RECENT 8K FILINGS January 20, 2011 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 5to1 Holding Corp. DE 4.01,5.02,9.01 11/03/10 AMEND AASTROM BIOSCIENCES INC MI 8.01,9.01 01/19/11 ACNB CORP PA 5.02,9.01 01/13/11 ADAMS GOLF INC DE 7.01,9.01 01/19/11 ADOBE SYSTEMS INC DE 5.02 01/14/11 ADTRAN INC DE 2.02,9.01 01/18/11 ADVENTRX PHARMACEUTICALS INC DE 8.01,9.01 01/19/11 AKAMAI TECHNOLOGIES INC DE 5.02,9.01 01/19/11 AMCON DISTRIBUTING CO DE 2.02,9.01 01/19/11 AMERICAN AIRLINES INC DE 2.02,9.01 01/19/11 American Assets Trust, Inc. MD 1.01,8.01,9.01 01/12/11 AMERICAN EXPRESS CO NY 2.02,2.05,7.01 01/19/11 AMPHENOL CORP /DE/ DE 2.02,9.01 01/19/11 AMR CORP DE 2.02,9.01 01/19/11 Approach Resources Inc DE 7.01,9.01 01/19/11 Ardea Biosciences, Inc./DE DE 2.02,8.01 01/19/11 ARES CAPITAL CORP MD 1.01,9.01 01/18/11 ARES CAPITAL CORP MD 7.01,9.01 01/18/11 ARIAD PHARMACEUTICALS INC DE 8.01,9.01 01/18/11 ARROW FINANCIAL CORP NY 2.02,9.01 01/19/11 Ascend Acquisition Corp. DE 1.02,3.02,5.01 01/12/11 ATTUNE RTD NV 4.01 01/14/11 ATWOOD OCEANICS INC TX 1.01,2.03,9.01 01/19/11 B&G Foods, Inc. DE 8.01 01/18/11 BAKKEN RESOURCES INC 7.01 01/13/11 Bank of New York Mellon CORP DE 2.02,9.01 01/19/11 BEACON ENTERPRISE SOLUTIONS GROUP INC NV 7.01,9.01 01/19/11 BEACON POWER CORP DE 8.01 01/18/11 BERKSHIRE HILLS BANCORP INC 5.02,9.01 01/19/11 BEST ENERGY SERVICES, INC. NV 1.01,9.01 01/19/11 BION ENVIRONMENTAL TECHNOLOGIES INC CO 7.01,9.01 01/19/11 BlackRock Kelso Capital CORP DE 1.01,2.03,9.01 01/18/11 Bluerock Enhanced Multifamily Trust, MD 8.01 01/19/11 Bluerock Enhanced Multifamily Trust, MD 9.01 12/03/09 AMEND Bluerock Enhanced Multifamily Trust, MD 9.01 03/31/10 AMEND Bluerock Enhanced Multifamily Trust, MD 9.01 04/09/10 AMEND Bluerock Enhanced Multifamily Trust, MD 2.01,9.01 09/30/10 AMEND Bluerock Enhanced Multifamily Trust, MD 2.01,9.01 09/01/10 AMEND Boardwalk Pipeline Partners, LP DE 1.01,2.03,9.01 01/13/11 BOSTON SCIENTIFIC CORP DE 8.01 01/19/11 BRIGHTPOINT INC IN 5.02,9.01 01/17/11 Brooklyn Federal Bancorp, Inc. X1 3.01,9.01 01/12/11 BROWN & BROWN INC FL 5.02 01/12/11 BUCKEYE PARTNERS, L.P. DE 5.02,9.01 01/12/11 CADENCE PHARMACEUTICALS INC 7.01,9.01 01/18/11 CALIFORNIA FIRST NATIONAL BANCORP CA 2.02,7.01,9.01 01/19/11 CANCER THERAPEUTICS INC DE 4.01 01/13/11 CANTEL MEDICAL CORP DE 5.07 01/13/11 CAPITOL BANCORP LTD MI 3.01,9.01 01/19/11 Car Charging Group, Inc. NV 4.01,9.01 01/17/11 CAREER EDUCATION CORP DE 8.01,9.01 01/19/11 CENTURY BANCORP INC MA 2.02,9.01 01/19/11 CHARTER COMMUNICATIONS, INC. /MO/ DE 5.02,8.01,9.01 01/18/11 CHINA EDUCATION ALLIANCE INC. NC 8.01,9.01 01/19/11 China PharmaHub Corp. 7.01,9.01 01/19/11 CHINA SHEN ZHOU MINING & RESOURCES, I NV 1.01,8.01,9.01 01/19/11 COMMUNITY TRUST BANCORP INC /KY/ KY 2.02,7.01,9.01 12/31/10 CONCUR TECHNOLOGIES INC DE 1.01,7.01,9.01 01/12/11 CORGENIX MEDICAL CORP/CO NV 5.02,5.07 01/18/11 CorMedix Inc. DE 1.01,5.02,9.01 01/14/11 CREDO PETROLEUM CORP DE 8.01,9.01 01/18/11 CROSS BORDER RESOURCES, INC. NV 9.01 01/03/11 AMEND CROSSTEX ENERGY INC DE 7.01,9.01 01/19/11 CROSSTEX ENERGY LP DE 7.01,9.01 01/19/11 DAKTRONICS INC /SD/ SD 5.02 01/08/11 Debut Broadcasting Corporation, Inc. NV 5.02,9.01 01/18/11 DEFENSE INDUSTRIES INTERNATIONAL INC 5.02 01/17/11 DIGI INTERNATIONAL INC DE 2.02,9.01 01/19/11 Digital Development Partners, Inc. NV 5.02 01/13/11 AMEND DILLARDS INC DE 8.01 01/19/11 DIRECT INSITE CORP DE 5.02,9.01 01/14/11 Discover Card Execution Note Trust DE 8.01 01/19/11 DISCOVER CARD MASTER TRUST I DE 8.01 01/19/11 EARTHSTONE ENERGY INC DE 5.02,7.01 01/15/11 EBAY INC DE 2.02,9.01 01/19/11 Employers Holdings, Inc. NV 5.02,9.01 01/19/11 ENBRIDGE ENERGY MANAGEMENT L L C DE 5.02 01/19/11 ENBRIDGE ENERGY PARTNERS LP DE 5.02 01/19/11 EPL Intermediate, Inc. DE 5.02,9.01 01/18/11 ERE MANAGEMENT INC NV 4.01,9.01 12/07/10 AMEND ESSEX PROPERTY TRUST INC MD 1.01,9.01 01/18/11 Europa Acquisition I, Inc. NV 1.01,5.01,9.01 01/19/11 F5 NETWORKS INC WA 2.02,9.01 01/19/11 FASTENAL CO MN 5.02,9.01 01/19/11 Federal Home Loan Bank of Dallas 2.03,9.01 01/12/11 Federal Home Loan Bank of Dallas 5.02 01/13/11 AMEND Federal Home Loan Bank of Des Moines X1 2.03,9.01 01/14/11 FEMALE HEALTH CO WI 7.01,9.01 01/14/11 FIDELITY BANCORP INC PA 2.02,8.01,9.01 01/19/11 FIFTH THIRD BANCORP OH 2.02,7.01,9.01 01/19/11 FIFTH THIRD BANCORP OH 7.01,8.01,9.01 01/19/11 First Advantage Bancorp 7.01,9.01 01/19/11 First Bancorp, Inc /ME/ ME 2.02 12/31/10 FIRST CHINA PHARMACEUTICAL GROUP, INC NV 2.01,3.02,5.02,5.06,9.01 09/15/10 AMEND FIRST COMMONWEALTH FINANCIAL CORP /PA PA 7.01,9.01 01/18/11 FIRST POTOMAC REALTY TRUST MD 1.01,5.03,9.01 01/18/11 FIRST QUANTUM VENTURES INC NV 4.01,9.01 01/19/11 FIRST SOUTH BANCORP INC /VA/ VA 2.02,9.01 01/18/11 Florida Bank Group, Inc. FL 1.02,4.02,8.01,9.01 01/12/11 Forex International Trading Corp. NV 5.02 01/18/11 FORWARD AIR CORP TN 5.02,9.01 01/19/11 FRONTIER COMMUNICATIONS CORP DE 8.01,9.01 01/19/11 FUSION TELECOMMUNICATIONS INTERNATION DE 1.01,2.03 01/19/10 FUTUREWORLD ENERGY, INC.. DE 4.01,9.01 01/12/11 GEORESOURCES INC CO 1.01,7.01,9.01 01/12/11 GEORGIA POWER CO GA 8.01,9.01 01/13/11 GLOBAL DEFENSE TECHNOLOGY & SYSTEMS, DE 2.02,7.01,9.01 01/19/11 Global Geophysical Services Inc DE 8.01,9.01 01/18/11 GLOBAL PARTNERS LP 7.01,9.01 01/19/11 GOENERGY INC DE 5.02,9.01 01/14/11 GOLDMAN SACHS GROUP INC DE 2.02,8.01,9.01 01/19/11 GOTTSCHALKS INC DE 7.01,9.01 01/14/11 GREENLIGHT CAPITAL RE, LTD. 7.01 01/18/11 GS FINANCIAL CORP LA 7.01,9.01 01/18/11 Guaranty Financial Group Inc. DE 8.01,9.01 01/18/11 HCP, INC. MD 9.01 01/19/11 AMEND HEALTHMED SERVICES LTD NV 5.02 01/17/11 HEARUSA INC DE 2.02,9.01 01/18/11 HENNESSY ADVISORS INC 7.01,9.01 01/18/11 HUDSON CITY BANCORP INC DE 2.02,9.01 01/19/11 HUNTINGTON BANCSHARES INC/MD MD 8.01,9.01 01/14/11 ICON Equipment & Corporate Infrastruc DE 7.01,9.01 01/19/11 ICON INCOME FUND EIGHT B LP DE 7.01,9.01 01/19/11 ICON INCOME FUND NINE LLC 7.01,9.01 01/19/11 ICON INCOME FUND TEN LLC DE 7.01,9.01 01/19/11 ICON LEASING FUND ELEVEN, LLC DE 7.01,9.01 01/19/11 ICON LEASING FUND TWELVE, LLC DE 7.01,9.01 01/19/11 ICU MEDICAL INC/DE DE 8.01,9.01 01/19/11 IEC ELECTRONICS CORP DE 7.01,9.01 01/19/11 IGATE CORP PA 2.02,9.01 01/19/11 iMedicor NV 2.03,3.02,9.01 01/18/11 INERGY L P DE 2.02,7.01,8.01,9.01 01/19/11 INLAND REAL ESTATE CORP MD 2.02 01/18/11 INSIGHT HEALTH SERVICES HOLDINGS CORP 8.01 01/18/11 INTELSAT S.A. N4 1.01,1.02,2.03,8.01,9.01 01/12/11 INTERNATIONAL BUSINESS MACHINES CORP NY 2.02 01/18/11 INTERNATIONAL DEVELOPMENT & ENVIRONME NV 5.03 01/14/11 ISLE OF CAPRI CASINOS INC DE 1.01,8.01,9.01 01/19/11 Jacksonville Bancorp, Inc. MD 2.02,9.01 01/18/11 JAZZ PHARMACEUTICALS INC DE 2.02,9.01 01/12/11 KINDER MORGAN ENERGY PARTNERS L P DE 2.02,9.01 01/19/11 KODIAK ENERGY, INC. DE 1.01,3.02 01/18/11 L & L ENERGY, INC. NV 5.02,9.01 01/18/11 LEHMAN ABS CORP CORPORATE BACKED TRUS DE 8.01,9.01 01/14/11 LEHMAN BROTHERS HOLDINGS INC DE 7.01,9.01 01/19/11 Leo Motors, Inc. 1.02,8.01 01/19/11 LEVEL 3 COMMUNICATIONS INC DE 8.01 01/18/11 LINEAR TECHNOLOGY CORP /CA/ DE 2.02,9.01 01/18/11 LKQ CORP DE 5.02,9.01 01/13/11 LODGENET INTERACTIVE CORP DE 7.01,9.01 01/19/11 LogMeIn, Inc. DE 5.02,9.01 01/13/11 LyondellBasell Industries N.V. P7 8.01 01/19/11 MAGNUM HUNTER RESOURCES CORP DE 8.01,9.01 01/19/11 Mantra Venture Group Ltd. 5.02 01/18/11 MARSHALL EDWARDS INC DE 4.01,9.01 01/18/11 MCGRAW-HILL COMPANIES INC NY 5.02,9.01 01/19/11 MERCER GOLD CORP. NV 1.01,7.01,9.01 01/18/11 MERISEL INC /DE/ DE 1.01,7.01,9.01 01/19/11 MGIC INVESTMENT CORP WI 2.02,9.01 01/19/11 MHI Hospitality CORP MD 5.02,7.01,9.01 01/17/11 MiddleBrook Pharmaceuticals, Inc. 7.01,9.01 01/19/11 MidWestOne Financial Group, Inc. IA 5.02,5.03,8.01,9.01 01/18/11 MILLER PETROLEUM INC TN 5.02,7.01,9.01 01/17/11 Minerco Resources, Inc. NV 8.01,9.01 01/18/11 Molycorp, Inc. DE 5.02,9.01 01/13/11 MOMENTA PHARMACEUTICALS INC DE 5.02 01/19/11 MONMOUTH REAL ESTATE INVESTMENT CORP MD 5.02,9.01 01/13/11 MOSAIC CO DE 8.01,9.01 01/18/11 MOSAIC CO DE 1.01,9.01 01/18/11 National CineMedia, Inc. DE 5.02 01/13/11 NATURAL RESOURCE PARTNERS LP DE 7.01,9.01 01/19/11 NATURALLY ADVANCED TECHNOLOGIES INC A1 8.01,9.01 01/18/11 Naugatuck Valley Financial Corp X1 8.01,9.01 01/14/11 NEKTAR THERAPEUTICS DE 8.01,9.01 01/19/11 NEW AMERICA ENERGY CORP. NV 1.01,8.01,9.01 01/14/11 New York & Company, Inc. 7.01,9.01 01/19/11 NEWMARKET CORP VA 1.01,3.03,9.01 01/18/11 NewPage Holding CORP DE 1.01,5.02,9.01 01/12/11 NORTHERN TRUST CORP DE 2.02,9.01 01/19/11 NUVASIVE INC DE 7.01,8.01,9.01 01/18/11 NVCN CORP DE 4.01,9.01 10/08/10 AMEND NVE CORP /NEW/ MN 2.02 01/19/11 OMNOVA SOLUTIONS INC OH 2.02,9.01 01/18/11 OMNOVA SOLUTIONS INC OH 2.02,9.01 01/19/11 Options Media Group Holdings, Inc. NV 5.02 01/13/11 OXIGENE INC DE 1.01,3.02,9.01 01/18/11 PACIFIC CONTINENTAL CORP OR 8.01 01/18/11 Park Sterling Corp NC 2.02,7.01,9.01 01/19/11 PARTNERRE LTD 2.02,9.01 01/11/11 AMEND PC TEL INC DE 7.01,9.01 01/18/11 PDI INC 2.01,9.01 11/03/10 AMEND PHAZAR CORP DE 2.02,9.01 01/19/11 PIEDMONT NATURAL GAS CO INC NC 8.01 01/10/11 PINNACLE FINANCIAL PARTNERS INC TN 2.02,9.01 01/18/11 PLEXUS CORP WI 2.02 01/19/11 Protalix BioTherapeutics, Inc. FL 8.01,9.01 01/19/11 PROVECTUS PHARMACEUTICALS INC NV 9.01 01/13/11 AMEND pSivida Corp. DE 8.01,9.01 01/18/11 pSivida Corp. DE 8.01 01/18/11 PTS INC/NV/ NV 1.02 12/23/10 PUGET ENERGY INC /WA WA 5.02 01/18/11 RADIAN GROUP INC DE 8.01 01/13/11 RAE SYSTEMS INC DE 1.01,1.02,7.01,9.01 01/18/11 RAMTRON INTERNATIONAL CORP DE 5.02,7.01,9.01 01/19/11 RAYMOND JAMES FINANCIAL INC FL 2.02,7.01,9.01 01/19/11 REEVES TELECOM LTD PARTNERSHIP SC 4.01,9.01 01/03/11 AMEND REGAL ENTERTAINMENT GROUP DE 5.02 01/12/11 RENASANT CORP MS 2.02,9.01 01/18/11 REPUBLIC BANCORP INC /KY/ KY 7.01,9.01 01/19/11 ROYAL MINES & MINERALS CORP NV 3.02 01/18/11 Seagate Technology plc L2 1.01,2.02,2.03,5.07,9.01 01/18/11 SIERRA RESOURCE GROUP INC NV 1.01,5.02,5.03,8.01,9.01 12/31/10 SILVERADO GOLD MINES LTD A1 4.01,9.01 01/19/11 AMEND Sino-Global Shipping America, Ltd. VA 8.01,9.01 01/12/11 SLM CORP DE 2.02 01/19/11 SPX CORP DE 2.02,9.01 01/19/11 State Auto Financial CORP OH 5.02 01/14/11 STATE STREET Corp MA 2.02,9.01 01/19/11 SUSQUEHANNA BANCSHARES INC PA 5.03,8.01,9.01 01/19/11 Symmetry Medical Inc. DE 5.02,5.03,9.01 01/11/11 TARGACEPT INC 8.01,9.01 01/19/11 TESSCO TECHNOLOGIES INC DE 2.02 01/18/11 TITAN INTERNATIONAL INC IL 3.02,9.01 01/19/11 TORTOISE CAPITAL RESOURCES CORP 7.01,9.01 01/14/11 TRANSACT ENERGY CORP NV 5.02 01/19/11 AMEND U-Store-It Trust MD 2.02,7.01,9.01 01/19/11 Ulta Salon, Cosmetics & Fragrance, In DE 8.01 01/14/11 UNION BANKSHARES INC VT 2.02,8.01,9.01 01/19/11 US BANCORP \DE\ DE 2.02,9.01 01/19/11 VANGUARD HEALTH SYSTEMS INC DE 2.02,7.01,9.01 01/19/11 VIEW SYSTEMS INC NV 4.01,9.01 10/19/10 AMEND VISION SCIENCES INC /DE/ NY 1.01,3.02,9.01 01/18/11 VITESSE SEMICONDUCTOR CORP DE 8.01 01/18/11 VMWARE, INC. DE 5.07 01/14/11 W&T OFFSHORE INC TX 5.02,9.01 01/17/11 WADDELL & REED FINANCIAL INC DE 1.02,2.03,9.01 01/13/11 WALGREEN CO IL 5.02,5.07,8.01,9.01 01/12/11 Warner Music Group Corp. DE 5.02,9.01 01/18/11 WELLS FARGO & CO/MN DE 2.02,9.01 01/19/11 WESTELL TECHNOLOGIES INC DE 2.02,5.02,9.01 01/19/11 WET SEAL INC DE 5.02,8.01 01/18/11 WORLDWIDE STRATEGIES INC NV 8.01 01/12/11 Writers Group Film Corp DE 5.07 01/13/11 WTTJ CORP MI 3.02 12/03/10 XILINX INC DE 2.02,9.01 01/19/11