE-2012-78) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of October 1. (Rel. 34-67956)

A proposed rule change filed by International Securities Exchange, LLC to amend ISE Rule 711 to provide for the nullification of trades by mutual agreement of the parties thereto (SR-ISE-2012-74) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of October 1. (Rel. 34-67957)

Accelerated Approval of Proposed Rule Change

The Chicago Mercantile Exchange Inc. (“CME”) filed a proposed rule change (SR-CME-2012-38) under Section 19(b)(1) of the Securities Exchange Act of 1934 to comply with revisions to CFTC regulations governing derivatives clearing organizations. Publication is expected in the Federal Register during the week of October 1. (Rel. 34-67953)

SECURITIES ACT REGISTRATIONS

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue.

Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

S-1     CVR Refining, LP, 2277 PLAZA DRIVE, SUITE 500, SUGAR LAND, TX, 77479, 
        (281) 207-3200 - 0 ($300,000,000.00) Limited Partnership Interests, 
        (File 333-184200 - Oct. 1) (BR. 04)

S-4     REALTY INCOME CORP, 600 LA TERRAZA BLVD, ESCONDIDO, CA, 92025, 
        7607412111 - 0 ($1,886,498,231.00) Equity, (File 333-184201 - Oct. 1) 
        (BR. 08C)

S-8     ALLIANT TECHSYSTEMS INC, 7480 FLYING CLOUD DRIVE, MINNEAPOLIS, MN, 
        55344-3720, 9523513000 - 0 ($48,381,230.00) Equity, (File 333-184202 - 
        Oct. 1) (BR. 05A)

F-3     Capital Product Partners L.P., 3 IASSONOS STREET, PIRAEUS, J3, 18537, 
        0030 210 458 4950 - 12,122,221 ($99,402,212.20) Equity, 
        (File 333-184209 - Oct. 1) (BR. 05A)

S-8     FOREST OIL CORP, 707 SEVENTEENTH STREET, SUITE 3600, DENVER, CO, 80202, 
        3038121400 - 0 ($3,819,000.00) Equity, (File 333-184213 - Oct. 1) 
        (BR. 04B)

S-8     Summit Midstream Partners, LP, 2100 McKinney Avenue, Suite 1250, 
        DALLAS, TX, 75201, 214-242-1955 - 0 ($105,150,000.00) Equity, 
        (File 333-184214 - Oct. 1) (BR. 02)

S-4     LIBBEY GLASS INC., 300 MADISON AVENUE, TOLEDO, OH, 43604, 
        419-325-2100 - 0 ($450,000,000.00) Non-Convertible Debt, 
        (File 333-184215 - Oct. 1) (BR. 06A)

S-3     CYNOSURE INC, 5 CARLISLE ROAD, WESTFORD, MA, 01886, (978) 256-4200 - 
        0 ($176,903,895.00) Equity, (File 333-184216 - Oct. 1) (BR. 10A)

S-1     SimplePons, Inc., 220 CONGRESS PARK DRIVE, SUITE 304, DELRAY BEACH, FL, 
        33445, 561-330-3500 - 52,110,498 ($34,029,324.00) Equity, 
        (File 333-184217 - Oct. 1) (BR. 05B)

S-3     AMERICAN SUPERCONDUCTOR CORP /DE/, SIXTY FOUR JACKSON ROAD, DEVENS, MA, 
        01434, 9788423000 - 10,262,311 ($40,125,636.01) Equity, 
        (File 333-184218 - Oct. 1) (BR. 10A)

S-8     Wellesley Bancorp, Inc., 40 CENTRAL STREET, WELLESLEY, MA, 02482, 
        781-235-2550 - 337,001 ($5,172,966.00) Equity, (File 333-184219 - 
        Oct. 1) (BR. 07)

S-3ASR  REALTY INCOME CORP, 600 LA TERRAZA BLVD, ESCONDIDO, CA, 92025, 
        7607412111 - 0 ($0.00) Unallocated (Universal) Shelf, 
        (File 333-184220 - Oct. 1) (BR. 08C)

S-3ASR  DDR CORP, 3300 ENTERPRISE PARKWAY, BEACHWOOD, OH, 44122, 2167555500 - 
        0 ($0.00) Unallocated (Universal) Shelf, (File 333-184221 - Oct. 1) 
        (BR. 08B)

S-8     Sound Financial Bancorp, Inc., 2005 FIFTH AVENUE, 2ND FLOOR, SEATTLE, 
        WA, 98121, 206-448-0884 - 151,033 ($1,381,414.00) Equity, 
        (File 333-184223 - Oct. 1) (BR. 07)

S-3ASR  DDR CORP, 3300 ENTERPRISE PARKWAY, BEACHWOOD, OH, 44122, 2167555500 - 
        0 ($1.00) Equity, (File 333-184224 - Oct. 1) (BR. 08B)

S-3ASR  ARROW ELECTRONICS INC, 25 HUB DR, MELVILLE, NY, 11747, 5163911300 - 
        0 ($0.00) Unallocated (Universal) Shelf, (File 333-184225 - Oct. 1) 
        (BR. 10A)

S-1     ASPEN GROUP, INC., 720 SOUTH COLORADO BOULEVARD, SUITE 1150N, DENVER, 
        CO, 95765, 646-450-1843 - 20,229,183 ($52,595,876.00) Equity, 
        (File 333-184226 - Oct. 1) (BR. 11C)

S-8     Homeowners Choice, Inc., 5300 WEST CYPRESS STREET, TAMPA, FL, 33607, 
        813 405 3600 - 5,000,000 ($112,400,000.00) Equity, (File 333-184227 - 
        Oct. 1) (BR. 01A)

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events:

1.01

Entry into a Material Definitive Agreement

1.02

Termination of a Material Definitive Agreement

1.03

Bankruptcy or Receivership

2.01

Completion of Acquisition or Disposition of Assets

2.02

Results of Operations and Financial Condition

2.03

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

2.04

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

2.05

Cost Associated with Exit or Disposal Activities

2.06

Material Impairments

3.01

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

3.02

Unregistered Sales of Equity Securities

3.03

Material Modifications to Rights of Security Holders

4.01

Changes in Registrant's Certifying Accountant

4.02

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

5.01

Changes in Control of Registrant

5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer

5.03

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

5.04

Temporary Suspension of Trading Under Registrant's Employee Benefit Plans

5.05

Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics

5.06

Change in Shell Company Status

6.01

ABS Informational and Computational Material.

6.02

Change of Servicer or Trustee.

6.03

Change in Credit Enhancement or Other External Support.

6.04

Failure to Make a Required Distribution.

6.05

Securities Act Updating Disclosure.

7.01

Regulation FD Disclosure

8.01

Other Events

9.01

Financial Statements and Exhibits

8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

STATE

NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT

-----------------------------------------------------------------------------------------

3D SYSTEMS CORP                         DE       8.01,9.01            10/01/12

3M CO                                   DE       8.01,9.01            10/01/12

ACACIA RESEARCH CORP                    DE       8.01                 09/28/12

ACL SEMICONDUCTORS INC                           9.01                 10/01/12    AMEND

ADCARE HEALTH SYSTEMS INC               OH       1.01,9.01            09/25/12

ADT Corp                                DE       1.01,5.01,5.02,5.03, 09/25/12
                                                 8.01,9.01
     
AFLAC INC                               GA       1.01,2.03,9.01       09/26/12

AI DOCUMENT SERVICES, INC.              DE       4.01,9.01            09/17/12

ALASKA GOLD CORP.                       NV       4.01,9.01            09/28/12

ALEXION PHARMACEUTICALS INC             DE       8.01                 09/28/12

ALICO INC                               FL       8.01,9.01            09/27/12

ALLIANT TECHSYSTEMS INC                 DE       8.01,9.01            09/28/12

AMERICAN CAMPUS COMMUNITIES INC         MD       7.01,9.01            09/30/12

AMERICAN EXPRESS CO                     NY       7.01                 10/01/12

AMERICAN REALTY CAPITAL NEW YORK RECO   MD       8.01,9.01            09/28/12

American Realty Capital Properties, I   MD       2.03,8.01,9.01       09/28/12

American Realty Capital Properties, I   MD       8.01,9.01            09/30/12

Annie's, Inc.                           DE       1.01,9.01            09/21/12

AP PHARMA INC /DE/                      DE       8.01,9.01            09/28/12

APPLIANCE RECYCLING CENTERS OF AMERIC   MN       5.02                 10/01/12

Applied Minerals, Inc.                  DE       1.01,5.08,9.01       10/01/12

Approach Resources Inc                  DE       7.01,9.01            10/01/12

ARIAD PHARMACEUTICALS INC               DE       8.01,9.01            09/29/12

ARIBA INC                               DE       8.01,9.01            09/28/12

ARIBA INC                               DE       2.01,3.01,3.03,5.01, 10/01/12
                                                 5.02,5.03,8.01,9.01
        
Armored AutoGroup Inc.                  DE       1.01,2.03,9.01       09/28/12

ASPEN GROUP, INC.                       DE       3.02                 09/28/12

ASSET ACCEPTANCE CAPITAL CORP                    5.02                 09/28/12

ATWOOD OCEANICS INC                     TX       7.01,9.01            09/28/12

AXESSTEL INC                            NV       1.01,2.03,9.01       09/25/12

Axius Inc.                              NV       5.01,8.01            10/01/12

B&G Foods, Inc.                         DE       7.01,9.01            10/01/12

BEHRINGER HARVARD MULTIFAMILY REIT I             7.01,9.01            10/01/12

Beneficial Mutual Bancorp Inc           X1       7.01,9.01            10/01/12

BOTTOMLINE TECHNOLOGIES INC /DE/        DE       9.01                 09/11/12    AMEND

CAL MAINE FOODS INC                     DE       2.02,9.01            10/01/12

CALIX, INC                                       5.02,9.01            09/27/12

CANNABIS SCIENCE, INC.                  NV       1.01                 09/10/12

CARMIKE CINEMAS INC                     DE       1.01,7.01,9.01       09/28/12

CATERPILLAR FINANCIAL SERVICES CORP     DE       8.01,9.01            10/01/12

CENTRAL FEDERAL CORP                    DE       1.01,1.02,9.01       09/26/12

CENTURYLINK, INC                        LA       8.01,9.01            10/01/12

CERADYNE INC                            DE       7.01,9.01            09/26/12

CFS BANCORP INC                         IN       7.01,9.01            10/01/12

CHAMBERS STREET PROPERTIES              MD       5.02,8.01,9.01       09/25/12

CHARTER FINANCIAL CORP/GA                        5.02,9.01            09/25/12

CHASE BANK USA, NATIONAL ASSOCIATION    DE       8.01,9.01            09/28/12

CHASE BANK USA, NATIONAL ASSOCIATION    DE       8.01,9.01            09/28/12

CHASE BANK USA, NATIONAL ASSOCIATION    DE       8.01,9.01            09/28/12

Chefs' Warehouse, Inc.                  DE       2.03                 09/28/12

Cheniere Energy Partners, L.P.          DE       7.01,9.01            10/01/12

Cheniere Energy Partners, L.P.          DE       7.01,9.01            10/01/12

CHESAPEAKE ENERGY CORP                  OK       1.01,9.01            09/25/12

China Biologic Products, Inc.                    5.02                 10/01/12

China Energy Recovery, Inc.             DE       1.01                 09/29/12

China Grand Resorts, Inc.               NV       4.01,9.01            09/25/12

China Power Equipment, Inc.             MD       5.02                 09/25/12

CHURCH & DWIGHT CO INC /DE/             DE       2.01,8.01,9.01       10/01/12

CHURCHILL DOWNS INC                     KY       9.01                 10/01/12

Citadel EFT, Inc.                       NV       1.01,3.02,5.03,9.01  10/01/12

Citigroup Commercial Mortgage Trust 2   DE       9.01                 09/24/12    AMEND

CNO Financial Group, Inc.               DE       1.01,1.02,2.03,2.04, 09/28/12
                                                 7.01,8.01,9.01

CODEXIS INC                                      1.01,2.03            09/27/12

COLUMBIA BANKING SYSTEM INC             WA       1.01,9.01            09/25/12

CombiMatrix Corp                        DE       1.01,3.02,3.03,5.03, 09/28/12
                                                 7.01,8.01,9.01

COMMONWEALTH EDISON CO                  IL       1.01,2.03,9.01       10/01/12

Computer Vision Systems Laboratories    DE       1.01,2.01,3.02,5.01, 09/25/12
                                                 5.02,5.03,9.01

CONNECTICUT WATER SERVICE INC / CT      CT       5.02                 10/01/12

Converted Organics Inc.                 DE       1.01,2.03,9.01       09/27/12

CORE LABORATORIES N V                   P7       2.02,9.01            10/01/12

CoreSite Realty Corp                    MD       5.02                 09/28/12

CORNING NATURAL GAS CORP                NY       8.01                 09/28/12

CORTEX PHARMACEUTICALS INC/DE/          DE       5.02                 09/25/12

CVR ENERGY INC                          DE       7.01,9.01            10/01/12

CYNOSURE INC                                     8.01                 10/01/12

DDR CORP                                OH       8.01,9.01            10/01/12

DELTA AIR LINES INC /DE/                DE       5.02,9.01            09/27/12

DETHRONE ROYALTY HOLDINGS, INC.         NV       8.01,9.01            10/01/12

DIAMOND OFFSHORE DRILLING INC           DE       1.01,2.03,9.01       09/28/12

DIODES INC /DEL/                        DE       7.01,9.01            09/28/12

Dividend Capital Diversified Property   MD       3.02,8.01            09/01/12

DTE ENERGY CO                           MI       8.01,9.01            10/01/12

Duke Energy CORP                        DE       7.01                 10/01/12

Eagle Ford Oil & Gas Corp               NV       8.01,9.01            10/01/12

Easy Organic Cookery, Inc.                       5.01,5.02,9.01       09/21/12

Edgen Group Inc.                        DE       8.01,9.01            10/01/12

Edgen Group Inc.                        DE       7.01,9.01            10/01/12

Education Realty Trust, Inc.            MD       7.01,8.01,9.01       10/01/12

ENGLOBAL CORP                           NV       1.01,7.01,9.01       09/27/12

ENTROPIC COMMUNICATIONS INC             DE       5.02,9.01            09/27/12

EOG RESOURCES INC                       DE       5.02,7.01,9.01       09/28/12

EPOCH HOLDING CORP                      DE       8.01,9.01            10/01/12

EQUIFAX INC                             GA       8.01                 10/01/12

EverBank Financial Corp                 DE       1.01,2.01,8.01,9.01  10/01/12

EXTREME NETWORKS INC                    DE       5.02,8.01,9.01       09/28/12

Federal Home Loan Bank of Dallas                 2.03,9.01            09/25/12

FERRELLGAS PARTNERS L P                 DE       2.02,7.01,9.01       10/01/12

Fifth & Pacific Companies, Inc.         DE       2.02,9.01            10/01/12

FIRST COMMUNITY CORP /SC/               SC       8.01                 10/01/12

FIRST M&F CORP/MS                       MS       7.01,9.01            09/28/12

FIRST NATIONAL COMMUNITY BANCORP INC    PA       5.02                 09/25/12

FLORIDA GAMING CORP                     DE       5.02                 09/25/12

FMC TECHNOLOGIES INC                    DE       7.01,9.01            10/01/12

FNB BANCORP/CA/                                  8.01,9.01            09/28/12

FNB BANCORP/CA/                                  8.01,9.01            09/28/12

FOOD TECHNOLOGY SERVICE INC             FL       5.03,8.01            09/27/12

FOREST OIL CORP                         NY       5.02,7.01,9.01       09/28/12

FORTINET INC                                     5.02                 09/25/12

FORUM ENERGY TECHNOLOGIES, INC.         DE       7.01,9.01            10/01/12

FRONTIER COMMUNICATIONS CORP            DE       1.01,2.03,9.01       10/01/12

FRONTIER COMMUNICATIONS CORP            DE       8.01,9.01            10/01/12

FS Energy & Power Fund                  DE       2.02,9.01            09/28/12

FS Investment CORP                      MD       1.01,2.03,8.01,9.01  09/26/12

FS Investment Corp II                   MD       1.01,2.02,9.01       09/27/12

FULL HOUSE RESORTS INC                  DE       1.01,2.01,2.03,9.01  10/01/12

GE Equipment Midticket LLC, Series 20   DE       1.01,9.01            09/26/12

GENERAC HOLDINGS INC.                   DE       2.02,9.01            10/01/12

Gevo, Inc.                              DE       5.02                 09/28/12

Global Cash Access Holdings, Inc.       DE       5.02                 10/01/12

GLOBAL MOBILETECH, INC.                 NV       5.02                 09/26/12

Globalstar, Inc.                        DE       5.02                 09/25/12

GLOBUS MEDICAL INC                      DE       8.01,9.01            09/28/12

GOLDEN GRAIN ENERGY                     IA       8.01,9.01            10/01/12

GOOD TIMES RESTAURANTS INC              NV       1.01,3.02,9.01       09/28/12

Gordmans Stores, Inc.                   DE       2.02,9.01            10/01/12

Graystone Co                            DE       8.01                 09/18/12

Green Innovations Ltd.                           5.03,9.01            09/24/12

GSE Holding, Inc.                       DE       1.01,5.02,9.01       09/27/12

GULF ISLAND FABRICATION INC             LA       8.01,9.01            10/01/12

GULF RESOURCES, INC.                    DE       1.01,9.01            09/25/12

GYMBOREE CORP                           DE       7.01                 10/01/12

HALLMARK FINANCIAL SERVICES INC         NV       1.01,9.01            09/30/12

HAMPTON ROADS BANKSHARES INC            VA       7.01,9.01            10/01/12

HELIX ENERGY SOLUTIONS GROUP INC        MN       1.01,2.03,9.01       10/01/12

HELMERICH & PAYNE INC                   DE       7.01,9.01            10/01/12

HERCULES OFFSHORE, INC.                 DE       8.01                 09/28/12

HERITAGE OAKS BANCORP                   CA       8.01,9.01            09/27/12

HERTZ CORP                              DE       8.01,9.01            10/01/12

HERTZ GLOBAL HOLDINGS INC                        8.01,9.01            10/01/12

HOME LOAN SERVICING SOLUTIONS, LTD.     E9       8.01                 10/01/12

ICAHN ENTERPRISES L.P.                  DE       5.02,9.01            09/28/12

IMPLANT SCIENCES CORP                   MA       2.02,7.01,9.01       10/01/12

Infor, Inc.                                      1.01,2.03,9.01       10/01/12

Inland Diversified Real Estate Trust,   MD       7.01,9.01            10/01/12

INSIGHT ENTERPRISES INC                 DE       5.02,9.01            10/01/12

Internet Patents Corp                            8.01                 09/27/12

IROBOT CORP                             DE       2.01,9.01            10/01/12

Kandi Technologies Corp                 DE       1.01,9.01            10/01/12

Kentucky First Federal Bancorp                   8.01,9.01            09/27/12

Kentucky First Federal Bancorp                   1.01,9.01            09/28/12

KKR & Co. L.P.                          DE       7.01                 10/01/12

LADENBURG THALMANN FINANCIAL SERVICES   FL       5.07                 09/28/12

Laredo Oil, Inc.                        DE       7.01,9.01            10/01/12

LEAP WIRELESS INTERNATIONAL INC         DE       1.02,8.01            10/01/12

Lender Processing Services, Inc.        DE       8.01,9.01            09/28/12

LENNOX INTERNATIONAL INC                DE       5.02,9.01            10/01/12

LEXARIA CORP.                           NV       1.01,7.01,9.01       09/28/12

LEXINGTON REALTY TRUST                  MD       7.01                 09/29/12

Limoneira CO                            DE       5.02,5.03,9.01       10/01/12

LOCAL Corp                              DE       1.01,9.01            09/29/12

Location Based Technologies, Inc.       NV       7.01                 09/28/12

LVB Acquisition, Inc.                            5.02                 10/01/12

Manitex International, Inc.             MI       1.01,2.03,9.01       09/27/12

MATTRESS FIRM HOLDING CORP.             DE       7.01,9.01            10/01/12

Measurement Specialties Inc             NJ       1.01,2.01,9.01       10/01/12

Memorial Production Partners LP         DE       2.01,9.01            09/28/12

Meritage Homes CORP                     MD       1.01,9.01            09/27/12

META FINANCIAL GROUP INC                DE       1.01,3.02,5.03,5.07, 09/27/12
                                                 9.01
          
METLIFE INC                             DE       8.01,9.01            09/27/12

METLIFE INC                             DE       8.01                 10/01/12

MOLSON COORS BREWING CO                 DE       5.02,9.01            09/27/12

Mondelez International, Inc.            VA       1.01,2.01,5.02,5.03, 09/27/12
                                                 8.01,9.01
     
MONEYGRAM INTERNATIONAL INC                      1.01,1.02,9.01       09/30/12

MONMOUTH REAL ESTATE INVESTMENT CORP    MD       7.01,9.01            10/01/12

Morningstar, Inc.                       IL       8.01,9.01            09/27/12

Movie Trailer Galaxy, Inc.              NV       1.01,5.01,5.02,8.01, 10/01/12
                                                 9.01
          
MPG Office Trust, Inc.                  MD       7.01,8.01,9.01       10/01/12

MRV COMMUNICATIONS INC                  DE       8.01,9.01            10/01/12

MULTIBAND CORP                          MN       5.07                 09/27/12

MULTIMEDIA GAMES HOLDING COMPANY, INC   TX       7.01,9.01            10/01/12

MWI Veterinary Supply, Inc.             DE       1.01                 09/28/12

MWI Veterinary Supply, Inc.             DE       1.01                 09/28/12

NATIONAL HEALTH INVESTORS INC           MD       8.01,9.01            10/01/12

NATIONAL OILWELL VARCO INC              DE       1.01,1.02,9.01       09/28/12

NAUTILUS, INC.                          WA       7.01,9.01            10/01/12

NEKTAR THERAPEUTICS                     DE       8.01                 09/28/12

NETWORK 1 SECURITY SOLUTIONS INC        DE       8.01,9.01            09/28/12

NEWELL RUBBERMAID INC                   DE       5.02                 09/28/12

NewStar Financial, Inc.                          5.02                 09/25/12

NiMin Energy Corp.                      A0       8.01,9.01            09/28/12

NORTHERN OIL & GAS, INC.                         5.02,7.01,9.01       10/01/12

NOVAGEN SOLAR INC.                      NV       2.01,9.01            09/27/12

Oak Valley Bancorp                      CA       5.07,7.01,9.01       06/05/12    AMEND

OCWEN FINANCIAL CORP                    FL       8.01                 10/01/12

OYO GEOSPACE CORP                       DE       5.03,7.01            09/27/12

PARKWAY PROPERTIES INC                  MD       1.01,2.03,9.01       09/27/12

PATHFINDER BANCORP INC                  DE       8.01,9.01            09/28/12

Pebblebrook Hotel Trust                 MD       8.01,9.01            09/28/12

PEDEVCO CORP                            TX       1.01,9.01            09/26/12

PennantPark Floating Rate Capital Ltd            7.01,9.01            10/01/12

PennyMac Mortgage Investment Trust      MD       1.01,2.03,9.01       09/26/12

PENTAIR INC                             MN       1.01,5.02,5.05,8.01, 09/28/12
                                                 9.01
          
PETROSONIC ENERGY, INC.                          7.01,9.01            09/27/12

PHH CORP                                MD       1.01,2.03,9.01       09/25/12

PIONEER ENERGY SERVICES CORP            TX       2.02,7.01,9.01       10/01/12

PIONEER NATURAL RESOURCES CO            DE       7.01                 10/01/12

Pioneer Southwest Energy Partners L.P   DE       7.01                 10/01/12

Post Holdings, Inc.                     MO       1.01                 09/26/12

Post Holdings, Inc.                     MO       1.01,8.01            09/27/12

Punchline Resources Ltd.                NV       7.01,9.01            09/24/12

QEP RESOURCES, INC.                     DE       2.01                 09/27/12

QUALITY DISTRIBUTION INC                FL       1.01,2.03,9.01       09/27/12

Rangeford Resources, Inc.               NV       5.02                 09/27/12

Raptor Pharmaceutical Corp              DE       1.01                 09/28/12

REALTY INCOME CORP                      MD       8.01,9.01            10/01/12

REALTY INCOME CORP                      MD       7.01                 10/01/12

REALTY INCOME CORP                      MD       8.01,9.01            10/01/12

Recon Technology, Ltd                   E9       7.01,9.01            10/01/12

Resource Capital Corp.                  MD       1.01,5.03,9.01       09/25/12

RLJ Acquisition, Inc.                   NV       8.01,9.01            10/01/12

Rock Energy Resources, Inc.             DE       7.01,9.01            10/01/12

SBA COMMUNICATIONS CORP                 FL       2.01,9.01            10/01/12

SCIQUEST INC                            DE       1.01,3.02,9.01       09/27/12

SEACOR HOLDINGS INC /NEW/               DE       8.01                 10/01/12

Shire plc                                        8.01,9.01            10/01/12

SIGNET JEWELERS LTD                              7.01                 10/01/12

Sino-Global Shipping America, Ltd.      VA       7.01,9.01            09/29/12

SLM Student Loan Trust 2006-7           DE       8.01,9.01            10/01/12

SNAP-ON Inc                             DE       1.01,2.03,9.01       09/28/12

SOLLENSYS CORP.                         NV       4.01,9.01            09/17/12    AMEND

SOMERSET HILLS BANCORP                  NJ       5.02,8.01,9.01       10/01/12

SPARTON CORP                            OH       5.02                 09/07/12

STRATASYS INC                           DE       1.01,8.01,9.01       09/30/12

STRATEGIC DIAGNOSTICS INC/DE/           DE       1.01,5.02,7.01,9.01  09/25/12

SUN RIVER ENERGY, INC                   CO       8.01,9.01            10/01/12

SunOpta Inc.                                     1.01,2.03,9.01       10/01/12

SYNERGETICS USA INC                              2.02,9.01            10/01/12

SYNTA PHARMACEUTICALS CORP                       8.01,9.01            09/29/12

TANDY LEATHER FACTORY INC               DE       1.01,9.01            09/24/12

TEAM INC                                TX       2.02,8.01,9.01       10/01/12

TENET HEALTHCARE CORP                   NV       8.01,9.01            10/01/12

TENET HEALTHCARE CORP                   NV       8.01,9.01            10/01/12

TENNANT CO                              MN       5.02,9.01            10/01/12

TGR Financial, Inc.                     FL       8.01,9.01            09/13/12

TIME WARNER CABLE INC.                  DE       8.01,9.01            09/30/12

TORCHMARK CORP                          DE       1.01,9.01            09/27/12

TRANS ENERGY INC                        NV       7.01,9.01            09/25/12

Transocean Ltd.                         V8       8.01                 09/28/12

Tri-Tech Holding, Inc.                  E9       1.01,2.03,9.01       09/26/12

Triangle Petroleum Corp                 NV       1.01,7.01,9.01       10/01/12

Tropicana Las Vegas Hotel & Casino, I   DE       8.01                 09/28/12

TRW AUTOMOTIVE HOLDINGS CORP            DE       1.01,2.03,3.03,8.01, 09/28/12
                                                 9.01
          
tw telecom inc.                         DE       8.01,9.01            09/27/12

TYCO INTERNATIONAL LTD                  V8       1.01,2.01,5.02,8.01, 09/25/12
                                                 9.01
          
U.S. SILICA HOLDINGS, INC.              DE       5.02,9.01            10/01/12

UGI CORP /PA/                           PA       5.02                 09/25/12

UMH PROPERTIES, INC.                    MD       7.01,9.01            10/01/12

UMPQUA HOLDINGS CORP                    OR       5.02,9.01            10/01/12

UNIVERSAL TECHNICAL INSTITUTE INC       DE       8.01,9.01            09/27/12

Universal Truckload Services, Inc.      MI       1.02,2.01,3.02,7.01, 10/01/12
                                                 9.01
          
UPSTREAM BIOSCIENCES INC.               NV       3.02,5.01,8.01       08/16/12

Urban Barns Foods Inc.                           1.01,3.02,9.01       10/01/12

US HOME SYSTEMS INC                     DE       8.01,9.01            10/01/12

USCORP                                  NV       1.01,2.01,4.01,9.01  09/10/12

VALLEY FINANCIAL CORP /VA/              VA       8.01,9.01            09/28/12

Vampt America, Inc.                     NV       9.01                 05/07/12    AMEND

Vampt America, Inc.                     NV       9.01                 07/11/12    AMEND

VAPOR CORP.                             NV       1.01,2.03,3.02,9.01  09/28/12

VECTREN CORP                            IN       5.03                 09/05/12    AMEND

VERSANT CORP                            CA       1.01,9.01            09/28/12

VERSAR INC                              DE       8.01                 09/29/12

WASHINGTON POST CO                      DE       8.01,9.01            10/01/12

WATSCO INC                              FL       7.01,9.01            10/01/12

WAUSAU PAPER CORP.                      WI       7.01,9.01            10/01/12

WAYNE SAVINGS BANCSHARES INC /DE/       DE       7.01,9.01            10/01/12

WELLCARE HEALTH PLANS, INC.             DE       1.01,9.01            09/25/12

WELLPOINT, INC                          IN       7.01,9.01            10/01/12

WEST COAST BANCORP /NEW/OR/             OR       1.01,3.03,5.03,9.01  09/25/12

Woodward, Inc.                          DE       5.02,8.01            09/25/12

WORTHINGTON INDUSTRIES INC              OH       2.02,5.07,9.01       09/27/12

XODTEC LED, INC.                        NV       1.01,3.02,5.03,9.01  09/14/12

Z TRIM HOLDINGS, INC                    IL       2.02,9.01            10/01/12

ZIMMER HOLDINGS INC                     DE       8.01                 09/25/12

ZIPREALTY INC                                    1.01,9.01            09/28/12

 

http://www.sec.gov/news/digest/2012/dig100212.htm


Modified: 10/02/2012