RECENT 8K FILINGS November 22, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ A&J Venture Capital Group, Inc. 1.01,5.01 10/06/10 A&J Venture Capital Group, Inc. 3.02,5.01,5.02 09/18/10 AMEND A5 Laboratories Inc. NV 4.01,9.01 11/15/10 AASTROM BIOSCIENCES INC MI 7.01,8.01,9.01 11/18/10 ADVANCED ENERGY INDUSTRIES INC DE 5.02 11/18/10 AEROFLEX INC DE 8.01,9.01 11/18/10 AETRIUM INC MN 5.02,9.01 11/17/10 AIMCO PROPERTIES LP DE 8.01,9.01 11/19/10 ALLIANT ENERGY CORP WI 5.02 11/15/10 Allied Nevada Gold Corp. DE 7.01,9.01 11/19/10 ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. DE 5.02 11/17/10 AMERICAN NATIONAL BANKSHARES INC VA 8.01,9.01 11/18/10 AMERICAN WOODMARK CORP VA 8.01 11/19/10 AMERICAS CARMART INC TX 2.02,9.01 11/19/10 ANGEION CORP/MN MN 5.02,9.01 11/15/10 ANNTAYLOR STORES CORP DE 2.02,9.01 11/19/10 AON CORP DE 1.02 11/18/10 APARTMENT INVESTMENT & MANAGEMENT CO MD 8.01,9.01 11/19/10 APOGEE ENTERPRISES INC MN 7.01,8.01,9.01 11/19/10 ARCH CAPITAL GROUP LTD. 1.01,2.03,9.01 11/19/10 ARIBA INC DE 2.01,9.01 11/19/10 ASHFORD HOSPITALITY TRUST INC MD 5.02 11/15/10 ASSOCIATED ESTATES REALTY CORP OH 2.01,9.01 09/30/10 AMEND ATLAS PIPELINE PARTNERS LP DE 8.01,9.01 11/19/10 Atrinsic, Inc. DE 8.01,9.01 11/16/10 AVENTINE RENEWABLE ENERGY HOLDINGS IN DE 2.02,9.01 11/19/10 AMEND B&G Foods, Inc. DE 8.01,9.01 11/18/10 BALDWIN TECHNOLOGY CO INC DE 5.02,5.07,8.01,9.01 11/16/10 BALL CORP IN 1.01,2.03,9.01 11/15/10 Beacon Federal Bancorp, Inc. MD 8.01,9.01 11/18/10 BERRY PLASTICS CORP DE 1.01,2.03,8.01,9.01 11/19/10 BIOMIMETIC THERAPEUTICS, INC. DE 1.01,9.01 11/18/10 BIRCH BRANCH INC CO 5.02,9.01 11/15/10 BLACK HAWK EXPLORATION 1.01,9.01 10/27/10 Bloggerwave, Inc. NV 1.02 11/18/10 BOSTON SCIENTIFIC CORP DE 8.01,9.01 11/19/10 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 5.02,5.07 11/19/10 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 5.07,9.01 11/17/10 BRYN MAWR BANK CORP PA 7.01,9.01 11/18/10 BUILD A BEAR WORKSHOP INC DE 5.02,7.01,9.01 11/17/10 Burlington Coat Factory Investments H 8.01,9.01 11/18/10 CABCO SERIES 2004-101 TRUST (GOLDMAN 8.01,9.01 11/15/10 CABOT OIL & GAS CORP DE 7.01,8.01,9.01 11/18/10 CACI INTERNATIONAL INC /DE/ DE 5.07 11/17/10 CADENCE FINANCIAL CORP MS 1.01,9.01 11/17/10 CALLON PETROLEUM CO DE 2.02,7.01,9.01 11/15/10 CALPINE CORP DE 8.01,9.01 11/18/10 CAMBIUM LEARNING GROUP, INC. DE 7.01,8.01,9.01 11/19/10 CAMCO FINANCIAL CORP DE 5.02 10/07/10 CAPRIUS INC DE 1.01,9.01 11/18/10 Cardiac Science CORP 1.01,9.01 11/19/10 CARRIZO OIL & GAS INC TX 1.01,9.01 11/16/10 CASCADE BANCORP OR 1.01,2.03,3.02,9.01 11/16/10 CASINO PLAYERS, INC. NV 4.01 11/17/10 CATALYST HEALTH SOLUTIONS, INC. DE 9.01 09/13/10 AMEND CATO CORP DE 2.02,9.01 11/19/10 Cavitation Technologies, Inc. NV 1.01 11/15/10 CB RICHARD ELLIS REALTY TRUST MD 8.01,9.01 10/27/10 CENTRAL VERMONT PUBLIC SERVICE CORP VT 1.01,2.03,9.01 11/18/10 CEPHALON INC DE 8.01 11/19/10 CHICOPEE BANCORP, INC. 5.02 11/18/10 CHICOPEE BANCORP, INC. 8.01,9.01 11/19/10 CHINA FUND INC MD 7.01,9.01 10/31/10 China Green Energy Industries, Inc. NV 2.02,7.01,9.01 11/19/10 China Interactive Education, Inc. NV 2.02,7.01,9.01 11/19/10 CHINA MEDICINE CORP NV 5.02,9.01 11/16/10 CHINA YIDA HOLDING, CO. 2.02,7.01,9.01 11/12/10 CHROMCRAFT REVINGTON INC DE 2.02,9.01 11/16/10 CHURCH & DWIGHT CO INC /DE/ DE 1.01,1.02,9.01 11/18/10 CISCO SYSTEMS INC CA 5.07 11/18/10 CLEARONE COMMUNICATIONS INC UT 2.02 11/15/10 CLOROX CO /DE/ DE 5.07 11/17/10 CLOUD PEAK ENERGY INC. DE 8.01,9.01 11/19/10 Cloud Peak Energy Resources LLC DE 8.01,9.01 11/19/10 CMS ENERGY CORP MI 8.01,9.01 11/16/10 COAST DISTRIBUTION SYSTEM INC DE 7.01,9.01 11/18/10 CombiMatrix Corp DE 3.01,9.01 11/17/10 COMCAST CORP PA 8.01,9.01 11/17/10 COMFORT SYSTEMS USA INC 5.02 11/17/10 COMPREHENSIVE CARE CORP DE 4.01,9.01 11/17/10 Comstock Mining Inc. NV 7.01,9.01 11/18/10 CONAGRA FOODS INC /DE/ DE 5.02 11/17/10 CONEXANT SYSTEMS INC DE 5.02,9.01 11/18/10 CONSOLIDATED WATER CO LTD E6 1.01 11/12/10 CONSTAR INTERNATIONAL INC DE 5.07 11/16/10 CONSTITUTION MINING CORP DE 3.03,9.01 11/15/10 Convio, Inc. DE 7.01 11/19/10 COST PLUS INC/CA/ CA 2.02,9.01 11/19/10 CRAFT BREWERS ALLIANCE, INC. WA 5.02 11/15/10 CROSS TIMBERS ROYALTY TRUST TX 2.02,9.01 11/19/10 CURAXIS PHARMACEUTICAL Corp 8.01 11/17/10 CYTOGENIX INC NV 5.02,9.01 11/19/10 CYTOMEDIX INC DE 3.01,9.01 11/15/10 DAWSON GEOPHYSICAL CO TX 5.03,9.01 11/17/10 DEAN FOODS CO DE 5.02,9.01 11/16/10 DEAN FOODS CO DE 5.02,9.01 11/09/10 AMEND Deep Down, Inc. NV 2.02,9.01 11/19/10 Derycz Scientific Inc NV 3.02,9.01 11/17/10 Diamond Technologies Inc. NV 1.01,1.02,2.01,5.02 11/19/10 DIGI INTERNATIONAL INC DE 5.02,9.01 11/15/10 Digital Realty Trust, Inc. 3.02,8.01,9.01 11/19/10 DK Sinopharma, Inc. NV 8.01,9.01 11/16/10 DOMINION RESOURCES BLACK WARRIOR TRUS DE 2.02,9.01 11/18/10 DONALDSON CO INC DE 8.01,9.01 11/19/10 DRESS BARN INC CT 7.01,9.01 11/18/10 EASTERN VIRGINIA BANKSHARES INC VA 9.01 11/19/10 El Paso Pipeline Partners, L.P. DE 8.01,9.01 11/16/10 El Paso Pipeline Partners, L.P. DE 8.01,9.01 11/16/10 Electromed, Inc. MN 5.02,9.01 11/15/10 Element92 Resources Corp. WY 5.03 11/19/10 EMERGING VISION INC NY 8.01,9.01 11/18/10 EMPIRE RESORTS INC DE 1.01,2.03,3.02,8.01,9.01 11/17/10 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,8.01,9.01 11/18/10 ESTATE COFFEE HOLDINGS CORP. A0 5.02 11/19/10 ETHAN ALLEN INTERIORS INC DE 5.02 11/16/10 EVANS BANCORP INC NY 5.02,9.01 11/16/10 FACT CORP CO 5.02 11/18/10 FAIR ISAAC CORP DE 5.02,9.01 11/16/10 FASTENAL CO MN 7.01,9.01 11/18/10 Federal Home Loan Bank of Atlanta X1 5.02,5.07 11/15/10 Federal Home Loan Bank of Cincinnati X1 5.02,5.07,9.01 11/16/10 Federal Home Loan Bank of Seattle 5.02,5.07,7.01,9.01 11/17/10 Feihe International Inc UT 5.02,7.01,9.01 11/16/10 Fifth Street Finance Corp DE 8.01,9.01 11/19/10 Fifth Street Finance Corp DE 5.02 11/19/10 Financial Engines, Inc. DE 8.01 11/16/10 FIRST BANCSHARES INC /MO/ MO 8.01,9.01 11/19/10 FIRST DATA CORP DE 8.01,9.01 11/17/10 FIRST FINANCIAL SERVICE CORP KY 5.07 11/17/10 FIRST MARBLEHEAD CORP 5.07 11/16/10 FIRST PACTRUST BANCORP INC MD 5.02,9.01 11/17/10 FIRSTFED FINANCIAL CORP DE 8.01,9.01 11/15/10 FLUSHING FINANCIAL CORP DE 7.01,9.01 11/19/10 FONAR CORP DE 2.02 09/30/10 FOOT LOCKER INC NY 2.02,9.01 11/18/10 FOSSIL INC DE 1.01,9.01 11/17/10 FRONTIER OIL CORP /NEW/ WY 5.02,9.01 11/17/10 FUSION TELECOMMUNICATIONS INTERNATION DE 2.02 09/30/10 GAMETECH INTERNATIONAL INC DE 4.01,9.01 11/15/10 General Growth Properties, Inc. DE 8.01,9.01 11/19/10 GENERAL MILLS INC DE 8.01 11/18/10 Gold Bag, Inc. 1.01,8.01,9.01 11/10/10 GOTTSCHALKS INC DE 7.01,9.01 11/19/10 Green Endeavors, Inc. UT 3.02,9.01 11/03/10 GREEN MOUNTAIN COFFEE ROASTERS INC DE 4.02,9.01 11/15/10 Grubb & Ellis Healthcare REIT II, Inc MD 1.01,2.03,7.01,8.01,9.01 11/15/10 GSI GROUP INC A3 2.02,9.01 11/18/10 GULFSTREAM INTERNATIONAL GROUP INC DE 5.02 11/15/10 HAMPTON ROADS BANKSHARES INC VA 3.01,7.01,9.01 11/17/10 Harley-Davidson Motorcycle Trust 2010 NV 1.01,8.01,9.01 11/17/10 HEALTH BENEFITS DIRECT CORP DE 5.07 11/18/10 HEALTH NET INC DE 7.01,9.01 11/19/10 HEINZ H J CO PA 2.02,9.01 11/19/10 HELICOS BIOSCIENCES CORP DE 1.01,5.02,9.01 11/16/10 HIBBETT SPORTS INC 1.01,2.02,5.02,7.01,9.01 11/17/10 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 11/19/10 HOME BANCSHARES INC 7.01,9.01 11/19/10 HOUSTON AMERICAN ENERGY CORP DE 8.01 11/18/10 HUDSON VALLEY HOLDING CORP NY 8.01,9.01 11/18/10 HUGOTON ROYALTY TRUST TX 2.02,9.01 11/19/10 HYPERCOM CORP DE 1.01,3.03,5.02,7.01,9.01 11/15/10 IMAGE ENTERTAINMENT INC DE 5.02,5.03,5.07,8.01,9.01 11/18/10 Incoming, Inc. NV 1.01,1.02,2.01,3.02,3.03,5.02, 08/18/10 AMEND 5.03,5.06,5.07 INDUSTRIAL SERVICES OF AMERICA INC /F FL 1.01,2.03,9.01 11/15/10 INTEGRAMED AMERICA INC DE 5.02 11/15/10 INTELLIGENT COMMUNICATION ENTERPRISE PA 9.01 11/04/04 AMEND INTERFACE INC GA 1.01,1.02,3.03,7.01,8.01,9.01 11/19/10 AMEND International Coal Group, Inc. DE 5.03,9.01 11/19/10 Intrepid Potash, Inc. DE 5.03,7.01,9.01 11/17/10 INVESTORS REAL ESTATE TRUST ND 8.01,9.01 11/19/10 JACKSON HEWITT TAX SERVICE INC DE 1.01 11/19/10 JEDEDIAH RESOURCES CORP. 1.01,9.01 11/17/10 Jingwei International LTD NV 5.02 11/17/10 K-FED BANCORP 8.01,9.01 11/19/10 Kaiser Federal Financial Group, Inc. MD 8.01,9.01 11/19/10 KAMAN CORP CT 1.01,2.03,3.02,9.01 11/15/10 KEITHLEY INSTRUMENTS INC OH 5.07,9.01 11/19/10 KIT digital, Inc. DE 1.01,9.01 11/19/10 KLEVER MARKETING INC DE 1.01,9.01 11/19/10 KULICKE & SOFFA INDUSTRIES INC PA 5.02,9.01 11/16/10 LABORATORY CORP OF AMERICA HOLDINGS DE 1.01,1.02,8.01,9.01 11/16/10 LANCASTER COLONY CORP OH 5.02,9.01 11/15/10 LASALLE RE HOLDINGS LTD 7.01 11/19/10 LBI MEDIA HOLDINGS INC 2.02,9.01 11/15/10 LEAP WIRELESS INTERNATIONAL INC DE 1.01,2.03,8.01,9.01 11/19/10 LEMAITRE VASCULAR INC 7.01,8.01,9.01 11/17/10 LENNOX INTERNATIONAL INC DE 1.01,9.01 11/19/10 LEXARIA CORP. 7.01,9.01 11/19/10 Liberty Global, Inc. 7.01 11/18/10 LIGAND PHARMACEUTICALS INC DE 5.03,7.01,9.01 11/19/10 LIMITED BRANDS INC DE 2.02,7.01,8.01 11/17/10 LKQ CORP DE 1.01,9.01 11/19/10 LODGENET INTERACTIVE CORP DE 5.02,9.01 11/18/10 LSI CORP DE 5.03,9.01 11/17/10 M&T BANK CORP NY 5.03,9.01 11/16/10 MACE SECURITY INTERNATIONAL INC DE 8.01 11/16/10 MALVERN FEDERAL BANCORP INC X1 5.03,9.01 11/16/10 Manitex International, Inc. MI 7.01,9.01 11/19/10 MARSHALL EDWARDS INC DE 3.01 11/16/10 MEDASSETS INC DE 2.01,2.03,5.02,9.01 11/16/10 MEDCO HEALTH SOLUTIONS INC DE 7.01,9.01 11/19/10 MELA SCIENCES, INC. /NY 8.01,9.01 11/18/10 MENTOR GRAPHICS CORP OR 2.02 11/19/10 MERCER GOLD CORP. NV 7.01,9.01 11/18/10 Merriman Holdings, Inc DE 3.02,8.01 11/12/10 MICROSOFT CORP WA 5.07 11/16/10 Midway Gold Corp A1 7.01,9.01 11/02/10 Molecular Insight Pharmaceuticals, In MA 7.01,8.01,9.01 11/19/10 MOLSON COORS BREWING CO DE 5.02,9.01 11/18/10 Monster Offers NV 1.01,3.02,7.01,8.01,9.01 11/16/10 Mountain Renewables, Inc. NV 4.01,9.01 11/15/10 Mountain Renewables, Inc. NV 5.03,9.01 11/15/10 MS STRUCTURED SATURNS SERIES 2003-13 DE 8.01,9.01 10/14/10 MS STRUCTURED SATURNS SERIES 2003-3 DE 8.01 11/19/10 MxEnergy Holdings Inc 5.03,5.07,9.01 11/15/10 NATIONAL RETAIL PROPERTIES, INC. MD 5.02,7.01,9.01 11/18/10 NaturalShrimp Holdings Inc DE 4.01,9.01 11/18/10 Nature's Call Brands Inc. NV 1.01,3.02,7.01,9.01 09/17/10 NCO Group, Inc. DE 2.02,7.01,9.01 11/16/10 Neuralstem, Inc. DE 7.01,9.01 11/17/10 NGAS Resources Inc A1 1.01,2.04 11/15/10 NICOR INC IL 5.02,9.01 11/19/10 Nissan Auto Lease Trust 2010-B DE 1.01,9.01 11/17/10 NORDSTROM INC WA 5.02,8.01,9.01 11/16/10 NORTEK INC DE 1.01,9.01 11/16/10 NORTHERN OIL & GAS, INC. 7.01,8.01,9.01 11/18/10 NU HORIZONS ELECTRONICS CORP DE 8.01,9.01 11/19/10 Nuance Communications, Inc. DE 5.02 11/15/10 NuStar Energy L.P. DE 1.01 11/17/10 NV ENERGY, INC. NV 8.01,9.01 11/17/10 Obagi Medical Products, Inc. DE 1.01,9.01 11/18/10 Ocean Shore Holding Co. NJ 5.02,9.01 11/16/10 OGLETHORPE POWER CORP GA 7.01,9.01 11/19/10 Oncothyreon Inc. DE 4.01,9.01 11/11/10 AMEND OptimizeRx Corp NV 1.01,5.02,9.01 07/28/10 AMEND OXIGENE INC DE 8.01,9.01 11/18/10 PAETEC Holding Corp. 8.01,9.01 11/19/10 PALATIN TECHNOLOGIES INC DE 5.02,9.01 11/15/10 PARKERVISION INC FL 8.01,9.01 11/19/10 PATRIOT NATIONAL BANCORP INC CT 4.01,9.01 11/17/10 PENNICHUCK CORP NH 5.02,9.01 11/15/10 PennyMac Mortgage Investment Trust MD 8.01,9.01 11/19/10 Peoples Federal Bancshares, Inc. MD 2.02,9.01 11/18/10 PERKINS & MARIE CALLENDER'S INC DE 2.02,9.01 11/18/10 Pet Airways Inc. IL 2.02,9.01 11/15/10 PHOENIX TECHNOLOGIES LTD DE 5.07,9.01 11/19/10 PLANAR SYSTEMS INC OR 8.01 11/19/10 PMC SIERRA INC DE 1.01,2.01,2.03,7.01,9.01 11/18/10 PMI GROUP INC DE 5.02,9.01 11/18/10 Porter Bancorp, Inc. KY 8.01,9.01 11/19/10 POZEN INC /NC 5.02 11/19/10 PROFILE TECHNOLOGIES INC DE 5.07 11/16/10 PROS Holdings, Inc. DE 8.01,9.01 11/15/10 ReachLocal Inc DE 8.01 11/17/10 READING INTERNATIONAL INC NV 2.02,9.01 11/15/10 Real Mex Restaurants, Inc. DE 7.01,9.01 11/15/10 Renaissance BioEnergy Inc. NV 5.03,7.01,9.01 11/19/10 RINO International CORP NV 4.02 11/17/10 RINO International CORP NV 4.02 11/18/10 Riverview Financial Corp PA 8.01,9.01 11/17/10 ROYAL CARIBBEAN CRUISES LTD 1.01,2.03,9.01 11/19/10 RURBAN FINANCIAL CORP OH 2.02,9.01 11/15/10 SAKS INC TN 8.01,9.01 11/19/10 SAN JUAN BASIN ROYALTY TRUST TX 2.02,9.01 11/19/10 SANTANDER DRIVE AUTO RECEIVABLES LLC DE 1.01,8.01,9.01 11/19/10 SANTARUS INC DE 3.02 11/17/10 Seneca Gaming Corp XX 1.01,1.02,2.03,8.01,9.01 11/18/10 SHARPS COMPLIANCE CORP DE 5.03,9.01 11/18/10 Shengkai Innovations, Inc. FL 1.01,8.01,9.01 11/19/10 ShoreTel Inc CA 8.01,9.01 11/05/10 SILGAN HOLDINGS INC DE 8.01,9.01 11/16/10 Sino Green Land Corp NV 7.01,9.01 11/18/10 SITESEARCH CORP 1.01,9.01 11/17/10 SkyPeople Fruit Juice, Inc FL 8.01,9.01 11/17/10 SMITHTOWN BANCORP INC NY 8.01 11/19/10 SMURFIT-STONE CONTAINER Corp DE 8.01 11/18/10 SORL Auto Parts Inc DE 7.01,9.01 11/19/10 SOUTHERN CO DE 5.02 11/17/10 SOUTHERN CO DE 8.01 11/19/10 SouthPeak Interactive CORP DE 5.02 11/15/10 ST JUDE MEDICAL INC MN 8.01,9.01 11/18/10 STAGE STORES INC NV 2.02,9.01 11/18/10 Standard Financial Corp. MD 2.02,9.01 11/18/10 STARBUCKS CORP WA 1.01,1.02,2.03,9.01 11/17/10 STELLAR PHARMACEUTICALS INC 7.01,9.01 11/16/10 Striker Energy Corp NV 5.02,8.01 11/17/10 SUPERIOR BANCORP DE 3.01 11/17/10 SWS GROUP INC DE 5.07 11/18/10 TACTICAL AIR DEFENSE SERVICES, INC. 4.01,9.01 11/19/10 TaxMasters, Inc. NV 2.02,9.01 11/19/10 TC Global, Inc. 5.02 11/17/10 TELESTONE TECHNOLOGIES CORP CO 2.02,7.01,9.01 11/15/10 THRESHOLD PHARMACEUTICALS INC DE 8.01,9.01 11/18/10 Tiger Oil & Energy, Inc. 1.01,9.01 10/27/10 TITAN INTERNATIONAL INC IL 7.01,9.01 11/18/10 TRANS WORLD ENTERTAINMENT CORP NY 2.02,7.01,9.01 11/18/10 TRENWICK GROUP LTD 7.01 11/19/10 TRIMERIS INC DE 5.02,9.01 11/18/10 TRW AUTOMOTIVE HOLDINGS CORP DE 8.01,9.01 11/15/10 Two Harbors Investment Corp. 7.01,9.01 11/19/10 Under Armour, Inc. MD 8.01 11/19/10 UNION BANKSHARES INC VT 5.02,9.01 11/18/10 United Development Funding IV MD 8.01 11/18/10 US BANCORP \DE\ DE 5.02,9.01 11/17/10 UWHARRIE CAPITAL CORP NC 5.02 11/15/10 Valeant Pharmaceuticals International A6 8.01,9.01 11/18/10 VALSPAR CORP DE 1.01,9.01 11/15/10 VERIFONE SYSTEMS, INC. DE 1.01,7.01,9.01 11/17/10 VERSAR INC DE 5.07 11/17/10 Vulcan Materials CO NJ 5.02 11/18/10 Warner Music Group Corp. DE 8.01 11/19/10 WESCO INTERNATIONAL INC 8.01,9.01 11/19/10 WESTERN PLAINS ENERGY LLC KS 7.01,9.01 11/19/10 Western Refining, Inc. DE 7.01 11/18/10 WESTWOOD HOLDINGS GROUP INC DE 3.02 09/22/10 WET SEAL INC DE 2.02,9.01 11/18/10 WEYERHAEUSER CO WA 7.01,9.01 11/17/10 WILLAMETTE VALLEY VINEYARDS INC OR 5.02 11/15/10 WILLIAMS COMPANIES INC DE 5.02 11/17/10 Williams Partners L.P. 5.03,9.01 11/17/10 WIRELESS RONIN TECHNOLOGIES INC MN 8.01 11/19/10 WIZZARD SOFTWARE CORP /CO CO 1.01,9.01 11/15/10 WORKSTREAM INC A6 8.01 11/18/10 WUHAN GENERAL GROUP (CHINA), INC NV 5.07 11/16/10 XENOPORT INC DE 5.02 11/19/10 YUKON GOLD CORP INC DE 8.01,9.01 11/19/10 ZANETT INC DE 2.02,9.01 11/19/10 Zayo Group LLC DE 5.02,9.01 11/17/10 ZION OIL & GAS INC DE 8.01,9.01 11/18/10 ZION OIL & GAS INC DE 8.01,9.01 11/19/10 Zurvita Holdings, Inc. DE 8.01 11/19/10 ZYGO CORP DE 8.01,9.01 11/12/10 AMEND