RECENT 8K FILINGS February 9, 2011 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 4th Grade Films Inc 7.01,9.01 02/08/11 ADAM INC GA 2.01,3.01,3.03,5.01,5.02,5.03, 02/04/11 5.07,8.01,9.01 ADDVANTAGE TECHNOLOGIES GROUP INC OK 2.02,7.01,9.01 02/08/11 ADVANCED MICRO DEVICES INC DE 5.02 02/02/11 AECOM TECHNOLOGY CORP DE 2.02,9.01 02/08/11 AEROFLEX HOLDING CORP. DE 2.02,9.01 02/08/11 AEROFLEX INC DE 2.02,9.01 02/08/11 AGCO CORP /DE DE 2.02,9.01 02/08/11 Aircastle LTD D0 7.01,9.01 02/07/11 ALION SCIENCE & TECHNOLOGY CORP DE 2.02,7.01,8.01 02/08/11 ALLEGHENY BANCSHARES INC WV 2.02,9.01 02/04/11 ALPINE GLOBAL DYNAMIC DIVIDEND FUND DE 8.01 02/07/11 ALPINE GLOBAL PREMIER PROPERTIES FUND DE 8.01 02/07/11 ALPINE TOTAL DYNAMIC DIVIDEND FUND DE 8.01 02/07/11 ALTERRA CAPITAL HOLDINGS Ltd 2.02,8.01,9.01 02/08/11 AMBICOM HOLDINGS, INC NV 1.01,9.01 02/01/11 AMERICAN AXLE & MANUFACTURING HOLDING DE 1.01,2.02,3.03,8.01,9.01 02/08/11 AMERICAN SCIENCE & ENGINEERING, INC. MA 2.02,9.01 02/08/11 AMICUS THERAPEUTICS INC DE 5.02 02/03/11 ANAVEX LIFE SCIENCES CORP. NV 8.01,9.01 02/02/11 ANCHOR BANCORP WISCONSIN INC WI 2.02,9.01 02/07/11 Animal Health International, Inc. DE 2.02,9.01 02/08/11 ANWORTH MORTGAGE ASSET CORP MD 1.01,9.01 02/08/11 APD ANTIQUITIES, INC. NV 1.01,3.02,9.01 02/04/11 ARBITRON INC DE 5.02,9.01 02/02/11 Arcis Resources Corp NV 1.01,9.01 02/07/11 ARGENTEX MINING CORP DE 3.02 02/07/11 Armour Residential REIT, Inc. MD 8.01,9.01 02/08/11 Asia Atlantic Resources NV 5.02 01/05/11 ASPEN TECHNOLOGY INC /DE/ DE 2.02,9.01 02/08/11 ASSOCIATED ESTATES REALTY CORP OH 2.02,9.01 12/31/10 ASTORIA FINANCIAL CORP DE 2.02,9.01 02/08/11 ASTRONICS CORP NY 2.02,9.01 02/08/11 Atlantic Green Power Holding Co DE 1.01,3.02,9.01 02/07/11 ATMEL CORP DE 2.02,9.01 02/08/11 ATMOS ENERGY CORP TX 2.02,9.01 02/08/11 ATWOOD OCEANICS INC TX 7.01 02/08/11 AUTHENTIDATE HOLDING CORP DE 5.02 02/03/11 AUTOINFO INC DE 5.02,9.01 02/07/11 Avantair, Inc DE 5.03,9.01 02/04/11 AVON PRODUCTS INC NY 2.02,9.01 02/08/11 AXIS CAPITAL HOLDINGS LTD 2.02,9.01 02/08/11 Bancorp of New Jersey, Inc. NJ 2.02,9.01 02/08/11 BankUnited, Inc. DE 1.01,9.01 02/02/11 BARRY R G CORP /OH/ OH 2.02,9.01 02/08/11 BEASLEY BROADCAST GROUP INC DE 2.02,9.01 02/08/11 BEAZER HOMES USA INC DE 2.02,9.01 02/08/11 BEAZER HOMES USA INC DE 3.03,5.03,5.07,9.01 02/02/11 BECTON DICKINSON & CO NJ 2.02,9.01 02/07/11 AMEND Benefit Solutions Outsourcing Corp. FL 4.01 02/05/11 Big Clix, Corp. FL 4.01 02/05/11 Bioflamex Corp NV 8.01 02/08/11 BioFuel Energy Corp. 5.03,5.07,9.01 02/02/11 BioMed Realty Trust Inc MD 2.02,8.01,9.01 02/07/11 BLACKSANDS PETROLEUM, INC. NV 1.01,2.03,9.01 02/02/11 BOND LABORATORIES, INC. NV 2.02,8.01,9.01 02/08/11 Bonds.com Group, Inc. DE 1.01,1.02,3.02,5.02,5.03,9.01 02/02/11 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 8.01,9.01 02/07/11 BRAZIL GOLD CORP. NV 5.02,9.01 02/03/11 BRE PROPERTIES INC /MD/ MD 2.02,5.02,8.01,9.01 02/07/11 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 2.02,9.01 02/08/11 BROOKS AUTOMATION INC DE 5.02 02/03/11 BRT REALTY TRUST MA 2.02,9.01 02/08/11 BUFFALO WILD WINGS INC MN 2.02,9.01 02/08/11 CAGLES INC GA 2.02,9.01 02/08/11 Cahaba Pharmaceuticals, Inc. NV 5.02 02/01/11 CAMPBELL FUND TRUST DE 3.02 02/08/10 CAROLINA BANK HOLDINGS INC NC 2.02,9.01 02/07/11 CASELLA WASTE SYSTEMS INC DE 1.01,2.03,8.01,9.01 02/07/11 CC Media Holdings Inc 2.02,7.01,9.01 02/07/11 CENTENE CORP 2.02,9.01 02/08/11 CERNER CORP /MO/ DE 2.02,9.01 02/08/11 Chaparral Energy, Inc. DE 1.01,9.01 02/07/11 Chatham Lodging Trust MD 8.01,9.01 02/02/11 CHEESECAKE FACTORY INC DE 8.01,9.01 02/08/11 China Bio-Energy Corp. DE 5.03,9.01 02/02/11 China Green Energy Industries, Inc. NV 2.02,7.01,9.01 02/08/11 CHINACAST EDUCATION CORP DE 7.01,9.01 02/08/11 CHURCH & DWIGHT CO INC /DE/ DE 2.02,9.01 02/08/11 Cinedigm Digital Cinema Corp. DE 2.02,9.01 02/08/11 CIRCOR INTERNATIONAL INC DE 8.01,9.01 02/07/11 CLEAR CHANNEL COMMUNICATIONS INC TX 2.02,7.01,9.01 02/07/11 Clear Channel Outdoor Holdings, Inc. DE 2.02,7.01,9.01 02/07/11 CLIFFS NATURAL RESOURCES INC. OH 8.01 02/03/11 CLIFTON SAVINGS BANCORP INC 8.01,9.01 02/07/11 COCA-COLA ENTERPRISES, INC. DE 8.01 02/08/11 COGENT COMMUNICATIONS GROUP INC 5.02 02/02/11 COMMUNITY BANK SHARES OF INDIANA INC IN 2.02,9.01 02/08/11 Community Bankers Trust Corp DE 2.02,9.01 02/04/11 COMPASS MINERALS INTERNATIONAL INC DE 2.02,9.01 02/08/11 CONNS INC DE 2.02,9.01 02/08/11 Conquest Petroleum Inc TX 5.03 02/07/11 COVENTRY HEALTH CARE INC DE 2.02,9.01 02/08/11 CRACKER BARREL OLD COUNTRY STORE, INC TN 7.01,9.01 02/08/11 CRAY INC WA 1.01,9.01 02/02/11 CROSS BORDER RESOURCES, INC. NV 1.01,9.01 01/31/11 CSG SYSTEMS INTERNATIONAL INC DE 2.02,9.01 02/08/11 CSP INC /MA/ MA 2.02,9.01 02/07/11 CVB FINANCIAL CORP CA 7.01,8.01,9.01 02/08/11 CYPLASIN BIOMEDICAL LTD. NV 1.01,9.01 02/07/09 DCP Midstream Partners, LP DE 7.01 02/07/11 DCT Industrial Trust Inc. MD 2.02,9.01 02/08/11 DELCATH SYSTEMS INC DE 7.01,9.01 02/08/11 DELTEK, INC DE 2.02,9.01 02/08/10 DEPOMED INC CA 8.01 02/08/11 Dolby Laboratories, Inc. DE 5.02,5.07,9.01 02/02/11 DRUGSTORE COM INC DE 2.02,9.01 02/08/11 DST SYSTEMS INC DE 2.02,9.01 02/07/11 DSW Inc. OH 1.01,8.01,9.01 02/08/11 DURECT CORP DE 8.01,9.01 02/08/11 Dussault Apparel Inc. 1.01,2.01,3.02,9.01 04/09/10 DVL INC /DE/ DE 5.03,9.01 02/07/11 DYNEGY INC. DE 5.02,8.01 02/04/11 EARTHLINK INC DE 2.02,9.01 02/08/11 EASTERN VIRGINIA BANKSHARES INC VA 7.01,9.01 02/07/11 ECOLOGY COATINGS, INC. NV 5.07 02/08/11 EDGAR ONLINE INC DE 1.01 02/01/11 AMEND Edgen Murray II, L.P. DE 5.02 02/07/11 EDIETS COM INC DE 2.02,9.01 02/08/11 Ellington Financial LLC DE 7.01,9.01 02/07/11 EMPIRE AMERICAN REALTY TRUST INC DE 5.03,9.01 02/08/11 Encore Bancshares Inc TX 7.01,9.01 02/08/11 ENTERCOM COMMUNICATIONS CORP PA 2.02,9.01 02/08/11 ENTERGY CORP /DE/ DE 2.02,7.01,9.01 02/08/11 EXELON CORP PA 7.01,9.01 02/08/11 EXPLORE ANYWHERE HOLDING CORP NV 2.01,3.01,5.02 02/07/11 AMEND EXPLORE ANYWHERE HOLDING CORP NV 2.01,3.02,5.02 02/07/11 AMEND FEDERAL AGRICULTURAL MORTGAGE CORP 7.01,9.01 02/08/11 Federal Home Loan Bank of Atlanta X1 2.03 02/08/11 Federal Home Loan Bank of Boston X1 2.03 02/03/11 Federal Home Loan Bank of Chicago X1 2.03 02/02/11 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 02/03/11 Federal Home Loan Bank of Des Moines X1 2.03,9.01 02/04/11 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 02/08/11 Federal Home Loan Bank of New York X1 2.03,9.01 02/02/11 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 02/02/11 Federal Home Loan Bank of San Francis X1 2.03 02/02/11 Federal Home Loan Bank of Seattle 2.03 02/02/11 Federal Home Loan Bank of Topeka 2.03,9.01 02/04/11 Fidelity National Information Service 2.02,9.01 02/08/11 FINISAR CORP DE 3.02 02/07/11 FIRST PACTRUST BANCORP INC MD 2.02,9.01 02/08/11 FIRST UNITED CORP/MD/ MD 5.02 02/04/11 Florida Bank Group, Inc. FL 5.02 01/31/11 FLOWERS FOODS INC GA 2.02,9.01 02/08/11 FMC CORP DE 2.02,9.01 02/07/11 FOREVERGREEN WORLDWIDE CORP NV 4.01,9.01 02/03/11 FULTON FINANCIAL CORP PA 7.01,9.01 02/08/11 FX ENERGY INC NV 8.01,9.01 02/08/11 GALLAGHER ARTHUR J & CO DE 8.01,9.01 02/08/11 GAMCO INVESTORS, INC. ET AL NY 2.02,9.01 02/08/11 GameStop Corp. DE 5.02,5.03,8.01,9.01 02/08/11 GAYLORD ENTERTAINMENT CO /DE DE 2.02,9.01 02/08/11 GENERAL CABLE CORP /DE/ DE 2.02,9.01 02/08/11 GENESEE & WYOMING INC DE 2.02,9.01 02/08/11 GENOMIC HEALTH INC 2.02,8.01,9.01 02/08/11 GEOKINETICS INC DE 7.01,9.01 02/08/11 GigOptix, Inc. DE 5.02,8.01,9.01 02/03/11 Global Cash Access Holdings, Inc. DE 9.01 02/02/11 AMEND GLOBECOMM SYSTEMS INC 2.02,9.01 02/08/11 GMX RESOURCES INC OK 1.01,9.01 02/04/11 GMX RESOURCES INC OK 1.01,8.01,9.01 02/04/11 GOLDRICH MINING CO AK 1.01,1.02,3.02,7.01,8.01,9.01 01/31/11 Green Energy Live Inc NV 5.02,9.01 02/04/11 GYRODYNE CO OF AMERICA INC NY 8.01,9.01 02/01/11 Harry & David Holdings, Inc. DE 2.02,7.01,9.01 02/08/11 HEALTHCARE SERVICES GROUP INC PA 8.01,9.01 02/07/11 Heritage Financial Group Inc MD 8.01,9.01 02/08/11 HERITAGE OAKS BANCORP CA 2.02,9.01 02/07/11 HERLEY INDUSTRIES INC /NEW DE 1.01,8.01,9.01 02/07/11 HESS CORP DE 5.02,5.03,9.01 02/02/11 hhgregg, Inc. DE 2.02,9.01 02/08/11 High Plains Gas, Inc. NV 2.01,9.01 02/04/11 HUGHES Telematics, Inc. DE 1.01,2.03,3.02,9.01 02/07/11 ILLINOIS TOOL WORKS INC DE 8.01,9.01 02/08/11 ILLUMINA INC DE 2.02,9.01 02/08/11 IMPAC MORTGAGE HOLDINGS INC MD 5.02,9.01 02/02/11 Ingen Technologies, Inc. GA 8.01,9.01 01/31/11 Intcomex, Inc. DE 9.01 02/08/11 INTEGRATED ELECTRICAL SERVICES INC DE 5.07 12/06/10 INTERSECTIONS INC DE 5.02 02/02/11 INVESTMENT TECHNOLOGY GROUP INC DE 8.01,9.01 02/08/11 JONES GROUP INC PA 5.02,9.01 02/08/11 KBW, INC. 5.02,9.01 02/04/11 KEMET CORP DE 7.01,9.01 02/08/11 KFORCE INC FL 2.02,9.01 02/08/11 KINDRED HEALTHCARE, INC DE 2.02,7.01,9.01 02/08/11 KINDRED HEALTHCARE, INC DE 1.01,8.01,9.01 02/07/11 KING PHARMACEUTICALS INC TN 3.01,9.01 02/08/11 KRATOS DEFENSE & SECURITY SOLUTIONS, DE 1.01,8.01,9.01 02/08/11 KV PHARMACEUTICAL CO /DE/ DE 1.01,8.01,9.01 02/03/11 L 3 COMMUNICATIONS HOLDINGS INC DE 2.03,8.01,9.01 02/02/11 LEARNING TREE INTERNATIONAL INC DE 2.02,9.01 02/08/11 LEHMAN ABS CORP CORP BACK TR AIG DEBE DE 8.01,9.01 01/31/11 LEVI STRAUSS & CO DE 2.02,9.01 02/08/11 LGL GROUP INC DE 8.01,9.01 02/08/11 LIBERTY PROPERTY TRUST MD 2.02,9.01 02/08/11 LifeCare Holdings, Inc. DE 1.01,1.02,2.03,9.01 02/01/11 LINCARE HOLDINGS INC DE 2.02,9.01 02/07/11 Lincolnway Energy, LLC IA 7.01 02/08/11 LIONBRIDGE TECHNOLOGIES INC /DE/ DE 2.02 02/08/11 LIVEDEAL INC NV 3.01 02/02/11 LOGIC DEVICES Inc CA 3.02 02/07/11 LRAD Corp DE 1.01,3.02,9.01 02/04/11 MACERICH CO MD 2.02,7.01,9.01 02/08/11 Madison Square Garden, Inc. DE 5.03 02/07/11 Magnolia Solar Corp NV 8.01,9.01 02/08/11 MAINLAND RESOURCES INC. 7.01,9.01 02/08/11 MARTIN MARIETTA MATERIALS INC NC 2.02,7.01,9.01 02/08/11 MASTERCARD INC DE 1.01,9.01 02/07/11 MAXIMUS INC VA 2.02,9.01 02/03/11 McAfee, Inc. DE 2.02,9.01 02/08/11 MCCLATCHY CO DE 9.01 02/08/11 MCDONALDS CORP DE 7.01,9.01 02/08/11 MediaMind Technologies Inc. DE 2.02,9.01 02/08/11 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 02/01/11 Mexus Gold US NV 4.01 10/26/10 AMEND MICROSOFT CORP WA 8.01,9.01 02/03/11 MID AMERICA APARTMENT COMMUNITIES INC TN 7.01,9.01 02/08/11 Midway Gold Corp A1 5.02,7.01,9.01 02/08/11 MINT LEASING INC NV 5.02 02/03/11 MIPS TECHNOLOGIES INC DE 8.01 01/28/11 Mogul Energy International, Inc. DE 5.02,9.01 02/07/11 Molecular Insight Pharmaceuticals, In MA 1.01,9.01 02/03/11 MONMOUTH REAL ESTATE INVESTMENT CORP MD 2.02,7.01,9.01 02/08/11 MOTORCAR PARTS AMERICA INC NY 2.02,9.01 02/07/11 MOTORCAR PARTS AMERICA INC NY 5.02,9.01 02/03/11 MOTRICITY INC DE 2.02,9.01 02/08/11 Mount Knowledge Holdings, Inc. NV 3.02,3.03,5.03,9.01 02/07/11 MPG Office Trust, Inc. MD 5.02,9.01 02/02/11 MS STRUCTURED TILES SERIES 2005-1 DE 8.01,9.01 02/01/11 MWI Veterinary Supply, Inc. DE 7.01,9.01 02/08/11 MxEnergy Holdings Inc 5.02 02/04/11 NATIONAL FINANCIAL PARTNERS CORP 2.02,9.01 02/08/11 NATIONAL TAX CREDIT INVESTORS II CA 1.01,2.01,9.01 02/03/11 NETGEAR, INC DE 2.02,9.01 02/08/11 NEW ENERGY TECHNOLOGIES, INC. 1.01,5.02,5.07,7.01,9.01 02/02/11 NEW FRONTIER ENERGY INC CO 5.02 02/04/11 NEW YORK COMMUNITY BANCORP INC DE 5.02 02/08/11 NEWMONT MINING CORP /DE/ DE 1.01 02/07/11 NewStar Financial, Inc. 7.01 02/07/11 NEXTERA ENERGY INC FL 7.01 02/08/11 Niska Gas Storage Partners LLC DE 2.02,9.01 02/08/11 NORTH VALLEY BANCORP CA 2.02,9.01 02/08/11 NOTIFY TECHNOLOGY CORP CA 3.01,9.01 02/08/11 NOTIFY TECHNOLOGY CORP CA 3.01,9.01 02/08/11 AMEND Novelis Inc. A6 2.02,9.01 02/08/11 Novelis Inc. A6 5.02,9.01 02/03/11 NYSE Euronext DE 2.02,9.01 02/08/11 Odimo INC DE 1.01,5.02,5.03,5.06,9.01 02/04/11 OGLETHORPE POWER CORP GA 5.02,9.01 02/07/11 OMNICELL, Inc CA 5.02,9.01 02/02/11 OPENTABLE INC DE 2.02,9.01 02/08/11 Opexa Therapeutics, Inc. TX 1.01,8.01,9.01 02/08/11 ORAGENICS INC FL 1.01,5.02,9.01 02/04/11 OSIRIS THERAPEUTICS, INC. DE 5.02,9.01 02/07/11 Otter Tail Corp MN 2.02,9.01 02/07/11 OWENS & MINOR INC/VA/ VA 2.02,8.01,9.01 02/07/11 PACIFICHEALTH LABORATORIES INC DE 1.01,9.01 02/04/11 PALL CORP NY 5.02 02/03/11 PANTRY INC DE 2.02,9.01 02/08/11 PARK CITY GROUP INC 2.02,8.01,9.01 02/08/11 PARKERVISION INC FL 3.01,8.01,9.01 02/04/11 PARKWAY PROPERTIES INC MD 2.02,9.01 02/07/11 PARTNERRE LTD 2.02,9.01 02/07/11 PATHFINDER BANCORP INC DE 2.02,9.01 12/31/10 Patriot Coal CORP DE 8.01 02/04/11 PDL BIOPHARMA, INC. DE 8.01,9.01 02/02/11 Penn Virginia GP Holdings, L.P. 8.01,9.01 02/07/11 PENN VIRGINIA RESOURCE PARTNERS L P DE 8.01,9.01 02/07/11 Peoples Federal Bancshares, Inc. MD 2.02,9.01 02/07/11 PEOPLES LIBERATION INC DE 1.01,5.02,8.01 02/02/11 Perfumania Holdings, Inc. FL 2.02,9.01 02/03/11 PHARMACEUTICAL PRODUCT DEVELOPMENT IN NC 2.02,9.01 02/08/11 Phoenix International Ventures, Inc. NV 8.01 02/03/11 Pike Electric CORP 2.02,9.01 02/08/11 PINNACLE AIRLINES CORP DE 2.02 02/08/11 PIONEER NATURAL RESOURCES CO DE 2.02,9.01 02/07/11 Pioneer Southwest Energy Partners L.P DE 2.02,9.01 02/07/11 PITNEY BOWES INC /DE/ DE 2.02,9.01 02/08/11 PLATINUM UNDERWRITERS HOLDINGS LTD D0 2.02,9.01 02/08/11 PMFG, Inc. DE 1.01,9.01 02/08/11 PONIARD PHARMACEUTICALS, INC. WA 8.01,9.01 02/08/11 POTLATCH CORP DE 2.02,9.01 02/08/11 POTLATCH CORP DE 1.01,9.01 02/04/11 PPLUS Trust Series LMG-3 8.01,9.01 02/01/11 PPlus Trust Series LMG-4 DE 8.01,9.01 02/01/11 PRINCIPAL FINANCIAL GROUP INC DE 2.02,9.01 02/07/11 PROASSURANCE CORP DE 7.01,9.01 02/08/11 PRUDENTIAL FINANCIAL INC NJ 5.02,9.01 02/08/11 Pzena Investment Management, Inc. DE 2.02,9.01 12/31/10 QSGI INC. DE 1.03 02/08/11 QUICKLOGIC CORPORATION CA 2.02,9.01 02/08/11 RALCORP HOLDINGS INC /MO MO 2.02,9.01 12/31/10 REALNETWORKS INC WA 8.01,9.01 02/08/11 REHABCARE GROUP INC DE 2.02,9.01 02/08/11 REHABCARE GROUP INC DE 1.01,5.02,8.01,9.01 02/07/11 RENTRAK CORP OR 2.02,9.01 02/08/11 RESOURCE AMERICA, INC. DE 2.02,9.01 02/07/11 RETAIL VENTURES INC OH 1.01,2.03,3.03,5.02,8.01,9.01 02/08/11 Revolutionary Concepts Inc NV 8.01,9.01 02/08/11 Roadrunner Transportation Systems, In DE 2.02,9.01 02/08/11 ROME BANCORP INC DE 2.02,9.01 02/08/11 Rovi Corp DE 1.01,2.03,9.01 02/07/11 RSC Holdings Inc. DE 2.02,9.01 02/08/11 Sanswire Corp. DE 1.01,5.02,9.01 02/08/11 Sara Lee Corp MD 2.02,9.01 02/08/11 SAVVIS, Inc. DE 2.02,9.01 02/08/11 SCHULMAN A INC DE 2.05,2.06,9.01 02/04/11 SEATTLE GENETICS INC /WA DE 2.02,9.01 02/08/11 Select Notes Trust LT 2004-1 DE 8.01,9.01 02/01/11 SHERIDAN GROUP INC DE 1.01 02/03/11 ShoreTel Inc CA 5.02 02/02/11 SIMPSON MANUFACTURING CO INC /CA/ DE 5.02,7.01,9.01 02/03/11 SLM CORP DE 8.01 02/07/11 SMITH A O CORP DE 5.02,9.01 02/03/11 Somaxon Pharmaceuticals, Inc. DE 1.01,2.03,8.01,9.01 02/07/11 SOUTH AMERICAN GOLD CORP. NV 8.01 02/08/11 SPARK NETWORKS INC X0 1.01,9.01 02/07/11 SRA INTERNATIONAL INC DE 2.02,9.01 02/08/11 STERIS CORP OH 2.02,9.01 02/08/11 SUNESIS PHARMACEUTICALS INC DE 5.02 02/02/11 Suspect Detection Systems, Inc. DE 4.01,9.01 02/04/11 SWS GROUP INC DE 2.02,9.01 02/08/11 SYNTHESIS ENERGY SYSTEMS INC DE 1.01,1.02,2.02,5.02,7.01,9.01 02/08/11 TAKE TWO INTERACTIVE SOFTWARE INC DE 2.02,9.01 02/08/11 TAKEDOWN ENTERTAINMENT INC. NV 1.01,3.02,9.01 01/31/11 Teaching Time, Inc. FL 5.02 02/02/11 TEAM HEALTH HOLDINGS INC. DE 2.02,9.01 02/08/11 TECHNICAL COMMUNICATIONS CORP MA 8.01,9.01 02/07/11 TEMPLE INLAND INC DE 2.02,7.01,9.01 02/08/11 Tennessee Valley Authority 2.03 02/03/11 TIDEWATER INC DE 2.02,9.01 02/04/11 TRANSWITCH CORP /DE DE 2.02,9.01 02/08/11 TRANSWITCH CORP /DE DE 2.05,8.01 02/07/11 Triangle Petroleum Corp NV 7.01,9.01 02/03/11 TRIDENT MICROSYSTEMS INC DE 5.02,9.01 02/04/11 TRINITY INDUSTRIES INC DE 1.01,2.03,9.01 02/04/11 TRIPLE-S MANAGEMENT CORP 2.01,8.01,9.01 02/07/11 Tropicana Entertainment Inc. DE 5.02,8.01 02/02/11 TRUDY CORP DE 5.03,9.01 02/08/11 Tuffnell Ltd. NV 8.01 02/07/11 tw telecom inc. DE 2.02,9.01 02/07/11 Two Harbors Investment Corp. 2.02 02/08/11 UNIGENE LABORATORIES INC DE 5.02 02/03/11 Unilife Corp DE 5.02,9.01 02/07/11 Unilife Corp DE 5.07 02/08/11 Uniontown Energy Inc. NV 5.03,7.01,9.01 02/03/11 United Community Bancorp X1 2.02,9.01 02/02/11 United Continental Holdings, Inc. DE 8.01,9.01 02/07/11 UNITED ONLINE INC DE 5.02 02/07/11 UNIVERSAL AMERICAN CORP. NY 8.01,9.01 02/08/11 UNIVERSAL CORP /VA/ VA 2.02,8.01,9.01 02/08/11 UNIVERSAL INSURANCE HOLDINGS, INC. DE 8.01 02/03/11 US ENERGY CORP WY 8.01,9.01 02/08/11 USANA HEALTH SCIENCES INC UT 2.02,9.01 02/08/11 USD ENERGY CORP. NV 5.03,5.07,9.01 02/04/11 UV FLU TECHNOLOGIES INC NV 9.01 01/24/11 AMEND VALCOM, INC DE 4.01,9.01 02/07/11 Venoco, Inc. DE 1.01,9.01 02/04/11 Verso Paper Corp. DE 7.01 02/07/11 VIASAT INC DE 2.02,9.01 02/08/11 VIASYSTEMS GROUP INC DE 2.02 02/08/11 VIRTUSA CORP 5.02,7.01,9.01 02/04/11 VISA INC. DE 1.01,8.01,9.01 02/07/11 VISHAY INTERTECHNOLOGY INC DE 2.02,7.01,9.01 02/08/11 Vocus, Inc. DE 2.02,9.01 02/08/11 Voyager Oil & Gas, Inc. DE 8.01,9.01 02/08/11 WABASH NATIONAL CORP /DE DE 2.02,9.01 02/08/11 WACHOVIA PREFERRED FUNDING CORP DE 5.02,9.01 02/08/11 WALT DISNEY CO/ DE 2.02,9.01 02/08/11 Warner Music Group Corp. DE 2.02,7.01,9.01 02/08/11 WASTE CONNECTIONS, INC. DE 2.02,7.01,9.01 02/08/11 WATTS WATER TECHNOLOGIES INC DE 1.01,5.02 02/07/11 WELLS FARGO & CO/MN DE 5.02,9.01 02/08/11 WEST PHARMACEUTICAL SERVICES INC PA 7.01,9.01 02/08/11 WESTELL TECHNOLOGIES INC DE 5.02,9.01 02/08/11 WESTMONT RESOURCES INC. NV 1.01,2.01,7.01,9.01 02/08/11 WINDSTREAM CORP DE 8.01,9.01 02/07/11 Wizard World, Inc. DE 4.01,9.01 02/03/11 Writers Group Film Corp DE 1.01,5.01 02/03/11 XL GROUP PLC L2 2.02,9.01 02/08/11 Xsovt Brands, Inc. NV 5.03,9.01 02/07/11 ZIOPHARM ONCOLOGY INC DE 8.01,9.01 02/08/11 ZORAN CORP \DE\ DE 8.01,9.01 02/08/11 Zyto Corp NV 8.01,9.01 02/04/11