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U.S. Securities and Exchange Commission

SEC News Digest

Issue 2011-3
January 5, 2011

SELF-REGULATORY ORGANIZATIONS

Immediate Effectiveness of Proposed Rule Changes

A proposed rule change filed by the Boston Stock Exchange Clearing Corporation (SR-BSECC-2010-002) to amend its Articles of Organization, By-Laws, and Rules has become effective upon filing pursuant to Section 19(b)(3)(A)(iii) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of January 3. (Rel. 34-63629)

A proposed rule change filed by the National Securities Clearing Corporation (SR-NSCC-2010-19) to amend NSCC's fee structure has become effective pursuant to Section 19(b)(3) (A) (ii) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of January 3. (Rel. 34-63634)

A proposed rule change filed by the International Securities Exchange (SR-ISE-2010-112) relating to fees and rebates for adding and removing liquidity has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of January 3. (Rel. 34-63494)


Approval of Proposed Rule Change

The Commission granted approval of a proposed rule change (SR-NYSEArca-2010-103) submitted by NYSE Arca under Rule 19b-4 of the Securities Exchange Act of 1934 relating to the listing and trading of the Jefferies S&P 500 VIX Short-Term Futures ETF. Publication is expected in the Federal Register during the week of January 3. (Rel. 34-63635)


Proposed Rule Change

NYSE Arca filed a proposed rule change (SR-NYSEArca-2010-121) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder relating to the listing and trading of FactorShares Funds. Publication is expected in the Federal Register during the week of January 3. (Rel. 34-63636)


SECURITIES ACT REGISTRATIONS


RECENT 8K FILINGS

 

http://www.sec.gov/news/digest/2011/dig010511.htm


Modified: 01/05/2011