SEC News Digest, January 9, 2012

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ENFORCEMENT PROCEEDINGS

Commission Orders Hearing on Denial, Revocation, or Suspension of Registration Against RPM Advantage, Inc. For Materially Deficient Registration Form

The Commission today instituted public administrative proceedings to determine whether to deny or suspend the effective date of RPM Advantage, Inc.’s (RPMV’s) registration form (including amendment, if any, that may be filed), or to revoke or suspend for a period not exceeding twelve months the registration of each class of RPMV’s securities that may become registered pursuant thereto for failure to comply with the Exchange Act and regulations thereunder.

In this Order, the Division of Enforcement (Division) alleges that RPMV filed a materially deficient Form 10 to register a class of equity securities.

In this proceeding, instituted pursuant to Exchange Act Section 12(j), a hearing will be scheduled before an Administrative Law Judge. At the hearing, the judge will hear evidence from the Division and the Respondent to determine whether the allegations of the Division contained in the Order, which the Division alleges constitute a failure to comply with Exchange Act Section 12(g), Rule 12b-20, and Regulations S-K and S-X thereunder, are true. The judge in the proceeding will then determine whether to deny or suspend the effective date of RPMV’s registration statement (including amendments, if any, that may be filed) or suspend for a period not exceeding twelve months, or revoke the registration of each class of securities that may become registered pursuant thereto. The Commission ordered that the Administrative Law Judge in this proceeding issue an initial decision not later than 120 days from the date of service of the order instituting proceedings. (Rel. 34-66117; File No. 3-14686)

INVESTMENT COMPANY ACT RELEASES

Central Securities Corporation

A notice has been issued giving interested persons until January 31, 2012 to request a hearing on an application filed by Central Securities Corporation (Company) for an order under Sections 6(c), 17(d), and 23(c) of the Investment Company Act (Act) and Rule 17d-1 under the Act to permit the Company to adopt an incentive compensation plan (Plan). The Plan would permit the Company to issue restricted shares of common stock, restricted stock units, shares of common stock granted as a bonus, and awards denominated in cash. (Rel. IC-29915 – January 6)

SELF-REGULATORY ORGANIZATIONS

Immediate Effectiveness of Proposed Rule Change

A proposed rule change filed by NYSE Arca, Inc. (SR-NYSEArca-2011-101) amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services replacing numerical thresholds with percentage thresholds for the Investor Tiers’ volume requirements has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of January 9. (Rel. 34-66115)

SECURITIES ACT REGISTRATIONS

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue.

Registration statements may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

S-1     EXTEND HEALTH INC, 2929 CAMPUS DRIVE, SUITE 400, SAN MATEO, CA, 94403, 
        650-288-4800 - 0 ($75,000,000.00) Equity, (File 333-178910 - Jan. 6) 
        (BR. 01)

S-1     GelTech Solutions, Inc., 1460 PARK LANE SOUTH, SUITE 1, JUPITER, FL, 
        33458, 561-427-6144 - 4,400,000 ($2,464,000.00) Equity, 
        (File 333-178911 - Jan. 6) (BR. 06B)

S-3ASR  Ally Financial Inc., MAIL CODE: 482-B09-C24, 200 RENAISSANCE CENTER, 
        DETROIT, MI, 48265, 866-710-4623 - 0 ($1.00) Other, (File 333-178919 - 
        Jan. 6) (BR. 07C)

S-8     Sanchez Energy Corp, 1111 BAGBY STREET, SUITE 1600, HOUSTON, TX, 77002, 
        713-783-8000 - 4,050,000 ($70,348,500.00) Equity, (File 333-178920 - 
        Jan. 6) (BR. 04C)

F-1     CEMENTOS PACASMAYO SAA, CALLE LA COLONIA 150, 
        URBANIZACION EL VIVERO SURCO, LIMA 33, R5, 00000, 5113176000 - 
        0 ($250,000,000.00) Equity, (File 333-178922 - Jan. 6) (BR. 06C)

S-8     Rose Rock Midstream, L.P., TWO WARREN PLACE, 
        6120 S. YALE AVENUE, SUITE 700, TULSA, OK, 74136-4216, (918) 524-8100 - 
        840,000 ($17,304,000.00) Limited Partnership Interests, 
        (File 333-178923 - Jan. 6) (BR. 04B)

S-8     SABA SOFTWARE INC, 2400 BRIDGE PARKWAY, SIOTE 150, REDWOOD SHORES, CA, 
        94065-1166, 6506963822 - 1,000,000 ($7,820,000.00) Equity, 
        (File 333-178924 - Jan. 6) (BR. 03C)

S-1     INFOBLOX INC, 912 CHICAGO AVE, EVANSTON, IL, 60202, (408) 625-4200 - 
        0 ($125,000,000.00) Equity, (File 333-178925 - Jan. 6) (BR. )

S-3     MATRIX SERVICE CO, 5100 EAST SKELLY DRIVE, SUITE 700, TULSA, OK, 74135, 
        9188388822 - 0 ($400,000,000.00) Unallocated (Universal) Shelf, 
        (File 333-178926 - Jan. 6) (BR. 06A)

S-8     Oritani Financial Corp, 370 PASCACK ROAD, TOWNSHIP OF WASHINGTON, NJ, 
        07676, (201) 664-5400 - 5,790,849 ($70,939,998.00) Equity, 
        5,790,849 ($0.00) Other, (File 333-178927 - Jan. 6) (BR. 07C)

S-1     Pacific Coast Oil Trust, 919 CONGRESS AVENUE, SUITE 500, AUSTIN, TX, 
        78701, 512-236-6599 - 0 ($345,000,000.00) Equity, (File 333-178928 - 
        Jan. 6) (BR. )

S-4     CARRIZO OIL & GAS INC, 500 DALLAS STREET, SUITE 2300, HOUSTON, TX, 
        77002, 7133281000 - 0 ($200,000,000.00) Non-Convertible Debt, 
        (File 333-178929 - Jan. 6) (BR. 04A)

S-3     HANSEN MEDICAL INC, 800 EAST MIDDLEFIELD ROAD, MOUNTAIN VIEW, CA, 
        94043, 650 404 5800 - 4,784,690 ($12,679,428.50) Equity, 
        (File 333-178930 - Jan. 6) (BR. 10B)

S-8     HANSEN MEDICAL INC, 800 EAST MIDDLEFIELD ROAD, MOUNTAIN VIEW, CA, 
        94043, 650 404 5800 - 3,515,090 ($9,451,788.50) Equity, 
        (File 333-178931 - Jan. 6) (BR. 10B)

N-2     GSV Capital Corp., 2965 WOODSIDE ROAD, WOODSIDE, CA, 94062, 
        (650) 294-4777 - 0 ($50,000,486.00) Equity, (File 333-178932 - Jan. 6) 
        (BR. 16)

S-3ASR  HOME DEPOT INC, 2455 PACES FERRY ROAD, ATLANTA, GA, 30339-4024, 
        770-433-8211 - 2,488,464 ($104,042,679.84) Equity, (File 333-178933 - 
        Jan. 6) (BR. 06A)

S-8     ORCHARD SUPPLY HARDWARE STORES CORP, 6450 VIA DEL ORO, SAN JOSE, CA, 
        95119, 4082813500 - 1,000,000 ($24,160,000.00) Equity, 
        (File 333-178935 - Jan. 6) (BR. 06A)

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events:

1.01

Entry into a Material Definitive Agreement

1.02

Termination of a Material Definitive Agreement

1.03

Bankruptcy or Receivership

2.01

Completion of Acquisition or Disposition of Assets

2.02

Results of Operations and Financial Condition

2.03

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

2.04

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

2.05

Cost Associated with Exit or Disposal Activities

2.06

Material Impairments

3.01

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

3.02

Unregistered Sales of Equity Securities

3.03

Material Modifications to Rights of Security Holders

4.01

Changes in Registrant's Certifying Accountant

4.02

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

5.01

Changes in Control of Registrant

5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer

5.03

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

5.04

Temporary Suspension of Trading Under Registrant's Employee Benefit Plans

5.05

Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics

5.06

Change in Shell Company Status

6.01

ABS Informational and Computational Material.

6.02

Change of Servicer or Trustee.

6.03

Change in Credit Enhancement or Other External Support.

6.04

Failure to Make a Required Distribution.

6.05

Securities Act Updating Disclosure.

7.01

Regulation FD Disclosure

8.01

Other Events

9.01

Financial Statements and Exhibits

8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.

                                        STATE
NAME OF ISSUER                          CODE     8K ITEM NO.          DATE        COMMENT
-----------------------------------------------------------------------------------------
8X8 INC /DE/                            DE       5.02,9.01            01/02/12

A. H. Belo CORP                         DE       5.02,8.01,9.01       01/05/12

Abingdon Futures Fund LP                NY       1.01,9.01            01/01/12

ACNB CORP                               PA       1.01,5.02,9.01       01/01/12

ACORN ENERGY, INC.                      DE       5.02,8.01,9.01       12/31/11

Active Health Foods, Inc.               CA       8.01                 01/05/12

ADCARE HEALTH SYSTEMS INC               OH       1.01,2.01,2.03,9.01  12/30/11

ADVANCED ENERGY INDUSTRIES INC          DE       8.01                 01/03/12

ADVANCED MEDICAL ISOTOPE Corp           DE       2.03,3.02            12/30/11

AdvanSource Biomaterials Corp           DE       5.02,7.01            01/06/12

AIVTECH INTERNATIONAL GROUP CO.         NV       5.02,9.01            12/31/11

ALCOA INC                               PA       2.05,2.06,8.01,9.01  12/31/11

Alphatec Holdings, Inc.                 DE       1.01,8.01,9.01       12/30/11

AMERICAN DEFENSE SYSTEMS INC            DE       5.07                 08/03/11

AMERICAN ELECTRIC POWER CO INC          NY       2.01,2.03,9.01       01/06/12

American Sands Energy Corp.             DE       8.01                 12/31/11

American Standard Energy Corp.          DE       1.01,5.02,9.01       12/30/11

AMERIGAS PARTNERS LP                    DE       7.01,9.01            01/05/12

AMERIGROUP CORP                                  1.01                 12/29/11

AMSURG CORP                             TN       5.02,9.01            12/30/11

ANGIODYNAMICS INC                       DE       2.02,9.01            01/05/12

APCO OIL & GAS INTERNATIONAL INC                 1.01,1.02,5.01,9.01  12/31/11

APD ANTIQUITIES, INC.                   NV       1.01                 12/31/11

Apollo Global Management LLC            DE       2.01,9.01            10/24/11    AMEND

APOLLO INVESTMENT CORP                  MD       8.01,9.01            01/05/12

ARDENT MINES LTD                                 5.02                 01/05/12

ARK RESTAURANTS CORP                    NY       5.02,9.01            12/31/11

Armour Residential REIT, Inc.           MD       7.01,9.01            01/05/12

ASIARIM CORP                            NV       8.01                 01/02/12

ASSURANCEAMERICA CORP                   NV       1.01,9.01            01/05/12

ASTA FUNDING INC                        DE       1.01,2.03,8.01,9.01  12/30/11

Atrinsic, Inc.                          DE       8.01                 12/30/11

AUTODESK INC                            DE       5.02,5.07,9.01       01/06/12

Azur Pharma Public Ltd Co               L2       5.07                 01/03/12

BANCORP RHODE ISLAND INC                         2.01,3.01,3.03,5.01, 12/30/11
                                                 5.02,5.03,9.01

BANCTRUST FINANCIAL GROUP INC           AL       1.01,9.01            12/30/11

BELO CORP                               DE       8.01                 01/05/12

BENIHANA INC                            DE       2.02,9.01            01/05/12

Bergio International, Inc.              DE       1.01,2.03,3.02       12/31/11

Bergio International, Inc.              DE       1.01,3.02            12/23/11

Bering Exploration, Inc.                NV       5.02,9.01            12/30/11

BEST BUY CO INC                         MN       7.01,9.01            01/06/12

BIONOVO INC                             DE       5.02,8.01,9.01       01/04/12

BLUE DOLPHIN ENERGY CO                  DE       3.01                 01/06/12

Blue Earth, Inc.                        NV       5.02,9.01            01/01/12

BLYTH INC                               DE       5.02,9.01            01/06/12

Brooklyn Federal Bancorp, Inc.          X1       2.01                 01/06/12

BROOKS AUTOMATION INC                   DE       5.02,9.01            01/03/12

CAMAC Energy Inc.                       DE       1.01,7.01,9.01       01/05/12

CAMPBELL STRATEGIC ALLOCATION FUND LP   DE       5.02                 01/06/12

CANADIAN DERIVATIVES CLEARING CORP      A6       9.01                 12/31/11

CAPELLA EDUCATION CO                             8.01,9.01            01/05/12

Cardium Therapeutics, Inc.              DE       8.01,9.01            01/05/12

CAREER EDUCATION CORP                   DE       8.01,9.01            01/05/12

CarePayment Technologies, Inc.          OR       1.01,1.02,5.02,8.01, 12/31/11
                                                 9.01
          
CareView Communications Inc             NV       1.03,2.03,3.02,9.01  12/30/11

CARROLS RESTAURANT GROUP, INC.                   5.03,9.01            12/31/11

Carter Validus Mission Critical REIT,   MD       1.01,2.01,2.03,9.01  01/03/12

CEDAR FAIR L P                          DE       5.02                 01/02/12

CEDAR FAIR L P                          DE       5.02                 01/02/12

Chatham Lodging Trust                   MD       9.01                 10/27/11    AMEND

Chelsea Therapeutics International, L   DE       1.01,8.01,9.01       01/06/12

CHEMBIO DIAGNOSTICS, INC.               NV       2.02,7.01,9.01       01/06/12

CHENIERE ENERGY INC                     DE       8.01,9.01            01/06/12

CHESAPEAKE MIDSTREAM PARTNERS LP        DE       8.01,9.01            01/06/12

China CGame, Inc.                       DE       1.01,7.01            01/06/12

China Digital Animation Development,    NY       5.02                 12/28/11

CHINA EDUCATION INTERNATIONAL, INC.              1.01,2.01,3.02,7.01, 12/30/11
                                                 9.01
          
China Electronics Holdings, Inc.        NV       9.01                 01/06/12

China TransInfo Technology Corp.        NV       5.07                 01/06/12    AMEND

CHRISTOPHER & BANKS CORP                DE       5.02,9.01            12/19/11    AMEND

CHUGACH ELECTRIC ASSOCIATION INC        AK       5.02                 01/04/12

COEUR D ALENE MINES CORP                ID       5.02,9.01            12/13/11

COFFEE HOLDING CO INC                   NV       8.01                 01/06/12

Colfax CORP                             DE       5.02,9.01            12/31/11

COMMERCIAL METALS CO                    DE       2.02,9.01            01/06/12

COMPREHENSIVE CARE CORP                 DE       3.02,5.02            01/04/12

Constellation Energy Partners LLC       DE       3.01                 01/05/12

CORECARE SYSTEMS INC                    DE       5.02,9.01            01/03/12

Corporate Capital Trust, Inc.           MD       8.01,9.01            01/04/12

CORRECTIONS CORP OF AMERICA             MD       5.02,9.01            01/01/12

CORRECTIONS CORP OF AMERICA             MD       5.07                 01/06/12    AMEND

COVER ALL TECHNOLOGIES INC              DE       1.01,2.01,5.02,9.01  01/06/12

CSP INC /MA/                            MA       4.02                 01/06/12

CURIS INC                               DE       5.02                 01/05/12

Cyclacel Pharmaceuticals, Inc.          DE       3.03                 01/06/12

CYCLE COUNTRY ACCESSORIES CORP          NV       2.01,8.01,9.01       01/06/12

CYTODYN INC                             CO       8.01                 01/03/12

CYTRX CORP                              DE       5.02                 01/01/12

Data Call Technologies                           5.07                 01/06/12

DCP Holding CO                          OH       1.01,3.02,5.03,9.01  01/04/12

DealerTrack Holdings, Inc.              DE       2.01,9.01            01/01/12

DEBT RESOLVE INC                        DE       4.01,9.01            01/04/12

Dehaier Medical Systems Ltd                      7.01,9.01            01/06/12

DELL INC                                DE       5.02,7.01,9.01       01/02/12

Derycz Scientific Inc                   NV       1.02,5.02            12/31/11

Dialogic Inc.                           DE       1.01,9.01            01/05/12

DIRECT INSITE CORP                      DE       1.01,9.01            12/31/11

DISH Network CORP                       NV       1.01                 01/06/12

DIVERSIFIED MULTI-ADVISOR FUTURES FUN   NY       1.01,9.01            01/01/12

DJO Finance LLC                         DE       5.02,9.01            12/30/11

DNB FINANCIAL CORP /PA/                 PA       5.02,9.01            12/12/11    AMEND

DOUBLE EAGLE PETROLEUM CO               MD       7.01,8.01,9.01       01/06/12

DOVER DOWNS GAMING & ENTERTAINMENT IN   DE       1.01                 01/03/12

DOVER MOTORSPORTS INC                   DE       1.01                 01/03/12

E MED FUTURE INC                        NV       5.07                 01/06/12

EBAY INC                                DE       5.02                 01/03/12

EchoStar CORP                           NV       1.01                 01/06/12

ECOTALITY, INC.                         NV       1.01,5.02,9.01       01/05/12

EDISON MISSION ENERGY                   DE       7.01                 01/01/12

Education Realty Trust, Inc.            MD       5.02                 01/01/12

Electromed, Inc.                                 1.01                 12/30/11

EMERGING MEDIA HOLDINGS INC             NV       2.01,3.02,9.01       12/29/11

EMTEC INC/NJ                            UT       1.01,2.03,3.02,9.01  12/30/11

ENCISION INC                            CO       2.03,9.01            01/03/12

ENER1 INC                               FL       1.01,2.03,9.01       12/30/11

Energy Future Holdings Corp /TX/        TX       8.01                 12/30/11

ENOVA SYSTEMS INC                       CA       1.01,3.02,5.07,9.01  12/30/11

ENTERTAINMENT PROPERTIES TRUST          MD       1.01,2.03,7.01,9.01  01/05/12

ENTREMED INC                            DE       1.01                 12/31/11

ENVESTNET, INC.                         DE       1.01,9.01            12/31/11

EPOCH HOLDING CORP                      DE       8.01                 01/06/12

FAMOUS DAVES OF AMERICA INC             MN       5.02,9.01            01/02/12

FBL FINANCIAL GROUP INC                 IA       1.02,2.01,9.01       12/30/11

FBL FINANCIAL GROUP INC                 IA       5.02,9.01            01/06/12

Federal Home Loan Bank of Boston        X1       5.02                 01/05/12

Federal Home Loan Bank of Des Moines    X1       2.03,9.01            12/30/11    AMEND

FIRST FINANCIAL CORP /IN/               IN       2.01,9.01            12/30/11

FIRST MARBLEHEAD CORP                            3.01                 11/02/11    AMEND

FIRST PACTRUST BANCORP INC              MD       5.02                 12/29/11

FMC TECHNOLOGIES INC                    DE       8.01                 01/03/12

Forex International Trading Corp.       NV       4.01,9.01            12/28/11    AMEND

FRANKLIN FINANCIAL SERVICES CORP /PA/   PA       5.02,9.01            01/05/12

Fresh Market, Inc.                      DE       5.02,9.01            01/05/12

FUQI INTERNATIONAL, INC.                DE       5.02,9.01            01/03/12

FUSION TELECOMMUNICATIONS INTERNATION   DE       5.02                 12/30/11

GelTech Solutions, Inc.                 DE       1.01,1.02,3.02,9.01  01/03/12

GelTech Solutions, Inc.                 DE       5.02                 01/03/12

GEOKINETICS INC                         DE       5.02                 12/31/11

GIBRALTAR INDUSTRIES, INC.              DE       5.02,9.01            01/03/12

Global Geophysical Services Inc         DE       5.02                 01/02/12

Global Investor Services, Inc.          UT       1.01,2.03,3.02       07/07/11    AMEND

GLOBAL NUTECH, INC.                     NV       1.01,2.01,2.03,3.02, 12/30/11    AMEND
                                                 5.01,5.02,9.01

GLOBAL PARTNERS LP                               5.02,9.01            12/31/11

GOLDMAN SACHS GROUP INC                 DE       9.01                 01/05/12

GOODRICH PETROLEUM CORP                 DE       8.01,9.01            01/06/12

GREENBRIER COMPANIES INC                OR       2.02,9.01            01/06/12

GreenPlex Services, Inc.                NV       5.07                 12/30/11

GRYPHON GOLD CORP                       NV       1.01,5.02,9.01       01/03/12

GSE SYSTEMS INC                         DE       5.02                 01/06/12

GYMBOREE CORP                           DE       5.02                 12/30/11

HANMI FINANCIAL CORP                    DE       5.07                 08/17/11    AMEND

HANSEN MEDICAL INC                      DE       5.02                 01/02/12

HARMONIC INC                            DE       5.02                 12/30/11

HARMONY METALS, INC.                    FL       1.01,3.02,5.01,5.02, 12/30/11
                                                 9.01
          
HARTFORD FINANCIAL SERVICES GROUP INC   DE       1.01,1.02,2.03,9.01  01/06/12

HAWAIIAN ELECTRIC INDUSTRIES INC        HI       8.01                 01/06/12

HEALTH ENHANCEMENT PRODUCTS INC                  5.02                 01/03/12

HEALTHCARE REALTY TRUST INC             MD       2.06,8.01            12/30/11

HEALTHSOUTH CORP                        DE       7.01,9.01            01/06/12

Heritage-Crystal Clean, Inc.            DE       5.02,9.01            01/01/12

Hudson Pacific Properties, Inc.         MD       5.02,9.01            01/01/12

HUMANA INC                              DE       2.02,7.01            01/06/12

HUNTINGTON BANCSHARES INC/MD            MD       8.01,9.01            01/05/12

ICAHN ENTERPRISES L.P.                  DE       7.01,9.01            01/06/12

ICEWEB INC                              DE       5.02                 01/03/12

IHS Inc.                                DE       2.02,9.01            01/06/12

INDEPENDENCE REALTY TRUST, INC          MD       2.01,9.01            12/16/11    AMEND

India Globalization Capital, Inc.       MD       2.01,3.02,9.01       12/30/11

INFOSPACE INC                           DE       5.02                 01/06/12

INOVIO PHARMACEUTICALS, INC.                     5.02,9.01            01/03/12

INTEGRATED ELECTRICAL SERVICES INC      DE       5.02,9.01            01/06/12

INTERNATIONAL LOTTERY & TOTALIZATOR S   CA       8.01                 01/06/12

IPC The Hospitalist Company, Inc.       DE       2.02,9.01            01/06/12

ISRAMCO INC                             DE       5.07                 12/30/11

ISSUER DIRECT CORP                               1.01,2.01,3.02,9.01  01/04/12

IVANHOE ENERGY INC                               1.01                 12/30/11

JARDEN CORP                             DE       1.01,5.02,9.01       01/03/12

JBI, INC.                               NV       8.01,9.01            01/04/12

JBI, INC.                               NV       1.01,3.02,9.01       12/30/11

Jingwei International LTD               NV       8.01,9.01            01/04/12

JOY GLOBAL INC                          DE       7.01,9.01            01/06/12

KIT digital, Inc.                       DE       2.01,2.02,3.02,9.01  12/30/11

LAS VEGAS SANDS CORP                    NV       5.05,9.01            01/04/12

Leo Motors, Inc.                                 1.01,9.01            12/22/11

LEXINGTON REALTY TRUST                  MD       5.02,7.01,9.01       12/30/11

Liberator, Inc.                         FL       7.01,9.01            01/05/12

Liberator, Inc.                         FL       2.02,9.01            01/06/12

LIFE PARTNERS HOLDINGS INC              TX       8.01,9.01            01/03/12

LIME ENERGY CO.                         DE       5.02                 01/03/12

LIMITED BRANDS INC                      DE       2.02,7.01,9.01       12/31/11

LOCAL.COM                               DE       5.02,9.01            12/31/11

lululemon athletica inc.                DE       5.02,9.01            01/01/12

LV Futures Fund L.P.                    DE       1.01,9.01            01/01/12

MAMMATECH CORP                          FL       1.01,3.02            12/29/11

MANNATECH INC                           TX       5.02,9.01            01/05/12

MARINE PRODUCTS CORP                    DE       8.01,9.01            01/06/12

MATTSON TECHNOLOGY INC                  DE       5.02,9.01            01/04/12

MDC HOLDINGS INC                        DE       5.02                 01/06/12

MEDIVATION, INC.                        DE       1.01,2.03            12/30/11

MERCER INTERNATIONAL INC.               WA       7.01,9.01            01/06/12

MERCHANTS BANCSHARES INC                DE       5.02                 01/01/12

Merilus, Inc.                           NV       1.01,2.01,5.06,9.01  12/30/11

Meritage Futures Fund L.P.              DE       1.01,9.01            01/01/12

MEXICO FUND INC                         MD       7.01,9.01            12/31/11

MIDAS INC                               DE       8.01                 01/06/12

MIDDLESEX WATER CO                      NJ       8.01,9.01            01/06/12

MIDWEST GENERATION LLC                  DE       7.01                 01/01/12

Mindesta Inc.                           DE       8.01,9.01            01/03/12

MMEX Mining Corp                                 3.02                 01/06/12

Momentive Performance Materials Inc.    DE       5.02                 01/06/12

MOMENTIVE SPECIALTY CHEMICALS INC.      NJ       5.02,9.01            01/06/12

Monster Beverage Corp                   DE       5.03,5.07,8.01,9.01  01/05/12

MORGAN STANLEY SMITH BARNEY CHARTER W   DE       1.01,9.01            01/01/12

MORGAN STANLEY SMITH BARNEY SPECTRUM    DE       1.01,1.02,5.03,9.01  12/30/11

MORGAN STANLEY SMITH BARNEY SPECTRUM    DE       1.01,9.01            01/01/12

Morningstar, Inc.                       IL       7.01                 01/06/12

MV Oil Trust                            DE       2.02,9.01            01/06/12

NanoTech Entertainment, Inc.            NV       5.02                 01/05/12

NATIONAL HOLDINGS CORP                  DE       1.01,9.01            12/30/11

NEDAK ETHANOL, LLC                      NE       1.01,2.01,2.03,3.02, 01/06/12
                                                 5.02,5.03,7.01,9.01
       
NeoStem, Inc.                           DE       5.02,7.01,8.01,9.01  01/04/12

NET TALK.COM, INC.                      FL       3.02                 01/06/12

NETWORK ENGINES INC                     DE       2.02,9.01            01/05/12

NEW ENERGY TECHNOLOGIES, INC.                    7.01,9.01            01/03/12

New Western Energy Corp                 NV       1.01,2.01,3.02,9.01  01/06/12

NEWS CORP                                        8.01,9.01            01/06/12

NEXSTAR BROADCASTING GROUP INC          DE       7.01,9.01            01/04/12

NGP Capital Resources Co                MD       7.01,9.01            01/06/12

NTN BUZZTIME INC                        DE       8.01,9.01            01/06/12

NUVASIVE INC                            DE       5.03,9.01            01/04/12

Nuveen Diversified Commodity Fund       DE       8.01,9.01            01/06/12

ODYSSEY MARINE EXPLORATION INC          NV       5.02                 01/03/12

One e Commerce CORP                              1.01,2.01,3.02,3.03, 12/30/11
                                                 5.01,5.02,5.03,5.06,
                                                 9.01
  
ONEOK INC /NEW/                         OK       7.01,9.01            01/06/12

ONEOK Partners LP                       DE       7.01,9.01            01/06/12

Onstream Media CORP                     FL       7.01,8.01,9.01       01/06/12

OPEN TEXT CORP                          A6       1.01,9.01            01/02/12

OptimumBank Holdings, Inc.              FL       5.02                 01/01/12

Options Media Group Holdings, Inc.      NV       3.02                 12/14/11

ORION FUTURES FUND LP                   NY       1.01,9.01            01/01/12

Otter Tail Corp                         MN       5.02,9.01            01/03/12

OVERSEAS SHIPHOLDING GROUP INC          DE       5.02,9.01            01/01/12

OVERSTOCK.COM, INC                      DE       5.07                 05/04/11    AMEND

PACIFIC BIOSCIENCES OF CALIFORNIA INC            5.02,7.01,9.01       01/05/12

PACIFICORP /OR/                         OR       8.01                 01/06/12

Pacira Pharmaceuticals, Inc.            DE       1.02                 01/03/12

PAR PHARMACEUTICAL COMPANIES, INC.      DE       2.02,9.01            01/06/12

PC TEL INC                              DE       1.01,9.01            12/31/11

PCS EDVENTURES COM INC                  ID       5.02,7.01,9.01       01/04/12

PDL BIOPHARMA, INC.                     DE       1.01,2.03,3.02,8.01, 01/05/12
                                                 9.01
          
PennantPark Floating Rate Capital Ltd            7.01,9.01            01/06/12

PENNANTPARK INVESTMENT CORP                      7.01,9.01            01/06/12

Petron Energy II, Inc.                  NV       1.01,2.01,3.02,3.03, 01/03/12
                                                 5.03,5.06,5.07,9.01
       
PETSMART INC                            DE       5.02                 01/05/11

PLANAR SYSTEMS INC                      OR       8.01                 01/06/12

PLEXUS CORP                             WI       2.02,7.01,9.01       01/04/12

PNC FINANCIAL SERVICES GROUP, INC.      PA       8.01,9.01            01/06/12

PNM RESOURCES INC                       NM       5.02                 01/03/12

Polypore International, Inc.                     7.01,9.01            01/06/12

PREFERRED APARTMENT COMMUNITIES INC     MD       5.02,9.01            01/03/12

Pregis Holding II CORP                  DE       2.01,5.02,9.01       12/31/11

PREMIERWEST BANCORP                     OR       5.02,9.01            01/06/12

PRICESMART INC                          DE       2.02,9.01            01/06/12

PROTEONOMIX, INC.                       DE       3.03                 01/06/12

ProText Mobility, Inc.                  DE       5.02                 01/04/12

PS BUSINESS PARKS INC/CA                CA       1.01,9.01            01/05/12

PSM HOLDINGS INC                        NV       5.02                 01/03/12

QUIKSILVER INC                          DE       5.02,9.01            01/05/12

Radiation Therapy Services Holdings,    DE       5.02,7.01,9.01       01/01/12

RALCORP HOLDINGS INC /MO                MO       1.01,2.03,9.01       12/31/11

RARE ELEMENT RESOURCES LTD              A1       7.01,9.01            01/04/12

RAVEN INDUSTRIES INC                    SD       1.01,2.01,9.01       12/30/11

REGENERX BIOPHARMACEUTICALS INC         DE       5.02,8.01,9.01       01/01/12

RESPONSE BIOMEDICAL CORP                A1       8.01,9.01            12/30/11

Revolutions Medical CORP                NV       1.01,2.03,3.02       12/29/11

Revolutions Medical CORP                NV       1.01,3.02            12/29/11

ROBBINS & MYERS, INC.                   OH       2.02,9.01            01/06/12

Rotoblock CORP                          NV       1.01,2.01,5.01,5.02, 05/30/11    AMEND
                                                 8.01,9.01
     
RPC INC                                 DE       8.01,9.01            01/05/12

RPC INC                                 DE       8.01,9.01            01/06/12

SALESFORCE COM INC                      DE       1.01,9.01            01/05/12

Samson Oil & Gas LTD                    C3       5.02                 12/31/11

Sanomedics International Holdings, In   DE       4.01,9.01            12/30/11    AMEND

Santander Holdings USA, Inc.            PA       2.01,9.01            12/31/11

SavWatt USA, Inc.                       DE       3.02                 12/13/11

SCHULMAN A INC                          DE       2.02,9.01            01/05/12

Scio Diamond Technology Corp            NV       7.01,9.01            01/04/12

Searchlight Minerals Corp.              NV       4.02                 01/04/12

SELECT MEDICAL HOLDINGS CORP                     7.01,9.01            01/06/12

SENSIENT TECHNOLOGIES CORP              WI       5.02,8.01,9.01       12/08/11

Shire plc                                        8.01,9.01            01/05/12

SIFCO INDUSTRIES INC                    OH       2.01,9.01            10/28/11    AMEND

SIGMA LABS, INC.                        NV       1.01,2.01,3.02,9.01  12/31/11

Silicon Graphics International Corp     DE       5.02                 01/02/12

Sino Agro Food, Inc.                    NV       7.01,8.01,9.01       01/06/12

SKYLINE CORP                            IN       2.02,9.01            01/06/12

SMART BALANCE, INC.                     DE       5.02,9.01            12/31/11

SMG Indium Resources Ltd.               DE       3.02,9.01            01/06/12

SMITHFIELD FOODS INC                    VA       5.02                 01/03/12

Soton Holdings Group, Inc.              NV       4.01,9.01            12/15/11    AMEND

SOUTH JERSEY INDUSTRIES INC             NJ       5.02,9.01            01/01/12

SOUTHERN MICHIGAN BANCORP INC           MI       7.01,9.01            01/06/12

SOUTHSIDE BANCSHARES INC                TX       5.02,9.01            01/05/12

Spectra Energy Partners, LP             DE       5.02                 09/09/11    AMEND

SPIRE Corp                              MA       1.01,3.01            01/06/12

STAKOOL, INC.                           NV       2.01,9.01            09/15/11    AMEND

STANLEY BLACK & DECKER, INC.            CT       5.02                 12/31/11

State Auto Financial CORP               OH       1.01,9.01            12/31/11

Station Casinos LLC                     NV       1.01,2.03,9.01       01/03/12

SUBURBAN PROPANE PARTNERS LP            DE       1.01,1.02,2.03,7.01, 01/05/12
                                                 9.01
          
SUMMIT FINANCIAL GROUP INC              WV       5.03,7.01,9.01       12/20/11

SUN COMMUNITIES INC                     MD       2.03,9.01            01/03/12

SunCoke Energy, Inc.                             7.01,9.01            01/06/12

SYNCHRONOSS TECHNOLOGIES INC                     9.01                 07/19/10    AMEND

SYNTA PHARMACEUTICALS CORP                       1.01,8.01,9.01       01/06/12

T3 Motion, Inc.                         DE       5.02                 01/02/12

Target Acquisitions I, Inc.             DE       2.01,3.02,5.01,5.06, 09/30/11    AMEND
                                                 9.01
          
TAYLOR CAPITAL GROUP INC                DE       3.02                 01/06/12

Texas Rare Earth Resources Corp.        NV       5.02                 12/31/11

THERAVANCE INC                          DE       1.01,1.02,9.01       01/06/12

Timberline Resources Corp               DE       5.02                 01/04/12

Tirex CORP                                       8.01,9.01            01/03/12

TNP Strategic Retail Trust, Inc.        MD       9.01                 10/21/11    AMEND

TRANSAX INTERNATIONAL LTD               CO       1.01,2.01,2.03,2.04, 12/30/11
                                                 3.02,5.01,5.02,5.03,
                                                 5.06
  
TRANSGENOMIC INC                        DE       1.01,9.01            12/30/11

TRANSWITCH CORP /DE                     DE       1.01,5.02,7.01,9.01  01/04/12

TRINITY INDUSTRIES INC                  DE       8.01,9.01            01/04/12

TrovaGene Inc.                          DE       1.01,8.01,9.01       01/05/12

U S GOLD CORP                           CO       7.01,9.01            01/06/12

U. S. Premium Beef, LLC                          9.01                 12/30/11    AMEND

Umami Sustainable Seafood Inc.          NV       5.02                 01/05/12

UNITED COMMUNITY BANKS INC              GA       4.02,8.01,9.01       01/05/12

United Development Funding IV           MD       1.01,2.03            12/30/11

UniTek Global Services, Inc.            DE       5.02                 12/31/11

VAIL RESORTS INC                        DE       7.01,9.01            01/06/12

Valeant Pharmaceuticals International   A6       2.02,9.01            01/06/12

VENTAS INC                              DE       9.01                 01/03/12

VERIZON COMMUNICATIONS INC              DE       7.01                 01/04/12

VERTICAL HEALTH SOLUTIONS INC           FL       1.01,2.03,3.02,9.01  12/30/11

Vertro, Inc.                            DE       7.01,9.01            01/06/12

VHGI HOLDINGS, INC.                     DE       1.01,9.01            12/29/11

VICTORIA INTERNET SERVICES INC          NV       5.03                 01/06/12

VIROPHARMA INC                          DE       5.02                 01/05/12

VirtualScopics, Inc.                    DE       3.01,9.01            01/04/12

WESTELL TECHNOLOGIES INC                DE       2.01,5.02,9.01       12/31/11

WILLIAMS COMPANIES INC                  DE       1.01,2.01,5.02,8.01, 12/30/11
                                                 9.01
          
WINN DIXIE STORES INC                   FL       8.01,9.01            01/06/12

WPX ENERGY, INC.                        DE       1.01,2.01,5.01,5.02, 12/30/11
                                                 5.03,5.07,8.01,9.01
       
XOMA LTD /DE/                           DE       5.02,8.01,9.01       01/04/12

XOMA LTD /DE/                           DE       1.01,2.03,3.02,9.01  12/30/11

YAHOO INC                               DE       5.02,9.01            01/03/12

http://www.sec.gov/news/digest/2012/dig010912.htm

SEC News Digest