RECENT 8K FILINGS January 31, 2011 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ABOVENET INC DE 5.02,8.01,9.01 01/25/11 ABRAXAS PETROLEUM CORP NV 1.01,7.01,9.01 01/27/11 ACCESS NATIONAL CORP VA 2.02,7.01,8.01,9.01 01/26/11 ACUITY BRANDS INC DE 5.02 01/26/11 ADOBE SYSTEMS INC DE 5.02,9.01 01/24/11 ADVANTA CORP DE 7.01,9.01 01/28/11 AFS SenSub Corp. 1.01,8.01,9.01 01/26/11 AIR PRODUCTS & CHEMICALS INC /DE/ DE 5.07 01/27/11 AIRTRAN HOLDINGS INC NV 2.02,7.01,9.01 01/28/11 ALASKA AIR GROUP INC DE 1.01 01/24/11 ALBANY MOLECULAR RESEARCH INC DE 8.01 01/25/11 ALEXION PHARMACEUTICALS INC DE 8.01 01/26/11 ALLEGHENY TECHNOLOGIES INC DE 5.02 01/24/11 Alliance Bancorp, Inc. of Pennsylvani PA 2.02,9.01 01/27/11 Alliance Holdings GP, L.P. DE 2.02,9.01 01/28/11 ALLIANCE RESOURCE PARTNERS LP DE 2.02,9.01 01/28/11 Alpha Natural Resources, Inc. DE 8.01 01/28/11 ALTAIR NANOTECHNOLOGIES INC 7.01,9.01 01/27/11 AMANASU ENVIRONMENT CORP NV 4.02 03/31/09 AMEND AMASYS CORP DE 1.01 01/25/11 AMBAC FINANCIAL GROUP INC DE 5.02 01/24/11 AMCOL INTERNATIONAL CORP DE 2.02,9.01 01/28/11 AMERICAN ELECTRIC POWER CO INC NY 2.02,9.01 01/28/11 AMERICAN EXPRESS CO NY 7.01 01/28/11 AMERICAN PACIFIC CORP DE 7.01,9.01 01/27/11 American Smooth Wave Ventures, Inc. NV 4.01,9.01 01/21/11 AMEND Ameris Bancorp GA 2.02,9.01 01/28/11 Ameris Bancorp GA 1.01,2.01,9.01 11/12/10 AMEND ANAREN INC NY 2.02,9.01 01/28/11 ANGIOTECH PHARMACEUTICALS INC 1.01,8.01,9.01 01/27/11 AOL Inc. DE 5.02 01/25/11 Approach Resources Inc DE 5.02,9.01 01/24/11 ARCH COAL INC DE 2.02,9.01 01/28/11 ARENA PHARMACEUTICALS INC DE 2.05,8.01 01/27/11 ARES CAPITAL CORP MD 1.01,2.03,3.02,9.01 01/25/11 Artio Global Investors Inc. DE 5.02,7.01,9.01 01/24/11 ARTS WAY MANUFACTURING CO INC DE 5.02 01/24/11 Athens Bancshares Corp 8.01,9.01 01/28/11 ATHERSYS, INC / NEW DE 8.01,9.01 01/27/11 BALDOR ELECTRIC CO MO 1.02,3.01,3.02,3.03,5.01,5.02, 01/26/11 5.03,8.01,9.01 BANCORPSOUTH INC MS 2.02,7.01,9.01 01/27/11 Bank of Commerce Holdings CA 7.01,9.01 01/28/11 BARRY R G CORP /OH/ OH 1.01,2.01,9.01 01/27/11 BAZI INTERNATIONAL, INC. NV 3.02,8.01 01/13/11 BIGLARI HOLDINGS INC. IN 2.02,9.01 01/28/11 Bioflamex Corp NV 1.01,2.01,3.02,5.01,5.02,5.03, 01/25/11 5.06,9.01 BIOTIME INC CA 3.02,8.01,9.01 01/28/11 BMB MUNAI INC 1.01,8.01,9.01 01/26/11 BofI Holding, Inc. DE 8.01,9.01 01/26/11 BORDERS GROUP INC MI 7.01,9.01 01/27/11 BOTETOURT BANKSHARES INC VA 8.01 01/28/11 Bridgepoint Education Inc DE 5.02 01/25/11 BROADVIEW NETWORKS HOLDINGS INC DE 5.02 01/28/11 Brookdale Senior Living Inc. DE 5.02 01/26/11 Brownie's Marine Group, Inc NV 2.04 01/25/11 Bunge LTD 5.02,9.01 01/27/11 C & F FINANCIAL CORP VA 2.02,9.01 01/28/11 CABELAS INC DE 2.02 01/28/11 CALIFORNIA PIZZA KITCHEN, INC. DE 8.01,9.01 01/27/11 Camelot Entertainment Group, Inc. DE 3.02 01/08/11 CAPITAL ONE FINANCIAL CORP DE 5.02 01/26/11 CELL THERAPEUTICS INC WA 2.02,7.01,9.01 01/28/11 CELL THERAPEUTICS INC WA 3.03,5.03,9.01 01/12/11 AMEND CENTRAL PACIFIC FINANCIAL CORP HI 2.02,9.01 12/31/10 CENTRAL PACIFIC FINANCIAL CORP HI 5.02 01/25/11 CHEVIOT FINANCIAL CORP 2.02,9.01 01/28/11 CHEVRON CORP DE 2.02 01/28/11 CHICOPEE BANCORP, INC. 2.02,9.01 01/27/11 CHIMERA INVESTMENT CORP DE 1.01,9.01 01/28/11 CHINA BAK BATTERY INC NV 2.02,9.01 01/28/11 China Ceetop.com, Inc. NV 1.01,5.01,5.02,5.03,5.07,8.01 01/27/11 CHINA EDUCATION TECHNOLOGY, INC. NV 4.01,9.01 01/24/11 CHINA SECURITY & SURVEILLANCE TECHNOL DE 8.01,9.01 01/28/11 CIRTRAN CORP NV 1.01,2.03,7.01,9.01 01/24/11 CLAIBORNE LIZ INC DE 5.02,9.01 01/27/11 CLEAN HARBORS INC MA 1.01,9.01 01/25/11 CLIFTON SAVINGS BANCORP INC 2.02,9.01 01/27/11 COLUMBUS MCKINNON CORP NY 1.01,2.02,2.03,9.01 01/28/11 COMMUNICATION INTELLIGENCE CORP DE 5.02 01/24/11 COMMUNITY BANK SHARES OF INDIANA INC IN 8.01,9.01 01/25/11 COMMUNITY TRUST BANCORP INC /KY/ KY 1.02,5.02,9.01 01/25/11 COMPREHENSIVE CARE CORP DE 5.02 01/24/11 CONCUR TECHNOLOGIES INC DE 2.01,3.02,9.01 01/24/11 CONEXANT SYSTEMS INC DE 8.01,9.01 01/28/11 CONSUMERS BANCORP INC /OH/ OH 2.02,9.01 01/28/11 CROGHAN BANCSHARES INC OH 2.02,7.01,9.01 01/28/11 CSB BANCORP INC /OH OH 2.02,9.01 01/28/11 CYANOTECH CORP NV 5.02,9.01 01/26/11 CYTEC INDUSTRIES INC/DE/ DE 2.02,9.01 01/27/11 DARLING INTERNATIONAL INC DE 1.01,8.01,9.01 01/28/11 Darlington Mines Ltd. NV 1.01,9.01 01/21/11 Destination Maternity Corp DE 2.02,8.01,9.01 01/24/11 Digitiliti Inc DE 5.02 01/24/11 DOCUMENT SECURITY SYSTEMS INC NY 3.01,9.01 01/25/11 DOMINION RESOURCES INC /VA/ VA 2.02,9.01 01/28/11 DONALDSON CO INC DE 8.01,9.01 01/28/11 DOVER CORP DE 2.02,9.01 01/28/11 DVL INC /DE/ DE 5.07 01/28/11 EAGLE ROCK ENERGY PARTNERS L P DE 7.01,8.01,9.01 01/28/11 ENBRIDGE ENERGY PARTNERS LP DE 2.02,9.01 01/28/11 Encore Bancshares Inc TX 2.02,9.01 01/28/11 ENGLOBAL CORP NV 8.01,9.01 01/28/11 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC FL 5.01,5.02,5.03,9.01 01/25/11 ESSA Bancorp, Inc. PA 2.02,9.01 01/26/11 ESTEE LAUDER COMPANIES INC DE 2.05 02/05/09 AMEND FAMILY DOLLAR STORES INC DE 1.01,2.03,9.01 01/28/11 FEDERATED INVESTORS INC /PA/ PA 2.02,9.01 01/27/11 Fidelity National Information Service 5.03,9.01 01/26/11 FIDUCIARY/CLAYMORE MLP OPPORTUNITY FU DE 7.01,9.01 01/25/11 FIRST BANKS, INC MO 2.02,9.01 01/28/11 FIRST FEDERAL BANCSHARES OF ARKANSAS TX 1.01,3.02,8.01,9.01 01/27/11 FIRST FINANCIAL BANKSHARES INC TX 2.02,9.01 01/27/11 FIRST MID ILLINOIS BANCSHARES INC DE 2.02,9.01 12/31/10 FIRST NATIONAL COMMUNITY BANCORP INC PA 8.01,9.01 01/27/11 FIRST NATIONAL CORP /VA/ 5.02,5.03,8.01,9.01 01/21/11 FIRST POTOMAC REALTY TRUST MD 8.01 01/25/11 First Savings Financial Group Inc IN 2.02,9.01 01/26/11 FLEXPOINT SENSOR SYSTEMS INC DE 4.02 01/25/11 FNB BANCORP/CA/ 2.02,9.01 01/28/11 FNDS3000 Corp DC 1.01,2.03,3.02,9.01 01/24/11 FORCE PROTECTION INC NV 5.02 01/25/11 Ford Credit Auto Owner Trust 2011-A DE 8.01,9.01 01/28/11 FORD MOTOR CO DE 2.02,9.01 01/28/11 FORD MOTOR CREDIT CO LLC DE 2.02,9.01 01/28/11 FOUR RIVERS BIOENERGY INC. 1.01 01/27/11 AMEND Friendly Auto Dealers, Inc. NV 1.01 01/28/11 GENTA INC DE/ DE 8.01 01/28/11 GEOGLOBAL RESOURCES INC. DE 1.01,9.01 01/27/11 GEOKINETICS INC DE 1.01,9.01 01/24/11 GMX RESOURCES INC OK 1.01,3.02,7.01,8.01,9.01 01/24/11 GOLDEN DRAGON HOLDING CO. 1.01,2.01,3.02,9.01 12/31/10 GOLDMAN SACHS GROUP INC DE 5.02 01/26/11 Great Lakes Dredge & Dock CORP DE 1.01,2.03,7.01,9.01 01/24/11 GREAT NORTHERN IRON ORE PROPERTIES MN 2.02,9.01 01/28/11 GREENBRIER COMPANIES INC DE 4.01,9.01 01/24/11 GREENHILL & CO INC DE 2.02,9.01 01/26/11 GS FINANCIAL CORP LA 2.02,9.01 01/28/11 GTSI CORP DE 5.02 01/26/11 GTSI CORP DE 5.02,9.01 11/23/10 AMEND H&E Equipment Services, Inc. DE 5.02 01/25/11 HAEMONETICS CORP MA 5.02,7.01,9.01 01/26/11 HANDY & HARMAN LTD. DE 1.01 01/24/11 Hard Rock Hotel Holdings, LLC DE 5.02,9.01 01/24/11 HASBRO INC RI 1.01,1.02,2.03,9.01 01/25/11 HCSB FINANCIAL CORP SC 5.02 01/27/11 Helix Wind, Corp. NV 3.02 01/26/11 Home Federal Bancorp, Inc. MD 2.02,9.01 01/28/11 HONEYWELL INTERNATIONAL INC DE 2.02,9.01 01/28/11 HUB GROUP INC DE 2.02,9.01 12/31/10 HYUNDAI ABS FUNDING CORP DE 1.01,9.01 01/27/11 IDEXX LABORATORIES INC /DE DE 2.02,9.01 01/28/11 III TO I MARITIME PARTNERS CAYMAN I L 1.01,9.01 01/24/11 INTELLIGENT SYSTEMS CORP GA 2.06 01/25/11 INTERACTIVE INTELLIGENCE INC IN 2.02,9.01 12/31/10 INTERNATIONAL BARRIER TECHNOLOGY INC A1 7.01,9.01 01/25/11 INTERNATIONAL BUSINESS MACHINES CORP NY 5.02 01/25/11 JACOBS ENGINEERING GROUP INC /DE/ DE 5.07 01/27/11 JEFFERIES GROUP INC /DE/ DE 2.02,9.01 01/28/11 K-SEA TRANSPORTATION PARTNERS LP DE 2.02,9.01 01/28/11 KAISER ALUMINUM CORP DE 9.01 03/23/10 AMEND Kraton Performance Polymers, Inc. DE 8.01,9.01 01/28/11 KUNEKT CORP NV 8.01,9.01 01/28/11 Lake Shore Bancorp, Inc. X1 8.01 01/26/11 LaSalle Hotel Properties MD 5.02 01/26/11 Latitude Solutions, Inc. NV 8.01 01/11/11 LCNB CORP OH 2.02,8.01,9.01 12/31/10 LEAP TECHNOLOGY INC / DE DE 4.01 01/25/11 Legend Oil & Gas, Ltd. CO 4.01 01/21/11 AMEND LIGAND PHARMACEUTICALS INC DE 5.02 01/26/11 LIGHTING SCIENCE GROUP CORP DE 1.01,3.02,9.01 01/26/11 Live Nation Entertainment, Inc. DE 5.02 01/24/11 LOWES COMPANIES INC NC 5.02 01/28/11 Madison Bancorp Inc MD 5.02 01/24/11 MAINSOURCE FINANCIAL GROUP IN 5.02,9.01 01/24/11 MATERIAL SCIENCES CORP DE 8.01,9.01 01/28/11 MB FINANCIAL INC /MD MD 2.02,9.01 01/27/11 MCMORAN EXPLORATION CO /DE/ DE 2.01,9.01 12/30/10 AMEND Mellanox Technologies, Ltd. L3 5.02 01/25/11 MERCER GOLD CORP. NV 5.02,7.01,9.01 01/26/10 MICRON TECHNOLOGY INC DE 8.01 01/26/11 MID PENN BANCORP INC PA 2.02,5.02,8.01,9.01 01/26/11 MidWestOne Financial Group, Inc. IA 7.01 01/28/11 Minerco Resources, Inc. NV 8.01,9.01 01/24/11 MISONIX INC NY 8.01 01/28/11 MOHEGAN TRIBAL GAMING AUTHORITY 2.02,9.01 01/28/11 MONSTER WORLDWIDE INC DE 5.02 01/27/11 Morningstar, Inc. IL 5.02,9.01 01/27/11 Motorola Solutions, Inc. DE 5.02,9.01 01/24/11 MS STRUCTURED SATURNS SERIES 2002-3 DE 8.01 01/28/11 MS STRUCTURED SATURNS SERIES 2002-4 DE 8.01 01/28/11 MS STRUCTURED SATURNS SERIES 2002-7 DE 8.01 01/28/11 NATURAL GAS SERVICES GROUP INC 5.02 01/28/11 Neonode, Inc DE 5.02,9.01 01/28/11 Neuralstem, Inc. DE 7.01,9.01 01/28/11 NEW ENERGY TECHNOLOGIES, INC. 7.01,9.01 01/26/11 NEW HAMPSHIRE THRIFT BANCSHARES INC DE 2.02,9.01 01/28/11 NEW YORK COMMUNITY BANCORP INC DE 7.01,9.01 01/28/11 Newport Bancorp Inc 2.02,9.01 01/28/11 NGAS Resources Inc A1 5.02,9.01 01/24/11 Northfield Bancorp, Inc. X1 2.02,9.01 01/27/11 NRG ENERGY, INC. DE 1.01,2.03,3.02,8.01,9.01 01/26/11 Nutrastar International Inc. NV 5.02,9.01 01/28/11 Oasis Petroleum Inc. DE 7.01,8.01,9.01 01/28/11 OLD DOMINION ELECTRIC COOPERATIVE VA 1.01,1.02 01/24/11 OLD REPUBLIC INTERNATIONAL CORP DE 2.02,9.01 01/27/11 OneBeacon Insurance Group, Ltd. D0 5.02 10/29/10 Onstream Media CORP FL 8.01,9.01 01/28/11 OPNEXT INC 5.02,9.01 01/26/11 Optelecom-NKF, Inc. DE 1.01,2.01,2.03,3.01,3.03,5.01, 01/25/11 5.02,5.03,9.01 Optelecom-NKF, Inc. DE 5.07,9.01 01/25/11 ORAGENICS INC FL 1.01,9.01 01/24/11 ORBIT INTERNATIONAL CORP DE 8.01 01/19/11 Orbitz Worldwide, Inc. DE 5.02 01/24/11 Oritani Financial Corp DE 2.02,9.01 01/28/11 OSHKOSH CORP WI 2.02,9.01 01/28/11 PALMETTO BANCSHARES INC SC 2.02,9.01 01/28/11 Patriot Coal CORP DE 5.02,9.01 01/27/11 Peninsula Gaming, LLC DE 7.01,8.01,9.01 01/27/11 PENN MILLERS HOLDING CORP 5.02 01/26/11 Platinum Studios, Inc. CA 1.01 01/27/11 PLY GEM HOLDINGS INC DE 1.01,1.02,2.03 01/26/11 PRICE T ROWE GROUP INC MD 2.02,9.01 01/28/11 PROVIDENT COMMUNITY BANCSHARES, INC. 3.01 12/29/10 AMEND PROVIDENT FINANCIAL SERVICES INC DE 2.02,7.01,9.01 01/28/11 RAIT Financial Trust MD 8.01,9.01 01/25/11 RCLC, INC. NJ 7.01,9.01 01/25/11 REALOGY CORP DE 1.01,8.01,9.01 01/27/11 REEDS INC 1.01,3.02,8.01,9.01 01/28/11 REMEC INC CA 2.02,8.01,9.01 01/28/11 RESEARCH FRONTIERS INC DE 7.01 01/27/11 RIVERVIEW BANCORP INC WA 2.02,9.01 01/27/11 RLI CORP IL 7.01,9.01 01/25/11 RMD Technologies, Inc. CA 1.01,2.02,3.02,8.01 09/15/10 ROBERTS REALTY INVESTORS INC GA 1.01,9.01 01/24/11 RURBAN FINANCIAL CORP OH 2.02,9.01 01/26/11 RURBAN FINANCIAL CORP OH 2.02,9.01 01/27/11 SALISBURY BANCORP INC CT 2.02,8.01,9.01 01/28/11 Sally Beauty Holdings, Inc. 5.07 01/28/11 Sara Lee Corp MD 2.02,7.01,9.01 01/28/11 SAVANNAH BANCORP INC GA 2.02 12/31/10 SCANA CORP SC 1.01 01/27/11 SCBT FINANCIAL CORP SC 2.02,9.01 01/28/11 SCOTTS MIRACLE-GRO CO OH 2.02,9.01 01/28/11 SEFE, INC. NV 5.06 01/28/11 SENECA FOODS CORP /NY/ NY 2.02,9.01 01/27/11 SENTRY PETROLEUM LTD. 7.01,9.01 01/28/11 SENTRY PETROLEUM LTD. 7.01,9.01 01/28/11 Silver Dragon Resources Inc. DE 1.01,3.02,9.01 01/28/11 SKYWEST INC UT 2.01,9.01 11/12/10 AMEND SmartMetric, Inc. 8.01,9.01 01/21/11 Southern National Bancorp of Virginia VA 2.02,9.01 01/27/11 STANDEX INTERNATIONAL CORP/DE/ DE 2.02,9.01 12/31/10 STEELCASE INC MI 1.01,9.01 01/27/11 STERLING BANCORP NY 2.02,7.01,9.01 01/27/11 STEWART ENTERPRISES INC LA 5.02,9.01 01/24/11 STONEMOR PARTNERS LP DE 1.01,9.01 01/24/11 SUMMIT HOTEL PROPERTIES, LLC SD 2.02 01/28/11 SUNOCO LOGISTICS PARTNERS L.P. DE 2.02,7.01,9.01 01/27/11 SUNRISE REAL ESTATE GROUP INC TX 1.01,3.02,9.01 01/21/11 SYNOVUS FINANCIAL CORP GA 2.02,7.01,9.01 01/28/11 TAYLOR CAPITAL GROUP INC DE 7.01,9.01 01/28/11 TAYLOR CAPITAL GROUP INC DE 2.02,9.01 01/28/11 TAYLOR CAPITAL GROUP INC DE 1.01,3.02,9.01 01/28/11 TESORO CORP /NEW/ DE 5.03 01/26/11 TF FINANCIAL CORP DE 2.02,9.01 01/28/11 Tiger Oil & Energy, Inc. 1.01,2.01,5.06,9.01 08/30/10 AMEND TIMESHARE HOLDINGS, INC. NV 1.01 01/28/11 TOYS R US INC DE 5.02 01/27/11 TRAVELERS COMPANIES, INC. MN 5.02 01/28/11 TREE TOP INDUSTRIES, INC. NV 2.05,8.01 01/28/11 TRILLIANT EXPLORATION CORP NV 3.02,9.01 01/22/11 TS&W / CLAYMORE TAX-ADVANTAGED BALANC DE 7.01,9.01 01/26/11 ULTRATECH INC DE 5.02,9.01 01/24/11 UNION FIRST MARKET BANKSHARES CORP VA 8.01,9.01 01/28/11 UNITED BANCORP INC /MI/ MI 2.02,7.01,9.01 01/28/11 UNITED BANCORP INC /OH/ OH 2.02,9.01 01/26/11 UNITED COMMUNITY BANKS INC GA 2.02,9.01 01/28/11 UNITED ENERGY CORP /NV/ NV 1.01,2.03,9.01 01/21/11 United States 12 Month Natural Gas Fu 7.01,9.01 01/28/11 United States 12 Month Oil Fund, LP 7.01,9.01 01/28/11 United States Brent Oil Fund, LP DE 7.01,9.01 01/28/11 United States Commodity Index Funds T DE 7.01,9.01 01/28/11 United States Gasoline Fund, LP DE 7.01,9.01 01/28/11 United States Heating Oil Fund, LP DE 7.01,9.01 01/28/11 United States Natural Gas Fund, LP 7.01,9.01 01/28/11 United States Oil Fund, LP DE 7.01,9.01 01/28/11 United States Short Oil Fund, LP DE 7.01,9.01 01/28/11 UNIVERSAL GOLD MINING CORP. NV 1.01,5.07,7.01,9.01 01/24/11 US ENERGY CORP WY 8.01,9.01 01/28/11 USA TRUCK INC DE 2.02,9.01 01/27/11 UV FLU TECHNOLOGIES INC NV 1.01,2.01,3.02,9.01 01/24/11 VAIL RESORTS INC DE 1.01,2.03,9.01 01/25/11 VALASSIS COMMUNICATIONS INC DE 8.01,9.01 01/28/11 VANGUARD HEALTH SYSTEMS INC DE 1.01,2.03,3.03,9.01 01/26/11 VASCULAR SOLUTIONS INC MN 1.01,8.01,9.01 01/27/11 Vestin Realty Mortgage I, Inc. 5.02,8.01 01/27/11 VIASAT INC DE 1.01,2.03,9.01 01/25/11 VIRGINIA COMMERCE BANCORP INC 5.02,5.03,8.01,9.01 01/26/11 WASHINGTON MUTUAL, INC WA 7.01,9.01 01/28/11 WAYNE SAVINGS BANCSHARES INC /DE/ DE 2.02,9.01 01/28/11 WELLS FARGO & CO/MN DE 5.03,9.01 01/25/11 WES Consulting, Inc. FL 7.01,9.01 01/28/11 WEST BANCORPORATION INC IA 2.02,9.01 01/28/11 WESTAMERICA BANCORPORATION CA 8.01 01/27/11 Wilber CORP 2.02,9.01 01/28/11 WILMINGTON TRUST CORP DE 2.02,9.01 01/28/11 WILSHIRE BANCORP INC CA 2.02,9.01 01/25/11 WMS INDUSTRIES INC /DE/ DE 2.02,5.02,9.01 01/25/11 Woodward, Inc. DE 5.03,5.07,7.01 01/26/11 WORLD WRESTLING ENTERTAINMENTINC DE 5.02 01/26/11 WORLDGATE COMMUNICATIONS INC DE 1.01,9.01 01/27/11 Yayi International Inc DE 5.05,9.01 01/28/11 YUM BRANDS INC NC 5.02 01/28/11 Zagg INC 4.01,9.01 01/24/11