|
|
1.01 |
Entry into a Material Definitive Agreement |
1.02 |
Termination of a Material Definitive Agreement |
1.03 |
Bankruptcy or Receivership |
2.01 |
Completion of Acquisition or Disposition of Assets |
2.02 |
Results of Operations and Financial Condition |
2.03 |
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant |
2.04 |
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement |
2.05 |
Cost Associated with Exit or Disposal Activities |
2.06 |
Material Impairments |
3.01 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
3.02 |
Unregistered Sales of Equity Securities |
3.03 |
Material Modifications to Rights of Security Holders |
4.01 |
Changes in Registrant's Certifying Accountant |
4.02 |
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review |
5.01 |
Changes in Control of Registrant |
5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer |
5.03 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year |
5.04 |
Temporary Suspension of Trading Under Registrant's Employee Benefit Plans |
5.05 |
Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics |
5.06 |
Change in Shell Company Status |
6.01 |
ABS Informational and Computational Material. |
6.02 |
Change of Servicer or Trustee. |
6.03 |
Change in Credit Enhancement or Other External Support. |
6.04 |
Failure to Make a Required Distribution. |
6.05 |
Securities Act Updating Disclosure. |
7.01 |
Regulation FD Disclosure |
8.01 |
Other Events |
9.01 |
Financial Statements and Exhibits |
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.
STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ----------------------------------------------------------------------------------------- 1st Century Bancshares, Inc. DE 2.02,9.01 12/31/11 A5 Laboratories Inc. NV 4.01,9.01 02/13/12 AMEND ABAKAN, INC NV 9.01 07/13/11 AMEND ABM INDUSTRIES INC /DE/ DE 2.02,8.01,9.01 03/05/12 ACACIA AUTOMOTIVE INC TX 8.01 02/28/12 ACACIA AUTOMOTIVE INC TX 8.01 02/28/12 ACADIA PHARMACEUTICALS INC DE 2.02,9.01 03/06/12 ACCELRYS, INC. DE 5.02,9.01 02/29/12 ACCELRYS, INC. DE 2.02,9.01 03/06/12 ACCENTIA BIOPHARMACEUTICALS INC FL 5.02 02/29/12 ACI WORLDWIDE, INC. DE 7.01,9.01 03/06/12 Activision Blizzard, Inc. DE 5.02 03/01/12 Aegerion Pharmaceuticals, Inc. DE 2.02,9.01 03/06/12 AeroGrow International, Inc. NV 1.01,5.02,9.01 02/29/12 AeroVironment Inc DE 2.02,9.01 03/06/12 AFFILIATED MANAGERS GROUP INC DE 5.02,5.03,9.01 03/03/12 AFFYMETRIX INC DE 8.01 03/05/12 AKORN INC LA 2.02,5.02,9.01 03/05/12 ALERE INC. DE 5.02 02/29/12 ALEXANDERS J CORP TN 1.01,3.03,5.03,8.01, 03/05/12 9.01 ALLEGHANY CORP /DE DE 1.01,2.01,2.03,5.02, 03/06/12 9.01 Allezoe Medical Holdings Inc DE 1.01,2.01,9.01 03/06/12 ALLOS THERAPEUTICS INC DE 2.02,9.01 03/06/12 AMC Networks Inc. DE 9.01 03/02/12 AMERICAN APPAREL, INC DE 7.01,9.01 03/05/12 American Assets Trust, Inc. MD 2.02,7.01,9.01 03/06/12 AMERICAN DG ENERGY INC DE 2.02,9.01 03/06/12 AMERICAN INDEPENDENCE CORP DE 2.02,9.01 12/31/11 AMERICAN INTERNATIONAL GROUP INC DE 1.01,8.01,9.01 03/03/12 AMERICAN REALTY CAPITAL NEW YORK RECO MD 8.01,9.01 03/06/12 American Realty Capital Trust III, In MD 2.02,9.01 03/05/12 American Realty Capital Trust, Inc. DE 1.01,1.02,5.02,5.03, 03/01/12 8.01,9.01 AMERICAN SAFETY INSURANCE HOLDINGS LT 2.02,9.01 03/06/12 AMERIGROUP CORP 1.01 02/29/12 AMERISOURCEBERGEN CORP DE 8.01,9.01 03/06/12 AMSURG CORP TN 7.01,9.01 03/06/12 AMYLIN PHARMACEUTICALS INC DE 5.02 03/06/12 ANALOGIC CORP MA 2.02,9.01 03/06/12 Anthera Pharmaceuticals Inc DE 5.02,9.01 03/01/12 Anthera Pharmaceuticals Inc DE 8.01,9.01 03/05/12 Armour Residential REIT, Inc. MD 2.02,9.01 03/06/12 As Seen On TV, Inc. FL 5.02 03/01/12 Ascend Acquisition Corp. DE 1.01,2.01,3.02,5.01, 02/29/12 5.02,5.06,9.01 Ascent Capital Group, Inc. DE 2.02,9.01 10/13/11 AMEND Aspect FuturesAccess LLC DE 5.03,9.01 02/29/12 Atkore International Holdings Inc. DE 5.02 02/29/12 AUSTRALIAN CANADIAN OIL ROYALTIES LTD A1 2.01,3.02,5.02,9.01 02/29/12 AUTOBYTEL INC DE 2.02,9.01 03/01/12 AvStar Aviation Group, Inc. CO 2.02,4.01,4.02,9.01 10/01/11 AXCELIS TECHNOLOGIES INC DE 1.01 03/05/12 AXION INTERNATIONAL HOLDINGS, INC. CO 2.02,9.01 03/06/12 BANK OF HAWAII CORP DE 8.01 03/05/12 BankUnited, Inc. DE 1.01,3.02,3.03,5.03, 02/29/12 8.01,9.01 BIOCANCELL THERAPEUTICS INC. 5.07 03/06/12 BIODELIVERY SCIENCES INTERNATIONAL IN DE 8.01,9.01 03/06/12 BLOUNT INTERNATIONAL INC DE 2.02,9.01 03/06/12 BLUE SPHERE CORP. NV 3.02,5.02 03/01/12 BPZ RESOURCES, INC. TX 1.01,7.01,9.01 02/29/12 Bridge Capital Holdings CA 2.02,9.01 03/06/12 Bridgepoint Education Inc DE 2.02,9.01 03/06/12 BRINKS CO VA 3.02 03/06/12 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 7.01,9.01 03/06/12 BUCKEYE PARTNERS, L.P. DE 7.01,9.01 03/06/12 CABELAS INC DE 5.02 03/02/12 CABOT MICROELECTRONICS CORP DE 5.07,7.01,8.01 03/06/12 CALLIDUS SOFTWARE INC DE 8.01 03/05/12 CARBO CERAMICS INC DE 1.01,2.03,9.01 03/05/12 CARDINAL FINANCIAL CORP VA 5.02,5.03,7.01,9.01 02/29/12 CAREER EDUCATION CORP DE 5.02,9.01 02/29/12 CAS MEDICAL SYSTEMS INC DE 2.02,9.01 03/06/12 CASEYS GENERAL STORES INC IA 2.02,9.01 03/06/12 CBRE GROUP, INC. DE 7.01,9.01 03/05/12 CD INTERNATIONAL ENTERPRISES, INC. FL 2.01,5.03,5.07,7.01, 02/29/12 9.01 CEDAR REALTY TRUST, INC. MD 2.02,7.01,9.01 03/06/12 CEMPRA, INC. DE 7.01,9.01 03/06/12 CHEESECAKE FACTORY INC DE 5.02,8.01,9.01 02/29/12 Chefs' Warehouse, Inc. DE 2.02,9.01 03/06/12 Chelsea Therapeutics International, L DE 2.02,9.01 03/06/12 China Shandong Industries, Inc. DE 5.02 03/06/12 Cindisue Mining Corp DE 5.02 03/05/12 CIRCLE STAR ENERGY CORP. NV 1.01,5.02,9.01 02/29/12 CITIGROUP INC DE 9.01 03/06/12 CLAIBORNE LIZ INC DE 5.02 02/29/12 Clear Skies Solar, Inc DE 5.02 03/01/12 CNS RESPONSE, INC. DE 2.03,3.02,9.01 02/29/12 COLE KENNETH PRODUCTIONS INC NY 8.01,9.01 03/06/12 COLONY RESORTS LVH ACQUISITIONS LLC NV 5.02 03/06/12 COLUMBIA LABORATORIES INC DE 3.01,9.01 03/06/12 Compass Diversified Holdings DE 8.01,9.01 03/05/12 COMPETITIVE TECHNOLOGIES INC DE 5.02,5.03 03/05/12 Computer Software Innovations, Inc. DE 1.01,3.03,9.01 03/01/12 COMSTOCK RESOURCES INC NV 7.01,9.01 03/06/12 Consolidated Communications Holdings, DE 7.01,9.01 03/06/12 CONTINENTAL RESOURCES INC OK 1.01,8.01,9.01 03/05/12 Converted Organics Inc. DE 8.01,9.01 03/02/12 CORNING NATURAL GAS CORP NY 1.01,9.01 02/27/12 AMEND Counsel RB Capital Inc. FL 1.01,2.01,8.01,9.01 03/06/12 COVENANT TRANSPORTATION GROUP INC NV 5.02 02/29/12 Crescent Financial Bancshares, Inc. 2.02,9.01 03/06/12 CROSS BORDER RESOURCES, INC. NV 1.01,1.02,2.03,5.02, 03/01/12 9.01 CROSS COUNTRY HEALTHCARE INC DE 2.02,7.01,9.01 03/05/12 Cullen Agricultural Holding Corp DE 1.01 03/05/12 CVB FINANCIAL CORP CA 7.01,8.01,9.01 03/06/12 CYTOKINETICS INC 8.01,9.01 03/06/12 DAYSTAR TECHNOLOGIES INC DE 5.02,9.01 02/29/12 DealerTrack Holdings, Inc. DE 1.01,2.03,3.02,9.01 02/29/12 DESTINY MEDIA TECHNOLOGIES INC CO 1.01,9.01 03/05/12 DICKS SPORTING GOODS INC DE 2.02,9.01 03/06/12 DIGITAL RIVER INC /DE DE 5.02,8.01 02/29/12 DIVERSIFIED GLOBAL HOLDINGS GROUP INC FL 1.01,9.01 12/31/11 Domark International Inc. NV 1.01,2.03,9.01 03/05/12 DUNE ENERGY INC DE 5.02,8.01,9.01 03/05/12 DYNAVAX TECHNOLOGIES CORP DE 2.02,9.01 03/06/12 E TRADE FINANCIAL Corp DE 7.01,9.01 03/05/12 Eastern Insurance Holdings, Inc. PA 2.02,9.01 03/05/12 EASTMAN CHEMICAL CO DE 1.01,2.03,9.01 02/29/12 EASTMAN KODAK CO NJ 1.01,9.01 03/05/12 EDIETS COM INC DE 1.02,5.02 03/05/12 AMEND EMC METALS CORP. A1 8.01 02/29/12 EMERITUS CORP\WA\ WA 2.02,9.01 02/29/12 EMPIRE DISTRICT ELECTRIC CO KS 8.01 02/29/12 EMPIRE ENERGY CORP UT 8.01 03/05/12 EMPIRE ENERGY CORP UT 8.01 03/06/12 EMPIRE GLOBAL CORP. DE 1.01 12/09/11 AMEND Encore Bancshares Inc TX 8.01,9.01 03/06/12 ENDURANCE SPECIALTY HOLDINGS LTD 5.02,9.01 03/06/12 ENSIGN GROUP, INC 8.01,9.01 03/01/12 EPIQ SYSTEMS INC MO 9.01 12/28/11 AMEND ESSA Bancorp, Inc. PA 8.01,9.01 03/05/12 Essex Rental Corp. DE 7.01,9.01 03/06/12 EVOLUTION PETROLEUM CORP NV 1.01,2.03,9.01 02/29/12 FEDERAL AGRICULTURAL MORTGAGE CORP 1.01 02/29/12 Federal Home Loan Bank of Atlanta X1 2.03 03/06/12 Federal Home Loan Bank of Chicago X1 2.03 02/29/12 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 02/29/12 Federal Home Loan Bank of Des Moines X1 2.03,9.01 03/02/12 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 03/03/12 Federal Home Loan Bank of New York X1 2.03,9.01 02/29/12 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 02/29/12 Federal Home Loan Bank of San Francis X1 2.03 02/29/12 Federal Home Loan Bank of Seattle 2.03 02/29/12 Federal Home Loan Bank of Topeka 2.03,9.01 02/29/12 Fidelity National Information Service 8.01,9.01 03/05/12 First Federal of Northern Michigan Ba 2.02,9.01 03/06/12 Forex International Trading Corp. NV 2.02,7.01,9.01 03/05/12 Fortress Investment Group LLC DE 7.01 03/06/12 FRONTIER FUND DE 1.01,1.02,8.01 02/29/12 FURMANITE CORP DE 1.01,1.02,2.03 03/05/12 FURMANITE CORP DE 2.02,7.01,9.01 03/06/12 FX ENERGY INC NV 7.01,9.01 03/06/12 GASTAR EXPLORATION LTD 7.01,9.01 03/05/12 GATEWAY ENERGY CORP/NE DE 1.01,2.03,8.01,9.01 02/29/12 GBS Enterprises Inc NV 5.02,7.01,9.01 03/01/12 GENESCO INC TN 7.01 03/06/12 Genesis Biopharma, Inc NV 1.01,3.01,9.01 02/29/12 GENTIVA HEALTH SERVICES INC DE 1.01,2.03,7.01,9.01 03/06/12 GEORGIA GULF CORP /DE/ DE 7.01,9.01 03/06/12 GEORGIA POWER CO GA 8.01,9.01 02/29/12 GIBRALTAR INDUSTRIES, INC. DE 5.02 03/02/12 GLEACHER & COMPANY, INC. DE 1.01,2.03,9.01 02/29/12 Global Cash Access Holdings, Inc. DE 2.02,9.01 03/06/12 GlobalOptions Group, Inc. 8.01 02/29/12 GLOBALSCAPE INC DE 7.01 03/06/12 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 03/06/12 GREAT SOUTHERN BANCORP INC MD 8.01,9.01 03/02/12 Greektown Superholdings, Inc. DE 8.01,9.01 12/31/11 Green Ballast, Inc. DE 1.01,9.01 02/29/12 GREEN DOT CORP DE 7.01 03/02/12 Green Global Investments, Inc. FL 1.01,3.02,5.02,9.01 03/05/11 GreenHouse Holdings, Inc. NV 3.02 02/29/12 GREENLITE VENTURES INC 1.01,3.02,9.01 03/06/12 GULFMARK OFFSHORE INC DE 1.01,8.01,9.01 03/01/12 H&R BLOCK INC MO 5.02,9.01 02/29/12 HANDENI GOLD INC. NV 7.01,9.01 03/06/12 HARMONIC INC DE 5.02,5.03 02/29/12 Hawaiian Telcom Holdco, Inc. DE 1.01,2.03,9.01 02/29/12 HFF, Inc. DE 2.02,9.01 03/05/12 HICKORY TECH CORP MN 2.02,7.01,9.01 03/06/12 Highbridge Commodities FuturesAccess DE 5.03,9.01 02/29/12 HORNBECK OFFSHORE SERVICES INC /LA DE 1.01,8.01,9.01 03/02/12 Huntsman CORP DE 1.01,2.03,9.01 03/06/12 IDENIX PHARMACEUTICALS INC DE 5.02,9.01 02/29/12 Independence Energy Corp. NV 5.02 03/01/12 INDEPENDENCE HOLDING CO DE 2.02,9.01 03/05/12 INDUSTRIAL SERVICES OF AMERICA INC /F FL 5.03,9.01 02/29/12 INSITE VISION INC DE 5.02 02/29/12 INSTITUTIONAL FINANCIAL MARKETS, INC. MD 2.02,9.01 03/06/12 International Stem Cell CORP 3.02 02/29/12 INTERSIL CORP/DE DE 5.02,9.01 03/05/12 INUVO, INC. NV 1.01,2.01,2.03,5.01, 02/29/12 5.02,5.03,5.07,7.01, 9.01 Iridium Communications Inc. DE 2.02,9.01 03/06/12 IRIS INTERNATIONAL INC DE 5.02,9.01 02/29/12 JOHNSON OUTDOORS INC WI 5.07 03/01/12 JOY GLOBAL INC DE 5.02,5.07,9.01 03/06/12 KEY ENERGY SERVICES INC MD 8.01,9.01 03/05/12 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 03/06/12 KINDER MORGAN MANAGEMENT LLC DE 7.01 03/06/12 KINDER MORGAN, INC. DE 7.01 03/06/12 KMG CHEMICALS INC TX 4.01,9.01 02/29/12 KRONOS INTERNATIONAL INC DE 7.01,9.01 03/05/12 KRONOS WORLDWIDE INC 7.01,9.01 03/06/12 KVH INDUSTRIES INC \DE\ DE 1.01,9.01 03/01/12 LEUCADIA NATIONAL CORP NY 2.01,9.01 12/30/11 AMEND LIQUIDITY SERVICES INC DE 5.07 02/29/12 LITHIA MOTORS INC OR 8.01 03/06/12 LPATH, INC NV 1.01,9.01 03/06/12 LPL Investment Holdings Inc. DE 7.01,9.01 03/06/12 Lumos Networks Corp. VA 7.01,9.01 03/06/12 MAKEMUSIC, INC. MN 2.02,9.01 03/06/12 MAKO Surgical Corp. DE 2.02,9.01 03/06/12 Man AHL FuturesAccess LLC DE 5.03,9.01 02/29/12 MB FINANCIAL INC /MD 8.01,9.01 03/05/12 MCDERMOTT INTERNATIONAL INC R1 5.02,9.01 02/29/12 MDU RESOURCES GROUP INC DE 5.02,9.01 03/01/12 MEADWESTVACO Corp DE 8.01 03/05/12 MEDICINES CO /DE DE 8.01 03/05/12 Medidata Solutions, Inc. DE 2.02,8.01,9.01 03/05/12 MEDTRONIC INC MN 8.01 03/06/12 METABOLIX, INC. 2.02,9.01 03/06/12 Mid-Con Energy Partners, LP DE 2.02,7.01,9.01 03/06/12 Millburn Multi-Markets Fund L.P. DE 3.02 03/01/12 MIT Holding, Inc. DE 4.02 03/05/12 ML BlueTrend FuturesAccess LLC DE 5.03,9.01 02/29/12 ML Transtrend DTP Enhanced FuturesAcc DE 5.03,9.01 02/29/12 ML Winton FuturesAccess LLC DE 5.03,9.01 02/29/12 Modern Mobility Aids, Inc. NV 1.01,9.01 03/01/12 MOMENTIVE SPECIALTY CHEMICALS INC. NJ 7.01 03/06/12 Moody National REIT I, Inc. MD 5.02 02/29/12 MOUNTAIN NATIONAL BANCSHARES INC TN 5.02,9.01 03/05/12 Nationstar Mortgage LLC DE 1.01,9.01 03/06/12 NCI BUILDING SYSTEMS INC DE 2.02,9.01 03/06/12 Neogenix Oncology Inc MD 8.01,9.01 03/06/12 NESTOR PARTNERS NJ 3.02 03/01/12 NEW ENERGY SYSTEMS GROUP NV 8.01 03/01/12 NEWMONT MINING CORP /DE/ DE 8.01,9.01 03/05/12 NEWS CORP 8.01,9.01 03/06/12 NL INDUSTRIES INC NJ 7.01,9.01 03/06/12 NOVASTAR FINANCIAL INC MD 5.02,9.01 03/01/12 NRG ENERGY, INC. DE 5.02 03/05/12 NTELOS HOLDINGS CORP 7.01,9.01 03/06/12 NTELOS HOLDINGS CORP 5.02 02/29/12 NTS, INC. NV 5.02,8.01,9.01 03/06/12 OFFICE DEPOT INC DE 7.01,8.01,9.01 03/06/12 OFFICE DEPOT INC DE 8.01 03/06/12 OMNICARE INC DE 7.01,9.01 03/06/12 ONCOSEC MEDICAL Inc NV 5.03,5.07,9.01 03/02/12 Oncothyreon Inc. DE 8.01 03/06/12 OPTIMER PHARMACEUTICALS INC 5.02 02/29/12 ORB Automotive E9 4.01,9.01 02/29/12 ORBCOMM Inc. DE 9.01 12/23/11 AMEND OSL HOLDINGS INC. 4.01,9.01 03/02/12 OUTDOOR CHANNEL HOLDINGS INC 2.02,9.01 03/06/12 PAA NATURAL GAS STORAGE LP DE 7.01 02/06/12 PACIFICORP /OR/ OR 8.01,9.01 03/06/12 Pandora Media, Inc. DE 2.02,9.01 03/06/12 Parametric Sound Corp NV 5.02,9.01 03/05/12 PARK OHIO HOLDINGS CORP OH 1.01,9.01 03/05/12 PARKER DRILLING CO /DE/ DE 5.02,9.01 03/01/12 PATAPSCO BANCORP INC MD 5.02 03/02/12 PATRIOT NATIONAL BANCORP INC CT 2.02,9.01 03/05/12 PDI INC 1.01,9.01 02/22/12 PDL BIOPHARMA, INC. DE 7.01,9.01 03/06/12 Pershing Gold Corp. NV 8.01,9.01 03/02/12 PHOTRONICS INC CT 1.01,1.02,8.01,9.01 02/29/12 PHYSICIANS FORMULA HOLDINGS, INC. DE 2.02,7.01,9.01 03/06/12 PLAINS ALL AMERICAN PIPELINE LP DE 7.01 03/06/12 Plata Resources, Inc. NV 8.01 03/06/12 PLUG POWER INC DE 1.01 02/29/12 PORTFOLIO RECOVERY ASSOCIATES INC DE 5.07 06/14/11 AMEND POTLATCH CORP DE 7.01,9.01 03/06/12 POWERWAVE TECHNOLOGIES INC DE 8.01 02/29/12 PRECISION OPTICS Corp INC MA 5.02 03/05/12 PRGX GLOBAL, INC. GA 5.02 02/29/12 PRICELINE COM INC DE 8.01 03/06/12 PRIME GLOBAL CAPITAL GROUP Inc NV 1.01,3.02,9.01 02/13/12 PROGRESSIVE CORP/OH/ OH 5.02,9.01 02/29/12 Protea Biosciences Group, Inc. DE 1.01,3.02,7.01,9.01 03/01/12 pSivida Corp. DE 5.02 03/05/12 QLOGIC CORP DE 2.01,9.01 02/29/12 QUIDEL CORP /DE/ DE 5.02,9.01 03/02/12 RADIOSHACK CORP DE 5.02 03/05/12 RAMBUS INC DE 8.01,9.01 03/02/12 RAMBUS INC DE 8.01,9.01 03/05/12 RAYMOND JAMES FINANCIAL INC FL 7.01 03/06/12 RELM WIRELESS CORP NV 2.02,9.01 03/06/12 Resolute Energy Corp DE 8.01,9.01 03/05/12 RETRACTABLE TECHNOLOGIES INC TX 5.02 02/29/12 Rock-Tenn CO GA 7.01,9.01 03/06/12 ROI Acquisition Corp. DE 1.01,3.02,5.03,8.01, 02/29/12 9.01 Ruths Hospitality Group, Inc. DE 7.01,9.01 03/06/12 SABINE ROYALTY TRUST TX 2.02,9.01 03/05/12 SAFEWAY INC DE 2.02,8.01,9.01 03/06/12 Sandalwood Ventures NV 4.01,9.01 03/01/12 Sara Lee Corp MD 8.01,9.01 03/01/12 SAVANNAH BANCORP INC GA 1.01,7.01 03/01/12 SavWatt USA, Inc. DE 3.02 01/24/12 SCHAWK INC 2.02,9.01 03/06/12 SERVICEMASTER CO DE 2.02,7.01,9.01 03/06/12 ShoreTel Inc CA 5.02 03/01/12 SIERRA MONITOR CORP /CA/ CA 2.02,9.01 03/06/12 SILVERSTAR MINING CORP. NV 5.03 02/29/12 SIMULATIONS PLUS INC 8.01,9.01 03/05/12 SIONIX CORP NV 1.01,3.02,9.01 03/02/12 SIONIX CORP NV 1.01,9.01 02/21/12 Skinny Nutritional Corp. NV 1.01,2.03,3.02 02/29/12 SONIC AUTOMOTIVE INC DE 5.02 03/02/12 SONO TEK CORP NY 7.01,9.01 03/05/12 SONOSITE INC 3.01 03/02/12 Sound Financial, Inc. 5.02 03/05/12 Southern Products, Inc. NV 1.01,9.01 02/27/12 SOUTHWEST IOWA RENEWABLE ENERGY, LLC IA 1.01,9.01 02/29/12 SOUTHWESTERN ENERGY CO DE 1.01,2.03,9.01 03/05/12 Spirit Airlines, Inc. DE 5.02,7.01,9.01 03/01/12 STANDARD MOTOR PRODUCTS INC NY 2.02,9.01 03/06/12 STANDARD REGISTER CO OH 5.02,9.01 03/06/12 STEVIA NUTRA CORP. NV 5.02 03/05/12 STONE ENERGY CORP DE 1.01,2.03,3.02,9.01 02/29/12 SUN HYDRAULICS CORP FL 8.01,9.01 03/05/12 SUNOCO INC PA 5.02,8.01 03/01/12 SUNOCO LOGISTICS PARTNERS L.P. DE 5.02 03/01/12 SunOpta Inc. 2.02,9.01 03/06/12 SUNPEAKS VENTURES, INC. 3.02,8.01,9.01 03/01/12 SUNRISE SENIOR LIVING INC DE 5.02 02/29/12 Systematic Momentum FuturesAccess LLC DE 5.03,9.01 02/29/12 THERMADYNE HOLDINGS CORP /DE DE 1.01,2.03,3.03,9.01 02/29/12 TNS INC 5.02,9.01 02/29/12 TNS INC 2.02,5.02,7.01,9.01 03/06/12 Tonix Pharmaceuticals Holding Corp. NV 1.01,3.02,8.01,9.01 03/01/12 TRANS ENERGY INC NV 1.01,2.03,9.01 02/29/12 TRANSATLANTIC HOLDINGS INC DE 2.01,3.01,3.03,5.01, 03/06/12 5.02,9.01 TRANSAX INTERNATIONAL LTD CO 1.01,2.01,3.02,5.01, 12/30/11 AMEND 5.02,5.06,9.01 Transcept Pharmaceuticals Inc DE 5.02 02/29/12 TREE TOP INDUSTRIES, INC. NV 1.01,9.01 03/02/12 TRUE RELIGION APPAREL INC DE 7.01,9.01 03/06/12 TRX INC/GA GA 4.02 02/29/12 TRX INC/GA GA 2.02,9.01 12/31/11 U.S. SILICA HOLDINGS, INC. DE 5.02 02/29/12 UNISOURCE ENERGY CORP AZ 7.01,9.01 03/06/12 United Development Funding III, LP DE 8.01,9.01 03/06/12 UNITED NATURAL FOODS INC DE 2.02,9.01 03/06/12 UNITED SECURITY BANCSHARES CA 5.02 03/06/12 URANIUM ENERGY CORP NV 7.01,9.01 03/06/12 VAIL RESORTS INC DE 2.02,9.01 02/29/12 Vanity Events Holding, Inc. DE 1.01,5.02,9.01 02/27/12 VAULT AMERICA, INC. A0 1.01,2.01,3.02,5.01, 02/29/12 5.02,5.06,9.01 VICTORY ENERGY CORP NV 1.01,8.01,9.01 02/29/12 WARREN RESOURCES INC MD 2.02,7.01,9.01 03/06/12 WESTMORELAND COAL Co DE 2.02,9.01 03/01/12 WESTMORELAND COAL Co DE 1.01,3.03,5.02,9.01 02/29/12 WEYCO GROUP INC WI 5.02 12/31/11 WILLIAM LYON HOMES DE 1.01,2.03,2.04,3.02, 02/25/12 5.02,8.01,9.01 WITS BASIN PRECIOUS MINERALS INC MN 1.01 03/01/12 WORLD FUEL SERVICES CORP FL 7.01,9.01 03/06/12 Wright Express CORP 1.01,8.01,9.01 03/02/12 XCEL ENERGY INC MN 7.01 03/06/12 XTRALINK Corp NV 3.02 02/27/12 Xtreme Oil & Gas, Inc. NV 5.02,9.01 02/24/12 ZALDIVA INC FL 1.01,9.01 03/06/12 ZION OIL & GAS INC DE 5.02 03/02/12 ZIPREALTY INC 2.02,9.01 03/06/12 Zoo Entertainment, Inc DE 1.01,2.03 02/29/12
http://www.sec.gov/news/digest/2012/dig030712.htm
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