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U.S. Securities and Exchange Commission

SEC News Digest

Issue 2012-164
August 23, 2012

ENFORCEMENT PROCEEDINGS

In the Matter of in Qiao Xing Universal Resources, Inc.

An Administrative Law Judge has issued an Order Making Findings and Revoking Registrations by Default (Default Order) in Qiao Xing Universal Resources, Inc., Admin. Proc. File No. 3-14936. The Order Instituting Proceedings alleged that Respondents failed to file with the Securities and Exchange Commission annual reports on Form 20-F for the year ended December 31, 2011, in violation of Section 13(a) of the Securities Exchange Act of 1934 and Rule 13a-1 thereunder. The Default Order finds these allegations to be true as to Qiao Xing Universal Resources, Inc., and Qiao Xing Mobile Communication Co., Ltd., and revokes the registration of each class of their registered securities, pursuant to Section 12(j) of the Securities Exchange Act of 1934. (Rel. 34-67718; File No. 3-14936)

SELF-REGULATORY ORGANIZATIONS

Immediate Effectiveness of Proposed Rule Changes

A proposed rule change filed by the C2 Options Exchange, Incorporated (SR-C2-2012-028) to amend the Fees Schedule has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication in the Federal Register is expected during the week of August 27. (Rel. 34-67704)

The Depository Trust Company (“DTC”) filed a proposed rule change (SR-DTC-2012-07) under Section 19(b)(1) of the Securities Exchange Act of 1934 to update existing procedures as they relate to processing mandatory corporate actions. The rule change became effective upon filing. Publication in the Federal Register is expected during the week of August 27. (Rel. 34-67705)

A proposed rule change filed by The Depository Trust Company (DTC) to make updates to its Custody Service (SR-DTC-2012-06) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication in the Federal Register is expected during the week of August 27. (Rel. 34-67707)

A proposed rule change filed by NYSE MKT LLC amending Rule 928NY to expand the existing Market Maker Risk Limitation Mechanism making it available for orders from Market Makers as well as Non-Market Maker ATP Holders, and to provide for two additional Risk Limitation Mechanisms (SR-NYSEMKT-2012-39) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication in the Federal Register is expected during the week of August 27. (Rel. 34-67713)

A proposed rule change filed by NYSE Arca, Inc. amending NYSE Arca Options Rule 6.40 to expand the existing Market Maker Risk Limitation Mechanism making it available for orders from Market Makers as well as Non-Market Maker OTP Firms and OTP Holders, and to provide for two additional Risk Limitation Mechanisms (SR-NYSEArca-2012-87) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication in the Federal Register is expected during the week of August 27. (Rel. 34-67714)

Approval of Proposed Rule Changes

The Commission approved a proposed rule change (SR-OCC-2012-10) filed by The Options Clearing Corporation (OCC) under Section 19(b)(1) of the Securities Exchange Act of 1934 to amend OCC’s By-Laws and Rules to terminate OCC’s Pledge Program. Publication in the Federal Register is expected during the week of August 27. (Rel. 34-67706)

The Commission approved a proposed rule change (SR-EDGX-2012-24), as modified by Amendment No. 1 thereto, filed by EDGX Exchange, Inc. pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder to amend EDGX rules regarding market access. Publication in the Federal Register is expected during the week of August 27. (Rel. 34-67711)

The Commission approved a proposed rule change (SR-EDGA-2012-27), as modified by Amendment No. 1 thereto, filed by EDGA Exchange, Inc. pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder to amend EDGA rules regarding market access. Publication in the Federal Register is expected during the week of August 27. (Rel. 34-67712)

Proposed Rule Change

NYSE Arca, Inc. has filed a proposed rule change (SR-NYSEArca-2012-88) pursuant to Section 19(b) of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder relating to listing and trading of the RiverFront Strategic Income Fund pursuant to NYSE Arca Equities Rule 8.600. Publication in the Federal Register is expected during the week of August 27. (Rel. 34-67715)

SECURITIES ACT REGISTRATIONS

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue.

Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

S-3ASR  iShares S&P GSCI Commodity-Indexed Trust, 400 HOWARD STREET, 
        SAN FRANCISCO, CA, 94105, 415-670-2000 - 
        19,206,277 ($643,986,468.00) Equity, (File 333-183470 - Aug. 22) 
        (BR. 08B)

S-8     CARDINAL HEALTH INC, 7000 CARDINAL PLACE, DUBLIN, OH, 43017, 
        6147573033 - 0 ($161,425,600.00) Equity, 0 ($40,000,000.00) Other, 
        (File 333-183471 - Aug. 22) (BR. 09B)

S-3     DAYSTAR TECHNOLOGIES INC, 13 CORPORATE DRIVE, HALFMOON, NY, 12065, 
        518-383-4600 - 5,417,514 ($8,505,497.00) Equity, (File 333-183472 - 
        Aug. 22) (BR. 10A)

S-8     Verisk Analytics, Inc., 545 WASHINGTON BOULEVARD, JERSEY CITY, NJ, 
        07310-1686, 201-469-2000 - 2,000,000 ($92,460,000.00) Other, 
        (File 333-183476 - Aug. 22) (BR. 03B)

S-4     AMERICAN MEDIA INC, 1000 AMERICAN MEDIA WAY, BOCA RATON, FL, 33431, 
        5619977733 - 0 ($365,000,000.00) Debt, (File 333-183477 - Aug. 22) 
        (BR. 05)

S-3     Huntington Funding, LLC, HUNTINGTON CENTER, 41 SOUTH HIGH STREET, 
        COLUMBUS, OH, 43287, (302) 636-5401 - 
        0 ($1,000,000.00) Asset-Backed Securities, (File 333-183479 - Aug. 22) 
        (BR. OSF)

S-8     PENNSYLVANIA REAL ESTATE INVESTMENT TRUST, THE BELLEVUE, 
        200 S BROAD STREET, PHILADELPHIA, PA, 19102, 2155429250 - 
        0 ($25,917,500.00) Other, (File 333-183480 - Aug. 22) (BR. 08C)

S-3     MARTIN MIDSTREAM PARTNERS LP, 4200 STONE ROAD, KILGORE, TX, 75662, 
        9039836200 - 6,593,267 ($221,270,040.52) Limited Partnership Interests, 
        6,593,267 ($750,000,000.00) Unallocated (Universal) Shelf, 
        (File 333-183481 - Aug. 22) (BR. 04B)

S-8     Cyclacel Pharmaceuticals, Inc., 200 CONNELL DRIVE, SUITE 1500, 
        BERKELEY HEIGHTS, NJ, 07922, 908-517-7330 - 0 ($3,710,000.00) Equity, 
        (File 333-183483 - Aug. 22) (BR. 01A)

S-3     RLJ Lodging Trust, 3 BETHESDA METRO CENTER, SUITE 1000, BETHESDA, MD, 
        20814, 301-280-7777 - 0 ($53,436,130.00) Equity, (File 333-183484 - 
        Aug. 22) (BR. 08C)

S-3ASR  RLJ Lodging Trust, 3 BETHESDA METRO CENTER, SUITE 1000, BETHESDA, MD, 
        20814, 301-280-7777 - 0 ($0.00) Unallocated (Universal) Shelf, 
        (File 333-183485 - Aug. 22) (BR. 08C)

S-3     XOMA Corp, 2910 SEVENTH ST, BERKELEY, CA, 94710, 5106441170 - 
        0 ($100,000,000.00) Equity, (File 333-183486 - Aug. 22) (BR. 01A)

S-1     MOTRICITY INC, 601 108TH AVE NE, SUITE 900, BELLEVUE, WA, 98004, 
        425-957-6200 - 0 ($6,597,506.00) Equity, (File 333-183487 - Aug. 22) 
        (BR. 03A)

S-8     Imprimis Pharmaceuticals, Inc., 437 S. HWY 101, STE 209, SOLANA BEACH, 
        CA, 92075, 858-433-2800 - 12,625,000 ($8,206,250.00) Equity, 
        (File 333-183488 - Aug. 22) (BR. 01B)

S-3ASR  ANALOG DEVICES INC, ONE TECHNOLOGY WAY, NORWOOD, MA, 02062, 
        7813294700 - 0 ($0.00) Debt, (File 333-183490 - Aug. 22) (BR. 10A)

S-8     INVIVO THERAPEUTICS HOLDINGS CORP., ONE BROADWAY, 14TH FLOOR, 
        CAMBRIDGE, MA, 02142, (617) 475-1520 - 0 ($7,322,995.56) Equity, 
        (File 333-183491 - Aug. 22) (BR. 10A)

S-4     Revel AC, Inc., C/O REVEL AC, INC., 500 BOARDWALK, ATLANTIC CITY, NJ, 
        08401, (609) 572-6560 - 0 ($435,599,207.00) Debt, (File 333-183492 - 
        Aug. 22) (BR. )

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events:

1.01

Entry into a Material Definitive Agreement

1.02

Termination of a Material Definitive Agreement

1.03

Bankruptcy or Receivership

2.01

Completion of Acquisition or Disposition of Assets

2.02

Results of Operations and Financial Condition

2.03

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

2.04

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

2.05

Cost Associated with Exit or Disposal Activities

2.06

Material Impairments

3.01

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

3.02

Unregistered Sales of Equity Securities

3.03

Material Modifications to Rights of Security Holders

4.01

Changes in Registrant's Certifying Accountant

4.02

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

5.01

Changes in Control of Registrant

5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer

5.03

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

5.04

Temporary Suspension of Trading Under Registrant's Employee Benefit Plans

5.05

Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics

5.06

Change in Shell Company Status

6.01

ABS Informational and Computational Material.

6.02

Change of Servicer or Trustee.

6.03

Change in Credit Enhancement or Other External Support.

6.04

Failure to Make a Required Distribution.

6.05

Securities Act Updating Disclosure.

7.01

Regulation FD Disclosure

8.01

Other Events

9.01

Financial Statements and Exhibits

8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

                                       

STATE

NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT

-----------------------------------------------------------------------------------------

A123 SYSTEMS, INC.                      DE       3.01                 08/21/12

AASTROM BIOSCIENCES INC                 MI       5.07                 05/02/12    AMEND

ACACIA RESEARCH CORP                    DE       8.01                 08/21/12

AEMETIS, INC                            NV       1.01,7.01,9.01       08/20/12

AETNA INC /PA/                          PA       1.01,8.01,9.01       08/19/12

Aircastle LTD                           D0       7.01,9.01            08/22/12

Alexza Pharmaceuticals Inc.             DE       8.01,9.01            08/20/12

ALLSTATE CORP                           DE       8.01,9.01            08/22/12

Alpha Natural Resources, Inc.           DE       1.04                 08/16/12

ALTAIR NANOTECHNOLOGIES INC             Z4       5.02,9.01            08/16/12

ALTERNATIVE ENERGY MEDIA, INC.          NV       5.01                 08/22/12

American Electric Technologies Inc      FL       5.02,9.01            06/14/12

AMERICAN REALTY CAPITAL - RETAIL CENT   MD       2.01,9.01            03/31/12    AMEND

AMPAL-AMERICAN ISRAEL CORP              NY       9.01                 08/22/12    AMEND

APPLIED MICRO CIRCUITS CORP             DE       5.02                 08/16/12

ARES CAPITAL CORP                       MD       7.01,9.01            08/22/12

ASHLAND INC.                            KY       7.01,9.01            08/22/12

Aspect Software Group Holdings Ltd.     DE       5.02                 08/19/12

ASTEC INDUSTRIES INC                    TN       5.02,9.01            08/22/12

AVIAT NETWORKS, INC.                    DE       8.01                 08/22/12

Behringer Harvard Opportunity REIT II   MD       7.01,9.01            08/22/12

BEHRINGER HARVARD SHORT TERM OPPORTUN   TX       2.01,9.01            08/16/12

BENIHANA INC                            DE       1.01,1.02,2.01,2.03, 08/21/12
                                                 3.01,3.03,5.01,5.02,
                                                 5.03
   
BENIHANA INC                            DE       5.07,8.01,9.01       08/21/12

BioRestorative Therapies, Inc.          NV       5.02                 07/17/12

BLUESKY SYSTEMS CORP                             1.02,5.02            07/01/12

Boardwalk Pipeline Partners, LP         DE       7.01,8.01,9.01       08/16/12

BODY CENTRAL CORP                                5.02,9.01            08/17/12

BON TON STORES INC                      PA       8.01,9.01            08/21/12

BOSTON PRIVATE FINANCIAL HOLDINGS INC   MA       8.01                 08/21/12

BreitBurn Energy Partners L.P.          DE       9.01                 10/07/11    AMEND

BROADCOM CORP                           CA       8.01                 08/15/12

BUCKEYE PARTNERS, L.P.                  DE       7.01,9.01            08/22/12

Bullion Monarch Mining, Inc. (NEW)      UT       2.01,3.03,5.01,5.02, 08/17/12
                                                 5.03,5.07,8.01,9.01
        
CAESARS ENTERTAINMENT Corp              DE       1.01,2.03,7.01,9.01  08/22/12

CALIX, INC                                       1.01,9.01            08/20/12

Care Investment Trust Inc.              MD       2.02,7.01,9.01       08/22/12

Carter Validus Mission Critical REIT,   MD       1.01,2.03,9.01       08/16/12

Ceres, Inc.                             DE       5.02,7.01,9.01       08/22/12

CHARTER COMMUNICATIONS, INC. /MO/       DE       1.01,2.03,8.01,9.01  08/22/12

CHECKPOINT SYSTEMS INC                  PA       5.02                 08/16/12

CHICOS FAS INC                          FL       2.02,9.01            08/22/12

CHINA HGS REAL ESTATE INC.              F4       5.02,9.01            08/21/12

CLEARONE COMMUNICATIONS INC             UT       2.02,9.01            08/13/12

CMG HOLDINGS GROUP, INC.                NV       7.01,8.01            08/22/12

COBIZ FINANCIAL INC                     CO       1.02,9.01            08/16/12

COMM 2012-CCRE2 Mortgage Trust          DE       8.01,9.01            08/22/12

COMMUNITY HEALTH SYSTEMS INC            DE       1.01,2.03,9.01       08/22/12

CORINTHIAN COLLEGES INC                          5.02                 08/16/12

CORRECTIONS CORP OF AMERICA             MD       5.03,8.01,9.01       08/17/12

Covidien plc                                     7.01,9.01            08/22/12

Crestwood Midstream Partners LP         DE       7.01                 08/22/12

Customers Bancorp, Inc.                 PA       3.02                 08/18/12

Delanco Bancorp, Inc                             5.07                 08/20/12

DFC GLOBAL CORP.                        DE       2.02,9.01            08/22/12

DIRECT MARKETS HOLDINGS CORP.           DE       5.02,8.01            08/21/12

Diversified Restaurant Holdings, Inc.   NV       1.01                 08/20/12

DIXIE GROUP INC                         TN       5.02,9.01            08/22/12

DOLPHIN DIGITAL MEDIA INC               NV       2.02,8.01,9.01       08/16/12

Durata Therapeutics, Inc.               DE       1.01                 08/16/12

DYAX CORP                               DE       1.02,2.03            08/22/12

Eastern Resources, Inc.                 DE       1.01,2.01,3.02,5.01, 04/06/12    AMEND
                                                 5.02,9.01
     
EATON VANCE CORP                        MD       2.02,9.01            07/31/12

ECO Building Products, Inc.             CO       1.01,2.03,3.02,9.01  08/21/12

EDEN ENERGY CORP                        NV       5.02                 08/21/12

EMERSON ELECTRIC CO                     MO       7.01                 08/22/12

ENXNET INC                              OK       4.01,9.01            08/22/12    AMEND

EVANS BANCORP INC                       NY       7.01                 08/21/12

EXPRESS, INC.                                    2.02,9.01            08/22/12

FAR EAST ENERGY CORP                    NV       2.03                 08/17/12

FERRO CORP                              OH       8.01,9.01            08/22/12

Fidelity National Financial, Inc.                1.01,8.01,9.01       08/21/12

FINANCIAL INSTITUTIONS INC              NY       8.01,9.01            08/17/12

FIRST COMMUNITY BANCSHARES INC /NV/     NV       1.01,2.01,7.01,9.01  06/08/12    AMEND

FIRST MERCHANTS CORP                    IN       8.01,9.01            08/22/12

FIRST PACTRUST BANCORP INC              MD       8.01,9.01            08/21/12

FLUOROPHARMA MEDICAL, INC.              NV       5.02,9.01            08/16/12

FLUOROPHARMA MEDICAL, INC.              NV       4.01                 08/16/12

FLUSHING FINANCIAL CORP                 DE       8.01,9.01            08/21/12

FRISCHS RESTAURANTS INC                 OH       8.01,9.01            08/22/12

FSB Community Bankshares Inc            X1       8.01,9.01            08/22/12

Georgia-Carolina Bancshares, Inc        GA       5.02                 07/23/12

GLOBAL HEALTH VOYAGER INC               DE       4.02                 08/20/12

GLOBUS MEDICAL INC                      DE       2.02,9.01            08/21/12

Graystone Co                            DE       8.01                 08/21/12

Graystone Co                            DE       3.02                 08/21/12

GREENE COUNTY BANCORP INC               DE       5.02,9.01            08/21/12

Groupon, Inc.                           DE       5.02                 08/17/12

GUESS INC                               DE       2.02,9.01            08/22/12

GULFMARK OFFSHORE INC                   DE       7.01,9.01            08/21/12

HAIN CELESTIAL GROUP INC                DE       2.02,9.01            08/22/12

HALLADOR ENERGY CO                      CO       8.01                 08/21/12

HAMPTON ROADS BANKSHARES INC            VA       5.02,9.01            08/20/12

HARRIS & HARRIS GROUP INC /NY/          NY       8.01,9.01            08/22/12

HARVEST NATURAL RESOURCES, INC.         DE       3.02,8.01,9.01       08/21/12

Hatteras Financial Corp                          1.01,5.03,9.01       08/16/12

HEALTH CARE REIT INC /DE/               DE       5.02                 08/21/12

HEALTH CARE REIT INC /DE/               DE       1.01,7.01,9.01       08/21/12

HEICO CORP                              FL       2.02,9.01            08/22/12

HELIX ENERGY SOLUTIONS GROUP INC        MN       7.01,9.01            08/22/12

HEWLETT PACKARD CO                      DE       2.02,9.01            08/22/12

HINES REAL ESTATE INVESTMENT TRUST IN            5.07,7.01,9.01       08/22/12

HOLLY ENERGY PARTNERS LP                         7.01,9.01            08/22/12

HUGOTON ROYALTY TRUST                   TX       2.02,9.01            08/21/12

IDACORP INC                             ID       7.01,9.01            08/22/12

INTERNATIONAL GAME TECHNOLOGY           NV       5.03,9.01            08/20/12

INTERNATIONAL RECTIFIER CORP /DE/       DE       2.02,7.01,9.01       08/17/12

ISLE OF CAPRI CASINOS INC               DE       8.01                 08/21/12

KAYAK Software Corp                     DE       2.02,9.01            08/22/12

KBR, INC.                               DE       5.02                 08/22/12

Kips Bay Medical, Inc.                  DE       8.01,9.01            08/22/12

KRISPY KREME DOUGHNUTS INC              NC       2.02,7.01,9.01       08/22/12

LANCASTER COLONY CORP                   OH       8.01,9.01            08/22/12

LENCO MOBILE INC.                       DE       1.01,2.03,3.02,8.01, 08/21/12
                                                 9.01
          
LIBERTY SILVER CORP                     NV       1.01,8.01            08/21/12

LIFE PARTNERS HOLDINGS INC              TX       8.01,9.01            08/16/12

LIME ENERGY CO.                         DE       3.01,9.01            08/16/12

LINKEDIN CORP                           DE       1.01                 08/22/12

LOGITECH INTERNATIONAL SA                        5.02,8.01,9.01       08/20/12

LRR Energy, L.P.                        DE       7.01,9.01            08/20/12

M&T BANK CORP                           NY       1.01,9.01            08/17/12

MAGELLAN PETROLEUM CORP /DE/            DE       7.01,9.01            08/21/12

MAGICJACK VOCALTEC LTD                  L3       5.07                 08/22/12

Man AHL FuturesAccess LLC               DE       1.01                 08/17/12

Manhattan Bancorp                       CA       5.02                 08/16/12

Marina Biotech, Inc.                    DE       3.02,5.01,5.03,8.01, 08/15/12
                                                 9.01
          
MARKWEST ENERGY PARTNERS L P                     7.01,9.01            08/22/12

MAXLINEAR INC                                    1.01,9.01            08/21/12

MEDIA GENERAL INC                       VA       5.02,9.01            08/22/12

MEDICINOVA INC                          DE       1.01,3.02,9.01       08/22/12

MEDL Mobile Holdings, Inc.              NV       7.01,9.01            08/22/12

Mobile Integrated Systems, Inc.         NV       1.01,3.02,8.01,9.01  08/20/12

Molycorp, Inc.                          DE       8.01,9.01            08/17/12

MOOG INC                                NY       8.01,9.01            08/22/12

NATURAL RESOURCE PARTNERS LP            DE       2.01,9.01            08/21/12

NBCUniversal Media, LLC                 DE       7.01                 08/22/12

NCR CORP                                MD       8.01,9.01            08/21/12

NCR CORP                                MD       1.01,2.03            08/22/12

NEDAK ETHANOL, LLC                      NE       1.01,2.03,9.01       08/22/12

NETWORK ENGINES INC                     DE       8.01,9.01            08/22/12

NEWS CORP                                        8.01,9.01            08/22/12

NuStar Energy L.P.                      DE       7.01,9.01            08/22/12

NuStar GP Holdings, LLC                 DE       7.01,9.01            08/22/12

OLIN CORP                               VA       1.01,9.01            08/22/12

OLIN CORP                               VA       2.01,8.01,9.01       08/22/12

ON SEMICONDUCTOR CORP                   DE       2.05,5.02            08/16/12

ONEOK Partners LP                       DE       5.02                 08/18/12

OXIGENE INC                             DE       8.01,9.01            08/22/12

PACCAR INC                              DE       5.02,9.01            08/22/12

PACIFIC SUNWEAR OF CALIFORNIA INC       CA       2.02,9.01            08/22/12

PAREXEL INTERNATIONAL CORP              MA       1.01,8.01,9.01       08/17/12

Pathfinder Cell Therapy, Inc.           DE       2.03,3.02            08/17/12

PDF SOLUTIONS INC                       DE       1.01,2.03,9.01       06/01/12

PennyMac Mortgage Investment Trust      MD       8.01,9.01            08/16/12

PERFORMANCE TECHNOLOGIES INC \DE\       DE       1.01,3.03            08/16/12

PERMIAN BASIN ROYALTY TRUST             TX       2.02,9.01            08/21/12

PHAZAR CORP                             DE       2.02,9.01            08/22/12

PLAINS ALL AMERICAN PIPELINE LP         DE       7.01,9.01            08/16/12

POLYCOM INC                             DE       8.01                 08/21/12

POWERWAVE TECHNOLOGIES INC              DE       1.01,9.01            08/16/12

Prime Time Travel, Inc.                 DE       5.07,8.01            08/21/12

PROVIDENCE SERVICE CORP                 DE       5.07                 08/16/12

PVF CAPITAL CORP                        OH       2.02,9.01            08/22/12

QUALITY SYSTEMS, INC                    CA       5.07                 08/16/12

RADIENT PHARMACEUTICALS Corp            DE       1.01                 08/21/12    AMEND

RAINBOW INTERNATIONAL, CORP.            NV       1.01,3.02,5.01,5.02, 03/26/12
                                                 9.01
          
RAIT Financial Trust                    MD       7.01,9.01            08/22/12

RAMBUS INC                              DE       5.02,8.01,9.01       08/22/12

RAVEN INDUSTRIES INC                    SD       2.02,9.01            08/21/12

RAYMOND JAMES FINANCIAL INC             FL       7.01,9.01            08/22/12

RDA Holding Co.                                  4.01,9.01            08/17/12

Regency Energy Partners LP              DE       7.01,9.01            08/22/12

RLJ Lodging Trust                       MD       8.01,9.01            08/22/12

ROOMLINX INC                            NV       5.02,8.01,9.01       08/17/12

S Y BANCORP INC                         KY       5.02,9.01            08/21/12

SAND HILLS, INC                         NV       9.01                 03/30/12    AMEND

SCHOLASTIC CORP                         DE       5.02                 08/20/12

ScripsAmerica, Inc.                     DE       1.01,2.03,9.01       08/16/12

SEARCH BY HEADLINES.COM CORP.           NV       1.01,2.03,3.02,9.01  08/10/12

SEMTECH CORP                            DE       2.02,7.01,9.01       08/22/12

SERVICEMASTER CO                        DE       1.01,2.03,9.01       08/22/12

SILICON IMAGE INC                       DE       5.02                 08/15/12

Sino Agro Food, Inc.                    NV       7.01,9.01            08/22/12

SIONIX CORP                             NV       5.02                 08/20/12

STAG Industrial, Inc.                            5.07                 05/07/12    AMEND

STEVIA NUTRA CORP.                      NV       1.01,9.01            08/20/12

Strategic Storage Trust, Inc.           MD       7.01,8.01,9.01       08/16/12

STRATTEC SECURITY CORP                  WI       7.01,9.01            08/21/12

SUNRISE SENIOR LIVING INC               DE       1.01,3.03,8.01,9.01  08/21/12

SUNRISE SENIOR LIVING INC               DE       8.01,9.01            08/22/12

SYNOPSYS INC                            DE       2.02,9.01            08/22/12

T & G APOTHECARY INC                    NV       1.01,5.01,5.02,9.01  08/21/12

TAIWAN FUND INC                         DE       7.01,9.01            07/31/12

TANDY BRANDS ACCESSORIES INC            DE       1.01                 08/09/12

Tao Minerals Ltd.                       NV       4.01,9.01            05/30/12    AMEND

TeleNav, Inc.                           DE       5.02,9.01            08/16/12

TELETECH HOLDINGS INC                   DE       5.02,9.01            08/16/12

TESORO CORP /NEW/                       DE       1.01,1.02,9.01       08/16/12

TESORO LOGISTICS LP                     DE       1.01,7.01,9.01       08/17/12

Texas Rare Earth Resources Corp.        NV       5.02                 08/22/12

THERMO FISHER SCIENTIFIC INC.           DE       1.01,9.01            08/22/12

THOR INDUSTRIES INC                     DE       5.02                 08/16/12

THOR INDUSTRIES INC                     DE       5.02,9.01            08/20/12

TILLY'S, INC.                           DE       2.02,9.01            08/22/12

TOLL BROTHERS INC                       DE       2.02,9.01            08/17/12

Tonix Pharmaceuticals Holding Corp.     NV       7.01,9.01            08/22/12

Tower Group, Inc.                       DE       7.01,9.01            08/22/12

TOWN SPORTS INTERNATIONAL HOLDINGS IN   DE       1.01,9.01            08/22/12

Transcept Pharmaceuticals Inc           DE       8.01                 08/21/12

UIL HOLDINGS CORP                       CT       7.01,9.01            08/22/12

Ulta Salon, Cosmetics & Fragrance, In   DE       5.02,9.01            08/20/12

UNISYS CORP                             DE       8.01,9.01            08/16/12

US DATAWORKS INC                        NV       1.02                 08/17/12

US FUEL CORP                            NV       1.01                 08/21/12

US FUEL CORP                            NV       8.01                 08/21/12

US FUEL CORP                            NV       8.01                 08/21/12

ViewPoint Financial Group Inc.                   8.01,9.01            08/22/12

VIROPHARMA INC                          DE       5.02                 08/20/12

VISTA GOLD CORP                         B0       3.02,7.01,9.01       07/30/12    AMEND

VISUALANT INC                           NV       2.01,9.01            07/31/12

WELLS MID-HORIZON VALUE-ADDED FUND I             5.02                 08/21/12

WESTERN ALLIANCE BANCORPORATION         NV       1.01,9.01            08/17/12

WESTERN LIBERTY BANCORP                 DE       1.01,8.01,9.01       08/17/12

WGL HOLDINGS INC                        VA       8.01,9.01            08/16/12

WITS BASIN PRECIOUS MINERALS INC        MN       1.01,3.03,5.03,9.01  08/22/12

XPO Logistics, Inc.                              7.01,8.01,9.01       08/22/12

XTREME HEALTHCARE Corp                  DE       4.01                 06/30/12    AMEND

ZIPREALTY INC                                    5.02,9.01            08/16/12

 

http://www.sec.gov/news/digest/2012/dig082312.htm


Modified: 08/23/2012