RECENT 8K FILINGS November 1, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ACNB CORP PA 2.02,9.01 10/29/10 Activision Blizzard, Inc. DE 5.02 10/28/10 ADVANTA CORP DE 7.01,9.01 10/29/10 AEHR TEST SYSTEMS CA 5.07 10/27/10 Affinion Group, Inc. DE 2.02,9.01 10/29/10 ALEXANDERS J CORP TN 5.02,9.01 10/29/10 ALLIANCE BANKSHARES CORP 8.01,9.01 10/29/10 ALLIANCE FIBER OPTIC PRODUCTS INC CA 4.01,9.01 10/27/10 AMEND Alliance Holdings GP, L.P. DE 7.01,9.01 10/28/10 ALLIANCE RESOURCE PARTNERS LP DE 7.01,9.01 10/28/10 ALLIANCE RESOURCE PARTNERS LP DE 8.01 10/25/10 ALLIANT ENERGY CORP WI 2.02,9.01 10/29/10 ALLIANT ENERGY CORP WI 5.02,9.01 10/27/10 AMEDISYS INC DE 7.01,9.01 10/29/10 AMEREN CORP MO 2.02,8.01,9.01 10/29/10 Ameresco, Inc. DE 2.02,9.01 10/29/10 AMERICAN AXLE & MANUFACTURING HOLDING DE 2.02,7.01,9.01 10/29/10 AMERICAN ELECTRIC POWER CO INC NY 8.01 10/29/10 AMERICAN INTERNATIONAL GROUP INC DE 8.01 10/29/10 AMERIGROUP CORP 2.02,9.01 10/29/10 Amincor, Inc. NV 1.01,9.01 10/26/10 AMPHENOL CORP /DE/ DE 2.02,9.01 10/29/10 ANWORTH MORTGAGE ASSET CORP MD 2.02,9.01 10/29/10 AOL Inc. DE 1.01 10/29/10 AON CORP DE 2.02,9.01 10/29/10 APARTMENT INVESTMENT & MANAGEMENT CO MD 2.02,9.01 10/29/10 Apextalk Holdings Inc DE 2.01,9.01 10/25/10 AQUAMER MEDICAL CORP. DE 9.01 08/16/10 AMEND ARCADIA RESOURCES, INC NV 1.01,9.01 10/28/10 ARCH COAL INC DE 2.02,9.01 10/29/10 ARI NETWORK SERVICES INC /WI WI 2.02,9.01 10/29/10 Arlington Asset Investment Corp. VA 2.02,9.01 10/26/10 ATLANTIC COAST FEDERAL CORP X1 5.02,9.01 10/29/10 AVANYX Therapeutics, Inc. DE 4.01 10/28/10 AVIS BUDGET GROUP, INC. DE 2.03 10/15/10 AMEND AXCESS INTERNATIONAL INC/TX DE 8.01 10/22/10 BALCHEM CORP MD 2.02,9.01 10/29/10 BALDOR ELECTRIC CO MO 2.02,9.01 10/27/10 Bank of Commerce Holdings CA 7.01,9.01 10/29/10 Bank of the Carolinas CORP NC 2.02,5.02,8.01,9.01 10/27/10 BankFinancial CORP 7.01,8.01,9.01 10/28/10 BAR HARBOR BANKSHARES ME 2.02,9.01 10/29/10 BARNES & NOBLE INC DE 1.01,3.03,8.01,9.01 10/29/10 BARNES GROUP INC DE 2.02,9.01 10/29/10 BEASLEY BROADCAST GROUP INC DE 2.02,9.01 10/29/10 BIMINI CAPITAL MANAGEMENT, INC. MD 2.02,9.01 10/29/10 BIOHEART, INC. FL 1.01,9.01 10/25/10 Biostar Pharmaceuticals, Inc. MD 5.07 10/27/10 BLACK HILLS CORP /SD/ SD 2.02,9.01 10/28/10 BlackRock Build America Bond Trust DE 7.01,9.01 10/25/10 BLACKROCK CALIFORNIA MUNICIPAL 2018 T DE 7.01,9.01 10/25/10 BLACKROCK CALIFORNIA MUNICIPAL INCOME DE 7.01,9.01 10/25/10 BLACKROCK CORE BOND TRUST DE 7.01,9.01 10/25/10 BLACKROCK CREDIT ALLOCATION INCOME TR DE 7.01,9.01 10/25/10 BLACKROCK CREDIT ALLOCATION INCOME TR DE 7.01,9.01 10/25/10 BlackRock Defined Opportunity Credit DE 7.01,9.01 10/25/10 BLACKROCK DIVIDEND ACHIEVERS TRUST DE 7.01,9.01 10/25/10 BlackRock EcoSolutions Investment Tru DE 7.01,9.01 10/25/10 BlackRock Energy & Resources Trust DE 7.01,9.01 10/25/10 BlackRock Enhanced Dividend Achievers DE 7.01,9.01 10/25/10 BLACKROCK FLOATING RATE INCOME TRUST 7.01,9.01 10/25/10 BLACKROCK FLORIDA MUNICIPAL 2020 TERM 7.01,9.01 10/25/10 BlackRock Global Opportunities Equity DE 7.01,9.01 10/25/10 BlackRock Health Sciences Trust DE 7.01,9.01 10/25/10 BLACKROCK HIGH YIELD TRUST DE 7.01,9.01 10/25/10 BLACKROCK INSURED MUNICIPAL INCOME IN DE 7.01,9.01 10/25/10 BLACKROCK INSURED MUNICIPAL INCOME TR 7.01,9.01 10/25/10 BlackRock International Growth & Inco DE 7.01,9.01 10/25/10 BlackRock Long-Term Municipal Advanta 7.01,9.01 10/25/10 BLACKROCK LTD DURATION INCOME TRUST DE 7.01,9.01 10/25/10 BLACKROCK MARYLAND MUNICIPAL BOND TRU DE 7.01,9.01 10/25/10 BLACKROCK MUNICIPAL 2018 TERM TRUST DE 7.01,9.01 10/25/10 BLACKROCK MUNICIPAL 2020 TERM TRUST 7.01,9.01 10/25/10 BLACKROCK MUNICIPAL BOND INVESTMENT T DE 7.01,9.01 10/25/10 BLACKROCK MUNICIPAL BOND TRUST DE 7.01,9.01 10/25/10 BLACKROCK MUNICIPAL INCOME INVESTMENT DE 7.01,9.01 10/25/10 BLACKROCK MUNICIPAL INCOME TRUST DE 7.01,9.01 10/25/10 BLACKROCK MUNICIPAL INCOME TRUST II DE 7.01,9.01 10/25/10 BLACKROCK NEW JERSEY MUNICIPAL BOND T DE 7.01,9.01 10/25/10 BLACKROCK NEW JERSEY MUNICIPAL INCOME DE 7.01,9.01 10/25/10 BLACKROCK NEW YORK INSURED MUNICIPAL DE 7.01,9.01 10/25/10 BLACKROCK NEW YORK MUNICIPAL 2018 TER DE 7.01,9.01 10/25/10 BLACKROCK NEW YORK MUNICIPAL BOND TRU DE 7.01,9.01 10/25/10 BLACKROCK NEW YORK MUNICIPAL INCOME T DE 7.01,9.01 10/25/10 BLACKROCK NEW YORK MUNICIPAL INCOME T DE 7.01,9.01 10/25/10 BLACKROCK PENNSYLVANIA STRATEGIC MUNI DE 7.01,9.01 10/25/10 BlackRock Real Asset Equity Trust DE 7.01,9.01 10/25/10 BLACKROCK S&P QUALITY RANKINGS GLOBAL 7.01,9.01 10/25/10 BLACKROCK STRATEGIC BOND TRUST DE 7.01,9.01 10/25/10 BLACKROCK STRATEGIC DIVIDEND ACHIEVER DE 7.01,9.01 10/25/10 BLACKROCK STRATEGIC MUNICIPAL TRUST DE 7.01,9.01 10/25/10 BLACKROCK VIRGINIA MUNICIPAL BOND TRU DE 7.01,9.01 10/25/10 Blue Earth, Inc. DE 1.01 10/29/10 BLUE VALLEY BAN CORP KS 2.02,7.01,9.01 10/29/10 BOLT TECHNOLOGY CORP CT 2.02,9.01 10/27/10 BOSTON BEER CO INC MA 7.01 10/28/10 BOYD GAMING CORP NV 8.01,9.01 10/28/10 BREEZE-EASTERN CORP DE 2.02,9.01 10/29/10 BROADSOFT INC DE 2.01,5.02,9.01 10/25/10 C & F FINANCIAL CORP VA 2.02,9.01 10/29/10 CABELAS INC DE 2.02 10/29/10 CABOT OIL & GAS CORP DE 2.02,9.01 10/25/10 CALPINE CORP DE 2.02,9.01 10/29/10 CAMCO FINANCIAL CORP DE 2.02,9.01 10/29/10 CAPITAL PROPERTIES INC /RI/ RI 5.02 10/26/10 CAPITALSOURCE INC DE 2.02,7.01,9.01 10/29/10 CARACO PHARMACEUTICAL LABORATORIES LT MI 2.02,9.01 10/29/10 Cardiac Science CORP 1.01,9.01 10/29/10 CARVER BANCORP INC DE 2.02,9.01 10/29/10 CAS MEDICAL SYSTEMS INC DE 8.01 10/27/10 CAVIUM NETWORKS, INC. DE 2.02,9.01 10/27/10 CB RICHARD ELLIS REALTY TRUST MD 1.01 10/28/10 CDEX INC NV 5.03,9.01 10/22/10 CELL THERAPEUTICS INC WA 2.02,7.01,9.01 10/29/10 Cellu Tissue Holdings, Inc. DE 8.01,9.01 10/29/10 CENTER BANCORP INC NJ 2.02,9.01 10/28/10 CenterState Banks, Inc. FL 2.02,9.01 10/29/10 CENTURY ALUMINUM CO DE 8.01 10/29/10 CFS BANCORP INC IN 8.01 10/28/10 CHAMPIONS BIOTECHNOLOGY, INC. DE 1.01,3.02,5.02,9.01 10/25/10 Chang-On International, Inc. UT 5.02 10/28/10 CHART INDUSTRIES INC DE 7.01,9.01 10/28/10 CHARTER COMMUNICATIONS, INC. /MO/ DE 7.01 10/29/10 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 10/28/10 CHEVIOT FINANCIAL CORP 2.02,9.01 10/29/10 CHEVRON CORP DE 2.02 10/29/10 China Advanced Construction Materials DE 1.01 09/30/10 China Auto Logistics Inc NV 4.01,9.01 10/01/10 AMEND CHINA HEALTH CARE CORP WY 5.02 10/29/10 CHINA INFRASTRUCTURE CONSTRUCTION Cor CO 5.02,9.01 10/25/10 China Packaging Group Inc. NV 1.01,2.01,9.01 10/28/10 CHUBB CORP NJ 5.02 10/25/10 CIGNA CORP DE 2.02 10/29/10 CITIZENS REPUBLIC BANCORP, INC. MI 7.01,9.01 10/29/10 CKX, Inc. DE 5.02 10/25/10 CLIFFS NATURAL RESOURCES INC. OH 2.02,9.01 10/28/10 CMS Bancorp, Inc. DE 8.01 10/29/10 CNA SURETY CORP DE 2.02 10/29/10 CNB FINANCIAL CORP/PA PA 5.02 10/26/10 COLUMBIA BANKING SYSTEM INC WA 2.02,8.01,9.01 10/28/10 COLUMBUS MCKINNON CORP NY 2.02,9.01 10/29/10 COMMERCIAL METALS CO DE 2.02,9.01 10/29/10 COMMUNITY TRUST BANCORP INC /KY/ KY 5.02 10/29/10 CONMED CORP NY 2.02,9.01 10/28/10 CONMED CORP NY 1.01,9.01 10/29/10 CONSOL Energy Inc DE 2.02,7.01,9.01 10/29/10 CONSPIRACY ENTERTAINMENT HOLDINGS INC UT 1.01,2.03,3.02,9.01 10/25/10 CONSTELLATION ENERGY GROUP INC MD 2.02,9.01 10/28/10 CONSUMERS BANCORP INC /OH/ OH 5.07 10/27/10 CREE INC NC 1.01,5.02,5.03,5.07,9.01 10/25/10 CRESCENT FINANCIAL CORP NC 2.02,9.01 10/29/10 CRIMSON EXPLORATION INC. 1.01,3.02,5.03,9.01 10/27/10 CROSS A T CO RI 5.02 10/27/10 CROSS A T CO RI 2.02 10/29/10 CrowdGather, Inc. NV 3.02,7.01,9.01 10/25/10 CSX CORP VA 7.01 10/28/10 Cullen Agricultural Holding Corp DE 2.01 10/26/10 DAYTON POWER & LIGHT CO OH 8.01,9.01 10/27/10 DCB FINANCIAL CORP OH 1.01,9.01 10/28/10 Denarii Resources Inc. NV 1.02,9.01 10/29/10 Denarii Resources Inc. NV 1.02,9.01 10/29/10 DIGITALGLOBE INC 5.02,9.01 10/29/10 DIONEX CORP /DE CA 5.07 10/26/10 DOMINION RESOURCES INC /VA/ VA 2.02,9.01 10/29/10 Domtar CORP DE 2.02,9.01 10/29/10 DPL INC OH 2.02,7.01,8.01,9.01 10/27/10 Dresser-Rand Group Inc. DE 2.02,9.01 10/28/10 DTE ENERGY CO MI 2.02,7.01,9.01 10/29/10 DTE ENERGY CO MI 2.02,7.01,9.01 10/29/10 DTE ENERGY CO MI 8.01,9.01 10/29/10 Duff & Phelps Corp DE 2.02,9.01 10/28/10 AMEND DYNAMIC MATERIALS CORP DE 5.02 07/15/10 AMEND EAGLE FINANCIAL SERVICES INC VA 2.02,9.01 10/29/10 ECOLOGY & ENVIRONMENT INC NY 2.02,9.01 10/29/10 EDISON INTERNATIONAL CA 2.02,7.01,9.01 10/29/10 Emergent BioSolutions Inc. DE 2.01,9.01 10/28/10 EMPIRE DISTRICT ELECTRIC CO KS 2.02,9.01 10/28/10 Encore Bancshares Inc TX 2.02,9.01 10/29/10 Encore Energy Partners LP DE 7.01,9.01 10/29/10 Energy Future Holdings Corp /TX/ TX 2.02,7.01,9.01 10/29/10 EnergyConnect Group Inc OR 5.03,9.01 10/25/10 ENTERGY CORP /DE/ DE 7.01,9.01 10/29/10 EnteroMedics Inc 5.07 10/29/10 EPICOR SOFTWARE CORP DE 2.02,9.01 10/28/10 ESSA Bancorp, Inc. PA 2.02,9.01 10/27/10 ESTEE LAUDER COMPANIES INC DE 2.02,9.01 10/29/10 EV Energy Partners, LP DE 1.01,7.01,9.01 10/25/10 EXELON CORP PA 7.01,9.01 10/29/10 FARMERS NATIONAL BANC CORP /OH/ OH 2.02,9.01 10/29/10 Federal Home Loan Bank of Atlanta X1 7.01,8.01,9.01 10/29/10 Federal Home Loan Bank of Boston X1 5.02,5.07 10/25/10 Federal Home Loan Bank of San Francis X1 2.02,7.01,9.01 10/28/10 FFD FINANCIAL CORP/OH OH 2.02,9.01 10/28/10 FIRST BANKS, INC MO 2.02,9.01 10/29/10 FIRST FINANCIAL BANCORP /OH/ OH 5.02,9.01 10/25/10 FIRST MARINER BANCORP MD 2.02,9.01 10/28/10 FIRST POTOMAC REALTY TRUST MD 2.02,7.01,9.01 10/28/10 FIRST SECURITY GROUP INC/TN TN 3.01,4.02,9.01 10/28/10 FLOTEK INDUSTRIES INC/CN/ DE 5.02,9.01 10/25/10 FLUOR CORP DE 2.02,9.01 10/29/10 FREQUENCY ELECTRONICS INC DE 5.07 10/06/10 FSB Community Bankshares Inc X1 2.02,9.01 10/28/10 FUQI INTERNATIONAL, INC. DE 5.02,7.01,8.01,9.01 10/25/10 GAMETECH INTERNATIONAL INC DE 5.02 10/27/10 GENERAL GROWTH PROPERTIES INC DE 2.02,7.01,9.01 10/29/10 GENERAL GROWTH PROPERTIES INC DE 7.01,9.01 10/29/10 General Moly, Inc DE 1.01,2.02,9.01 10/26/10 Georgetown Bancorp, Inc. X1 5.07,9.01 10/26/10 GLIMCHER REALTY TRUST MD 2.02,9.01 10/28/10 Global Water Asset Corp 5.03,5.07,9.01 10/26/10 GOLDEN STATE PETROLEUM TRANSPORT CORP DE 9.01 10/28/10 GOLDFIELD CORP DE 1.01,2.03,9.01 10/25/10 GOLDRICH MINING CO AK 5.02 10/19/10 GRAHAM CORP DE 2.02,5.03,8.01,9.01 10/28/10 Graymark Healthcare, Inc. OK 1.01,5.07,9.01 10/29/10 GREAT PLAINS ENERGY INC MO 7.01,9.01 10/29/10 Green Plains Renewable Energy, Inc. 8.01,9.01 10/29/10 GREENBRIER COMPANIES INC DE 2.02,8.01,9.01 09/27/10 AMEND GTSI CORP DE 1.01,2.03,5.02,9.01 10/19/10 AMEND GULF ISLAND FABRICATION INC LA 2.02,9.01 10/28/10 GULF ISLAND FABRICATION INC LA 8.01,9.01 10/28/10 HAMPTON ROADS BANKSHARES INC VA 7.01,9.01 10/29/10 HANGER ORTHOPEDIC GROUP INC DE 2.02,9.01 10/27/10 HARVEST NATURAL RESOURCES, INC. DE 1.01,2.03,3.02,3.03,9.01 10/28/10 HEMACARE CORP /CA/ CA 4.01,9.01 10/01/10 AMEND HENRY SCHEIN INC DE 2.02,9.01 09/25/10 HINES REAL ESTATE INVESTMENT TRUST IN 8.01 10/29/10 HMS HOLDINGS CORP 2.02,9.01 10/29/10 HOME FEDERAL BANCORP, INC. OF LOUISIA 2.02,9.01 10/29/10 Hometown Bancorp,Inc. X1 2.02,9.01 10/29/10 HORACE MANN EDUCATORS CORP /DE/ DE 2.02,9.01 10/28/10 HOST HOTELS & RESORTS L.P. DE 1.01,2.03,9.01 10/25/10 HOST HOTELS & RESORTS, INC. MD 1.01,2.03,9.01 10/25/10 HUNTINGTON BANCSHARES INC/MD MD 7.01,9.01 10/29/10 Huntsman CORP DE 8.01,9.01 10/28/10 IA GLOBAL INC DE 2.01 10/29/10 iBio, Inc. DE 1.01,3.02,9.01 10/27/10 IDENIX PHARMACEUTICALS INC 2.02,9.01 10/29/10 INNERWORKINGS INC 5.02 10/27/10 INSITUFORM TECHNOLOGIES INC DE 2.02,9.01 10/25/10 INTEGRYS ENERGY GROUP, INC. WI 7.01,9.01 10/28/10 INTERMOUNTAIN COMMUNITY BANCORP ID 2.02,9.01 10/29/10 INTERNATIONAL BARRIER TECHNOLOGY INC A1 7.01,9.01 10/29/10 INTEST CORP DE 1.01,9.01 10/27/10 INVACARE CORP OH 1.01,1.02,2.03,7.01,9.01 10/28/10 INVESTORS TITLE CO NC 2.02,9.01 10/29/10 IPASS INC DE 5.03,9.01 10/29/10 Iridium Communications Inc. DE 1.01,1.02,2.03,7.01,8.01,9.01 10/25/10 ITT Corp IN 2.02,7.01,9.01 10/29/10 Iveda Corp NV 1.01 10/25/10 J C PENNEY CO INC DE 1.01,9.01 10/29/10 JABIL CIRCUIT INC DE 1.01,8.01,9.01 10/28/10 JOE'S JEANS INC. DE 1.01,5.02,5.07,9.01 10/26/10 KAYDON CORP DE 5.02,9.01 10/29/10 KB HOME DE 5.02,9.01 10/25/10 Kearny Financial Corp. X1 2.02,9.01 10/29/10 KINDRED HEALTHCARE, INC DE 8.01,9.01 10/28/10 Kohlberg Capital CORP DE 8.01,9.01 10/29/10 LACLEDE GROUP INC MO 2.02,7.01,9.01 10/29/10 Lake Shore Bancorp, Inc. X1 2.02,8.01,9.01 10/27/10 LAKELAND BANCORP INC NJ 7.01,9.01 10/29/10 LEHMAN BROTHERS HOLDINGS INC DE 8.01,9.01 10/29/10 LIFEPOINT HOSPITALS, INC. 2.02,9.01 10/29/10 LITHIUM TECHNOLOGY CORP DE 1.01,3.02,5.02 10/25/10 LSB CORP MA 5.07,8.01 10/22/10 LUBYS INC DE 2.02,9.01 10/28/10 Lucky Boy Silver Corp. WY 1.01,3.02 10/28/10 LyondellBasell Industries N.V. P7 2.02,7.01,9.01 10/29/10 M I HOMES INC OH 8.01,9.01 10/28/10 MAC-GRAY CORP DE 5.03,9.01 10/28/10 AMEND MAGELLAN HEALTH SERVICES INC DE 2.02,9.01 10/29/10 MAGNUM HUNTER RESOURCES CORP DE 8.01,9.01 10/28/10 MAM SOFTWARE GROUP, INC. DE 1.01,2.03,8.01,9.01 10/25/10 MANITOWOC CO INC WI 2.02,9.01 10/28/10 MANNKIND CORP DE 2.02,9.01 10/29/10 MARATHON OIL CORP DE 5.02,5.03,9.01 10/27/10 MARKWEST ENERGY PARTNERS L P 7.01,8.01,9.01 10/27/10 MAXIMUS INC VA 8.01,9.01 10/29/10 MDC HOLDINGS INC DE 2.02,7.01,9.01 10/29/10 Merck & Co. Inc. NJ 2.02,9.01 10/29/10 METALICO INC 2.02,9.01 10/29/10 METLIFE INC DE 8.01,9.01 10/29/10 METRO BANCORP, INC. 2.02,9.01 10/29/10 MetroCorp Bancshares, Inc. TX 2.02,9.01 10/28/10 MEXICAN RESTAURANTS INC TX 3.01,9.01 10/25/10 MGM Resorts International DE 1.01,2.03,9.01 10/28/10 MICRON TECHNOLOGY INC DE 8.01,9.01 10/28/10 MID PENN BANCORP INC PA 5.02 10/27/10 MIDAMERICAN ENERGY CO IA 7.01,9.01 10/29/10 MIDAMERICAN ENERGY HOLDINGS CO /NEW/ IA 7.01,9.01 10/29/10 MIDDLESEX WATER CO NJ 5.02 10/29/10 MidWestOne Financial Group, Inc. IA 5.02 10/27/10 MONSTER WORLDWIDE INC DE 9.01 10/29/10 AMEND Morningstar, Inc. IL 2.02,4.01,8.01,9.01 10/25/10 Mount Knowledge Holdings, Inc. NV 1.01 10/29/10 MRV COMMUNICATIONS INC DE 5.02,9.01 10/25/10 MUELLER INDUSTRIES INC DE 5.02,8.01,9.01 10/28/10 NABORS INDUSTRIES LTD D0 5.02,9.01 10/29/10 NASDAQ OMX GROUP, INC. DE 2.02,7.01,9.01 10/29/10 NATIONAL RURAL UTILITIES COOPERATIVE DC 8.01,9.01 10/29/10 NCI BUILDING SYSTEMS INC DE 5.02,9.01 10/25/10 NEFFS BANCORP INC PA 2.02 09/30/10 NELNET INC NE 1.01,2.02,8.01,9.01 10/25/10 NEOMAGIC CORP DE 4.01,9.01 10/01/10 NEWELL RUBBERMAID INC DE 2.02,7.01,9.01 10/29/10 NEWPARK RESOURCES INC DE 2.02,9.01 10/28/10 NEXTERA ENERGY INC FL 2.02,9.01 10/29/10 Nielsen CO B.V. P7 7.01,9.01 10/29/10 Niska Gas Storage Partners LLC DE 7.01,9.01 10/29/10 NISOURCE INC/DE DE 2.02,9.01 10/29/10 NORTEK INC DE 8.01 10/29/10 North China Horticulture, Inc. F4 4.01,9.01 10/20/10 AMEND NORTHWEST INDIANA BANCORP IN 2.02,9.01 10/29/10 NSTAR/MA 9.01 10/29/10 NTS MORTGAGE INCOME FUND DE 1.01,9.01 10/27/10 NTS MORTGAGE INCOME FUND DE 7.01,9.01 10/29/10 NUVASIVE INC DE 2.02,7.01,9.01 10/28/10 AMEND NV ENERGY, INC. NV 7.01,9.01 10/29/10 O REILLY AUTOMOTIVE INC MO 2.02,9.01 10/27/10 OCZ TECHNOLOGY GROUP INC DE 7.01,9.01 10/29/10 OGE ENERGY CORP. OK 2.02,9.01 10/29/10 OKLAHOMA GAS & ELECTRIC CO OK 2.02,9.01 10/29/10 OLD REPUBLIC INTERNATIONAL CORP DE 2.02 10/28/10 ONCOR ELECTRIC DELIVERY CO LLC DE 2.02,9.01 10/29/10 OneBeacon Insurance Group, Ltd. D0 2.02,9.01 10/29/10 OneBeacon Insurance Group, Ltd. D0 2.02,9.01 10/29/10 Orange 21 Inc. DE 1.01,2.03 10/26/10 Oritani Financial Corp DE 2.02,9.01 10/29/10 Otter Tail Corp MN 2.02,9.01 10/28/10 P&F INDUSTRIES INC DE 1.01,1.02,2.03,8.01,9.01 10/25/10 PACIFIC MERCANTILE BANCORP CA 2.02,9.01 10/27/10 PACIFICORP /OR/ OR 7.01,9.01 10/29/10 PALMETTO BANCSHARES INC SC 2.02,9.01 10/29/10 PARK CITY GROUP INC 8.01,9.01 10/29/10 PARKERVISION INC FL 1.01,8.01,9.01 10/29/10 PATRIOT GOLD CORP NV 5.02 10/28/10 PENN VIRGINIA CORP VA 5.02,5.03,9.01 10/28/10 PEPCO HOLDINGS INC DE 2.02,7.01,9.01 10/28/10 PEPCO HOLDINGS INC DE 7.01,9.01 10/29/10 PGI ENERGY FUND I SERIES-2010,INC TX 8.01,9.01 10/29/10 PHOENIX TECHNOLOGIES LTD DE 8.01 10/28/10 PILGRIMS PRIDE CORP DE 7.01 10/29/10 PILGRIMS PRIDE CORP DE 7.01 10/29/10 PIONEER BANKSHARES INC/VA 2.02,9.01 10/29/10 PNM RESOURCES INC NM 2.02,9.01 10/29/10 POPE RESOURCES LTD PARTNERSHIP DE 2.02,9.01 10/29/10 POPE RESOURCES LTD PARTNERSHIP DE 8.01,9.01 10/29/10 POWERWAVE TECHNOLOGIES INC DE 2.02 10/03/10 PROGRESS ENERGY INC NC 2.02,9.01 10/29/10 PROSPECT MEDICAL HOLDINGS INC DE 8.01 10/29/10 PROVIDENT FINANCIAL SERVICES INC DE 2.02,7.01,9.01 10/29/10 PSI CORP NV 4.01 07/10/10 QUALITY SYSTEMS, INC CA 2.02,8.01,9.01 10/25/10 QUESTAR CORP UT 2.02,9.01 10/26/10 RAIT Financial Trust MD 7.01,9.01 10/22/10 REDDY ICE HOLDINGS INC DE 8.01,9.01 10/29/10 REGENCY CENTERS CORP FL 8.01,9.01 10/29/10 Regenicin, Inc. NV 5.03,9.01 10/27/10 REGIS CORP MN 5.07,9.01 10/28/10 RENT A CENTER INC DE 8.01,9.01 10/28/10 REPUBLIC SERVICES, INC. DE 5.02,9.01 10/27/10 RESOURCES CONNECTION INC DE 8.01,9.01 10/28/10 RICKS CABARET INTERNATIONAL INC TX 2.02,2.06,9.01 10/28/10 RIMAGE CORP MN 2.02,9.01 10/28/10 RIVERVIEW BANCORP INC WA 2.02,9.01 10/26/10 ROCK OF AGES CORP DE 2.02,9.01 10/29/10 ROCKWELL COLLINS INC DE 2.02,7.01,9.01 10/29/10 ROTATE BLACK INC NV 1.01,9.01 10/27/10 ROYAL GOLD INC DE 1.01,2.01,8.01,9.01 10/28/10 Ruths Hospitality Group, Inc. DE 2.02,9.01 10/29/10 S&T BANCORP INC PA 7.01,9.01 10/28/10 SALISBURY BANCORP INC CT 2.02,8.01,9.01 10/29/10 SAVANNAH BANCORP INC GA 8.01 09/30/10 SBA COMMUNICATIONS CORP FL 2.02,9.01 10/28/10 SCOTTS MIRACLE-GRO CO OH 5.02,8.01,9.01 10/29/10 SEACOAST BANKING CORP OF FLORIDA FL 2.02,7.01,9.01 10/21/10 AMEND Sensata Technologies B.V. P7 1.01,9.01 10/28/10 Sensata Technologies Holding N.V. P7 1.01,9.01 10/28/10 SGS International, Inc. DE 1.01,9.01 10/25/10 Shire plc 2.02,9.01 10/29/10 Shire plc 8.01,9.01 10/29/10 SIERRA MONITOR CORP /CA/ CA 2.02,9.01 10/28/10 SIGNET JEWELERS LTD 8.01 10/29/10 SIGNET JEWELERS LTD 1.01,1.02,9.01 10/27/10 SIMPSON MANUFACTURING CO INC /CA/ DE 2.02,9.01 10/28/10 SolarWinds, Inc. DE 5.02 10/25/10 SOUTHERN CALIFORNIA EDISON CO CA 2.02,9.01 10/29/10 SOUTHERN COPPER CORP/ DE 2.02,9.01 10/28/10 SOUTHERN MICHIGAN BANCORP INC MI 2.02,9.01 10/29/10 Southern National Bancorp of Virginia VA 2.02,9.01 10/28/10 SOUTHWESTERN ENERGY CO DE 2.02,9.01 10/28/10 SOUTHWESTERN ENERGY CO DE 7.01 10/29/10 SOUTHWESTERN ENERGY CO DE 5.03,9.01 10/26/10 SP Bancorp, Inc. MD 7.01,9.01 10/29/10 SPECTRAL CAPITAL Corp 5.02,7.01,9.01 10/21/10 STAMPS.COM INC DE 2.02,5.02,9.01 10/28/10 STANDARD REGISTER CO OH 2.02,9.01 10/29/10 STERLING BANCORP NY 7.01,9.01 10/28/10 STERLING BANCORP NY 7.01,9.01 10/28/10 STILLWATER MINING CO /DE/ DE 2.02,9.01 10/28/10 STRATECO RESOURCES INC 5.07 10/29/10 STURM RUGER & CO INC DE 7.01 10/28/10 Sucampo Pharmaceuticals, Inc. 7.01,9.01 10/29/10 SUFFOLK BANCORP NY 8.01,9.01 10/25/10 SUMOTEXT, inc. NV 1.01,2.01,2.03,5.01,5.02,5.03, 10/25/10 5.07,9.01 SUN BANCORP INC /NJ/ NJ 2.02,9.01 09/30/10 SYNALLOY CORP DE 2.02,9.01 10/29/10 SYNTHESIS ENERGY SYSTEMS INC DE 3.01 10/28/10 TAKE TWO INTERACTIVE SOFTWARE INC DE 5.02,9.01 10/25/10 TECHNE CORP /MN/ MN 8.01,9.01 10/28/10 TELETOUCH COMMUNICATIONS INC DE 5.07,8.01,9.01 10/25/10 THERMADYNE HOLDINGS CORP /DE DE 2.02,8.01,9.01 10/28/10 THRESHOLD PHARMACEUTICALS INC DE 1.01,9.01 10/29/10 TIDELANDS BANCSHARES INC 2.02,9.01 10/29/10 Tim Hortons Inc. A6 2.01,9.01 10/29/10 Timberline Resources Corp DE 7.01,9.01 10/29/10 TITANIUM METALS CORP DE 7.01,9.01 10/28/10 TOMPKINS FINANCIAL CORP NY 2.02,8.01,9.01 10/27/10 Total Nutraceutical Solutions, Inc. NV 5.03,9.01 01/29/10 TransDigm Group INC DE 7.01 10/29/10 Tree.com, Inc. DE 2.02,8.01,9.01 10/29/10 TRIMBLE NAVIGATION LTD /CA/ CA 5.02 10/26/10 Trubion Pharmaceuticals, Inc DE 2.01,3.01,3.03,5.01,5.02,5.07, 10/28/10 9.01 tw telecom inc. DE 1.01 10/27/10 U. S. Premium Beef, LLC 8.01,9.01 10/28/10 U.S. Auto Parts Network, Inc. DE 9.01 08/12/10 AMEND UIL HOLDINGS CORP CT 2.02,7.01,9.01 10/29/10 UNIONBANCAL CORP DE 2.02,9.01 10/28/10 UNISOURCE ENERGY CORP AZ 7.01,9.01 10/29/10 United States 12 Month Natural Gas Fu 7.01,9.01 10/29/10 United States 12 Month Oil Fund, LP 7.01,9.01 10/29/10 United States Brent Oil Fund, LP DE 7.01,9.01 10/29/10 United States Commodity Index Funds T DE 7.01,9.01 10/29/10 United States Gasoline Fund, LP DE 7.01,9.01 10/29/10 United States Heating Oil Fund, LP DE 7.01,9.01 10/29/10 United States Natural Gas Fund, LP 7.01,9.01 10/29/10 United States Oil Fund, LP DE 7.01,9.01 10/29/10 United States Short Oil Fund, LP DE 7.01,9.01 10/29/10 UNITED WESTERN BANCORP INC CO 1.01,3.02,3.03,7.01,9.01 10/28/10 Universal Truckload Services, Inc. MI 1.01,2.02,9.01 10/25/10 URANIUM ENERGY CORP NV 3.02 10/26/10 URANIUM RESOURCES INC /DE/ DE 8.01,9.01 10/26/10 US DATAWORKS INC NV 4.01,7.01,9.01 10/25/10 UV FLU TECHNOLOGIES INC NV 1.01,9.01 10/28/10 VALLEY NATIONAL BANCORP NJ 7.01,9.01 10/29/10 VALPEY FISHER CORP MD 2.02,9.01 10/29/10 VASCO DATA SECURITY INTERNATIONAL INC DE 2.02,9.01 10/26/10 VHGI HOLDINGS, INC. DE 8.01,9.01 10/26/10 VISA INC. DE 7.01,9.01 10/29/10 VIVUS INC CA 8.01 10/28/10 VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITT DE 8.01,9.01 10/27/10 VORNADO REALTY LP DE 5.02 10/28/10 VORNADO REALTY TRUST MD 5.02 10/28/10 WABCO Holdings Inc. DE 2.02,7.01,9.01 10/29/10 WASHINGTON BANKING CO WA 2.02,8.01,9.01 10/29/10 WEST BANCORPORATION INC IA 2.02,9.01 10/29/10 Western Iowa Energy, L.L.C. IA 1.01,9.01 10/25/10 WESTERN LIBERTY BANCORP DE 7.01,9.01 10/28/10 WEYERHAEUSER CO WA 2.02,9.01 10/29/10 WHITE MOUNTAINS INSURANCE GROUP LTD D0 2.02,9.01 10/29/10 WHITE MOUNTAINS INSURANCE GROUP LTD D0 7.01,9.01 10/27/10 Wilber CORP 2.02,9.01 10/29/10 WILLIAMS COAL SEAM GAS ROYALTY TRUST DE 1.01,2.01,7.01,9.01 10/27/10 XCEL ENERGY INC MN 7.01 10/29/10 ZAP CA 5.02 10/25/10 ZION OIL & GAS INC DE 8.01,9.01 10/29/10 ZORAN CORP \DE\ DE 8.01,9.01 10/28/10