RECENT 8K FILINGS November 8, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 1ST CONSTITUTION BANCORP NJ 2.02,9.01 11/05/10 AbitibiBowater Inc. DE 8.01,9.01 11/01/10 ACETO CORP NY 2.02,9.01 11/05/10 ACQUIRED SALES CORP NV 8.01 11/04/10 ACTEL CORP CA 2.01,3.01,3.02,3.03,5.01,5.02, 11/02/10 5.03,9.01 ADEONA PHARMACEUTICALS, INC. DE 5.02,5.07 11/02/10 ADEPT TECHNOLOGY INC DE 2.02,9.01 11/04/10 AMEND ADVOCAT INC DE 7.01,9.01 11/05/10 AFFYMAX INC DE 2.02,9.01 11/05/10 AGCO CORP /DE DE 1.01,9.01 11/05/10 Aircastle LTD D0 2.02,9.01 11/04/10 ALAMO GROUP INC DE 2.02,9.01 11/03/10 Allied Nevada Gold Corp. DE 2.02,9.01 11/05/10 Alon Refining Krotz Springs, Inc. DE 2.02,9.01 11/04/10 Alon USA Energy, Inc. DE 2.02,9.01 11/04/10 Alpha Natural Resources, Inc. DE 8.01 11/05/10 ALSERES PHARMACEUTICALS INC /DE DE 1.01 11/04/10 ALTAIR NANOTECHNOLOGIES INC A6 8.01,9.01 11/04/10 AMERICAN CAMPUS COMMUNITIES INC MD 2.01,9.01 09/01/10 AMEND American Caresource Holdings, Inc. DE 5.02 11/01/10 AMERICAN CRYSTAL SUGAR CO /MN/ MN 1.01 11/04/10 AMERICAN INTERNATIONAL GROUP INC DE 2.02,9.01 11/05/10 AMERICAN INTERNATIONAL GROUP INC DE 8.01,9.01 11/05/10 AMERICAN INTERNATIONAL GROUP INC DE 2.01 10/29/10 AMEND AMERICAN TOWER CORP /MA/ DE 2.02,8.01,9.01 11/05/10 AML COMMUNICATIONS INC DE 2.02,9.01 11/03/10 AMPCO PITTSBURGH CORP PA 8.01,9.01 11/03/10 ANCHOR BANCORP WISCONSIN INC WI 1.01,3.03,8.01,9.01 11/05/10 AOXING PHARMACEUTICAL COMPANY, INC. FL 5.02,9.01 11/01/10 APACHE CORP DE 2.01,7.01,9.01 10/08/10 AMEND Apple REIT Eight, Inc. VA 8.01,9.01 11/03/10 Apple REIT Nine, Inc. VA 2.01,9.01 11/02/10 Apple REIT Seven, Inc. VA 8.01,9.01 11/03/10 APPLE REIT SIX INC 8.01,9.01 11/03/10 Applied Natural Gas Fuels, Inc. NV 5.02 11/02/10 APRIA HEALTHCARE GROUP INC DE 2.02,9.01 11/05/10 AQUA AMERICA INC PA 2.02,9.01 11/04/10 ARBOR REALTY TRUST INC MD 2.02,9.01 11/05/10 ARCH CHEMICALS INC VA 8.01 11/05/10 ARMSTRONG WORLD INDUSTRIES INC PA 2.02,9.01 11/05/10 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 11/05/10 ASTORIA FINANCIAL CORP DE 8.01,9.01 11/05/10 ASTROTECH Corp \WA\ WA 2.02,9.01 11/05/10 ATLANTIC AMERICAN CORP GA 2.02,9.01 09/30/10 ATWOOD OCEANICS INC TX 7.01,9.01 11/05/10 AVALONBAY COMMUNITIES INC MD 1.01,9.01 11/05/10 AVON PRODUCTS INC NY 1.01,1.02,2.03,9.01 11/02/10 AXCESS INTERNATIONAL INC/TX DE 5.02,8.01 11/01/10 BAKER MICHAEL CORP PA 2.02,9.01 11/04/10 BAKERS FOOTWEAR GROUP INC MO 2.02,7.01,9.01 11/04/10 BALLANTYNE STRONG, INC. DE 2.02,9.01 11/04/10 BANK OF AMERICA CORP /DE/ DE 8.01,9.01 11/05/10 BB&T CORP NC 7.01,9.01 11/04/10 BCB BANCORP INC 2.02,9.01 11/05/10 BEAZER HOMES USA INC DE 2.02,9.01 11/05/10 BERRY PLASTICS CORP DE 7.01,9.01 11/05/10 BERRY PLASTICS CORP DE 2.02,7.01,9.01 11/05/10 BEST BUY CO INC MN 7.01,9.01 11/05/10 BIOSPECIFICS TECHNOLOGIES CORP DE 8.01,9.01 11/05/10 BJs RESTAURANTS INC CA 8.01,9.01 11/04/10 BlackRock Kelso Capital CORP DE 7.01 11/04/10 Book Merge Technology, Inc. NV 4.01,9.01 10/01/10 AMEND Bristow Group Inc DE 2.02,9.01 11/04/10 Bristow Group Inc DE 2.02,9.01 11/04/10 AMEND BROADWIND ENERGY, INC. DE 2.02,5.03,9.01 11/03/10 Bullion Monarch Mining, Inc. (NEW) UT 7.01,9.01 11/03/10 CABLEVISION SYSTEMS CORP /NY DE 7.01,9.01 11/05/10 CADENCE PHARMACEUTICALS INC 2.02,9.01 11/05/10 CAMDEN PROPERTY TRUST TX 2.02,9.01 11/04/10 Camelot Entertainment Group, Inc. DE 3.02 10/08/10 Camelot Entertainment Group, Inc. DE 3.02 10/15/10 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 10/31/10 Capital Group Holdings, Inc. MN 5.03,9.01 11/01/10 CAPITOL FEDERAL FINANCIAL 2.02,9.01 11/04/10 CARDINAL HEALTH INC OH 5.07,9.01 11/03/10 Cardiogenesis Corp /CA CA 2.02,9.01 11/03/10 CARDTRONICS INC DE 2.02 11/05/10 CARRIAGE SERVICES INC DE 2.02,9.01 11/04/10 CASCADE BANCORP OR 1.01,9.01 11/04/10 CASCADE TECHNOLOGIES CORP WY 1.01,9.01 11/02/10 CASTLE A M & CO MD 2.02,9.01 11/05/10 CBL & ASSOCIATES PROPERTIES INC DE 1.01,9.01 11/02/10 CENTRAL BANCORP INC /MA/ MA 2.02,9.01 11/03/10 CENTRAL EUROPEAN DISTRIBUTION CORP DE 2.02,7.01,9.01 11/05/10 CENTRAL PACIFIC FINANCIAL CORP HI 1.01,3.02,8.01,9.01 11/04/10 Chatham Lodging Trust MD 2.01,9.01 11/03/10 Chemtura CORP DE 2.02,9.01 11/05/10 CHENIERE ENERGY INC DE 2.02,9.01 11/05/10 Cheniere Energy Partners, L.P. DE 2.02,9.01 11/05/10 Chesapeake Midstream Partners, L.P. DE 7.01 11/05/10 CHESAPEAKE UTILITIES CORP DE 2.02,9.01 11/04/10 CHICAGO RIVET & MACHINE CO IL 2.02,9.01 11/05/10 China Auto Logistics Inc NV 1.01,2.01,3.02,8.01,9.01 11/01/10 China Chemical Corp. DE 4.01,5.03,9.01 11/03/10 CICERO INC DE 1.01,9.01 11/05/10 Cinemark Holdings, Inc. DE 2.02,7.01,9.01 11/05/10 CIRCOR INTERNATIONAL INC DE 5.02,9.01 11/04/10 CIRCUIT CITY STORES INC VA 1.03,5.02,9.01 11/01/10 CIRRUS LOGIC INC DE 8.01,9.01 11/04/10 CITIZENS BANCORP OF VIRGINIA INC VA 2.02,9.01 11/05/10 CLOROX CO /DE/ DE 2.01,9.01 11/05/10 CMS ENERGY CORP MI 8.01 11/04/10 CNL LIFESTYLE PROPERTIES INC MD 5.07,8.01,9.01 11/02/10 COACH INC MD 2.02,9.01 10/26/10 COACH INC MD 5.07 11/03/10 COLE KENNETH PRODUCTIONS INC NY 2.02,9.01 11/05/10 Coleman Cable, Inc. DE 2.02,9.01 11/04/10 COMFORCE CORP DE 2.02,8.01,9.01 11/05/10 COMMUNITY CENTRAL BANK CORP MI 1.01,8.01,9.01 11/01/10 COMMUNITY SHORES BANK CORP MI 2.02,9.01 11/05/10 COMPX INTERNATIONAL INC DE 7.01,9.01 11/04/10 Connors Bros. Holdings, L.P. DE 1.01,8.01,9.01 11/04/10 CONNS INC DE 2.02,9.01 11/05/10 CONSOLIDATED EDISON INC NY 2.02,9.01 11/01/10 Constellation Energy Partners LLC DE 2.02,9.01 11/05/10 Copano Energy, L.L.C. 7.01,9.01 11/04/10 CORPORATE OFFICE PROPERTIES TRUST MD 8.01,9.01 11/02/10 Corporate Resource Services, Inc. DE 1.01,1.02,2.03,9.01 11/05/10 COUNTERPATH CORP NV 3.02,9.01 10/29/10 COVENTRY HEALTH CARE INC DE 2.02,9.01 11/05/10 CRACKER BARREL OLD COUNTRY STORE, INC TN 1.01,1.02,5.02,7.01,9.01 11/01/10 CREDO PETROLEUM CORP DE 8.01,9.01 11/04/10 CROSSTEX ENERGY INC DE 2.02,9.01 11/05/10 CROSSTEX ENERGY LP DE 2.02,9.01 11/05/10 CROWN MEDIA HOLDINGS INC DE 8.01 11/05/10 Cryoport, Inc. NV 1.01 11/01/10 DANA HOLDING CORP DE 5.02,9.01 11/03/10 DCP Midstream Partners, LP DE 2.02,9.01 11/04/10 DELCATH SYSTEMS INC DE 7.01,9.01 11/02/10 DELTA PETROLEUM CORP/CO CO 5.02 11/03/10 DEVELOPERS DIVERSIFIED REALTY CORP OH 8.01,9.01 11/01/10 diaDexus, Inc. DE 5.02,5.03,9.01 11/01/10 DIAMOND HILL INVESTMENT GROUP INC OH 2.02,9.01 11/05/10 Diamond Technologies Inc. NV 3.02 11/05/10 Digital Realty Trust, Inc. MD 7.01 11/04/10 Dolby Laboratories, Inc. DE 5.02,9.01 11/01/10 Domark International Inc. NV 4.01,9.01 11/05/10 AMEND DORAL FINANCIAL CORP PR 7.01,9.01 11/05/10 DORAL FINANCIAL CORP PR 2.02,9.01 11/05/10 DRI CORP NC 5.02,7.01,9.01 11/03/10 DYNEGY INC. DE 7.01,9.01 11/05/10 DYNEX CAPITAL INC VA 2.02,9.01 11/04/10 EASTERN AMERICAN NATURAL GAS TRUST DE 2.02,9.01 11/05/10 EASYLINK SERVICES INTERNATIONAL CORP DE 5.02 11/01/10 EASYLINK SERVICES INTERNATIONAL CORP DE 1.01,9.01 11/01/10 ECA Marcellus Trust I DE 2.02,9.01 11/05/10 ECOSPHERE TECHNOLOGIES INC DE 5.02 11/01/10 Ellington Financial LLC DE 7.01,9.01 11/05/10 EMC INSURANCE GROUP INC IA 7.01,9.01 11/05/10 EMERSON ELECTRIC CO MO 5.02,5.03,9.01 11/02/10 EMMIS COMMUNICATIONS CORP IN 3.01,9.01 11/01/10 EMPIRE PETROLEUM CORP DE 7.01,9.01 11/05/10 EMS TECHNOLOGIES INC GA 2.02,9.01 11/05/10 ENDO PHARMACEUTICALS HOLDINGS INC DE 2.01,9.01 11/05/10 ENERGY XXI (BERMUDA) LTD D0 8.01,9.01 11/05/10 ENTERCOM COMMUNICATIONS CORP PA 2.02,9.01 11/05/10 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC FL 5.02 11/01/10 Essex Rental Corp. DE 2.02,9.01 11/04/10 ESTATE COFFEE HOLDINGS CORP. A0 1.01,2.01,9.01 11/05/10 EXCO RESOURCES INC TX 8.01,9.01 11/04/10 FAIRPOINT COMMUNICATIONS INC DE 5.02 11/04/10 Federal Home Loan Bank of Boston X1 7.01,9.01 11/05/10 FEDERAL NATIONAL MORTGAGE ASSOCIATION 2.02,7.01,9.01 11/05/10 FiberTower CORP DE 2.02,9.01 11/04/10 FIDELITY D & D BANCORP INC PA 2.02,9.01 11/03/10 FIRST ACCEPTANCE CORP /DE/ DE 2.02,7.01,9.01 11/04/10 FIRST MARBLEHEAD CORP 1.01,9.01 11/03/10 FIRST PACTRUST BANCORP INC MD 8.01,9.01 11/05/10 FIRST UNITED CORP/MD/ MD 2.02,9.01 11/04/10 FreightCar America, Inc. DE 2.02,9.01 11/04/10 FRONTIER FUND DE 1.01 11/05/10 FRONTIER OIL CORP /NEW/ WY 7.01,9.01 11/05/10 FULTON FINANCIAL CORP PA 7.01,9.01 11/05/10 G&K SERVICES INC MN 5.02,5.07 11/04/10 Galaxy Gaming, Inc. 8.01,9.01 11/04/10 GARDNER DENVER INC DE 7.01,9.01 11/02/10 GARNER INVESTMENTS INC WY 4.01,9.01 11/01/10 GASTAR EXPLORATION LTD 2.02,9.01 11/04/10 GASTAR EXPLORATION LTD 1.01,2.01,7.01,9.01 11/01/10 GENERAL METALS CORP DE 1.01,9.01 09/03/10 GENERAL MILLS INC DE 8.01 11/05/10 General Motors Co 8.01 11/03/10 General Motors Co 2.02,9.01 11/03/10 GENSPERA INC DE 7.01 11/04/10 GENZYME CORP MA 2.05 11/04/10 GEOVIC MINING CORP. DE 8.01,9.01 11/05/10 Globalstar, Inc. DE 5.02 11/01/10 GOLD RESOURCE CORP CO 5.07,7.01,9.01 11/04/10 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 11/05/10 GT Solar International, Inc. DE 2.02,7.01,9.01 11/05/10 Gulf United Energy, Inc. NV 2.01,9.01 11/01/10 GULFSTREAM INTERNATIONAL GROUP INC DE 1.01,1.03,2.04,3.01,5.02,9.01 11/03/10 Hallwood Group Inc DE 7.01,9.01 11/03/10 HALOZYME THERAPEUTICS INC DE 2.02,9.01 11/05/10 HARBINGER GROUP INC. DE 8.01,9.01 11/05/10 HARDINGE INC NY 2.02,9.01 11/04/10 HARRAHS ENTERTAINMENT INC DE 7.01,9.01 11/05/10 HAWAIIAN ELECTRIC INDUSTRIES INC HI 8.01 11/03/10 HERSHA HOSPITALITY TRUST MD 2.02,9.01 11/04/10 HERSHEY CO DE 5.02 11/01/10 HERTZ CORP DE 2.02,9.01 11/03/10 HERTZ GLOBAL HOLDINGS INC 2.02,9.01 11/03/10 HOME PROPERTIES INC MD 7.01,9.01 11/04/10 HOPFED BANCORP INC DE 8.01 11/02/10 Horsehead Holding Corp 2.02,9.01 11/04/10 ICAHN ENTERPRISES L.P. DE 2.02,9.01 11/05/10 ICF International, Inc. DE 7.01 11/05/10 ICU MEDICAL INC/DE DE 5.02,9.01 11/03/10 iGo, Inc. DE 2.02,9.01 11/04/10 IMEDIA INTERNATIONAL INC DE 1.01,9.01 11/03/10 Industrial Income Trust Inc. MD 9.01 08/25/10 AMEND INERGY HOLDINGS, L.P. 1.02,2.01,3.01,3.02,3.03,5.03, 11/02/10 5.07,8.01,9.01 INERGY L P DE 1.02,2.01,2.03,3.02,5.02,5.03, 11/02/10 8.01,9.01 Inland Diversified Real Estate Trust, MD 1.01,2.03,8.01,9.01 11/01/10 INTEST CORP DE 2.02,9.01 11/03/10 INUVO, INC. NV 2.02,7.01,9.01 11/04/10 IRONWOOD PHARMACEUTICALS INC 2.02,9.01 11/04/10 JAMBA, INC. DE 5.02,9.01 11/02/10 JDA SOFTWARE GROUP INC DE 7.01 08/09/10 AMEND Jingwei International LTD NV 1.01,9.01 11/02/10 John Bean Technologies CORP DE 7.01,9.01 11/04/10 John Bean Technologies CORP DE 2.02,9.01 11/02/10 AMEND KEMET CORP DE 5.03,7.01,9.01 11/04/10 KERYX BIOPHARMACEUTICALS INC DE 2.02,9.01 11/04/10 KIMBALL INTERNATIONAL INC IN 2.02,9.01 11/05/10 KLA TENCOR CORP DE 5.02,5.07 11/03/10 KODIAK ENERGY, INC. DE 4.01,5.02,9.01 10/29/10 Koppers Holdings Inc. PA 2.02,9.01 11/04/10 KV PHARMACEUTICAL CO /DE/ DE 1.01 11/01/10 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 11/05/10 LAMPERD LESS LETHAL INC NV 8.01 11/05/10 Lazard Group LLC DE 1.01,9.01 11/05/10 Lazard Ltd D0 1.01,9.01 11/05/10 LendingClub Corp DE 5.02 11/01/10 LEUCADIA NATIONAL CORP NY 1.01,9.01 11/02/10 LEUCADIA NATIONAL CORP NY 8.01,9.01 11/05/10 LEVEL 3 COMMUNICATIONS INC DE 3.01 11/03/10 LEXICON PHARMACEUTICALS, INC./DE DE 2.02,9.01 11/05/10 LEXINGTON REALTY TRUST MD 2.02,7.01,9.01 11/04/10 LEXMARK INTERNATIONAL INC /KY/ DE 5.02,8.01,9.01 11/01/10 Limelight Networks, Inc. DE 2.02,9.01 11/05/10 LIMITED BRANDS INC DE 2.02,7.01,9.01 11/04/10 LIXTE BIOTECHNOLOGY HOLDINGS, INC. DE 8.01 11/03/10 LOOKSMART LTD DE 7.01,9.01 11/05/10 LORAL SPACE & COMMUNICATIONS INC. DE 2.02,9.01 11/04/10 LYDALL INC /DE/ DE 2.02,9.01 11/05/10 MACKINAC FINANCIAL CORP /MI/ MI 2.02,9.01 11/05/10 Madison Square Garden, Inc. DE 2.02,9.01 11/05/10 Main Street Capital CORP MD 2.02,9.01 11/04/10 MAKO Surgical Corp. DE 1.01,9.01 11/03/10 MAP Pharmaceuticals, Inc. DE 2.02,9.01 11/05/10 Marina Biotech, Inc. DE 1.01,9.01 11/04/10 MASSEY ENERGY CO DE 8.01 11/01/10 MASSEY ENERGY CO DE 5.07,9.01 05/18/10 AMEND MATRIX SERVICE CO DE 2.02,9.01 11/05/10 MCDONALDS CORP DE 5.02,7.01,9.01 11/01/10 MEADOWBROOK INSURANCE GROUP INC MI 2.02,7.01,9.01 11/01/10 MEDCATH CORP DE 1.01,2.01,9.01 11/01/10 MEDIVATION, INC. DE 2.02,9.01 11/05/10 MERCER INTERNATIONAL INC. WA 7.01,9.01 11/05/10 Mesa Energy Holdings, Inc. DE 1.01,7.01,9.01 11/01/10 METHODE ELECTRONICS INC DE 8.01 11/05/10 MEXICO FUND INC MD 7.01,9.01 10/31/10 MICROSEMI CORP DE 1.01,2.01,9.01 11/02/10 MICROSTRATEGY INC DE 2.02,9.01 11/01/10 MIRANT CORP DE 2.02,9.01 11/05/10 MMRGlobal, Inc. DE 5.02 11/01/10 MOMENTA PHARMACEUTICALS INC DE 5.02 10/19/10 AMEND Momentive Performance Materials Inc. DE 8.01,9.01 11/05/10 MOMENTIVE SPECIALTY CHEMICALS INC. NJ 8.01,9.01 11/05/10 MOMENTUM BIOFUELS, INC. CO 4.01,9.01 11/03/10 Morningstar, Inc. IL 7.01 11/05/10 MS STRUCTURED SATURNS SERIES 2003-2 DE 8.01,9.01 11/01/10 MS STRUCTURED SATURNS SERIES 2003-6 DE 8.01,9.01 11/01/10 MULTI COLOR Corp OH 2.02,9.01 11/04/10 NATIONAL FUEL GAS CO NJ 2.02,9.01 11/04/10 NATIONAL WESTERN LIFE INSURANCE CO CO 2.02,9.01 11/05/10 NAVIGATORS GROUP INC DE 2.02,7.01,9.01 11/04/10 NEW FRONTIER MEDIA INC CO 2.02,9.01 11/05/10 NORTH CENTRAL BANCSHARES INC IA 2.02 09/30/10 NORTHWEST NATURAL GAS CO OR 2.02,9.01 11/05/10 NOVAVAX INC DE 2.02,9.01 11/05/10 NTS REALTY HOLDINGS LP DE 1.01,9.01 11/05/10 O CHARLEYS INC TN 2.02,7.01,9.01 11/05/10 OCEAN BIO CHEM INC FL 8.01 11/05/10 OIL DRI CORP OF AMERICA DE 5.02 11/02/10 OIL STATES INTERNATIONAL, INC DE 2.02,9.01 11/04/10 Oilsands Quest Inc 8.01,9.01 11/05/10 OMEGA PROTEIN CORP NV 2.02,9.01 11/04/10 ONE LIBERTY PROPERTIES INC MD 2.02,7.01,9.01 11/05/10 OneBeacon Insurance Group, Ltd. D0 5.02 11/04/10 OptimumBank Holdings, Inc. FL 8.01,9.01 11/05/10 Organic Alliance, Inc. NV 1.01,3.02,5.01,9.01 11/01/10 ORIENTAL FINANCIAL GROUP INC PR 2.02,9.01 11/04/10 OSIRIS THERAPEUTICS, INC. DE 2.02,9.01 11/05/10 OSTEOTECH INC DE 2.02,9.01 11/04/10 OVERSTOCK.COM, INC DE 2.02,9.01 11/03/10 AMEND PACWEST BANCORP DE 2.01,9.01 08/20/10 AMEND PARK NATIONAL CORP /OH/ OH 7.01,9.01 11/05/10 PATAPSCO BANCORP INC MD 5.07 11/04/10 PDC 2002 D LTD PARTNERSHIP 4.01 11/02/10 PDL BIOPHARMA, INC. DE 8.01,9.01 11/01/10 PennyMac Mortgage Investment Trust MD 2.02,9.01 11/03/10 PENSECO FINANCIAL SERVICES CORP PA 2.02,9.01 11/05/10 People's United Financial, Inc. DE 5.02,9.01 11/04/10 PEOPLES BANCORP INC OH 7.01,9.01 11/05/10 PHOENIX COMPANIES INC/DE DE 8.01,9.01 11/05/10 PHOENIX COMPANIES INC/DE DE 2.02,9.01 11/02/10 PHOENIX ENERGY RESOURCE CORP CA 1.01,2.01,3.02,5.01,5.02,5.03, 11/05/10 5.06,5.07,9.01 PLAINS EXPLORATION & PRODUCTION CO DE 2.02,7.01,9.01 11/05/10 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 11/04/10 PORTEC RAIL PRODUCTS INC WV 2.02,9.01 11/04/10 PPL Corp 9.01 11/01/10 AMEND Premier Power Renewable Energy, Inc. DE 5.07 11/04/10 PRINCETON REVIEW INC DE 2.02,9.01 11/05/10 pSivida Corp. DE 2.02,9.01 11/05/10 Public Storage MD 2.02,9.01 11/04/10 PURE BIOSCIENCE CA 5.02 11/05/10 QLOGIC CORP DE 5.02 11/04/10 AMEND Quamtel, Inc. NV 2.01,9.01 08/18/10 AMEND RAND CAPITAL CORP NY 8.01,9.01 11/05/10 REPUBLIC SERVICES, INC. DE 1.01,9.01 11/03/10 RES CARE INC /KY/ KY 2.02,9.01 11/04/10 RESEARCH PHARMACEUTICAL SERVICES, INC DE 2.02,9.01 11/05/10 Rock-Tenn CO GA 1.01,8.01,9.01 11/01/10 ROFIN SINAR TECHNOLOGIES INC DE 2.02,9.01 09/30/10 Rosetta Resources Inc. DE 2.02,9.01 11/04/10 ROWAN COMPANIES INC DE 1.01,9.01 07/01/10 AMEND ROYAL GOLD INC DE 8.01,9.01 11/05/10 RUDDICK CORP NC 2.02,9.01 11/04/10 SABINE ROYALTY TRUST TX 2.02,9.01 11/03/10 Sabra Health Care REIT, Inc. MD 1.01,2.03,5.02,9.01 11/03/10 SCIENTIFIC LEARNING CORP DE 5.02,9.01 11/02/10 SCOTTS MIRACLE-GRO CO OH 5.02,9.01 11/03/10 SEABOARD CORP /DE/ DE 2.02,9.01 11/05/10 SELECT MEDICAL HOLDINGS CORP 2.02,7.01,9.01 11/04/10 Seligman Premium Technology Growth Fu MD 7.01,9.01 11/04/10 SHG Services, Inc. DE 1.01,5.02,9.01 11/03/10 SHUFFLE MASTER INC MN 5.02 11/01/10 SILGAN HOLDINGS INC DE 5.02 11/03/10 Skinny Nutritional Corp. NV 1.01,3.02 11/03/10 SMSA Palestine Acquistion Corp. NV 1.01,2.01,3.02,4.01,5.01,5.02, 08/20/10 AMEND 5.06,9.01 SOUTHERN CHINA LIVESTOCK, INC. DE 5.02,9.01 11/04/10 SOUTHWEST AIRLINES CO TX 7.01,9.01 10/31/10 SOUTHWESTERN ENERGY CO DE 7.01 11/04/10 SOVRAN SELF STORAGE INC MD 1.01 11/02/10 SPAR GROUP INC DE 2.02,8.01,9.01 11/01/10 SPARE BACKUP, INC. DE 5.02 10/29/10 AMEND SPUR RANCH, INC. FL 1.01 10/29/10 SRI SURGICAL EXPRESS INC FL 1.01,3.03,5.03,9.01 11/05/10 STEELCLOUD INC VA 8.01,9.01 11/05/10 STERLING BANCORP NY 8.01 11/04/10 SUN HEALTHCARE GROUP INC DE 1.01,2.03,5.07,8.01,9.01 11/03/10 SUNOCO INC PA 5.02 11/02/10 SUNOCO LOGISTICS PARTNERS L.P. DE 5.02 11/02/10 Sunstone Hotel Investors, Inc. 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