RECENT 8K FILINGS January 19, 2011 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ABRAXAS PETROLEUM CORP NV 7.01,9.01 01/18/11 ACCURIDE CORP DE 7.01,9.01 01/14/11 ADAMS RESOURCES & ENERGY, INC. DE 8.01 01/14/11 AES CORP DE 5.02,9.01 01/13/11 Affinion Group, Inc. DE 1.01,2.01,5.02,7.01,9.01 01/14/11 AGILENT TECHNOLOGIES INC DE 5.02 01/12/11 AGL RESOURCES INC GA 8.01,9.01 01/18/11 Akeena Solar, Inc. DE 5.02,9.01 01/12/11 ALAMO GROUP INC DE 5.02,9.01 01/03/11 Alaska Pacific Energy Corp NV 1.01,9.01 01/12/11 Alexza Pharmaceuticals Inc. DE 8.01,9.01 01/18/11 ALKERMES INC PA 5.02,7.01,9.01 01/13/11 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 01/18/11 ALLIANCEBERNSTEIN HOLDING L.P. DE 7.01,9.01 01/13/11 ALLIANCEBERNSTEIN L.P. DE 7.01,9.01 01/13/11 ALTERA CORP DE 1.01,9.01 01/12/11 Alto Group Holdings Inc. NV 3.03,5.01,5.03,9.01 01/13/11 AMERICAN EXPRESS CO NY 7.01 01/18/11 AMERICAN GREETINGS CORP OH 7.01 01/18/11 AMERICAN RIVER BANKSHARES CA 7.01,9.01 01/18/11 Anacor Pharmaceuticals Inc DE 5.02 01/12/11 ANGIODYNAMICS INC DE 5.02 10/31/10 APPLE INC CA 5.02 01/17/11 APPLE INC CA 2.02,9.01 01/18/11 ARCA biopharma, Inc. DE 8.01 01/11/11 Arcis Resources Corp NV 1.01,2.01,3.02,5.01,5.02,5.06, 09/22/10 AMEND 9.01 ARES CAPITAL CORP MD 8.01,9.01 01/18/11 ARES CAPITAL CORP MD 8.01,9.01 01/18/11 ARGENTEX MINING CORP DE 3.02 01/14/11 Argo Group International Holdings, Lt 5.02 01/13/11 ARKANSAS BEST CORP /DE/ DE 5.04,8.01,9.01 11/26/10 ASSURANT INC 8.01,9.01 01/14/11 ATWOOD OCEANICS INC TX 5.02,9.01 01/18/11 AXA FINANCIAL INC DE 5.02,9.01 01/12/11 AXCELIS TECHNOLOGIES INC DE 1.01,1.02,5.02,9.01 01/15/11 BAR HARBOR BANKSHARES ME 8.01 01/11/11 BECKMAN COULTER INC DE 8.01 01/18/11 BEHRINGER HARVARD MID TERM VALUE ENHA TX 7.01,9.01 01/18/11 BEHRINGER HARVARD SHORT TERM OPPORTUN TX 1.01,2.02,7.01 01/14/11 BEHRINGER HARVARD SHORT TERM OPPORTUN TX 7.01,9.01 01/18/11 BEST BUY CO INC MN 7.01,9.01 01/18/11 Big Bear Mining Corp. NV 5.02,9.01 12/21/10 Big Bear Mining Corp. NV 7.01,9.01 12/21/10 BIGGEST LITTLE INVESTMENTS LP DE 8.01 01/13/11 BLOCKBUSTER INC DE 1.01 01/14/11 Blueknight Energy Partners, L.P. DE 8.01,9.01 01/18/11 BOISE CASCADE HOLDINGS, L.L.C. DE 5.02 01/12/11 Bristow Group Inc DE 5.02 01/12/11 BRUSH ENGINEERED MATERIALS INC 8.01,9.01 01/18/11 BUCKEYE PARTNERS, L.P. DE 7.01 01/14/11 BUCYRUS INTERNATIONAL INC DE 7.01 01/17/11 CABELAS INC DE 7.01,9.01 01/18/11 CADENCE PHARMACEUTICALS INC 7.01,8.01,9.01 01/18/11 CALAIS RESOURCES INC 1.01,5.02,9.01 01/15/11 CALIFORNIA GOLD CORP. NH 3.02,9.01 01/13/11 AMEND CALIPER LIFE SCIENCES INC DE 8.01 01/17/11 CANO PETROLEUM, INC 3.01,7.01,9.01 01/14/11 Cape Bancorp, Inc. MD 5.03,9.01 01/17/11 CAPITAL BANK CORP NC 1.01,3.02,5.02,8.01,9.01 01/13/11 CAPITAL ONE FINANCIAL CORP DE 7.01,9.01 01/14/11 CASCADE MICROTECH INC 3.01 01/11/11 Castle Brands Inc FL 1.01,9.01 01/12/11 CELL THERAPEUTICS INC WA 1.01,3.03,5.03,7.01,8.01,9.01 01/12/11 Celsion CORP DE 1.01,5.03,8.01,9.01 01/11/11 CFO CONSULTANTS, INC. NV 4.01,9.01 10/21/10 AMEND CHAMPIONS BIOTECHNOLOGY, INC. DE 5.02,9.01 01/14/11 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 01/18/11 CHEESECAKE FACTORY INC DE 5.02 01/06/11 AMEND China BCT Pharmacy Group, Inc. DE 1.01,3.02,9.01 01/18/11 CHINA DIGITAL MEDIA CORP NV 8.01 01/13/11 CHINA DU KANG CO. LTD. NV 4.02 01/13/11 AMEND China Forest Energy Corp. NV 1.01,9.01 01/12/11 China New Energy Group CO DE 2.01,9.01 01/11/11 China Nutrifruit Group LTD NV 5.07 01/18/11 China Power Technology, Inc. NV 5.03,9.01 01/18/11 China Power Technology, Inc. NV 4.01,9.01 01/14/11 AMEND CHS INC MN 1.01,9.01 01/11/11 CHUGACH ELECTRIC ASSOCIATION INC AK 5.02 01/14/11 CITIBANK OMNI-S MASTER TRUST 8.01 01/18/11 CITIGROUP INC DE 2.02,9.01 01/18/11 CITIZENS & NORTHERN CORP PA 2.02,9.01 01/18/11 CLAYTON WILLIAMS ENERGY INC /DE DE 5.02,8.01 01/13/11 Clean Slate, Inc. DE 5.02 01/18/11 Clean Slate, Inc. DE 4.01,9.01 01/06/11 AMEND Clearwire Corp /DE DE 8.01,9.01 01/17/11 CLIFFS NATURAL RESOURCES INC. OH 1.01,9.01 01/11/11 Coleman Cable, Inc. DE 8.01,9.01 01/18/11 Columbia Seligman Premium Technology MD 7.01 01/18/11 COLUMBUS MCKINNON CORP NY 1.01,9.01 01/18/11 COMERICA INC /NEW/ 8.01,9.01 01/16/11 COMERICA INC /NEW/ 2.02,7.01,9.01 01/18/11 COMMERCETEL CORP NV 4.01,9.01 01/11/11 COMMERCETEL CORP NV 5.02,9.01 01/11/11 COMMONWEALTH EDISON CO IL 1.01,2.03,9.01 01/18/11 Conmed Healthcare Management, Inc. DE 5.02,9.01 01/14/11 CONOCOPHILLIPS DE 8.01 01/12/11 CONSOLIDATED WATER CO LTD E6 8.01 01/18/11 CONSTAR INTERNATIONAL INC DE 1.01,1.02,1.03,2.03,2.04,3.01, 01/11/11 7.01,9.01 CORGENIX MEDICAL CORP/CO NV 7.01,8.01,9.01 01/18/11 COURIER CORP MA 2.02,8.01,9.01 01/18/11 COVENANT TRANSPORTATION GROUP INC NV 7.01,9.01 01/18/11 CPI CORP DE 2.02,9.01 01/14/11 CREE INC NC 2.02,9.01 01/18/11 CrowdGather, Inc. NV 7.01,9.01 01/18/11 CROWN HOLDINGS INC PA 7.01,9.01 01/18/11 CSG SYSTEMS INTERNATIONAL INC DE 1.01,7.01,9.01 01/15/11 CUBIC ENERGY INC TX 1.01,9.01 01/14/11 CYCLE COUNTRY ACCESSORIES CORP NV 8.01,9.01 01/18/11 DELTA AIR LINES INC /DE/ DE 2.02,9.01 01/18/11 DELTATHREE INC DE 1.01,7.01,9.01 12/21/10 DENDREON CORP DE 8.01,9.01 01/14/11 DEPOMED INC CA 8.01,9.01 01/18/11 DiamondRock Hospitality Co 7.01,9.01 01/18/11 Digital Development Partners, Inc. NV 5.02 01/13/11 E Global Marketing Inc NY 5.02 01/14/11 ECB BANCORP INC NC 2.05 01/10/11 ECOSPHERE TECHNOLOGIES INC DE 5.02 01/18/11 ECOTALITY, INC. NV 1.01,3.02,5.02,9.01 01/13/11 Encore Brands, Inc. NV 1.01,3.02,9.01 01/14/11 ENERGY PARTNERS LTD DE 1.01,9.01 01/13/11 EnerJex Resources, Inc. NV 2.01,9.01 01/14/11 Ensco plc 2.02,9.01 01/18/11 Enterologics, Inc. NV 1.01,2.03,3.02,8.01,9.01 01/07/11 ENTERPRISE BANCORP INC /MA/ MA 8.01,9.01 01/18/11 ENVIRONMENTAL TECTONICS CORP PA 2.02,9.01 01/13/11 ENZO BIOCHEM INC NY 5.02,5.07,9.01 01/14/11 EOG RESOURCES INC DE 5.02 01/17/11 EPIQ SYSTEMS INC MO 8.01,9.01 01/17/11 FASTENAL CO MN 7.01,9.01 01/17/11 FASTENAL CO MN 2.02,9.01 01/18/11 FEDERAL AGRICULTURAL MORTGAGE CORP 1.01,7.01,9.01 01/11/11 Federal Home Loan Bank of Atlanta X1 2.03 01/18/11 Federal Home Loan Bank of Boston X1 2.03 01/12/11 Federal Home Loan Bank of Chicago X1 2.03 01/12/11 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 01/12/11 Federal Home Loan Bank of New York X1 2.03,9.01 01/12/11 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 01/12/11 Federal Home Loan Bank of San Francis X1 2.03 01/12/11 Federal Home Loan Bank of Topeka 2.02,7.01,9.01 01/18/11 Federal Home Loan Bank of Topeka 2.03,9.01 01/12/11 Feigeda Electronic Technology, Inc. DE 3.02 01/11/11 Fibrocell Science, Inc. DE 1.01,3.02,5.02,9.01 12/15/10 FINISAR CORP DE 3.02 01/14/11 FIRST CITIZENS BANC CORP /OH OH 2.02,9.01 01/18/11 FIRST KEYSTONE CORP PA 5.03 01/11/11 FIRST MERCURY FINANCIAL CORP DE 5.07 01/14/11 FIRST SECURITY GROUP INC/TN TN 3.01,9.01 01/18/11 FONAR CORP DE 3.01 01/14/11 FOREST LABORATORIES INC DE 2.02,9.01 01/18/11 Freescale Semiconductor Holdings I, L D0 5.02 01/12/10 FS Investment CORP MD 2.02,8.01,9.01 01/13/11 FULTON FINANCIAL CORP PA 2.02,9.01 01/18/11 General Maritime Corp / MI 1.01,2.03,9.01 01/14/11 GENESIS ENERGY LP DE 5.02 01/18/11 GETTY REALTY CORP /MD/ MD 1.01,2.01,9.01 01/13/11 GETTY REALTY CORP /MD/ MD 2.02 01/18/11 GIGA TRONICS INC CA 8.01,9.01 01/18/11 GOLD STANDARD MINING CORP. NV 8.01 01/18/11 Golub Capital BDC, Inc. DE 2.02,9.01 01/18/11 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 12/31/10 GREAT ATLANTIC & PACIFIC TEA CO INC MD 8.01,9.01 01/18/11 AMEND Great Lakes Dredge & Dock CORP DE 7.01,8.01,9.01 01/18/11 Great Lakes Dredge & Dock CORP DE 5.02,9.01 01/13/11 Great Spirits Inc 8.01 01/14/11 GRYPHON GOLD CORP NV 7.01,9.01 01/18/11 GULF RESOURCES, INC. DE 9.01 06/07/10 AMEND HARBINGER GROUP INC. DE 8.01,9.01 01/18/11 Harry & David Holdings, Inc. DE 1.01,2.02,7.01,9.01 01/18/11 HELEN OF TROY LTD 1.01,1.02,2.03,9.01 01/12/11 Hellenic Solutions Corp E9 1.01,2.01,3.02,5.01,5.02,5.06, 02/09/10 AMEND 8.01,9.01 HENNESSY ADVISORS INC 2.02,9.01 01/18/11 Hines Global REIT, Inc. MD 9.01 11/04/10 AMEND Hybred International, Inc. CO 8.01 01/18/11 ICOP DIGITAL, INC CO 3.01,5.02 01/12/11 IGI LABORATORIES, INC DE 5.02,9.01 01/11/11 IMAGING3 INC CA 8.01 01/18/11 IMATION CORP DE 2.05,2.06,9.01 01/13/11 Industry Concept Holdings Inc 5.02,8.01 01/14/11 AMEND InfoLogix Inc 1.01,2.03,9.01 01/13/11 InfoLogix Inc 2.01,3.03,5.01,5.02,5.03,9.01 01/18/11 INLAND REAL ESTATE CORP MD 8.01,9.01 01/10/11 Intermec, Inc. DE 1.01,2.03,7.01,9.01 01/14/11 INTERNATIONAL BUSINESS MACHINES CORP NY 2.02 01/18/11 INTERPLAY ENTERTAINMENT CORP DE 8.01 01/18/11 INTERVEST BANCSHARES CORP DE 2.02,9.01 01/18/11 IRVINE SENSORS CORP/DE/ DE 8.01 01/14/11 ISLE OF CAPRI CASINOS INC DE 5.02,7.01,9.01 01/18/11 J CREW GROUP INC DE 1.01,8.01,9.01 01/16/11 JETBLUE AIRWAYS CORP DE 4.02 01/17/11 KEY TECHNOLOGY INC OR 5.02 01/17/11 Keyuan Petrochemicals, Inc. NV 4.01,9.01 01/17/11 Kurrant Mobile Catering, Inc. CO 1.01,3.02,9.01 11/15/10 Kurrant Mobile Catering, Inc. CO 1.01,3.02,9.01 01/17/11 L-1 IDENTITY SOLUTIONS, INC. DE 8.01 01/12/11 LA JOLLA PHARMACEUTICAL CO DE 4.01,9.01 01/14/11 Lantheus Medical Imaging, Inc. DE 8.01,9.01 01/14/11 Lawson Software, Inc. DE 5.03,9.01 01/13/11 LIBERATOR MEDICAL HOLDINGS, INC. NV 2.02,9.01 01/18/11 LIFE PARTNERS HOLDINGS INC TX 8.01,9.01 01/13/11 MAGELLAN PETROLEUM CORP /DE/ DE 8.01,9.01 12/23/10 MAGNUM HUNTER RESOURCES CORP DE 2.01,9.01 01/14/10 MAINLAND RESOURCES INC. 7.01,9.01 01/18/11 MAJESCO ENTERTAINMENT CO DE 2.02,9.01 01/18/11 MASSEY ENERGY CO DE 8.01 01/13/11 MATRIXX INITIATIVES INC DE 3.03,9.01 01/11/11 MCMORAN EXPLORATION CO /DE/ DE 2.02,9.01 01/18/11 MERCANTILE BANK CORP MI 2.02,9.01 01/18/11 MESABI TRUST NY 2.02,9.01 01/14/11 METALICO INC 8.01,9.01 01/18/11 MICROSEMI CORP DE 9.01 11/02/10 AMEND ML Aspect FuturesAccess LLC DE 3.02 01/18/11 ML Systematic Momentum FuturesAccess DE 3.02 01/18/11 ML Transtrend DTP Enhanced FuturesAcc DE 3.02 01/18/11 ML Winton FuturesAccess LLC DE 3.02 01/18/11 MOBILE MINI INC DE 8.01 01/17/11 MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01,9.01 01/14/11 Morgans Hotel Group Co. DE 8.01,9.01 01/14/11 MusclePharm Corp NV 4.01,9.01 01/10/11 NAVIGATORS GROUP INC DE 8.01,9.01 01/14/11 NAVISTAR INTERNATIONAL CORP DE 7.01 01/18/11 NB&T FINANCIAL GROUP INC OH 2.02,7.01,9.01 01/18/11 Next 1 Interactive, Inc. NV 5.02 01/12/11 Nielsen CO B.V. P7 7.01,9.01 01/18/11 NOBLE CORP 7.01,9.01 01/18/11 Noble Corp / Switzerland V8 2.06,7.01,9.01 01/14/11 NORTEL NETWORKS CORP 8.01,9.01 01/13/11 NUTRACEA CA 8.01,9.01 01/18/11 OCEAN BIO CHEM INC FL 4.01 01/17/11 AMEND Oilsands Quest Inc 5.02,9.01 01/13/11 OLD SECOND BANCORP INC DE 5.02 01/14/11 OPTICAL CABLE CORP VA 8.01,9.01 01/17/11 PAA NATURAL GAS STORAGE LP DE 7.01 01/18/11 PAR TECHNOLOGY CORP DE 8.01 01/18/11 Park Sterling Corp NC 5.02 01/05/11 PARKVIEW GROUP INC DE 7.01,9.01 01/18/11 PARKWAY PROPERTIES INC MD 5.02,9.01 01/18/11 PDL BIOPHARMA, INC. DE 8.01 01/12/11 PEOPLES BANCORP INC/MD MD 8.01 01/14/11 PETROHAWK ENERGY CORP DE 8.01,9.01 01/14/11 PETROLEUM DEVELOPMENT CORP NV 2.02,7.01,9.01 01/18/11 Pharmasset Inc 5.02,8.01,9.01 01/18/11 PIER 1 IMPORTS INC/DE DE 5.02 01/18/11 PILGRIMS PRIDE CORP DE 5.01,9.01 01/18/11 PIMI AGRO CLEANTECH, INC. DE 5.02,9.01 01/16/11 PINNACLE BANKSHARES CORP VA 5.02,9.01 01/11/11 Plastinum Polymer Technologies Corp. DE 1.01,3.02,8.01,9.01 01/13/11 PLATINUM UNDERWRITERS HOLDINGS LTD D0 1.01,9.01 01/17/11 PLURISTEM THERAPEUTICS INC NV 8.01 01/18/11 PORTFOLIO RECOVERY ASSOCIATES INC DE 5.02 01/14/11 PostRock Energy Corp DE 5.02 01/13/11 POWERSECURE INTERNATIONAL, INC. DE 1.01,2.03,9.01 01/14/11 Prestige Brands Holdings, Inc. 9.01 11/01/10 AMEND Princeton Security Technologies, Inc. NJ 2.02,9.01 01/13/11 PROGRESS ENERGY INC NC 8.01,9.01 01/18/11 Proper Power & Energy, Inc. DE 5.02 01/18/11 RIGHTNOW TECHNOLOGIES INC MT 2.02,7.01,9.01 01/14/11 RiverSource LaSalle International Rea MD 7.01 01/18/11 Rohat Resources, Inc. NV 5.01,5.02,9.01 11/23/10 ROTATE BLACK INC NV 1.01,9.01 01/11/11 RYLAND GROUP INC MD 5.02 01/11/11 S&T BANCORP INC PA 8.01 01/17/11 SCHWAB CHARLES CORP DE 8.01 01/11/11 SCHWAB CHARLES CORP DE 2.02,9.01 01/18/11 SCIENTIFIC INDUSTRIES INC DE 1.01 01/07/11 SEAHAWK DRILLING, INC. DE 7.01,9.01 01/18/11 SEYCHELLE ENVIRONMENTAL TECHNOLOGIES NV 7.01,8.01,9.01 01/18/11 SHILOH INDUSTRIES INC DE 5.02 01/14/11 SHUFFLE MASTER INC MN 2.02,9.01 01/13/11 SIGMA LABS, INC. NV 1.01,2.01,3.02,4.01,5.01,5.02, 01/18/11 AMEND 5.03,5.06,5.07 SIGNATURE GROUP HOLDINGS INC NV 5.02 01/13/11 SILVERADO GOLD MINES LTD A1 8.01,9.01 01/11/11 Sino Green Land Corp NV 1.01,3.02,9.01 01/15/11 SINOCOKING COAL & COKE CHEMICAL INDUS FL 8.01,9.01 01/18/11 SINOCOKING COAL & COKE CHEMICAL INDUS FL 8.01,9.01 01/07/11 SLM CORP DE 1.01,5.02 01/14/11 Smart-tek Solutions Inc NV 8.01,9.01 01/18/11 SMITH & WESSON HOLDING CORP NV 1.01,2.03,9.01 01/14/11 SMITHFIELD FOODS INC VA 2.02,9.01 01/18/11 SMSA Palestine Acquistion Corp. NV 1.01,2.01,3.02,4.01,5.01,5.02, 08/20/10 AMEND 5.06,9.01 SONOSITE INC 1.01,9.01 01/14/11 SOUTHERN FIRST BANCSHARES INC SC 2.02,8.01,9.01 01/18/11 Spectrum Brands Holdings, Inc. DE 8.01,9.01 01/18/11 Spectrum Brands, Inc. DE 8.01,9.01 01/18/11 STELLAR PHARMACEUTICALS INC 5.01,9.01 01/18/11 StellarOne CORP VA 7.01,9.01 01/18/11 STERLING BANCSHARES INC TX 2.02,9.01 01/18/11 STERLING BANCSHARES INC TX 8.01,9.01 01/18/11 STIFEL FINANCIAL CORP DE 8.01 01/18/11 STRATEGIC AMERICAN OIL CORP NV 7.01,9.01 01/18/11 STRATEGIC AMERICAN OIL CORP NV 8.01 01/15/11 STW RESOURCES HOLDING CORP. NV 5.02,9.01 01/05/11 SuccessFactors, Inc. DE 5.02 01/13/11 SUFFOLK BANCORP NY 2.02 01/18/11 SUN BANCORP INC /NJ/ NJ 5.02 01/14/11 SUN RIVER ENERGY, INC CO 5.02,9.01 01/12/11 SUNERGY INC NV 4.01,9.01 12/27/10 Susser Holdings CORP DE 1.01,2.02,9.01 01/12/11 SYNERGY PHARMACEUTICALS, INC. FL 7.01,9.01 01/18/11 TASTY BAKING CO PA 1.01,2.03,2.04 01/14/11 TD AMERITRADE HOLDING CORP DE 2.02,9.01 01/18/11 TechniScan, Inc. DE 1.01,3.02,8.01,9.01 01/11/11 TECHNOLOGY RESEARCH CORP FL 1.01,3.03,8.01,9.01 01/18/11 TEKELEC CA 1.01,2.03,9.01 01/13/11 TEREX CORP DE 1.02,9.01 01/18/11 TESORO CORP /NEW/ DE 5.02,9.01 01/12/11 TIMESHARE HOLDINGS, INC. NV 1.01 01/17/11 TIMESHARE HOLDINGS, INC. NV 8.01 01/18/11 Transcept Pharmaceuticals Inc DE 7.01,9.01 01/18/11 TransDigm Group INC DE 5.02,9.01 01/11/11 TransMontaigne Partners L.P. DE 8.01,9.01 01/14/11 Transocean Ltd. V8 5.02,9.01 01/17/11 TRI-CONTINENTAL CORP MD 7.01 01/18/11 TRUSTCO BANK CORP N Y NY 2.02,9.01 01/18/11 U S PHYSICAL THERAPY INC /NV NV 8.01 01/18/11 U. S. Premium Beef, LLC 7.01,9.01 01/18/11 U.S. China Mining Group, Inc. NV 1.01,5.02,9.01 01/14/11 UGI UTILITIES INC PA 8.01,9.01 01/14/11 UMH PROPERTIES, INC. MD 7.01,9.01 01/13/11 UNITED REFINING CO PA 8.01,9.01 01/18/11 UNIVERSAL ELECTRONICS INC DE 9.01 11/01/10 AMEND UNIVERSAL GOLD MINING CORP. NV 7.01,9.01 01/15/11 US ENERGY CORP WY 8.01,9.01 01/12/11 UTi WORLDWIDE INC D8 5.02 01/13/11 VANGUARD HEALTH SYSTEMS INC DE 9.01 08/01/10 AMEND Vertex Energy Inc. 9.01 04/16/09 AMEND VIA Pharmaceuticals, Inc. DE 1.01,2.03,9.01 01/14/11 VIDEO DISPLAY CORP GA 7.01,9.01 01/17/11 VIRGIN MEDIA INC. DE 5.02,9.01 01/11/11 Vitacost.com, Inc. DE 5.02 01/14/11 VSB BANCORP INC NY 5.03 01/11/11 Waste2Energy Holdings, Inc. DE 2.04 01/13/11 WAYNE SAVINGS BANCSHARES INC /DE/ DE 5.02,9.01 01/18/11 WESTERN DIGITAL CORP DE 2.02,9.01 01/18/11 Western Gas Partners LP DE 1.01,9.01 01/14/11 WHITE MOUNTAIN TITANIUM CORP NV 1.01,3.03,5.03,9.01 01/18/11 WHITING PETROLEUM CORP DE 5.02 01/17/11 YouChange Holdings Corp NV 1.01,2.01,3.02,5.02,9.01 12/31/10 ZION OIL & GAS INC DE 5.02,9.01 01/12/11