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|
1.01 |
Entry into a Material Definitive Agreement |
1.02 |
Termination of a Material Definitive Agreement |
1.03 |
Bankruptcy or Receivership |
2.01 |
Completion of Acquisition or Disposition of Assets |
2.02 |
Results of Operations and Financial Condition |
2.03 |
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant |
2.04 |
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement |
2.05 |
Cost Associated with Exit or Disposal Activities |
2.06 |
Material Impairments |
3.01 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
3.02 |
Unregistered Sales of Equity Securities |
3.03 |
Material Modifications to Rights of Security Holders |
4.01 |
Changes in Registrant's Certifying Accountant |
4.02 |
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review |
5.01 |
Changes in Control of Registrant |
5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer |
5.03 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year |
5.04 |
Temporary Suspension of Trading Under Registrant's Employee Benefit Plans |
5.05 |
Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics |
5.06 |
Change in Shell Company Status |
6.01 |
ABS Informational and Computational Material. |
6.02 |
Change of Servicer or Trustee. |
6.03 |
Change in Credit Enhancement or Other External Support. |
6.04 |
Failure to Make a Required Distribution. |
6.05 |
Securities Act Updating Disclosure. |
7.01 |
Regulation FD Disclosure |
8.01 |
Other Events |
9.01 |
Financial Statements and Exhibits |
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.
STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT AARON'S INC GA 7.01,9.01 03/26/12 ACCO BRANDS CORP DE 8.01 03/27/12 ACE MARKETING & PROMOTIONS INC NY 7.01,9.01 03/27/12 ADCARE HEALTH SYSTEMS INC OH 1.01,9.01 03/27/12 AFFYMAX INC DE 1.01,2.03,3.02 03/26/12 AGILENT TECHNOLOGIES INC DE 5.02,5.07 03/21/12 Aircastle LTD D0 7.01,9.01 03/26/12 ALIMERA SCIENCES INC DE 7.01 03/27/12 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 03/27/12 Alta Mesa Holdings, LP TX 2.02,9.01 03/27/12 AMERICAN APPAREL, INC DE 5.02,9.01 03/22/12 AMERICAN LITHIUM MINERALS, INC. 1.01,5.02,9.01 03/26/12 AMERICAN LITHIUM MINERALS, INC. 1.01,9.01 03/19/12 AMEND American Realty Capital Daily Net Ass MD 2.01,2.03,5.02,9.01 03/21/12 American Realty Capital Properties, I MD 8.01,9.01 03/27/12 American Standard Energy Corp. DE 7.01,9.01 03/26/12 ANIXTER INTERNATIONAL INC DE 5.02 03/26/12 ANNALY CAPITAL MANAGEMENT INC MD 8.01,9.01 03/27/12 Antero Resources LLC DE 8.01,9.01 03/26/12 APOGEE ENTERPRISES, INC. MN 5.04,9.01 03/21/12 ARBOR REALTY TRUST INC MD 5.02 03/22/12 ARCH CAPITAL GROUP LTD. 8.01,9.01 03/26/12 ARI NETWORK SERVICES INC /WI WI 5.02,8.01,9.01 03/21/12 AROTECH CORP DE 2.02,9.01 03/27/12 Artio Global Investors Inc. DE 1.02 03/26/12 ASSURANCEAMERICA CORP NV 5.02 03/20/12 ASTA FUNDING INC DE 5.02,5.07 03/21/12 ASTEA INTERNATIONAL INC DE 2.02,9.01 03/27/12 ATHERSYS, INC / NEW DE 2.02,9.01 03/27/12 AVIS BUDGET GROUP, INC. DE 1.01,2.03,9.01 03/22/12 AXA EQUITABLE LIFE INSURANCE CO NY 5.02 03/26/12 BECTON DICKINSON & CO NJ 1.01,9.01 03/27/12 Bering Exploration, Inc. NV 5.02 03/26/12 BIOLIFE SOLUTIONS INC DE 8.01,9.01 03/26/12 Birmingham Bloomfield Bancshares MI 8.01 03/22/12 BLUESKY SYSTEMS CORP 5.02 03/21/12 BreitBurn Energy Partners L.P. DE 9.01 10/07/11 AMEND Burger King Holdings Inc DE 5.02 03/24/12 CAMDEN NATIONAL CORP ME 5.02,9.01 03/27/12 CAMDEN NATIONAL CORP ME 8.01,9.01 03/27/12 CAMPBELL SOUP CO NJ 5.02 03/21/12 CANTERBURY PARK HOLDING CORP MN 2.02,9.01 03/27/12 Capital Financial Holdings, Inc ND 5.02 03/23/12 CapLease, Inc. 5.02 03/22/12 CARDTRONICS INC DE 8.01 03/27/12 CenterState Banks, Inc. FL 7.01 03/27/12 CENTURYLINK, INC LA 5.02 03/27/12 CENVEO, INC CO 8.01,9.01 03/21/12 CHARMING SHOPPES INC PA 2.02,9.01 03/27/12 China Green Lighting Ltd 4.01,5.02,9.01 03/21/12 China XD Plastics Co Ltd NV 2.02,9.01 03/26/12 CHINACAST EDUCATION CORP DE 5.02,7.01,9.01 03/26/12 CHINACAST EDUCATION CORP DE 5.02 03/19/12 AMEND CHRISTOPHER & BANKS CORP DE 2.02,9.01 03/27/12 CIRTRAN CORP NV 1.01,9.01 03/22/12 CISCO SYSTEMS, INC. CA 8.01 03/23/12 CleanTech Innovations, Inc. NV 8.01,9.01 03/21/12 COBIZ FINANCIAL INC CO 5.02,9.01 03/22/12 ColorStars Group NV 1.01,5.02,9.01 03/01/12 Command Center, Inc. WA 5.02,8.01,9.01 03/26/12 Contango ORE, Inc. DE 1.01,3.02,9.01 03/22/12 CONVERGYS CORP OH 1.01,9.01 03/22/12 CORNERSTONE THERAPEUTICS INC DE 4.01,9.01 03/21/12 COURIER Corp MA 1.01,9.01 03/22/12 Crestwood Midstream Partners LP DE 1.01,2.01,7.01,9.01 03/26/12 CROSSTEX ENERGY INC DE 7.01 03/27/12 CROSSTEX ENERGY LP DE 7.01 03/27/12 CROWN CRAFTS INC DE 1.01,2.03,9.01 03/26/12 CSS INDUSTRIES INC DE 7.01,9.01 03/27/12 CUTERA INC DE 4.01,9.01 03/26/12 DiamondRock Hospitality Co 7.01 03/23/12 DineEquity, Inc DE 7.01,9.01 03/27/12 DOVER SADDLERY INC 2.02,7.01,9.01 03/27/12 EAGLE ROCK ENERGY PARTNERS L P DE 7.01 03/27/12 Echo Global Logistics, Inc. DE 5.02,8.01,9.01 03/21/12 EDIETS COM INC DE 2.02,9.01 03/27/12 eHealth, Inc. DE 1.01,2.03,5.02,9.01 03/21/12 ELECTRONIC SYSTEMS TECHNOLOGY INC WA 4.01,9.01 03/26/12 ENTECH SOLAR, INC. DE 8.01 03/27/12 EPAM Systems, Inc. DE 2.02,9.01 03/27/12 EVCARCO, INC. NV 5.02,9.01 03/23/12 EVERTEC, Inc. PR 2.02,9.01 03/27/12 EXCLUSIVE BUILDING SERVICES, INC NV 1.01,5.01,5.02,9.01 03/26/12 Federal Home Loan Bank of Atlanta X1 2.03 03/27/12 Federal Home Loan Bank of Boston X1 2.03 03/21/12 Federal Home Loan Bank of Chicago X1 2.03 03/21/12 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 03/21/12 Federal Home Loan Bank of Des Moines X1 2.03,9.01 03/23/12 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 03/27/12 Federal Home Loan Bank of New York X1 2.03,9.01 03/22/12 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 03/21/12 Federal Home Loan Bank of San Francis X1 2.03 03/21/12 Federal Home Loan Bank of Seattle 2.03 03/22/12 Federal Home Loan Bank of Topeka 2.03,9.01 03/22/12 FEDERAL HOME LOAN MORTGAGE CORP 7.01,9.01 03/27/12 FEMALE HEALTH CO WI 7.01,9.01 03/27/12 FEMALE HEALTH CO WI 5.07 03/22/12 Finishing Touches Home Goods Inc. 1.01,2.03,9.01 03/23/12 FIRST BANCORP /PR/ PR 5.02 03/21/12 FMC TECHNOLOGIES INC DE 1.01,1.02,2.03,9.01 03/26/12 FNB BANCORP/CA/ 1.01,8.01,9.01 03/26/12 FNB CORP/FL/ FL 5.02,9.01 03/21/12 FOOT LOCKER INC NY 5.02 03/21/12 FREDERICK COUNTY BANCORP INC MD 8.01,9.01 03/27/12 Fresh Market, Inc. DE 5.02,5.08,8.01,9.01 03/21/12 FS Investment CORP MD 1.01,2.03,9.01 03/23/12 FSP PHOENIX TOWER CORP 8.01,9.01 03/27/12 GENCO SHIPPING & TRADING LTD 5.03,9.01 03/27/12 GENESCO INC TN 7.01 03/27/12 GENTIVA HEALTH SERVICES INC DE 5.02,9.01 03/22/12 Georgia-Carolina Bancshares, Inc GA 4.01 03/26/12 GLIMCHER REALTY TRUST MD 1.01,8.01,9.01 03/22/12 Global Telecom & Technology, Inc. DE 2.02,9.01 03/21/12 GlyEco, Inc. NV 8.01 03/22/12 GOLDFIELD CORP DE 2.02,9.01 03/27/12 GRACO INC MN 1.01,9.01 03/27/12 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01,9.01 03/23/12 Greektown Superholdings, Inc. DE 8.01,9.01 03/23/12 GREEN EQUITY HOLDINGS, INC. NV 1.01,9.01 03/26/12 GULFMARK OFFSHORE INC DE 7.01,9.01 03/27/12 GYRODYNE CO OF AMERICA INC NY 8.01,9.01 03/23/12 HARRIS INTERACTIVE INC DE 5.02,7.01,9.01 03/27/12 HAYNES INTERNATIONAL INC DE 5.02,9.01 03/27/12 HCP, INC. MD 7.01,8.01,9.01 03/21/12 HD SUPPLY, INC. DE 2.02,7.01 03/27/12 HEALTHCARE TRUST OF AMERICA, INC. MD 2.02,9.01 03/27/12 HOLLY ENERGY PARTNERS LP DE 8.01 03/27/12 HOUSTON AMERICAN ENERGY CORP DE 7.01 03/26/12 HUTCHINSON TECHNOLOGY INC MN 1.01,3.03,9.01 03/27/12 iGo, Inc. DE 2.02,9.01 03/27/12 INFORMATICA CORP DE 5.02 03/26/12 Information Services Group Inc. DE 1.01,5.02,9.01 03/26/12 INOVIO PHARMACEUTICALS, INC. 5.02 03/26/12 INTERMUNE INC DE 5.02 03/26/12 INTERNATIONAL LEASE FINANCE CORP CA 7.01,8.01,9.01 03/23/12 INTERNATIONAL PACKAGING & LOGISTICS G NV 5.02 03/27/12 INTERNATIONAL PAPER CO /NEW/ NY 2.01,9.01 02/13/12 AMEND ISTA PHARMACEUTICALS INC DE 8.01,9.01 03/26/12 ITT EDUCATIONAL SERVICES INC DE 1.01,1.02,2.03,9.01 03/21/12 JPMORGAN CHASE & CO DE 5.02,9.01 03/27/12 KINGOLD JEWELRY, INC. DE 2.02,9.01 03/26/12 LEE ENTERPRISES, INC DE 5.02,5.07 03/21/12 LENNAR CORP /NEW/ DE 2.02,9.01 03/27/12 Lifevantage Corp CO 5.02,9.01 03/23/12 LOCAL.COM DE 4.01,9.01 03/19/12 AMEND LyondellBasell Industries N.V. P7 1.01,9.01 03/26/12 MAGNUM HUNTER RESOURCES CORP DE 1.01,3.02,7.01,8.01, 03/21/12 9.01 Maiden Holdings, Ltd. D0 2.03,8.01,9.01 03/27/12 MAP Pharmaceuticals, Inc. DE 7.01,8.01,9.01 03/26/12 MCCORMICK & CO INC MD 2.02,9.01 03/27/12 MCG CAPITAL CORP DE 1.02 03/23/12 MCMORAN EXPLORATION CO /DE/ DE 7.01,8.01,9.01 03/27/12 Meritage Homes CORP MD 8.01,9.01 03/27/12 MGT CAPITAL INVESTMENTS INC DE 8.01 03/26/12 MICRON TECHNOLOGY INC DE 5.02,8.01 03/22/12 MICROSTRATEGY INC DE 5.02,9.01 03/21/12 MIDDLEFIELD BANC CORP OH 1.01,9.01 03/21/12 Midwest Energy Emissions Corp. DE 4.02 03/21/12 MONY LIFE INSURANCE CO OF AMERICA AZ 5.02 03/26/12 Morris Business Development Co CA 3.02,5.02,8.01 03/27/12 MS STRUCTURED ASSET CORP CBT SERIES 2 DE 8.01,9.01 03/25/12 MSC INDUSTRIAL DIRECT CO INC NY 8.01,9.01 03/26/12 MSCI Inc. DE 8.01 03/27/12 MTS SYSTEMS CORP MN 8.01 03/27/12 MUELLER INDUSTRIES INC DE 7.01,9.01 03/27/12 MULTI FINELINE ELECTRONIX INC 1.01,9.01 03/23/12 MULTIBAND CORP MN 2.02,9.01 03/26/12 N-VIRO INTERNATIONAL CORP DE 1.01,3.02 03/22/12 NATURAL HEALTH TRENDS CORP DE 2.02,9.01 03/27/12 NDB Energy, Inc. NV 1.01,7.01,9.01 03/21/12 NEOMEDIA TECHNOLOGIES INC DE 1.01,3.02,9.01 03/26/12 Net Savings Link, Inc. NV 1.01,2.03 03/27/12 NeurogesX Inc CA 1.01,3.02,3.03,9.01 03/26/12 NEWS CORP 8.01,9.01 03/27/12 NEXT FUEL, INC. NV 4.01,9.01 03/26/12 NEXTERA ENERGY INC FL 8.01,9.01 03/27/12 NIKE INC OR 2.02,9.01 03/22/12 NN INC DE 5.02,8.01,9.01 03/22/12 NORTHEAST UTILITIES MA 8.01 03/26/12 NSTAR/MA 8.01 03/27/12 NV ENERGY, INC. NV 1.01,1.02,2.03 03/23/12 NYSE Euronext DE 5.02,9.01 03/26/12 Options Media Group Holdings, Inc. NV 1.02,3.02,5.02 03/16/12 OURPETS CO CO 2.02,9.01 03/23/12 OXFORD INDUSTRIES INC GA 2.02,9.01 03/27/12 Pacira Pharmaceuticals, Inc. DE 2.02,9.01 03/27/12 PALADIN REALTY INCOME PROPERTIES INC MD 8.01 03/26/12 PARK OHIO HOLDINGS CORP OH 1.01,2.01,2.03,9.01 03/23/12 PATHEON INC 5.07 03/22/12 PATTERSON UTI ENERGY INC DE 7.01,9.01 03/27/12 PFSWEB INC DE 2.02 03/22/12 Pinnacle Foods Finance LLC DE 7.01,9.01 03/27/12 PIONEER DRILLING CO TX 7.01 03/27/12 PLATINUM ENERGY SOLUTIONS, INC. NV 1.01,3.02 03/21/12 PPL Corp 9.01 04/01/11 ProPhase Labs, Inc. NV 2.02,9.01 03/06/12 pSivida Corp. DE 8.01 03/27/12 Public Storage MD 1.01,1.02,2.03,9.01 03/21/12 PVH CORP. /DE/ DE 2.02,9.01 03/27/12 QCR HOLDINGS INC DE 8.01,9.01 03/27/12 Quadrant 4 Systems Corp FL 4.01,9.01 03/19/12 QUALSTAR CORP CA 5.02,5.07,9.01 03/21/12 Raptor Pharmaceutical Corp DE 8.01,9.01 03/26/12 Raystream Inc. NV 1.01,2.03 03/21/12 RAYTHEON CO/ DE 5.02 01/25/12 AMEND REPROS THERAPEUTICS INC. DE 2.02,9.01 03/27/12 RIMAGE CORP MN 5.02,9.01 03/22/12 ROWAN COMPANIES INC DE 7.01,9.01 03/27/12 ROWAN COMPANIES INC DE 7.01,8.01,9.01 03/27/12 AMEND ROYAL MINES & MINERALS CORP NV 7.01,9.01 03/27/12 Saker Aviation Services, Inc. NV 2.02,9.01 03/27/12 SCHLUMBERGER LTD /NV/ P8 5.02 03/27/12 SeaCube Container Leasing Ltd. 1.01,2.03,7.01,9.01 03/27/12 SEALY CORP DE 2.02,9.01 03/27/12 ShoreTel Inc CA 2.01,3.02,9.01 03/23/12 Siberian Energy Group Inc. NV 5.02 03/20/12 SMITHFIELD FOODS INC VA 2.02,9.01 03/27/12 SOUTHERN COMMUNITY FINANCIAL CORP 8.01,9.01 03/26/12 SOUTHERN UNION CO DE 1.01,1.02,2.01,3.01, 03/23/12 3.03,5.01,5.02,5.03, 9.01 STEEL PARTNERS HOLDINGS L.P. DE 2.02,9.01 03/26/12 StellarOne CORP VA 5.02,9.01 03/27/12 STEWART ENTERPRISES INC LA 8.01,9.01 03/27/12 Strike Axe, Inc DE 1.01,2.01,3.02,4.01, 11/29/11 AMEND 5.01,5.02,5.06,8.01, 9.01 SUNRISE REAL ESTATE GROUP INC TX 5.02,8.01,9.01 03/23/12 Symmetry Medical Inc. DE 8.01,9.01 03/23/12 SYNNEX CORP DE 2.02,9.01 03/27/12 SYNTHESIS ENERGY SYSTEMS INC DE 7.01,9.01 03/26/12 TAIWAN FUND INC DE 7.01,9.01 02/29/12 TAL International Group, Inc. DE 1.01,9.01 03/23/12 TARGACEPT INC 8.01 03/27/12 TARGACEPT INC 8.01,9.01 03/27/12 Targeted Medical Pharma, Inc. 4.02 03/21/12 TEREX CORP DE 1.01,8.01,9.01 03/22/12 THERMO FISHER SCIENTIFIC INC. DE 5.02 03/23/12 TII NETWORK TECHNOLOGIES, INC. DE 5.02,9.01 03/23/12 TOMPKINS FINANCIAL CORP NY 8.01,9.01 03/27/12 TRINITY CAPITAL CORP NM 4.01,9.01 03/26/12 Ubiquiti Networks, Inc. DE 5.02,9.01 03/21/12 UIL HOLDINGS CORP CT 5.02 03/23/12 United States 12 Month Natural Gas Fu 7.01,9.01 03/27/12 United States 12 Month Oil Fund, LP 7.01,9.01 03/27/12 United States Brent Oil Fund, LP DE 7.01,9.01 03/27/12 United States Commodity Index Funds T DE 7.01,9.01 03/27/12 United States Gasoline Fund, LP DE 7.01,9.01 03/27/12 United States Heating Oil Fund, LP DE 7.01,9.01 03/27/12 UNITED STATES LIME & MINERALS INC TX 8.01,9.01 03/23/12 United States Natural Gas Fund, LP 7.01,9.01 03/27/12 United States Oil Fund, LP DE 7.01,9.01 03/27/12 United States Short Oil Fund, LP DE 7.01,9.01 03/27/12 UNITEDHEALTH GROUP INC MN 5.02 03/26/12 UNIVERSAL INSURANCE HOLDINGS, INC. DE 2.02,9.01 03/26/12 UNIVERSAL POWER GROUP INC. TX 2.02,8.01,9.01 03/19/12 VANGUARD HEALTH SYSTEMS INC DE 2.02,8.01,9.01 03/27/12 VANGUARD HEALTH SYSTEMS INC DE 7.01,8.01,9.01 03/27/12 Vantiv, Inc. 1.01,2.03,5.02,8.01, 03/21/12 9.01 VERMILLION, INC. DE 2.02,7.01,9.01 03/27/12 VIRGIN MEDIA INC. DE 8.01,9.01 03/27/12 VOLUNTEER BANCORP INC TN 1.01,9.01 03/21/12 VRDT Corp DE 1.01,7.01,9.01 03/20/12 VRDT Corp DE 7.01,9.01 03/26/12 Vuzix Corp DE 1.01,2.03,9.01 03/23/12 WABASH NATIONAL CORP /DE DE 1.01,7.01,9.01 03/26/12 WALGREEN CO IL 2.02,7.01,9.01 03/27/12 WebXU, Inc. DE 5.02,9.01 02/10/12 WELLS REAL ESTATE FUND XIII L P 1.01 03/21/12 WELLS REAL ESTATE FUND XIV LP GA 1.01 03/21/12 WEST MARINE INC DE 5.02 03/27/12 WESTELL TECHNOLOGIES INC DE 1.01,5.02,9.01 03/26/12 Western Gas Partners LP DE 9.01 01/13/12 AMEND WET SEAL INC DE 2.02,9.01 03/22/12 Willdan Group, Inc. DE 2.02,9.01 03/27/12 WINNEBAGO INDUSTRIES INC IA 5.02,9.01 03/22/12 AMEND WPCS INTERNATIONAL INC DE 5.02,9.01 03/25/12 XCel Brands, Inc. DE 7.01,9.01 03/27/12 YUM BRANDS INC NC 1.01,2.03 03/22/12 ZHONGPIN INC. DE 8.01,9.01 03/27/12 ZIONS BANCORPORATION /UT/ UT 8.01,9.01 03/22/12
http://www.sec.gov/news/digest/2012/dig032812.htm
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