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Commission announcementsSecurities and Exchange Commission Suspends Trading in the Securities of Five Issuers For Failure to Make Required Periodic FilingsThe U.S. Securities and Exchange Commission announced the temporary suspension of trading in the securities of the following issuers, commencing at 9:30 a.m. EDT on May 3, 2012, and terminating at 11:59 p.m. EDT on May 16, 2012.
The Commission temporarily suspended trading in the securities of these five issuers due to a lack of current and accurate information about the companies because they have not filed periodic reports with the Commission in over two years. This order was entered pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act). The Commission cautions brokers, dealers, shareholders and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by these companies. Brokers and dealers should be alert to the fact that, pursuant to Exchange Act Rule 15c2-11, at the termination of the trading suspensions, no quotation may be entered relating to the securities of the subject companies unless and until the broker or dealer has strictly complied with all of the provisions of the rule. If any broker or dealer is uncertain as to what is required by the rule, it should refrain from entering quotations relating to the securities of these companies that have been subject to a trading suspension until such time as it has familiarized itself with the rule and is certain that all of its provisions have been met. Any broker or dealer with questions regarding the rule should contact the staff of the Securities and Exchange Commission in Washington, DC at (202) 551-5720. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker, dealer or other person has any information which may relate to this matter, they should immediately communicate it to the Delinquent Filings Branch of the Division of Enforcement at (202) 551-5466, or by e-mail at DelinquentFilings@sec.gov. (Rel. 34-66909) Commission MeetingsChange in the Meeting: Additional ItemThe following matter was also considered during the 2:00 p.m. Closed Meeting on Thursday, May 3, 2012: a personnel matter. Closed Meeting on Thursday, May 10, 2012 at 2:00 p.m.The subject matter of the Closed Meeting scheduled for Thursday, May 10, 2012 will be: institution and settlement of injunctive actions; institution and settlement of administrative proceedings; consideration of amici participation; and other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGSCommission Orders Hearings on Registration Suspension or Revocation Against Five Companies for Failure to Make Required Periodic FilingsIn conjunction with this trading suspension, the Commission today also instituted public administrative proceedings to determine whether to revoke or suspend for a period not exceeding twelve months the registration of each class of the securities of five companies for failure to make required periodic filings with the Commission:
In this Order, the Division of Enforcement (Division) alleges that the five issuers are delinquent in their required periodic filings with the Commission. In this proceeding, instituted pursuant to Exchange Act Section 12(j), a hearing will be scheduled before an Administrative Law Judge. At the hearing, the judge will hear evidence from the Division and the Respondents to determine whether the allegations of the Division contained in the Order, which the Division alleges constitute failures to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder, are true. The judge in the proceeding will then determine whether the registrations pursuant to Exchange Act Section 12 of each class of the securities of these Respondents should be revoked or suspended for a period not exceeding twelve months. The Commission ordered that the Administrative Law Judge in this proceeding issue an initial decision not later than 120 days from the date of service of the order instituting proceedings. (Rel. 34-66908; File No. 3-14869) SELF-REGULATORY ORGANIZATIONSImmediate Effectiveness of Proposed Rule ChangesA proposed rule change filed by NYSE Amex LLC (SR-NYSEAmex-2012-27) implementing an increase to the login fee within the NYSE Amex Options Fee Schedule has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of May 7. (Rel. 34-66903) A proposed rule change (SR-NYSEArca-2012-40) filed by NYSE Arca, Inc. implementing a fee change for the Floor Broker Electronic Order Capture Device has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of May 7. (Rel. 34-66904) A proposed rule change filed by The NASDAQ Stock Market LLC (SR-NASDAQ-2012-056) to amend Rules 7001 and 7018(h) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of May 7. (Rel. 34-66905) SECURITIES ACT REGISTRATIONSThe following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. F-3 Golar LNG Partners LP, PAR-LA-VILLE PLACE, FOURTH FLOOR, 14 PAR-LA-VILLE ROAD, HAMILTON, D0, HM 08, 1 441-295-4705 - 0 ($1,007,030,000.00) Unallocated (Universal) Shelf, (File 333-181094 - May. 2) (BR. 05A) S-8 DANA HOLDING CORP, 3939 TECHNOLOGY DRIVE, MAUMEE, OH, 43537, 419-887-3000 - 5,000,000 ($74,900,000.00) Equity, (File 333-181101 - May. 2) (BR. 05B) S-3ASR AMERICAN CAMPUS COMMUNITIES INC, 0 ($0.00) Unallocated (Universal) Shelf, (File 333-181102 - May. 2) (BR. 08C) S-3 CEF EQUIPMENT HOLDING LLC, 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-181103 - May. 2) (BR. OSF) S-8 SERVICESOURCE INTERNATIONAL, INC., 634 SECOND STREET, SAN FRANCISCO, CA, 94107, 4159016030 - 3,628,371 ($53,322,540.67) Equity, (File 333-181104 - May. 2) (BR. 02C) S-8 SUNRISE SENIOR LIVING INC, 7902 WESTPARK DR, MCLEAN, VA, 22102, 7032737500 - 0 ($18,990,000.00) Equity, (File 333-181106 - May. 2) (BR. 11C) S-8 LABORATORY CORP OF AMERICA HOLDINGS, 358 S MAIN ST, BURLINGTON, NC, 27215, 3362291127 - 0 ($1,081,027,960.00) Equity, (File 333-181107 - May. 2) (BR. 09B) S-8 LABORATORY CORP OF AMERICA HOLDINGS, 358 S MAIN ST, BURLINGTON, NC, 27215, 3362291127 - 0 ($157,716,000.00) Equity, (File 333-181108 - May. 2) (BR. 09B) S-8 Carlyle Group L.P., C/O THE CARLYLE GROUP, 1001 PENNSYLVANIA AVENUE, N.W., WASHINGTON, DC, 20004, 202 729 5626 - 30,450,000 ($761,250,000.00) Equity, (File 333-181109 - May. 2) (BR. 06C) S-3 UMB FINANCIAL CORP, 1010 GRAND AVE, KANSAS CITY, MO, 64106, 8168607000 - 0 ($24,112,500.00) Equity, (File 333-181110 - May. 2) (BR. 07B) S-8 UMB FINANCIAL CORP, 1010 GRAND AVE, KANSAS CITY, MO, 64106, 8168607000 - 0 ($14,467,500.00) Equity, (File 333-181111 - May. 2) (BR. 07B) S-8 Edgen Group Inc., 18444 HIGHLAND ROAD, BATON ROUGE, X1, 70809, 2257569868 - 7,700,000 ($68,068,000.00) Equity, (File 333-181112 - May. 2) (BR. 05B) N-2 Cohen & Steers Low Duration Preferred Income Fund, Inc., 280 PARK AVENUE, FLOOR 10, NEW YORK, NY, 10017, (212) 832-3232 - 40,000 ($1,000,000.00) Equity, (File 333-181113 - May. 2) (BR. ) S-8 Six Flags Entertainment Corp, 924 AVENUE J EAST, GRAND PRAIRIE, TX, 75050, 972 595-5000 - 0 ($209,704,000.00) Equity, (File 333-181114 - May. 2) (BR. 05C) RECENT 8K FILINGSForm 8-K is used by companies to file current reports on the following events:
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ----------------------------------------------------------------------------------------- 3DICON CORP 5.03,8.01,9.01 04/27/12 ABBOTT LABORATORIES IL 5.02 04/27/12 Abingdon Futures Fund LP NY 3.02 05/01/12 ACME PACKET INC DE 2.02,9.01 05/02/12 ACTUANT CORP WI 5.02,8.01,9.01 04/26/12 Adamis Pharmaceuticals Corp DE 1.02,9.01 04/24/12 ADEPT TECHNOLOGY INC DE 2.02,9.01 05/02/12 ADVISORY BOARD CO DE 2.02,8.01,9.01 05/01/12 AGL RESOURCES INC GA 5.07 05/01/12 ALEXANDERS J CORP TN 2.02,7.01,9.01 05/02/12 ALEXANDRIA REAL ESTATE EQUITIES INC MD 2.02,9.01 05/01/12 ALICO INC FL 8.01,9.01 05/02/12 ALLEGHANY CORP /DE DE 5.07 04/27/12 Allegiant Travel CO NV 7.01,9.01 05/01/12 ALLERGAN INC DE 2.02,9.01 05/02/12 Allied World Assurance Co Holdings, A 2.02,9.01 05/02/12 ALLSTATE CORP DE 2.02,9.01 05/02/12 ALLSTATE CORP DE 8.01,9.01 05/02/12 ALMOST FAMILY INC DE 2.02,9.01 05/02/12 ALPHA & OMEGA SEMICONDUCTOR Ltd 5.02 04/26/12 Alphatec Holdings, Inc. DE 3.01,5.02 04/30/12 American Campus Communities Operating MD 8.01,9.01 05/02/12 American Capital Agency Corp 2.02,9.01 05/02/12 American Capital Mortgage Investment MD 5.07 05/02/12 AMERICAN EAGLE OUTFITTERS INC DE 2.02,9.01 05/02/12 AMERICAN NATIONAL INSURANCE CO /TX/ TX 5.03,5.07,9.01 04/27/12 American Realty Capital Properties, I MD 8.01,9.01 05/02/12 American Reprographics CO DE 5.02,5.07 05/02/12 AMERICAN SAFETY INSURANCE HOLDINGS LT 2.02,9.01 05/02/12 American Water Works Company, Inc. DE 2.02,9.01 05/02/12 AMERIGROUP CORP 2.02,9.01 05/02/12 AMERISTAR CASINOS INC NV 2.02,9.01 05/02/12 AMETEK INC/ DE 8.01 05/01/12 AMETEK INC/ DE 5.02 05/01/12 AMETEK INC/ DE 5.07 05/01/12 Andina Acquisition Corp E9 8.01,9.01 04/30/12 ANNALY CAPITAL MANAGEMENT INC MD 2.02,9.01 05/02/12 ANTS SOFTWARE INC DE 9.01 04/27/12 APOGEE ENTERPRISES, INC. MN 5.02,9.01 04/26/12 APPLIED MICRO CIRCUITS CORP DE 2.02,9.01 04/26/12 ARCH COAL INC DE 7.01,9.01 04/30/12 ARCH COAL INC DE 5.02,5.07 04/26/12 ARDEN GROUP INC DE 8.01,9.01 05/02/12 Armour Residential REIT, Inc. MD 2.02,9.01 05/02/12 ARTHROCARE CORP DE 2.02,9.01 05/02/12 ARTS WAY MANUFACTURING CO INC DE 1.01,2.03,5.07 04/26/12 Ascena Retail Group, Inc. DE 1.01,2.02,8.01,9.01 05/01/12 ASSOCIATED MATERIALS, LLC DE 1.01,8.01,9.01 04/26/12 ASTORIA FINANCIAL CORP DE 2.02,9.01 05/02/12 AT&T INC. DE 5.07 04/27/12 ATHENA SILVER CORP DE 7.01,9.01 04/27/12 ATHENA SILVER CORP DE 2.03,9.01 04/27/12 Athens Bancshares Corp 2.02,9.01 04/30/12 ATLAS PIPELINE PARTNERS LP DE 2.02,9.01 05/01/12 ATMEL CORP DE 2.02,8.01,9.01 05/02/12 ATMOS ENERGY CORP TX 2.02,5.02,9.01 05/01/12 AtriCure, Inc. DE 2.02,5.02,9.01 04/30/12 AUTONATION, INC. DE 7.01,9.01 05/02/12 AVIAT NETWORKS, INC. DE 2.02,7.01,9.01 05/02/12 AVIS BUDGET GROUP, INC. DE 2.02,9.01 05/01/12 AVISTA CORP WA 2.02,9.01 05/02/12 Axiom Gold & Silver Corp 8.01 05/02/12 AXT INC DE 2.02,9.01 05/02/12 BADGER METER INC WI 5.07 04/27/12 BALCHEM CORP MD 2.02,9.01 05/02/12 BANKATLANTIC BANCORP INC FL 2.02,9.01 05/01/12 BAYLAKE CORP WI 8.01,9.01 04/27/12 BEACON ENTERPRISE SOLUTIONS GROUP INC NV 7.01,9.01 05/02/12 BEAZER HOMES USA INC DE 2.02,9.01 05/02/12 Bering Exploration, Inc. NV 4.01,9.01 04/30/12 BERKELEY COFFEE & TEA, INC. NV 2.01,2.03 04/30/12 BHM Discretionary Futures Fund L.P. DE 3.02 05/01/12 BioMed Realty Trust Inc MD 2.02,9.01 05/01/12 BLUE DOLPHIN ENERGY CO DE 9.01 05/02/12 AMEND BOSTON BEER CO INC MA 2.02,9.01 05/02/12 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 5.03,5.07 04/26/12 BOSTON PROPERTIES INC DE 2.02,8.01,9.01 05/01/12 BOSTON PROPERTIES LTD PARTNERSHIP DE 2.02,9.01 05/01/12 Bravo Brio Restaurant Group, Inc. OH 5.07 05/01/12 BRYN MAWR BANK CORP PA 1.01,8.01,9.01 04/27/12 BSB Bancorp, Inc. MD 2.02,9.01 04/26/12 CABOT CORP DE 2.02,9.01 05/01/12 CAL MAINE FOODS INC DE 8.01,9.01 05/01/12 CALLIDUS SOFTWARE INC DE 2.02,9.01 05/02/12 Calumet Specialty Products Partners, DE 2.02,9.01 05/02/12 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 04/30/12 Cardiovascular Systems Inc DE 2.02,9.01 05/02/12 CARRIAGE SERVICES INC DE 2.02,9.01 05/01/12 CARRIZO OIL & GAS INC TX 2.01,8.01,9.01 04/30/12 CARROLLTON BANCORP MD 2.02,8.01,9.01 05/01/12 CASELLA WASTE SYSTEMS INC DE 1.01 05/02/12 CBEYOND, INC. 2.02,9.01 05/02/12 CENTRAL GARDEN & PET CO DE 2.02,9.01 05/02/12 CEVA INC DE 2.02,9.01 05/02/12 Chaparral Energy, Inc. DE 1.01,2.03,9.01 05/02/12 CHARTER COMMUNICATIONS, INC. /MO/ DE 5.07 05/01/12 CHEMUNG FINANCIAL CORP NY 2.02,9.01 05/02/12 CHESAPEAKE ENERGY CORP OK 2.02,9.01 05/01/12 CHESAPEAKE ENERGY CORP OK 1.01,1.02,5.02,7.01, 04/30/12 9.01 CHESAPEAKE UTILITIES CORP DE 2.02,9.01 05/02/12 China Nutrifruit Group LTD NV 2.02,2.03,2.04,3.01 05/02/12 Chino Commercial Bancorp CA 8.01,9.01 04/30/12 CHOICE BANCORP, INC. WI 2.02,9.01 05/02/12 CHOICE HOTELS INTERNATIONAL INC /DE DE 5.07,8.01 04/30/12 CLEAN HARBORS INC MA 2.02,9.01 05/02/12 CLECO CORP LA 2.02,9.01 05/02/12 CLOROX CO /DE/ DE 2.02,7.01,9.01 05/02/12 CME GROUP INC. DE 5.02 05/01/12 CMG HOLDINGS GROUP, INC. NV 8.01 04/20/12 CNL LIFESTYLE PROPERTIES INC MD 8.01,9.01 05/02/12 CNL LIFESTYLE PROPERTIES INC MD 8.01,9.01 02/27/12 COLLECTIVE BRANDS, INC. DE 1.01,5.02,9.01 04/29/12 COLOMBIA ENERGY RESOURCES, INC. DE 5.02 04/30/12 Columbia Seligman Premium Technology MD 7.01,9.01 05/02/12 COMCAST CORP PA 2.02,9.01 05/02/12 COMFORT SYSTEMS USA INC 2.02,8.01,9.01 05/02/12 Compass Diversified Holdings DE 2.01,9.01 05/01/12 COMSCORE, INC. DE 2.02,9.01 05/02/12 Con-way Inc. DE 5.02 05/01/12 CONCEPTUS INC DE 1.01 04/30/12 CONCHO RESOURCES INC DE 2.02,9.01 05/02/12 CONCUR TECHNOLOGIES INC DE 2.02,9.01 05/02/12 CONOCOPHILLIPS DE 2.01,9.01 04/30/12 CONSOL Energy Inc DE 5.07 05/01/12 Cooper Industries plc 2.02,9.01 05/02/12 COOPER TIRE & RUBBER CO DE 2.02,9.01 05/02/12 CORELOGIC, INC. DE 8.01,9.01 05/01/12 CORNERSTONE BANCSHARES INC TN 2.02,9.01 04/30/12 CORPORATE EXECUTIVE BOARD CO DE 2.02,8.01,9.01 04/27/12 Corporate Resource Services, Inc. DE 8.01,9.01 04/18/12 COSTAR GROUP INC DE 7.01,9.01 05/02/12 COTT CORP /CN/ 2.02,5.07,8.01,9.01 05/01/12 COVANCE INC DE 2.02,9.01 05/02/12 CREDIT ACCEPTANCE CORP MI 2.02,9.01 05/02/12 CreXus Investment Corp. MD 2.02,9.01 05/02/12 CUMULUS MEDIA INC DE 8.01,9.01 04/30/12 CURTISS WRIGHT CORP DE 2.02,9.01 05/01/12 CVD EQUIPMENT CORP NY 8.01,9.01 04/26/12 CVR ENERGY INC DE 2.02,7.01,9.01 05/02/12 CVS CAREMARK CORP DE 2.02,9.01 05/02/12 CYTODYN INC CO 1.02 05/01/12 DAVITA INC DE 2.02,9.01 05/01/12 DAWSON GEOPHYSICAL CO TX 2.02,9.01 05/02/12 DCT Industrial Trust Inc. MD 2.02,9.01 05/02/12 DDR CORP OH 2.02,9.01 05/01/12 DELTA AIR LINES INC /DE/ DE 8.01,9.01 05/02/12 DEVON ENERGY CORP/DE DE 2.02,9.01 05/02/12 DEXCOM INC DE 2.02,9.01 05/02/12 Digimarc CORP OR 5.07 04/30/12 Digital Development Group Corp NV 5.03,8.01,9.01 05/02/12 Domain Extremes Inc. 5.02 05/01/12 Douglas Emmett Inc MD 9.01 05/01/12 DreamWorks Animation SKG, Inc. 2.02,9.01 05/02/12 Duke Mountain Resources, Inc NV 5.02 05/02/12 DXP ENTERPRISES INC TX 2.02,9.01 05/02/12 DYCOM INDUSTRIES INC FL 5.02 05/01/12 DYNEGY INC. DE 1.01,9.01 05/01/12 EDGAR ONLINE INC DE 2.02,9.01 05/02/12 Edgen Group Inc. DE 2.03,5.02,5.03,8.01, 04/26/12 9.01 EDGEWATER TECHNOLOGY INC/DE/ DE 2.02,9.01 05/02/12 EDISON INTERNATIONAL CA 2.02,7.01 05/02/12 EDUCATION MANAGEMENT CORPORATION 2.02 05/02/12 EL PASO ELECTRIC CO /TX/ TX 2.02,9.01 05/02/12 ELLIE MAE INC DE 2.02,9.01 05/02/12 EMC CORP MA 5.07 05/01/12 EMERGING CTA PORTFOLIO LP NY 3.02 05/01/12 EMPIRE RESORTS INC DE 1.01,9.01 04/30/12 ENDEAVOUR INTERNATIONAL CORP NV 2.02,7.01,9.01 05/02/12 ENDURANCE SPECIALTY HOLDINGS LTD 2.02,9.01 05/02/12 ENERGEN CORP AL 8.01,9.01 05/01/12 ENERGIZER HOLDINGS INC MO 2.02,5.02,7.01,9.01 05/01/12 Energy Recovery, Inc. DE 2.02,9.01 05/02/12 ENTERPRISE PRODUCTS PARTNERS L P DE 2.02,9.01 05/01/12 ENZON PHARMACEUTICALS INC DE 2.02,9.01 05/02/12 EQUITY ONE, INC. 2.02,7.01,9.01 05/02/12 ERHC Energy Inc CO 5.02 04/26/12 EXCO RESOURCES INC TX 2.02,9.01 05/01/12 ExlService Holdings, Inc. DE 2.02,9.01 05/02/12 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 2.02,9.01 05/02/12 EXTREME NETWORKS INC DE 2.02,9.01 05/02/12 FAIRPOINT COMMUNICATIONS INC DE 2.02,9.01 05/02/12 FARO TECHNOLOGIES INC FL 2.02,9.01 05/01/12 FERRO CORP OH 5.07,8.01,9.01 04/27/12 FIELDPOINT PETROLEUM CORP CO 7.01,9.01 05/02/12 FIRST CHINA PHARMACEUTICAL GROUP, INC NV 2.02,4.02,9.01 04/26/12 First Connecticut Bancorp, Inc. MD 2.02,9.01 05/01/12 FIRST DATA CORP DE 2.02,9.01 05/02/12 FIRST MARBLEHEAD CORP 2.02,5.02,9.01 04/30/12 FIRST OF LONG ISLAND CORP NY 2.02,9.01 04/30/12 FIRST PACTRUST BANCORP INC MD 7.01,8.01,9.01 05/02/12 Firsthand Technology Value Fund, Inc. 8.01,9.01 05/02/12 FLAGSTAR BANCORP INC MI 2.02,7.01,8.01,9.01 04/30/12 FLIR SYSTEMS INC OR 5.07 04/27/12 FLIR SYSTEMS INC OR 5.07 04/27/12 FORD MOTOR CREDIT CO LLC DE 8.01,9.01 05/01/12 FOUR OAKS FINCORP INC NC 2.02,9.01 04/27/12 AMEND Fox Chase Bancorp Inc 2.02,9.01 04/30/12 FRANKLIN ELECTRIC CO INC IN 2.02,9.01 05/02/12 FRANKLIN RESOURCES INC DE 2.02,9.01 05/02/12 FUELCELL ENERGY INC DE 1.01,8.01,9.01 04/30/12 FutureFuel Corp. DE 8.01,9.01 05/02/12 Galena Biopharma, Inc. 2.01,9.01 04/26/12 GAMCO INVESTORS, INC. ET AL NY 2.02,9.01 05/01/12 GAMCO INVESTORS, INC. ET AL NY 8.01 05/01/12 Game Face Gaming, Inc. FL 5.03,9.01 04/27/12 GARDNER DENVER INC DE 5.02,5.07,7.01,9.01 05/01/12 GARMIN LTD V8 2.02,9.01 05/02/12 GASCO ENERGY INC NV 2.02,7.01,9.01 05/01/12 GATX CORP NY 5.07 04/27/12 GEN PROBE INC DE 8.01,9.01 04/30/12 GEN PROBE INC DE 8.01,9.01 04/30/12 General Moly, Inc DE 2.02,9.01 05/02/12 GenMark Diagnostics, Inc. DE 5.02 04/27/12 GENOMIC HEALTH INC 2.02,9.01 05/02/12 GeoEye, Inc. DE 5.02 04/26/12 Georgetown Bancorp, Inc. X1 2.02,9.01 04/30/12 GEORGIA GULF CORP /DE/ DE 2.02,7.01,9.01 05/02/12 GERON CORP DE 2.02,9.01 05/02/12 GLOWPOINT, INC. DE 5.02 04/26/12 GLU MOBILE INC DE 2.02,9.01 05/02/12 GMX RESOURCES INC OK 2.02,9.01 05/02/12 GOLDEN PHOENIX MINERALS INC NV 1.02,2.01,7.01,9.01 04/27/12 Golub Capital BDC, Inc. DE 2.02,9.01 05/02/12 Golub Capital BDC, Inc. DE 2.02,9.01 05/02/12 GRANDPARENTS.COM, INC. DE 3.02 05/01/12 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01,9.01 04/27/12 GRAY TELEVISION INC GA 2.02,9.01 05/02/12 Great Lakes Dredge & Dock CORP DE 5.02,9.01 04/26/12 Great Lakes Dredge & Dock CORP DE 2.02,9.01 05/01/12 AMEND GREEN EQUITY HOLDINGS, INC. NV 1.01,9.01 05/02/12 AMEND GREEN MOUNTAIN COFFEE ROASTERS INC DE 2.02,9.01 05/02/12 GREENMAN TECHNOLOGIES INC DE 1.01,2.03,3.02,3.03, 04/25/12 5.02,5.03,7.01,9.01 GROEN BROTHERS AVIATION INC /UT/ UT 1.01,3.03,9.01 04/30/12 HALCON RESOURCES CORP DE 5.05,8.01 04/26/12 HALLIBURTON CO DE 8.01 04/27/12 HANSEN MEDICAL INC DE 2.02,9.01 05/02/12 HARRIS INTERACTIVE INC DE 2.02,9.01 05/02/12 HARSCO CORP DE 2.02,9.01 05/02/12 HARTFORD FINANCIAL SERVICES GROUP INC DE 2.02,9.01 05/02/12 HCSB FINANCIAL CORP SC 5.07 04/26/12 HENRY JACK & ASSOCIATES INC DE 2.02,9.01 05/01/12 HERBALIFE LTD. E9 7.01 05/01/12 HERSHA HOSPITALITY TRUST MD 2.02,9.01 05/01/12 HERTZ CORP DE 2.02,7.01,9.01 05/02/12 HERTZ GLOBAL HOLDINGS INC 2.02,7.01,9.01 05/02/12 HOME PROPERTIES INC MD 5.07,8.01,9.01 05/01/12 HORIZON BANCORP /IN/ IN 8.01 04/20/12 HOT TOPIC INC /CA/ CA 2.02,9.01 05/02/12 HOUSTON AMERICAN ENERGY CORP DE 2.02,9.01 05/01/12 HSN, Inc. DE 2.02,7.01,9.01 05/02/12 IAC/INTERACTIVECORP DE 2.02,7.01 05/02/12 IBIS TECHNOLOGY CORP MA 8.01 04/30/12 ICF International, Inc. DE 2.02,9.01 05/02/12 IDENIX PHARMACEUTICALS INC DE 2.02,9.01 05/02/12 IKONICS CORP 5.07 04/26/12 IMAGE SENSING SYSTEMS INC MN 2.02,9.01 05/02/12 IMAGING3 INC CA 8.01,9.01 05/01/12 IMAGING3 INC CA 5.07 05/01/12 INSIGHT ENTERPRISES INC DE 1.01,2.03,9.01 04/26/12 INSIGHT ENTERPRISES INC DE 2.02,9.01 05/02/12 INTEGRYS ENERGY GROUP, INC. WI 2.02,9.01 05/02/12 INTERCONTINENTALEXCHANGE INC DE 2.02,9.01 05/02/12 INTERMOUNTAIN COMMUNITY BANCORP ID 7.01,9.01 05/02/12 Intrepid Potash, Inc. DE 2.02,9.01 05/02/12 IRIS INTERNATIONAL INC DE 2.02,9.01 05/02/12 ISSUER DIRECT CORP 2.02,9.01 05/02/12 JACKSONVILLE BANCORP INC /FL/ FL 5.07 05/01/12 JDA SOFTWARE GROUP INC DE 5.02,9.01 04/30/12 JDS UNIPHASE CORP /CA/ DE 2.02,9.01 05/02/12 JONES LANG LASALLE INC MD 2.02,9.01 05/01/12 Kandi Technologies Corp DE 5.02 04/26/12 Kandi Technologies Corp DE 8.01 04/25/12 KAPSTONE PAPER & PACKAGING CORP DE 2.02,7.01,9.01 05/02/12 KEMPER Corp DE 5.07 05/02/12 KIMBERLY CLARK CORP DE 5.02 04/30/12 KINDRED HEALTHCARE, INC DE 2.02,7.01,9.01 05/01/12 LABORATORY CORP OF AMERICA HOLDINGS DE 5.02,5.07,9.01 05/01/12 Lake Victoria Mining Company, Inc. NV 5.02,9.01 04/24/12 LEMAITRE VASCULAR INC 2.02,9.01 05/02/12 LEXINGTON REALTY TRUST MD 7.01 05/02/12 LEXMARK INTERNATIONAL INC /KY/ DE 8.01 04/26/12 LHC Group, Inc 2.02,9.01 05/02/12 Liberty Global, Inc. DE 2.02,7.01 05/02/12 LIGAND PHARMACEUTICALS INC DE 2.02,9.01 05/02/12 Lightning Gaming, Inc. NV 2.04 04/25/12 Limoneira CO DE 1.01,1.02,2.03,9.01 05/01/12 LINCOLN NATIONAL CORP IN 2.02,9.01 05/02/12 Lincolnway Energy, LLC IA 8.01,9.01 05/02/12 LIONS GATE ENTERTAINMENT CORP /CN/ A1 5.02 04/27/12 LITHIA MOTORS INC OR 5.02,5.07,8.01,9.01 05/01/12 LNB BANCORP INC OH 7.01,9.01 05/02/12 LOOKSMART LTD DE 2.02,9.01 05/01/12 LOTON, CORP NV 5.02 04/26/12 LPL Investment Holdings Inc. DE 8.01,9.01 05/01/12 Lucky Boy Silver Corp. WY 1.01,9.01 04/24/12 LYDALL INC /DE/ DE 2.02,9.01 05/02/12 MACERICH CO MD 2.02,7.01,9.01 05/02/12 MACKINAC FINANCIAL CORP /MI/ MI 2.02,9.01 05/02/12 MAGELLAN MIDSTREAM PARTNERS LP DE 2.02,9.01 05/02/12 MAGELLAN PETROLEUM CORP /DE/ DE 8.01,9.01 05/01/12 AMEND MAGNACHIP SEMICONDUCTOR Corp DE 7.01,8.01,9.01 05/01/12 MAGNETEK, INC. DE 5.07 05/01/12 Main Street Capital CORP MD 8.01,9.01 05/01/12 Manning & Napier, Inc. 2.02,9.01 05/02/12 MARATHON OIL CORP DE 2.02,9.01 05/01/12 MARTHA STEWART LIVING OMNIMEDIA INC DE 2.02,9.01 05/02/12 MASIMO CORP DE 2.02,9.01 05/02/12 MASTERCARD INC DE 2.02,7.01,9.01 05/02/12 MATERION Corp 8.01,9.01 05/02/12 MATERION Corp 7.01,9.01 05/02/12 MAXLINEAR INC 2.02,9.01 05/02/12 MB FINANCIAL INC /MD 8.01,9.01 05/02/12 MEDALLION FINANCIAL CORP DE 2.02,9.01 05/02/12 MEDASSETS INC DE 2.02,9.01 05/02/12 MEDICIS PHARMACEUTICAL CORP DE 8.01 04/27/12 Memorial Production Partners LP DE 8.01,9.01 05/01/12 MERITOR INC IN 2.02,9.01 05/02/12 MetaStat, Inc. NV 5.02,9.01 05/01/12 MICROCHIP TECHNOLOGY INC DE 1.01,2.02,9.01 05/01/12 MICROS SYSTEMS INC MD 1.01,9.01 04/26/12 MIDDLEBURG FINANCIAL CORP VA 2.02,8.01,9.01 05/02/12 MITEK SYSTEMS INC DE 2.02,9.01 05/02/12 MOD PAC CORP NY 2.02,9.01 05/02/12 MOLSON COORS BREWING CO DE 8.01,9.01 04/26/12 MONARCH CASINO & RESORT INC NV 5.02 04/26/12 MoSys, Inc. CA 2.02,9.01 05/02/12 MSB FINANCIAL CORP. X1 2.02,9.01 05/02/12 MSCI Inc. DE 2.02,9.01 05/02/12 Mueller Water Products, Inc. DE 2.02,9.01 05/01/12 Mueller Water Products, Inc. DE 7.01,9.01 05/02/12 MURPHY OIL CORP /DE DE 2.02,9.01 05/02/12 MYERS INDUSTRIES INC OH 5.07,9.01 04/27/12 NACCO INDUSTRIES INC DE 2.02,9.01 05/02/12 NACCO INDUSTRIES INC DE 2.02,7.01,9.01 05/02/12 National Automation Services Inc NV 5.03,5.07,9.01 04/27/12 NATIONAL BANCSHARES CORP /OH/ OH 5.07 04/26/12 NATIONAL PENN BANCSHARES INC PA 7.01,9.01 05/02/12 NATIONAL PENN BANCSHARES INC PA 7.01,9.01 05/02/12 NATIONAL RESEARCH CORP WI 2.02,9.01 05/01/12 NAVIGANT CONSULTING INC DE 8.01 05/02/12 NBT BANCORP INC DE 5.07,7.01,9.01 05/01/12 NCI, Inc. DE 2.02,7.01,9.01 05/02/12 NEKTAR THERAPEUTICS DE 2.02,9.01 05/02/12 NEOGEN CORP MI 2.02,9.01 05/01/12 NetSpend Holdings, Inc. DE 5.07 04/27/12 NETWORK EQUIPMENT TECHNOLOGIES INC DE 5.02 04/26/12 NEUROCRINE BIOSCIENCES INC CA 2.02,9.01 05/02/12 NEW FRONTIER MEDIA INC CO 8.01,9.01 05/02/12 NEW YORK COMMUNITY BANCORP INC DE 7.01,9.01 05/02/12 NEW YORK MORTGAGE TRUST INC MD 2.02,7.01,9.01 05/02/12 NEWPORT CORP NV 2.02,9.01 05/02/12 NEWS CORP 8.01,9.01 05/02/12 NewStar Financial, Inc. 2.02,9.01 05/02/12 NIC INC CO 5.02,5.07,9.01 05/01/12 NICHOLAS FINANCIAL INC FL 2.02,9.01 05/02/12 NiMin Energy Corp. A0 1.01,9.01 04/26/12 NORTH EUROPEAN OIL ROYALTY TRUST DE 2.02,9.01 04/30/12 Northumberland Resources, Inc. NV 1.01,8.01 04/27/12 NORTHWEST BANCORPORATION INC WA 2.02,9.01 05/02/12 NOVATEL WIRELESS INC DE 2.02,9.01 05/02/12 NUMEREX CORP /PA/ PA 2.02,9.01 05/02/12 NVE CORP /NEW/ MN 2.02 05/02/12 Och-Ziff Capital Management Group LLC DE 7.01 05/02/12 Och-Ziff Capital Management Group LLC DE 2.02,8.01,9.01 05/02/12 OLIN CORP VA 7.01,9.01 04/26/12 OMEGA PROTEIN CORP NV 2.02,9.01 05/02/12 OMNICELL, Inc CA 1.01,9.01 04/26/12 OMNICELL, Inc CA 2.02,9.01 05/02/12 ON SEMICONDUCTOR CORP DE 2.02,9.01 05/02/12 ONYX PHARMACEUTICALS INC DE 2.02,9.01 05/02/12 Options Media Group Holdings, Inc. NV 5.02 04/27/12 ORASURE TECHNOLOGIES INC DE 2.02,7.01,9.01 05/02/12 ORBCOMM Inc. DE 5.02,5.07 04/26/12 ORBIT INTERNATIONAL CORP DE 5.02,9.01 04/26/12 Orgenesis Inc. NV 1.01,3.02,9.01 04/30/12 ORION FUTURES FUND LP NY 3.02 05/01/12 ORRSTOWN FINANCIAL SERVICES INC PA 5.07 05/01/12 OVERSEAS SHIPHOLDING GROUP INC DE 2.02,8.01,9.01 05/01/12 OWENS & MINOR INC/VA/ VA 5.03,5.07,9.01 04/27/12 P F CHANGS CHINA BISTRO INC 1.01,9.01 05/01/12 PACWEST BANCORP DE 8.01,9.01 04/30/12 PARK NATIONAL CORP /OH/ OH 1.01,1.02,3.03,9.01 05/02/12 PARKER DRILLING CO /DE/ DE 2.02,9.01 05/02/12 PATRIOT TRANSPORTATION HOLDING INC FL 2.02,9.01 05/02/12 PENNANTPARK INVESTMENT CORP 2.02,9.01 05/02/12 PG&E CORP CA 2.02,7.01,9.01 05/02/12 PGT, Inc. DE 2.02 05/02/12 PharMerica CORP DE 2.02,9.01 05/02/12 Phillips Edison - ARC Shopping Center MD 1.01,2.01,8.01,9.01 04/27/12 PHOENIX COMPANIES INC/DE DE 2.02,9.01 05/02/12 PLANAR SYSTEMS INC OR 2.02,9.01 05/02/12 Polypore International, Inc. 2.02,9.01 05/02/12 Polypore International, Inc. 2.02,9.01 05/02/12 POPULAR INC 5.07,8.01,9.01 04/27/12 PRIME GLOBAL CAPITAL GROUP Inc NV 1.01,3.02,9.01 05/02/12 Primo Water Corp DE 1.01,1.02,2.03,3.02, 04/30/12 9.01 PROGUARD ACQUISITION CORP 1.01,9.01 04/27/12 Protalix BioTherapeutics, Inc. FL 8.01,9.01 05/01/12 PROTEONOMIX, INC. DE 8.01 05/02/12 PRUDENTIAL FINANCIAL INC NJ 2.02,7.01,8.01,9.01 05/02/12 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 2.02,7.01,9.01 05/02/12 QCR HOLDINGS INC DE 8.01,9.01 05/02/12 RACKSPACE HOSTING, INC. 1.01,2.03 04/26/12 RACKSPACE HOSTING, INC. 9.01 09/26/11 AMEND RAYMOND JAMES FINANCIAL INC FL 7.01 05/01/12 REALNETWORKS INC WA 2.02,9.01 05/02/12 REALOGY CORP DE 2.02,9.01 05/02/12 RECOVERY ENERGY, INC. NV 5.02,9.01 04/27/12 Red Lion Hotels CORP WA 2.02,9.01 05/02/12 REGAL BELOIT CORP WI 2.02,7.01,9.01 05/01/12 REGAL BELOIT CORP WI 5.07 04/30/12 REGENCY CENTERS CORP FL 5.07 05/01/12 Regional Management Corp. DE 2.02,8.01,9.01 05/02/12 REGIONS FINANCIAL CORP DE 8.01,9.01 05/02/12 RELIV INTERNATIONAL INC DE 2.02,9.01 05/02/12 RENAISSANCERE HOLDINGS LTD D0 2.02 05/02/12 REPUBLIC FIRST BANCORP INC PA 5.07 05/01/12 REPUBLIC SERVICES, INC. DE 8.01,9.01 05/02/12 Resource Capital Corp. MD 2.02,9.01 05/01/12 Roadrunner Transportation Systems, In DE 2.02,9.01 05/02/12 Rockwood Holdings, Inc. DE 7.01,9.01 05/01/12 ROWAN COMPANIES INC DE 2.02,9.01 05/02/12 RR Donnelley & Sons Co DE 2.02,9.01 05/02/12 RTI INTERNATIONAL METALS INC OH 5.07 04/27/12 Ryerson Holding Corp DE 2.02,9.01 05/02/12 RYERSON INC. DE 2.02,9.01 05/02/12 S&T BANCORP INC PA 5.02 04/27/12 SAIA INC DE 7.01,9.01 04/27/12 SALIX PHARMACEUTICALS LTD 8.01,9.01 04/25/12 SANGAMO BIOSCIENCES INC DE 2.02,9.01 05/02/12 SAUER DANFOSS INC DE 2.02,9.01 05/02/12 SAVANNAH BANCORP INC GA 5.07 04/26/12 SCHWEITZER MAUDUIT INTERNATIONAL INC DE 2.02,9.01 05/02/12 SEACOAST BANKING CORP OF FLORIDA FL 2.02,7.01,9.01 04/26/12 SELECT COMFORT CORP MN 7.01,9.01 05/02/12 Select Income REIT MD 2.02,9.01 05/02/12 SHARPS COMPLIANCE CORP DE 2.02,9.01 05/02/12 SIERRA MONITOR CORP /CA/ CA 2.02,9.01 05/02/12 SIGNATURE GROUP HOLDINGS, INC. NV 5.03,8.01 04/26/12 Silver Dragon Resources Inc. DE 7.01,9.01 05/02/12 SINCLAIR BROADCAST GROUP INC MD 2.02,9.01 05/02/12 Skagit State Bancorp, Inc. WA 8.01 05/02/12 Skilled Healthcare Group, Inc. DE 2.02,9.01 05/02/12 SKULLCANDY, INC. 2.02,9.01 05/02/12 SkyPeople Fruit Juice, Inc FL 8.01,9.01 05/02/12 SKYWEST INC UT 2.02,9.01 05/02/12 SMITH MICRO SOFTWARE INC DE 2.02,9.01 05/02/12 SMTP, Inc. DE 5.02,7.01,9.01 05/02/12 Somaxon Pharmaceuticals, Inc. DE 1.01,7.01,9.01 04/26/12 SOUNDBITE COMMUNICATIONS INC 2.02,9.01 05/02/12 Southeastern Bank Financial CORP GA 2.02,9.01 04/27/12 SOUTHERN CALIFORNIA EDISON CO CA 2.02,7.01 05/02/12 SOUTHERN COPPER CORP/ DE 2.02,9.01 04/30/12 SOUTHWEST BANCORP INC OK 5.07,7.01,9.01 04/26/12 SOUTHWEST GAS CORP CA 7.01 05/02/12 SOVRAN SELF STORAGE INC MD 2.02,9.01 05/02/12 SPEEDWAY MOTORSPORTS INC DE 2.02,9.01 05/02/12 SPORT CHALET INC DE 1.01,2.03,9.01 05/01/12 SPX CORP DE 2.02,9.01 05/02/12 STAAR SURGICAL CO DE 2.02,7.01,9.01 05/02/12 STANDARD MICROSYSTEMS CORP DE 1.01,8.01,9.01 05/01/12 Star Gold Corp. NV 3.02 04/30/12 STARBUCKS CORP WA 5.02,9.01 05/01/12 Steadfast Income REIT, Inc. MD 1.01,2.01,2.03,7.01, 04/26/12 9.01 Steel Excel Inc. DE 1.01,3.02,3.03,9.01 04/30/12 STEELE RESOURCES CORP NV 5.02 04/26/12 STEIN MART INC FL 5.02,9.01 05/01/12 Stereotaxis, Inc. 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DE 7.01,8.01,9.01 05/02/12 SYNOVUS FINANCIAL CORP GA 5.07 04/26/12 TELETECH HOLDINGS INC DE 2.02,9.01 05/01/12 TELIK INC DE 5.02,9.01 04/27/12 TERRA NITROGEN CO L P /DE DE 5.03,9.01 04/26/12 THOMAS & BETTS CORP TN 5.07,8.01,9.01 04/30/12 TIME WARNER CABLE INC. DE 1.01,1.02,2.03,9.01 04/27/12 TIME WARNER INC. DE 2.02,9.01 05/02/12 TMST, Inc. MD 8.01,9.01 05/01/12 TMX Finance LLC DE 8.01,9.01 05/02/12 Tonix Pharmaceuticals Holding Corp. NV 7.01,9.01 05/02/12 TRANS ENERGY INC NV 5.02 04/26/12 TRANS ENERGY INC NV 1.01,2.03,9.01 04/26/12 Transocean Ltd. V8 2.02,9.01 05/02/12 TRI COUNTY FINANCIAL CORP /MD/ MD 2.02,9.01 05/01/12 TRI VALLEY CORP DE 3.01,9.01 04/26/12 Triangle Capital CORP MD 2.02,5.02,5.07,7.01, 05/02/12 9.01 TRINITY INDUSTRIES INC DE 5.07 04/30/12 tw telecom inc. DE 2.02,9.01 05/01/12 Two Harbors Investment Corp. 2.02,9.01 05/02/12 UNION DRILLING INC DE 2.02,9.01 05/02/12 UNISYS CORP DE 5.07 05/01/12 UNITED ONLINE INC DE 2.02,9.01 05/02/12 UNIVERSITY GENERAL HEALTH SYSTEM, INC NV 9.01 05/02/12 USA TECHNOLOGIES INC PA 8.01,9.01 05/02/12 VAIL RESORTS INC DE 7.01,9.01 05/01/12 VALUECLICK INC/CA DE 2.02,9.01 05/02/12 Vanguard Natural Resources, LLC DE 2.02,7.01,9.01 05/02/12 Vantage Health NV 1.02,5.02,9.01 04/14/12 VASCO DATA SECURITY INTERNATIONAL INC DE 2.02,9.01 04/26/12 VIASYSTEMS GROUP INC DE 1.01,2.03,9.01 04/30/12 VICAL INC DE 2.02,9.01 05/02/12 VIRTUS INVESTMENT PARTNERS, INC. DE 2.02,9.01 05/01/12 VISA INC. DE 2.02,9.01 05/02/12 VISHAY INTERTECHNOLOGY INC DE 2.02,7.01,9.01 05/02/12 VISTEON CORP DE 2.02,7.01,9.01 05/02/12 VITRO DIAGNOSTICS INC NV 7.01,9.01 05/01/12 Volcano Corp DE 2.02 05/02/12 VONAGE HOLDINGS CORP DE 2.02 05/02/12 VSE CORP DE 2.02,9.01 04/30/12 VSE CORP DE 8.01,9.01 05/01/12 WEB.COM GROUP, INC. 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http://www.sec.gov/news/digest/2012/dig050312.htm
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