RECENT 8K FILINGS November 5, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ABERCROMBIE & FITCH CO /DE/ DE 2.02,7.01,9.01 11/04/10 ABIOMED INC DE 2.02,9.01 11/04/10 ABOVENET INC DE 2.02,7.01,9.01 11/04/10 ACCELRYS, INC. DE 2.02,9.01 11/04/10 ACCURIDE CORP DE 2.02,7.01,9.01 11/04/10 ACCURIDE CORP DE 8.01,9.01 11/04/10 Activision Blizzard, Inc. DE 2.02,9.01 11/04/10 ADCARE HEALTH SYSTEMS INC OH 1.01,2.03,9.01 11/04/10 Addus HomeCare Corp DE 2.02,9.01 11/04/10 ADEPT TECHNOLOGY INC DE 2.02,9.01 11/04/10 ADMINISTAFF INC \DE\ DE 7.01 11/03/10 Advance Nanotech, Inc. DE 7.01,9.01 11/02/10 Advanced Mineral Technologies, Inc 4.01 11/02/10 ADVISORY BOARD CO DE 2.02,7.01,9.01 11/04/10 ADVOCAT INC DE 2.02,9.01 11/04/10 AEROPOSTALE INC 7.01,9.01 11/04/10 AES CORP DE 2.02,2.06,7.01,9.01 11/04/10 AGILYSYS INC OH 2.02,7.01,9.01 11/04/10 AIR METHODS CORP DE 2.02,9.01 11/04/10 AISystems, Inc. 5.02,8.01,9.01 11/04/10 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 5.02,9.01 06/07/10 ALBANY INTERNATIONAL CORP /DE/ DE 2.02,9.01 11/03/10 ALIMERA SCIENCES INC DE 2.02,9.01 11/04/10 ALKERMES INC PA 2.02,9.01 11/04/10 ALLEGHANY CORP /DE DE 2.02,9.01 11/04/10 ALLIANCE BANKSHARES CORP 2.02,9.01 11/02/10 ALLIANCE ONE INTERNATIONAL, INC. VA 2.02,9.01 09/30/10 ALLIANT TECHSYSTEMS INC DE 1.01,9.01 11/02/10 ALLIANT TECHSYSTEMS INC DE 2.02,9.01 11/04/10 ALLIED MOTION TECHNOLOGIES INC CO 2.02,9.01 11/04/10 ALLIED WORLD ASSURANCE CO HOLDINGS LT 2.02,9.01 11/04/10 Allis Chalmers Energy Inc. DE 2.02,7.01,9.01 11/04/10 ALLOS THERAPEUTICS INC DE 2.02,9.01 11/04/10 ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. DE 5.07 11/04/10 Ally Financial Inc. DE 1.01 10/29/10 Alphatec Holdings, Inc. DE 1.01,8.01,9.01 10/29/10 ALTAIR NANOTECHNOLOGIES INC A6 2.02,9.01 11/04/10 Altegris QIM Futures Fund, L.P. DE 3.02 11/01/10 ALTERRA CAPITAL HOLDINGS Ltd 2.02,8.01,9.01 11/02/10 AMASYS CORP DE 4.01 11/03/10 AMERIANA BANCORP IN 2.02,9.01 11/04/10 AMERICAN AIRLINES INC DE 8.01 11/03/10 AMERICAN CAPITAL, LTD 5.04 11/04/10 AMERICAN CRYSTAL SUGAR CO /MN/ MN 7.01 11/04/10 AMERICAN EAGLE OUTFITTERS INC DE 7.01 10/29/10 AMERICAN EAGLE OUTFITTERS INC DE 2.02,9.01 11/04/10 AMERICAN INTERNATIONAL GROUP INC DE 2.01,9.01 10/29/10 AMERICAN LEARNING Corp NY 8.01,9.01 11/03/10 AMERICAN PETRO-HUNTER INC NV 7.01,9.01 11/04/10 AMERICAN PHYSICIANS SERVICE GROUP INC TX 8.01 11/03/10 AMERICAN SHARED HOSPITAL SERVICES CA 2.02,9.01 11/04/10 AMERICAN VANGUARD CORP DE 2.02,9.01 11/03/10 AMERISAFE INC TX 2.02,9.01 11/04/10 AMKOR TECHNOLOGY INC DE 2.02,9.01 11/04/10 AMN HEALTHCARE SERVICES INC DE 2.02,9.01 11/04/10 AMR CORP DE 8.01 11/03/10 AMYLIN PHARMACEUTICALS INC DE 2.02,9.01 11/04/10 AMYRIS, INC. DE 2.02,9.01 11/04/10 ANALOG DEVICES INC MA 5.02 10/29/10 ANALYSTS INTERNATIONAL CORP 2.02,9.01 11/04/10 ANDERSONS INC OH 2.02 11/03/10 ANGEION CORP/MN MN 5.02,9.01 11/01/10 ANSYS INC DE 2.02,9.01 11/04/10 APACHE CORP DE 2.02,9.01 11/04/10 APOLLO CAPITAL GROUP, INC. FL 1.01,2.01,3.02,5.06 07/07/10 AMEND APOLLO GROUP INC AZ 8.01 11/04/10 APOLLO INVESTMENT CORP MD 2.02,9.01 11/04/10 ARCA biopharma, Inc. DE 8.01,9.01 11/04/10 ARCADIA RESOURCES, INC NV 8.01,9.01 11/04/10 ARCHON CORP NV 8.01 11/03/10 ARENA PHARMACEUTICALS INC DE 1.02,8.01 10/29/10 ARES CAPITAL CORP MD 2.02,7.01,9.01 11/04/10 ARTESIAN RESOURCES CORP DE 1.01 11/01/10 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 11/04/10 ASPEN INSURANCE HOLDINGS LTD D0 5.02,9.01 11/04/10 ASSURED GUARANTY LTD D0 2.02,7.01,9.01 11/04/10 ASTORIA FINANCIAL CORP DE 2.02,9.01 11/04/10 ASTRONICS CORP NY 2.02,9.01 11/04/10 ATMEL CORP DE 2.02,9.01 11/04/10 ATRION CORP DE 2.02,9.01 11/04/10 AUTONATION, INC. DE 7.01,9.01 11/04/10 AUXILIUM PHARMACEUTICALS INC 2.02,7.01,9.01 11/04/10 AVENTINE RENEWABLE ENERGY HOLDINGS IN DE 1.01 10/29/10 AVEO PHARMACEUTICALS INC DE 2.02,9.01 11/04/10 AVEO PHARMACEUTICALS INC DE 2.02,9.01 11/04/10 AMEND AVERY DENNISON CORPORATION DE 5.02 10/29/10 AVIAT NETWORKS, INC. DE 2.02,7.01,9.01 11/04/10 Bancorp of New Jersey, Inc. NJ 2.02,9.01 11/02/10 BE Resources Inc. CO 7.01,9.01 11/04/10 bebe stores, inc. CA 2.02,9.01 11/04/10 BEKEM METALS INC UT 5.02 11/03/10 Bidz.com, Inc. CA 4.01,9.01 10/01/10 AMEND BioMed Realty Trust Inc MD 2.02,9.01 11/03/10 BIOMIMETIC THERAPEUTICS, INC. DE 8.01,9.01 11/04/10 BIOTIME INC CA 8.01,9.01 11/01/10 BJS WHOLESALE CLUB INC DE 2.02,9.01 11/04/10 BlackRock Kelso Capital CORP DE 2.02,5.02,7.01,9.01 11/03/10 BlackRock Kelso Capital CORP DE 8.01,9.01 11/04/10 BLONDER TONGUE LABORATORIES INC DE 2.02,9.01 11/04/10 BLUE NILE INC DE 2.02,9.01 11/04/10 BlueLinx Holdings Inc. DE 2.02,9.01 11/04/10 BofI Holding, Inc. DE 2.02,9.01 11/04/10 BOISE CASCADE HOLDINGS, L.L.C. DE 2.02,9.01 11/04/10 BOSTON BEER CO INC MA 2.02,9.01 11/04/10 BreitBurn Energy Partners L.P. DE 2.02,9.01 09/30/10 Bridgeline Digital, Inc. DE 5.02,9.01 10/29/10 Bridgeline Digital, Inc. DE 1.01,3.02,9.01 10/29/10 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 2.02,9.01 11/04/10 Bronco Drilling Company, Inc. DE 2.02,9.01 09/30/10 BTHC XV, Inc. DE 2.01,2.02,3.02,4.01,5.01,5.02, 10/18/10 5.06,9.01 CABLEVISION SYSTEMS CORP /NY DE 2.02,9.01 11/04/10 CAMBREX CORP DE 1.01,2.01,9.01 11/04/10 Cape Bancorp, Inc. MD 2.02,5.02,9.01 11/02/10 CAPITAL BANK CORP NC 1.01,3.02,9.01 11/03/10 CAPITAL SENIOR LIVING CORP DE 2.02,7.01,9.01 11/03/10 CardioGenics Holdings Inc. NV 3.02,9.01 11/03/10 CAREY W P & CO LLC DE 2.02,9.01 11/04/10 CARMAX AUTO FUNDING LLC DE 1.01,8.01,9.01 11/03/10 CASCADE BANCORP OR 1.01,9.01 11/04/10 CASCADE CORP OR 1.01,9.01 10/29/10 CATALYST HEALTH SOLUTIONS, INC. DE 2.02,9.01 11/03/10 Catalyst Pharmaceutical Partners, Inc DE 7.01,9.01 11/03/10 CBEYOND, INC. 1.01,2.01,2.02,7.01,9.01 11/03/10 CBS CORP DE 2.02,9.01 11/04/10 CDI CORP PA 1.01,2.03,9.01 10/29/10 CEC ENTERTAINMENT INC KS 2.02,9.01 11/04/10 CELADON GROUP INC DE 5.02,7.01,9.01 11/02/10 CELL THERAPEUTICS INC WA 3.01,7.01,9.01 11/02/10 Center for Wound Healing, Inc. 5.07,8.01 11/02/10 CENTRAL VIRGINIA BANKSHARES INC VA 2.02,8.01,9.01 10/29/10 CF Industries Holdings, Inc. DE 2.02,9.01 11/04/10 CHAMPIONS BIOTECHNOLOGY, INC. DE 8.01,9.01 11/02/10 CHARLES RIVER LABORATORIES INTERNATIO 2.02,9.01 11/03/10 CHASE PACKAGING CORP NJ 7.01,9.01 11/01/10 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 11/04/10 Chemtura CORP DE 1.03,9.01 11/03/10 CHESAPEAKE ENERGY CORP OK 2.02,9.01 11/03/10 China Bilingual Technology & Educatio NV 5.02,8.01,9.01 11/03/10 China INSOnline Corp. DE 5.07,9.01 06/29/10 China Integrated Energy, Inc. DE 2.02,9.01 11/04/10 China SHESAYS Medical Cosmetology Inc NV 7.01,9.01 11/04/10 China TransInfo Technology Corp. NV 5.02,9.01 11/04/10 CHYRON CORP NY 2.02,9.01 11/04/10 CIBER INC DE 2.02,9.01 11/04/10 CINCINNATI BELL INC OH 8.01,9.01 10/29/10 CIRCOR INTERNATIONAL INC DE 2.02,8.01,9.01 11/04/10 CLAIBORNE LIZ INC DE 2.02,9.01 11/04/10 Clean Energy Fuels Corp. DE 7.01 11/04/10 Clearwire Corp /DE DE 2.02,9.01 11/04/10 CLOUD PEAK ENERGY INC. DE 2.02,9.01 11/04/10 Cloud Peak Energy Resources LLC DE 2.02,9.01 11/04/10 COCA COLA CO DE 8.01,9.01 11/04/10 COEUR D ALENE MINES CORP ID 2.02,9.01 11/04/10 Cogdell Spencer Inc. MD 2.02,9.01 11/04/10 COGENT COMMUNICATIONS GROUP INC 2.02,9.01 11/04/10 Cogo Group, Inc. MD 2.02,9.01 11/04/10 COHERENT INC DE 2.02,9.01 11/04/10 Colfax CORP DE 2.02,9.01 11/04/10 COLLECTIVE BRANDS, INC. DE 7.01 11/01/10 COLUMBIA LABORATORIES INC DE 2.02,9.01 11/04/10 COMFORCE CORP DE 5.02,5.03,9.01 10/29/10 CONNS INC DE 1.01,9.01 10/29/10 Consolidated Communications Holdings, DE 2.02,9.01 11/04/10 CONTINENTAL RESOURCES INC OK 2.02,7.01,9.01 11/03/10 CONTINUCARE CORP 2.02,9.01 11/04/10 Convio, Inc. DE 2.02,9.01 11/04/10 Convio, Inc. DE 7.01 11/04/10 CORELOGIC, INC. DE 2.02 11/04/10 CorMedix Inc. DE 8.01,9.01 11/03/10 Cornerstone Core Properties REIT, Inc MD 1.01 10/29/10 CORNERSTONE THERAPEUTICS INC DE 2.02,9.01 11/04/10 CORNING NATURAL GAS CORP NY 5.02 11/02/10 CORPORATE EXECUTIVE BOARD CO DE 8.01,9.01 11/04/10 CORRECTIONS CORP OF AMERICA MD 2.02,9.01 11/03/10 COTT CORP /CN/ 2.02,9.01 11/04/10 CREDITRISKMONITOR COM INC NV 2.02,9.01 11/04/10 Crocs, Inc. 2.02,9.01 11/04/10 CROWN MEDIA HOLDINGS INC DE 2.02,9.01 11/04/10 CRYOLIFE INC FL 2.02,9.01 11/04/10 CVB FINANCIAL CORP CA 5.02 11/01/10 CYTORI THERAPEUTICS, INC. DE 2.02,9.01 11/04/10 DAVITA INC DE 2.02,9.01 11/04/10 Deep Down, Inc. NV 1.01,9.01 11/03/10 DEL GLOBAL TECHNOLOGIES CORP NY 8.01,9.01 11/03/10 Delek US Holdings, Inc. 2.02,9.01 11/04/10 DELTA APPAREL, INC GA 8.01,9.01 11/04/10 DELTATHREE INC DE 2.02,9.01 11/04/10 DENBURY RESOURCES INC DE 2.02,9.01 11/04/10 DEXCOM INC 2.02,9.01 11/04/10 DG FastChannel, Inc DE 2.02,9.01 11/04/10 Digital Realty Trust, Inc. MD 2.02,7.01,9.01 11/04/10 DIONEX CORP /DE CA 2.02,9.01 11/04/10 DIRECTV DE 2.02 11/04/10 DIRECTV HOLDINGS LLC DE 2.02 11/04/10 DISCOVERY LABORATORIES INC /DE/ DE 8.01,9.01 11/01/10 DIVERSIFIED 2000 FUTURES FUND L.P. 1.01,9.01 10/29/10 DIXIE GROUP INC TN 7.01,9.01 11/04/10 DJO Finance LLC DE 2.02,9.01 11/04/10 DK Sinopharma, Inc. NV 1.01,2.01,3.02,4.01,5.01,5.02, 05/10/10 AMEND 5.03,5.06,9.01 Dolby Laboratories, Inc. DE 2.02,9.01 11/04/10 DORCHESTER MINERALS LP DE 2.02,7.01,9.01 09/30/10 DreamWorks Animation SKG, Inc. 5.02,9.01 10/29/10 DRESS BARN INC CT 2.02,9.01 11/04/10 DUPONT FABROS TECHNOLOGY, INC. MD 2.02,7.01,9.01 11/03/10 DYNAMIC VENTURES CORP. 8.01 11/03/10 EAGLE ROCK ENERGY PARTNERS L P DE 2.02,9.01 11/03/10 Eastern Insurance Holdings, Inc. PA 2.02,9.01 11/04/10 EDGAR ONLINE INC DE 1.01 10/29/10 EINSTEIN NOAH RESTAURANT GROUP INC DE 2.02,9.01 11/04/10 ELECTRONICS FOR IMAGING INC DE 5.02 11/03/10 ELIZABETH ARDEN INC FL 2.02,5.07,8.01,9.01 11/01/10 EMERGING CTA PORTFOLIO LP NY 1.01,9.01 11/01/10 EMERGING CTA PORTFOLIO LP NY 1.01,9.01 11/01/10 EMERITUS CORP\WA\ WA 1.01,2.03,9.01 11/03/10 EMERITUS CORP\WA\ WA 2.02 11/04/10 Encore Energy Partners LP DE 2.02,9.01 11/04/10 ENER1 INC FL 2.02,9.01 11/04/10 Energy Recovery, Inc. DE 2.02,9.01 11/04/10 EnerJex Resources, Inc. NV 1.01,9.01 10/30/10 ENGLOBAL CORP NV 5.02,9.01 11/04/10 ENGLOBAL CORP NV 2.02,9.01 11/04/10 Enox Biopharma Inc NV 5.02 11/04/10 ENPRO INDUSTRIES, INC NC 2.02,9.01 11/04/10 ENTRAVISION COMMUNICATIONS CORP DE 2.02,9.01 11/04/10 ENVESTNET, INC. DE 2.02,9.01 11/04/10 EPL Intermediate, Inc. DE 5.02 10/29/10 ERESEARCHTECHNOLOGY INC /DE/ DE 2.02,9.01 11/04/10 ERIE INDEMNITY CO PA 2.02,9.01 11/04/10 ERIE INDEMNITY CO PA 1.01,9.01 11/04/10 ESSEX PROPERTY TRUST INC MD 5.02 11/03/10 ESSEX PROPERTY TRUST INC MD 2.02,9.01 09/30/10 Eternal Energy Corp. 5.02,8.01,9.01 11/01/10 EVOLVING SYSTEMS INC DE 2.02,9.01 11/04/10 EXACT SCIENCES CORP DE 1.01,9.01 11/04/10 ExamWorks Group, Inc. DE 1.01,1.02,2.03,9.01 11/02/10 EXELIXIS INC DE 2.02,9.01 11/04/10 EXIDE TECHNOLOGIES DE 2.02,9.01 11/04/10 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 5.03,9.01 11/01/10 EXTERRAN HOLDINGS INC. DE 2.02,9.01 11/04/10 EXTERRAN PARTNERS, L.P. DE 2.01,9.01 11/04/10 EZCORP INC DE 2.02,9.01 11/04/10 Fabrinet E9 5.02 10/29/10 FARO TECHNOLOGIES INC FL 2.02,9.01 11/03/10 FBL FINANCIAL GROUP INC IA 2.02 11/04/10 Federal Home Loan Bank of Atlanta X1 2.03 11/04/10 Federal Home Loan Bank of Boston X1 2.03 11/01/10 Federal Home Loan Bank of Chicago X1 2.03 11/01/10 Federal Home Loan Bank of Des Moines X1 2.03,9.01 11/04/10 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 11/01/10 Federal Home Loan Bank of New York X1 2.03,9.01 11/01/10 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 11/01/10 Federal Home Loan Bank of San Francis X1 2.03 11/01/10 Federal Home Loan Bank of Seattle 2.03 11/01/10 Federal Home Loan Bank of Topeka 2.03,9.01 11/01/10 FEI CO OR 5.02 10/29/10 FIDELITY BANCORP INC PA 2.02,9.01 11/04/10 FIFTH THIRD BANCORP OH 7.01,9.01 11/04/10 FIRST COMMUNITY FINANCIAL CORP PA 5.02,9.01 10/29/10 FIRST DATA CORP DE 2.02,9.01 11/04/10 First Federal of Northern Michigan Ba 2.02,9.01 11/03/10 FIRST MARBLEHEAD CORP 2.02,7.01,9.01 11/04/10 FIRST PACTRUST BANCORP INC MD 8.01,9.01 11/03/10 FIRST PACTRUST BANCORP INC MD 8.01,9.01 11/04/10 AMEND FIRST SECURITY GROUP INC/TN TN 3.01 10/29/10 FLUOR CORP DE 2.02,9.01 11/04/10 FLUSHING FINANCIAL CORP DE 2.02,9.01 11/03/10 FNDS3000 Corp DC 5.02,8.01,9.01 10/23/10 FOSTER WHEELER AG V8 2.02,9.01 11/04/10 FRONTIER OIL CORP /NEW/ WY 2.02,9.01 11/04/10 Fuel Systems Solutions, Inc. 2.02,9.01 11/03/10 FUND.COM INC. DE 4.02,5.03,9.01 08/24/10 FUQI INTERNATIONAL, INC. DE 4.01,7.01,9.01 10/01/10 AMEND FURNITURE BRANDS INTERNATIONAL INC DE 2.02,9.01 11/03/10 FUTURES PORTFOLIO FUND L.P. MD 3.02 11/01/10 GAMETECH INTERNATIONAL INC DE 2.04 10/31/10 GAP INC DE 2.02,9.01 11/04/10 GCI INC AK 9.01 11/03/10 Geeknet, Inc DE 2.02,9.01 11/04/10 GENERAC HOLDINGS INC. DE 2.02 11/04/10 GENERAL COMMUNICATION INC AK 9.01 11/03/10 GENERAL NUTRITION CENTERS, INC. 2.02,9.01 11/04/10 GenMark Diagnostics, Inc. DE 2.02,9.01 11/04/10 GENOPTIX INC 2.02,9.01 11/04/10 GFI Group Inc. DE 3.02 11/01/10 GIBRALTAR INDUSTRIES, INC. DE 2.02,7.01,9.01 11/03/10 GLIMCHER REALTY TRUST MD 2.03,9.01 11/01/10 GLOBAL DEFENSE TECHNOLOGY & SYSTEMS, DE 1.01,2.02,5.02,9.01 11/02/10 GLOBAL DIVERSIFIED FUTURES FUND L.P. 1.01,9.01 10/29/10 GLOBAL INDUSTRIES LTD LA 2.02,9.01 11/03/10 GLOBAL PARTNERS LP 2.02,7.01,9.01 11/04/10 GLOBECOMM SYSTEMS INC 2.02,9.01 11/04/10 GOLDEN RIVER RESOURCES CORP. DE 3.03,9.01 10/29/10 GOLDEN STATE PETROLEUM TRANSPORT CORP DE 8.01,9.01 11/04/10 GOODRICH PETROLEUM CORP DE 2.02,9.01 11/03/10 GP STRATEGIES CORP DE 2.02,9.01 11/04/10 Graham Packaging Co Inc. DE 2.02,9.01 11/04/10 GRAHAM PACKAGING HOLDINGS CO DE 2.02,9.01 11/04/10 GRAPHIC PACKAGING HOLDING CO DE 2.02,9.01 11/04/10 GREIF INC DE 1.01,1.02,2.03,2.04,9.01 11/04/10 Grubb & Ellis Healthcare REIT II, Inc MD 1.01,2.01,7.01,9.01 10/29/10 GSI COMMERCE INC DE 5.02,9.01 11/03/10 GUIDED THERAPEUTICS INC DE 8.01,9.01 11/04/10 GULFPORT ENERGY CORP DE 2.02,9.01 11/04/10 GXS Worldwide, Inc. DE 1.01,5.02,9.01 11/01/10 GYMBOREE CORP DE 2.02,9.01 11/04/10 H&E Equipment Services, Inc. DE 2.02,8.01,9.01 11/04/10 HAIN CELESTIAL GROUP INC DE 2.02,9.01 11/04/10 Hampden Bancorp, Inc. DE 2.02,5.07,8.01,9.01 11/02/10 Hampden Bancorp, Inc. DE 1.01,9.01 11/02/10 HAMPTON ROADS BANKSHARES INC VA 7.01,9.01 11/04/10 Hanesbrands Inc. MD 8.01,9.01 11/04/10 Hanesbrands Inc. MD 8.01,9.01 11/04/10 HANGER ORTHOPEDIC GROUP INC DE 1.01,5.02,9.01 10/29/10 HANOVER INSURANCE GROUP, INC. DE 2.02,9.01 11/03/10 HANSEN NATURAL CORP DE 2.02,9.01 11/04/10 HARLAND CLARKE HOLDINGS CORP DE 2.02,9.01 11/04/10 Harry & David Holdings, Inc. DE 2.02,7.01,9.01 11/04/10 HAVERTY FURNITURE COMPANIES INC MD 2.02,9.01 09/30/10 HAWKER BEECHCRAFT ACQUISITION CO LLC DE 5.02 10/29/10 HEALTH NET INC DE 2.02,9.01 11/04/10 HEARTLAND, INC. KY 1.01,3.02,9.01 10/01/10 HEINZ H J CO PA 7.01,9.01 11/04/10 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 2.02,9.01 11/04/10 Hill International, Inc. DE 2.02,9.01 11/03/10 Hoku Corp DE 2.02,5.02,9.01 10/29/10 HOLLY CORP DE 2.02,9.01 11/04/10 HORNBECK OFFSHORE SERVICES INC /LA DE 2.02,9.01 11/04/10 HOST HOTELS & RESORTS L.P. DE 8.01 10/29/10 HOST HOTELS & RESORTS, INC. MD 8.01 10/29/10 Huntsman CORP DE 2.02,9.01 11/04/10 Huron Consulting Group Inc. DE 2.02,9.01 11/03/10 HYPERDYNAMICS CORP DE 1.01,3.02,7.01,9.01 11/04/10 IASIS Healthcare LLC DE 5.02 11/04/10 ICF International, Inc. DE 2.02,9.01 11/04/10 ICOP DIGITAL, INC CO 1.01,9.01 11/01/10 ID SYSTEMS INC DE 2.02,9.01 11/04/10 IKANOS COMMUNICATIONS CA 2.02,9.01 11/04/10 IMAGE SENSING SYSTEMS INC MN 2.02,9.01 11/04/10 IMMERSION CORP DE 2.02,9.01 11/04/10 IMMUNOMEDICS INC DE 2.02,9.01 11/04/10 inContact, Inc. DE 2.02,9.01 11/04/10 INDEPENDENT BANK CORP /MI/ MI 2.02,9.01 11/04/10 INFINITY PROPERTY & CASUALTY CORP OH 2.02,9.01 11/04/10 INFOSPACE INC DE 2.02,9.01 11/04/10 INNERWORKINGS INC 2.02,9.01 11/04/10 INNOSPEC INC. DE 8.01,9.01 11/03/10 INNOVATIVE FOOD HOLDINGS INC FL 5.02,9.01 10/29/10 Inova Technology Inc. NV 8.01,9.01 11/04/10 INSITE VISION INC DE 2.02,9.01 11/04/10 INSPIRE PHARMACEUTICALS INC DE 2.02,9.01 11/04/10 Integrated Healthcare Holdings Inc 1.01,2.03,9.01 10/29/10 INTEGRYS ENERGY GROUP, INC. WI 2.02,9.01 11/03/10 INTERLINE BRANDS, INC./DE DE 1.01,8.01,9.01 11/01/10 INTERNAP NETWORK SERVICES CORP DE 1.01,1.02,2.02,2.03,8.01,9.01 11/02/10 INTERNATIONAL ASSETS HOLDING CORP DE 1.01,9.01 10/29/10 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 2.02,9.01 11/04/10 INTERNATIONAL RECTIFIER CORP /DE/ DE 2.02,9.01 11/04/10 INTERNET CAPITAL GROUP INC DE 2.02,9.01 11/04/10 Interval Leisure Group, Inc. DE 2.02,9.01 11/04/10 INTEVAC INC CA 7.01,9.01 11/03/10 IntraLinks Holdings, Inc. DE 2.02,9.01 11/04/10 INX Inc DE 5.02,9.01 11/02/10 ION GEOPHYSICAL CORP DE 2.02,7.01,9.01 11/03/10 ION GEOPHYSICAL CORP DE 5.02 11/04/10 IPASS INC DE 2.02,5.02,7.01,9.01 11/01/10 IPG PHOTONICS CORP DE 1.01,9.01 10/29/10 IRIDEX CORP DE 2.02,9.01 11/04/10 ISIS PHARMACEUTICALS INC DE 2.02,9.01 11/04/10 J&J SNACK FOODS CORP NJ 2.02,9.01 11/03/10 J2 GLOBAL COMMUNICATIONS INC DE 2.02,7.01,9.01 11/03/10 JAZZ PHARMACEUTICALS INC DE 2.02,9.01 11/04/10 JDA SOFTWARE GROUP INC DE 8.01,9.01 11/03/10 JDS UNIPHASE CORP /CA/ DE 2.02,9.01 11/04/10 JO-ANN STORES INC OH 2.02,9.01 11/04/10 K SWISS INC DE 2.02,9.01 11/04/10 KAISER VENTURES LLC DE 5.02,5.03,9.01 11/03/10 KEITHLEY INSTRUMENTS INC OH 2.02,9.01 11/04/10 KENEXA CORP 2.02,9.01 11/02/10 KEYCORP /NEW/ OH 9.01 11/04/10 KID BRANDS, INC NJ 2.02,9.01 11/04/10 KILROY REALTY CORP MD 1.01,2.03,9.01 11/03/10 KIMCO REALTY CORP MD 2.02 11/03/10 KKR Financial Holdings LLC DE 2.02,8.01,9.01 11/04/10 KLA TENCOR CORP DE 8.01,9.01 11/04/10 KNOT INC DE 2.02,9.01 11/04/10 Kodiak Oil & Gas Corp B0 2.02,9.01 11/04/10 Kodiak Oil & Gas Corp B0 9.01 11/04/10 KOHLS CORPORATION WI 2.02,9.01 11/04/10 KRAFT FOODS INC VA 2.02,9.01 11/04/10 Kraton Performance Polymers, Inc. DE 2.02,9.01 11/04/10 KRATOS DEFENSE & SECURITY SOLUTIONS, DE 2.02,9.01 11/03/10 LABARGE INC DE 2.02,9.01 11/04/10 LAKES ENTERTAINMENT INC MN 7.01,9.01 11/03/10 LAMAR ADVERTISING CO/NEW DE 2.02,9.01 11/04/10 LANCE INC NC 2.02,8.01,9.01 11/03/10 LEAP WIRELESS INTERNATIONAL INC DE 8.01,9.01 11/04/10 LECROY CORP DE 1.01,8.01,9.01 11/03/10 LEGACY RESERVES LP DE 2.02,9.01 11/03/10 Liberty Global, Inc. 2.02,7.01 11/04/10 Liberty Global, Inc. 2.02,7.01 11/04/10 LIFETIME BRANDS, INC DE 2.02,9.01 11/04/10 LIGHTPATH TECHNOLOGIES INC DE 8.01,9.01 11/04/10 LIONBRIDGE TECHNOLOGIES INC /DE/ DE 2.02 11/04/10 LITTELFUSE INC /DE DE 2.02,9.01 11/04/10 Live Nation Entertainment, Inc. DE 2.02,9.01 11/04/10 LIVEPERSON INC DE 2.02,5.02,9.01 11/02/10 LOCAL.COM DE 2.02,9.01 11/04/10 LSB INDUSTRIES INC DE 2.02,9.01 08/06/10 LUMINEX CORP DE 2.02,9.01 11/04/10 M & F WORLDWIDE CORP DE 2.02,9.01 11/04/10 M&T BANK CORP NY 8.01,9.01 11/04/10 MAC-GRAY CORP DE 2.02,9.01 11/04/10 MACERICH CO MD 2.02,7.01,9.01 11/04/10 Macy's, Inc. DE 2.02,9.01 11/04/10 MAD CATZ INTERACTIVE INC 2.02,9.01 11/04/10 MADISON GAS & ELECTRIC CO WI 2.02,9.01 11/04/10 MAGNUM HUNTER RESOURCES CORP DE 1.01,2.01,9.01 10/29/10 Maiden Holdings, Ltd. D0 2.02,8.01,9.01 11/04/10 MAN SHING AGRICULTURAL HOLDINGS, INC NV 4.01,9.01 10/29/10 MARCHEX INC DE 2.02,9.01 11/04/10 MARINEMAX INC DE 2.02,9.01 11/04/10 MARRIOTT INTERNATIONAL INC /MD/ DE 8.01 11/04/10 MASTEC INC FL 2.02,7.01,9.01 11/03/10 MAXYGEN INC DE 2.02,9.01 11/04/10 MEDICAL PROPERTIES TRUST INC 2.02,9.01 11/04/10 MEDICIS PHARMACEUTICAL CORP DE 2.02,9.01 11/04/10 MENS WEARHOUSE INC TX 8.01,9.01 11/04/10 Mercantile Bancorp, Inc. DE 8.01,9.01 11/03/10 MERIT MEDICAL SYSTEMS INC UT 2.02,9.01 11/04/10 METROPCS COMMUNICATIONS INC DE 2.02,9.01 11/04/10 METTLER TOLEDO INTERNATIONAL INC/ DE 2.02,9.01 11/04/10 MF Global Holdings Ltd. DE 2.02,9.01 11/04/10 MFA FINANCIAL, INC. MD 2.02,7.01,9.01 11/04/10 MGE ENERGY INC WI 2.02,9.01 11/04/10 MGM Resorts International DE 7.01,9.01 11/04/10 MICROCHIP TECHNOLOGY INC DE 2.02,9.01 11/04/10 MICROTUNE INC DE 8.01 11/03/10 MID AMERICA APARTMENT COMMUNITIES INC TN 2.02,9.01 11/04/10 Midas Medici Group Holdings, Inc. 1.01,9.01 10/28/10 MILLER PETROLEUM INC TN 8.01,9.01 10/29/10 MOBILE MINI INC DE 2.02,9.01 11/04/10 Modern Renewable Technologies, Inc. NV 3.03,9.01 09/20/10 AMEND Modern Renewable Technologies, Inc. NV 2.03,9.01 09/17/10 AMEND ModusLink Global Solutions Inc DE 5.02,9.01 10/31/10 MOHAWK INDUSTRIES INC DE 2.02,9.01 11/04/10 Molecular Insight Pharmaceuticals, In MA 2.02,9.01 11/04/10 MOOG INC NY 2.02,9.01 11/04/10 Motors Liquidation Co DE 7.01,9.01 10/29/10 MOVE INC DE 2.02,9.01 11/04/10 Mueller Water Products, Inc. DE 7.01,9.01 11/04/10 MULTI FINELINE ELECTRONIX INC 2.02,9.01 11/04/10 MULTISYS LANGUAGE SOLUTIONS INC NV 1.01,3.02,9.01 11/01/10 AMEND MWI Veterinary Supply, Inc. DE 2.02,9.01 11/04/10 National CineMedia, Inc. DE 2.02,9.01 11/04/10 NATIONAL HEALTH INVESTORS INC MD 2.02,7.01,9.01 09/30/10 NATIONAL HEALTH INVESTORS INC MD 8.01 11/03/10 NATIONAL HEALTH INVESTORS INC MD 8.01 11/04/10 National Interstate CORP OH 2.02,8.01,9.01 10/29/10 NATIONAL RETAIL PROPERTIES, INC. MD 2.02,9.01 11/04/10 Neenah Paper Inc DE 2.02,9.01 11/03/10 Neiman Marcus, Inc. DE 2.02,7.01 11/04/10 NEKTAR THERAPEUTICS DE 2.02,9.01 11/04/10 NETSUITE INC 2.02,9.01 11/04/10 NETWORK ENGINES INC DE 2.02,9.01 11/04/10 New Generation Biofuels Holdings, Inc FL 5.02 10/29/10 New York & Company, Inc. 2.02,9.01 11/04/10 NEW YORK TIMES CO NY 1.01,2.03,8.01,9.01 11/04/10 NewPage CORP DE 2.02,9.01 11/04/10 NIC INC CO 2.02,7.01,9.01 11/04/10 NIVS IntelliMedia Technology Group, I DE 2.02,7.01,9.01 11/04/10 NN INC DE 2.02,9.01 09/30/10 NNN 2003 VALUE FUND LLC 2.04 10/31/10 NORDSTROM INC WA 7.01,9.01 11/04/10 NORTHERN TRUST CORP DE 1.01,2.03,9.01 11/01/10 NORTHSTAR REALTY 2.02,9.01 11/04/10 NOVADEL PHARMA INC DE 8.01,9.01 11/04/10 NRG ENERGY, INC. DE 2.02,9.01 11/04/10 NTELOS HOLDINGS CORP 2.02,9.01 11/04/10 NUTRITION 21 INC NY 5.07 11/04/10 NX Global, Inc NV 1.01,1.02,5.02 10/29/10 NxStage Medical, Inc. DE 2.02,9.01 11/04/10 Obagi Medical Products, Inc. DE 2.02,9.01 09/30/10 Oculus Innovative Sciences, Inc. CA 2.02,9.01 11/04/10 OCWEN FINANCIAL CORP FL 2.02,9.01 11/04/10 OCZ TECHNOLOGY GROUP INC DE 1.01,3.02,9.01 10/29/10 OIL STATES INTERNATIONAL, INC DE 7.01,9.01 11/04/10 OLYMPIC STEEL INC OH 2.02,9.01 11/04/10 OM GROUP INC DE 2.02,9.01 11/04/10 OMEGA HEALTHCARE INVESTORS INC MD 2.02,9.01 11/04/10 OMEROS CORP WA 2.02,9.01 11/04/10 OmniAmerican Bancorp, Inc. MD 2.02,9.01 11/04/10 OMNOVA SOLUTIONS INC OH 1.01,2.03,9.01 11/03/10 ONCOGENEX PHARMACEUTICALS, INC. DE 2.02,9.01 11/04/10 ONLINE RESOURCES CORP DE 2.02,9.01 11/04/10 OPNEXT INC 2.02,9.01 11/04/10 Orbitz Worldwide, Inc. DE 2.02,9.01 11/04/10 Orbitz Worldwide, Inc. DE 1.02 11/01/10 ORCHID CELLMARK INC 2.02,9.01 11/04/10 Oregon Gold, Inc. NV 5.07 11/01/10 OVERSEAS SHIPHOLDING GROUP INC DE 2.02,8.01,9.01 11/02/10 OVERSTOCK.COM, INC DE 2.02,9.01 11/03/10 OXIGENE INC DE 2.02,9.01 11/04/10 PACIFIC GAS & ELECTRIC CO CA 2.02,7.01,9.01 09/30/10 PACIFIC GAS & ELECTRIC CO CA 8.01,9.01 11/04/10 PACIFIC PREMIER BANCORP INC DE 7.01,9.01 11/04/10 PAETEC Holding Corp. 2.02,9.01 11/04/10 PALMETTO BANCSHARES INC SC 2.02,9.01 11/04/10 PARLUX FRAGRANCES INC DE 2.02,9.01 11/03/10 PARTNERRE LTD 2.02,9.01 11/03/10 PATHFINDER BANCORP INC DE 2.02,9.01 11/04/10 PC MALL INC DE 2.02,9.01 11/04/10 Pebblebrook Hotel Trust MD 2.01,7.01,9.01 11/03/10 PEER REVIEW MEDIATION & ARBITRATION I FL 2.01,3.02,9.01 05/04/10 PENN VIRGINIA CORP VA 2.02,7.01,9.01 11/03/10 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 2.02,9.01 11/04/10 PEOPLES BANCORP OF NORTH CAROLINA INC NC 2.02,9.01 11/04/10 PERFICIENT INC DE 2.02,9.01 11/04/10 PERFORMANCE TECHNOLOGIES INC \DE\ DE 2.02 09/30/10 PERKINELMER INC MA 2.02,9.01 11/04/10 PERMA FIX ENVIRONMENTAL SERVICES INC DE 2.02,9.01 11/04/10 PG&E CORP CA 2.02,7.01,9.01 09/30/10 PG&E CORP CA 8.01,9.01 11/04/10 PGT, Inc. DE 2.02 11/03/10 PharMerica CORP DE 2.02,9.01 11/04/10 PHYSICIANS FORMULA HOLDINGS, INC. DE 2.02,7.01,9.01 11/04/10 PIONEER DRILLING CO TX 2.02,9.01 11/04/10 POLYONE CORP 2.02,9.01 11/04/10 Polypore International, Inc. 7.01,9.01 11/04/10 POOL CORP DE 7.01,9.01 11/04/10 POWER ONE INC DE 5.02,9.01 10/29/10 POWERSECURE INTERNATIONAL, INC. DE 2.02,9.01 11/04/10 PREFORMED LINE PRODUCTS CO OH 2.02,9.01 11/04/10 Prestige Brands Holdings, Inc. 1.01,2.01,2.02,2.03,3.03,7.01, 11/01/10 9.01 PRIDE INTERNATIONAL INC DE 2.02,9.01 11/04/10 PROS Holdings, Inc. DE 2.02,9.01 11/04/10 PROTECTIVE LIFE CORP DE 2.02,9.01 11/03/10 PROVIDENCE SERVICE CORP DE 2.02,7.01,9.01 11/03/10 PRUDENTIAL FINANCIAL INC NJ 7.01,9.01 11/04/10 PSYCHEMEDICS CORP DE 2.02,9.01 11/04/10 QC Holdings, Inc. KS 2.02,8.01,9.01 11/04/10 Qingdao Footwear, Inc. DE 2.01,9.01 02/12/10 AMEND QLIK TECHNOLOGIES INC DE 2.02,9.01 11/03/10 AMEND QUALITY DISTRIBUTION INC FL 1.01,2.03,9.01 11/03/10 QUALITY SYSTEMS, INC CA 2.02,9.01 10/25/10 AMEND RAPTOR NETWORKS TECHNOLOGY INC 8.01 11/04/10 RBC Bearings INC 2.02,9.01 11/04/10 REALNETWORKS INC WA 2.02,9.01 11/04/10 Red Lion Hotels CORP WA 2.02,9.01 11/04/10 RED ROBIN GOURMET BURGERS INC DE 2.02,9.01 11/04/10 REDDY ICE HOLDINGS INC DE 2.02,9.01 11/04/10 REGENCY CENTERS CORP FL 2.02,9.01 11/03/10 REGIONS FINANCIAL CORP DE 7.01,9.01 11/04/10 RENT A CENTER INC DE 1.01,2.03,9.01 11/02/10 RENTRAK CORP OR 2.02,9.01 11/02/10 REPUBLIC SERVICES, INC. DE 2.02,8.01,9.01 09/30/10 RESPONSE GENETICS INC 2.02,9.01 11/04/10 Rhino Resource Partners LP DE 2.02,9.01 11/04/10 ROCHESTER MEDICAL CORPORATION MN 2.02,9.01 11/04/10 Rock-Tenn CO GA 2.02,9.01 11/03/10 ROCKWELL MEDICAL TECHNOLOGIES INC MI 2.02,9.01 11/04/10 ROKWADER, INC. 4.01,9.01 10/01/10 AMEND ROSS STORES INC DE 2.02,9.01 11/04/10 ROYAL GOLD INC DE 2.02,9.01 11/04/10 RTI Biologics, Inc. DE 2.02,9.01 11/04/10 Rubicon Technology, Inc. DE 2.02,9.01 11/04/10 S1 CORP /DE/ DE 7.01,9.01 11/04/10 S1 CORP /DE/ DE 2.02,9.01 11/04/10 SAGE FUND LP MD 3.02 11/01/10 SAKS INC TN 7.01,9.01 11/04/10 SALEM COMMUNICATIONS CORP /DE/ DE 1.01,2.03,9.01 11/01/10 SANDRIDGE ENERGY INC DE 2.02,9.01 11/04/10 SAPIENT CORP DE 2.02,9.01 11/04/10 SAUL CENTERS INC MD 2.02,9.01 11/04/10 SavWatt USA, Inc. DE 8.01 11/04/10 SCBT FINANCIAL CORP SC 7.01,9.01 11/04/10 SCOTTS MIRACLE-GRO CO OH 2.02,9.01 11/04/10 Scripps Networks Interactive, Inc. OH 2.02,7.01,9.01 11/04/10 Select Notes Trust LT 2004-1 DE 8.01,9.01 11/01/10 SELECTICA INC DE 2.02,9.01 11/04/10 Seneca Gaming Corp XX 7.01,8.01,9.01 11/03/10 SENOMYX INC DE 2.02,9.01 11/04/10 SEQUENOM INC DE 2.02,9.01 11/04/10 SHENANDOAH TELECOMMUNICATIONS CO/VA/ VA 7.01,9.01 11/04/10 SHUFFLE MASTER INC MN 1.01,2.03 10/29/10 SIGMATRON INTERNATIONAL INC DE 5.02,9.01 11/01/10 SILGAN HOLDINGS INC DE 8.01,9.01 11/04/10 SIN HOLDINGS INC CO 1.01 10/29/10 SIRIUS XM RADIO INC. DE 2.02,9.01 11/04/10 SKYWORKS SOLUTIONS INC DE 2.02,9.01 11/04/10 SMART BALANCE, INC. DE 2.02,9.01 11/04/10 Sound Financial, Inc. 2.02,9.01 11/03/10 SOUTHERN UNION CO DE 2.02,7.01,9.01 11/04/10 SPARE BACKUP, INC. DE 5.02 10/29/10 Spectra Energy Partners, LP DE 2.02,9.01 11/04/10 SPECTRUM PHARMACEUTICALS INC DE 2.02,9.01 11/04/10 SPOT MOBILE INTERNATIONAL LTD. DE 2.01,8.01,9.01 10/29/10 SPRINT NEXTEL CORP KS 3.03,5.03,9.01 11/03/10 SRS LABS INC DE 2.02,9.01 11/04/10 STANDARD PARKING CORP DE 2.02,7.01 11/03/10 STAPLES INC DE 1.01,1.02,2.03,9.01 11/04/10 STARBUCKS CORP WA 2.02,9.01 11/04/10 STEINWAY MUSICAL INSTRUMENTS INC DE 2.02,9.01 11/04/10 StellarOne CORP VA 8.01,9.01 11/03/10 STEMCELLS INC DE 8.01,9.01 11/03/10 Stereotaxis, Inc. DE 7.01,9.01 11/04/10 STERLING BANCORP NY 2.02,7.01,9.01 11/01/10 STONE ENERGY CORP DE 2.02,7.01,9.01 11/03/10 STONERIDGE INC OH 1.01,7.01,9.01 11/02/10 STRATEGIC AMERICAN OIL CORP NV 7.01,9.01 10/27/10 STRAYER EDUCATION INC MD 5.03,9.01 11/03/10 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 11/01/10 STRUCTURED PRODUCTS CORP TIERS R INFL DE 8.01,9.01 11/01/10 SUN BANCORP INC /NJ/ NJ 5.02,5.03,5.07,9.01 11/01/10 SUN RIVER ENERGY, INC CO 9.01 08/03/10 AMEND SUNPOWER CORP DE 1.01 10/29/10 SUNRISE SENIOR LIVING INC DE 2.02,9.01 11/04/10 Sunstone Hotel Investors, Inc. MD 2.02,9.01 11/04/10 SUPERIOR BANCORP DE 1.01,9.01 11/02/10 SUPREME INDUSTRIES INC DE 2.02,9.01 11/03/10 Swank, Inc. DE 2.02,9.01 11/03/10 SWIFT ENERGY CO 2.02,9.01 11/04/10 SXC Health Solutions Corp. A6 2.02,9.01 11/04/10 Symmetry Medical Inc. DE 8.01,9.01 11/04/10 SYNNEX CORP DE 5.02,9.01 10/29/10 Synutra International, Inc. DE 2.02,9.01 11/04/10 Targa Resources Partners LP DE 2.02,9.01 11/04/10 TARGACEPT INC 2.02,9.01 11/04/10 TC Power Management Corp. 8.01 11/04/10 TECUMSEH PRODUCTS CO MI 2.02,9.01 11/04/10 TEKELEC CA 2.02,9.01 11/04/10 TeleNav, Inc. DE 5.02 10/31/10 TELEPHONE & DATA SYSTEMS INC /DE/ DE 2.02,9.01 09/30/10 TELETECH HOLDINGS INC DE 2.02,9.01 11/03/10 Tennessee Commerce Bancorp, Inc. TN 2.02,9.01 10/29/10 TERADATA CORP /DE/ 2.02,7.01,9.01 11/04/10 TERRA NITROGEN CO L P /DE DE 2.02,9.01 11/04/10 TERRESTAR CORP DE 3.01 11/02/10 Territorial Bancorp Inc. MD 8.01,9.01 11/04/10 Territorial Bancorp Inc. MD 2.02,9.01 11/04/10 TESLA MOTORS INC DE 3.02,3.03,9.01 11/02/10 TGC INDUSTRIES INC TX 2.02,9.01 11/01/10 THERMOGENESIS CORP DE 2.02,9.01 11/04/10 TICC Capital Corp. MD 2.02,9.01 11/04/10 TIMBERLAND CO DE 2.02,9.01 11/04/10 TIME WARNER CABLE INC. DE 2.02,9.01 11/04/10 TITAN INTERNATIONAL INC IL 1.01 11/01/10 Titan Machinery Inc. DE 1.01,1.02,2.03,9.01 10/31/10 TORO CO DE 1.01,9.01 10/29/10 TOWERSTREAM CORP DE 2.02,9.01 11/04/10 TRANS ENERGY INC NV 1.01,2.04 10/29/10 Transocean Ltd. V8 2.02,9.01 11/03/10 Tree.com, Inc. DE 3.01 11/03/10 TRI VALLEY CORP DE 2.02,9.01 11/03/10 TRIMAS CORP DE 1.01,8.01,9.01 11/01/10 Tropicana Entertainment Inc. DE 1.02,5.02,9.01 10/29/10 TTM TECHNOLOGIES INC WA 2.02,9.01 11/04/10 TUTOR PERINI Corp MA 2.02,9.01 09/30/10 tw telecom inc. DE 2.02,9.01 11/03/10 U S PHYSICAL THERAPY INC /NV NV 2.02 11/04/10 U S PHYSICAL THERAPY INC /NV NV 7.01 11/04/10 UFP TECHNOLOGIES INC DE 2.02,9.01 11/03/10 ULTRA PETROLEUM CORP 2.02,9.01 09/30/10 Uni-Pixel DE 7.01,9.01 11/04/10 UNIT CORP DE 2.02,9.01 11/04/10 UNITED STATES CELLULAR CORP DE 2.02,9.01 09/30/10 UNIVERSAL ELECTRONICS INC DE 1.01,2.01,2.02,3.02,7.01,9.01 11/01/10 UROLOGIX INC MN 2.02,9.01 11/03/10 USG CORP DE 8.01,9.01 11/04/10 Valeant Pharmaceuticals International A6 2.02,9.01 11/04/10 VALIDUS HOLDINGS LTD 5.02 11/03/10 VALIDUS HOLDINGS LTD 2.02,9.01 11/04/10 VALUE LINE INC NY 8.01 11/02/10 VANGUARD HEALTH SYSTEMS INC DE 1.01,9.01 11/04/10 Vantage Drilling CO E9 8.01,9.01 11/03/10 VECTOR GROUP LTD DE 2.02,9.01 11/04/10 VERISIGN INC/CA DE 1.02 11/03/10 Vertro, Inc. DE 2.02,7.01,9.01 11/04/10 VIA Pharmaceuticals, Inc. DE 1.01,2.03,9.01 10/29/10 VIASAT INC DE 2.02,9.01 11/04/10 ViewPoint Financial Group Inc. MD 2.02,9.01 11/04/10 VIKING SYSTEMS INC DE 2.02,9.01 11/04/10 VISHAY INTERTECHNOLOGY INC DE 7.01,9.01 11/04/10 VISION GLOBAL SOLUTIONS INC NV 4.01,9.01 10/29/10 VISUALANT INC NV 1.01,9.01 11/03/10 VITAL IMAGES INC MN 2.02,9.01 11/03/10 WABCO Holdings Inc. DE 7.01 11/04/10 WACCAMAW BANKSHARES INC NC 5.02,9.01 09/30/10 WALTER INVESTMENT MANAGEMENT CORP MD 2.02,7.01,9.01 11/03/10 Waste2Energy Holdings, Inc. DE 8.01 11/03/10 WATSON PHARMACEUTICALS INC NV 2.02,9.01 11/04/10 WELLCARE HEALTH PLANS, INC. DE 2.02,9.01 11/04/10 Western Gas Partners LP DE 2.02,9.01 11/03/10 Western Refining, Inc. DE 2.02,9.01 11/04/10 WII Components, Inc. DE 8.01,9.01 11/03/10 WINDSTREAM CORP DE 2.02,9.01 11/04/10 WINTON FUTURES FUND LP (US) CO 3.02 11/01/10 WMS INDUSTRIES INC /DE/ DE 2.02,9.01 11/01/10 Wolverine Exploration Inc. NV 3.02,9.01 05/10/10 WORLD FUEL SERVICES CORP FL 7.01,9.01 11/03/10 WORLD WRESTLING ENTERTAINMENTINC DE 2.02,9.01 11/04/10 WPCS INTERNATIONAL INC DE 7.01,9.01 11/04/10 Wright Express CORP 2.02,9.01 11/04/10 WSFS FINANCIAL CORP DE 8.01,9.01 11/04/10 XCEL ENERGY INC MN 8.01 11/03/10 XERIUM TECHNOLOGIES INC DE 2.02,5.07,9.01 10/29/10 XETA TECHNOLOGIES INC OK 7.01,9.01 11/04/10 XPLORE TECHNOLOGIES CORP DE 1.01,7.01,9.01 11/03/10 YUHE INTERNATIONAL, INC. NV 8.01,9.01 11/02/10 ZEBRA TECHNOLOGIES CORP 2.02,9.01 11/04/10 ZIONS BANCORPORATION /UT/ UT 7.01,9.01 11/03/10 ZIOPHARM ONCOLOGY INC DE 2.02,9.01 11/04/10 ZYGO CORP DE 2.02,9.01 11/04/10