RECENT 8K FILINGS October 7, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ AAR CORP DE 7.01,9.01 10/06/10 ACCENTURE SCA 3.02 09/30/10 ACCURIDE CORP DE 8.01,9.01 10/06/10 ACUITY BRANDS INC DE 2.02,8.01,9.01 10/01/10 ADCARE HEALTH SYSTEMS INC OH 1.01,2.01,8.01,9.01 10/06/10 Addus HomeCare Corp DE 9.01 07/26/10 AMEND ADMINISTAFF INC \DE\ DE 1.01,9.01 10/01/10 ADVANCED ANALOGIC TECHNOLOGIES INC DE 5.02,9.01 09/30/10 ADVENTRX PHARMACEUTICALS INC DE 8.01,9.01 10/06/10 AFFYMAX INC DE 8.01,9.01 10/06/10 ALICO INC FL 5.03,7.01,9.01 10/05/10 ALIMERA SCIENCES INC DE 1.01 10/04/10 ALLIANCE FIBER OPTIC PRODUCTS INC CA 4.01,9.01 10/01/10 AlphaMetrix Managed Futures III LLC ( DE 3.02 10/01/10 AlphaMetrix Managed Futures III LLC ( DE 3.02 10/01/10 AMEND AlphaMetrix Managed Futures LLC (Aspe DE 3.02 10/01/10 Altegris QIM Futures Fund, L.P. DE 3.02 10/01/10 AMERICA SERVICE GROUP INC /DE DE 8.01,9.01 10/01/10 American Exploration Corp NV 1.01,9.01 09/27/10 AMERICAN REALTY CAPITAL NEW YORK RECO MD 1.01,9.01 10/01/02 AMERICAS CARMART INC TX 8.01 10/06/10 Amerilithium Corp. NV 3.02,8.01,9.01 09/29/10 ANGIOTECH PHARMACEUTICALS INC 8.01,9.01 10/04/10 APAC CUSTOMER SERVICES, INC IL 1.01,5.02,9.01 10/01/10 ARIBA INC DE 1.01,9.01 10/05/10 Armour Residential REIT, Inc. MD 8.01,9.01 10/06/10 ASIARIM CORP NV 3.02,5.02,8.01 10/06/10 ASPEN INSURANCE HOLDINGS LTD D0 7.01,9.01 10/06/10 AspenBio Pharma, Inc. CO 8.01 10/01/10 AZZ INC TX 7.01,8.01,9.01 10/06/10 BAKER MICHAEL CORP PA 1.01,2.03,8.01,9.01 09/30/10 BANNER CORP WA 2.02,9.01 10/06/10 BAY STREET CAPITAL INC NV 2.01,3.02,5.02,5.03 10/06/10 Beacon Federal Bancorp, Inc. MD 5.02,9.01 10/01/10 BECTON DICKINSON & CO NJ 8.01 10/06/10 BERRY PLASTICS CORP DE 5.02,9.01 10/05/10 BIMINI CAPITAL MANAGEMENT, INC. MD 7.01,9.01 10/05/10 BIOANALYTICAL SYSTEMS INC IN 5.02 10/05/10 Biodel Inc 5.02,9.01 10/01/10 BIOHEART, INC. FL 1.01,9.01 10/06/10 BLOUNT INTERNATIONAL INC DE 5.02,7.01,9.01 09/30/10 Bluerock Enhanced Multifamily Trust, MD 1.01,2.01,2.03,9.01 09/30/10 BTHC XV, Inc. DE 1.01,9.01 10/06/10 CADENCE FINANCIAL CORP MS 1.01,1.02,7.01,9.01 10/06/10 CADENCE FINANCIAL CORP MS 1.01,7.01,9.01 10/06/10 CalAmp Corp. DE 2.02,9.01 10/06/10 CALIFORNIA PIZZA KITCHEN, INC. DE 5.02,5.07,9.01 09/30/10 Camelot Entertainment Group, Inc. DE 3.02 09/24/10 Cape Bancorp, Inc. MD 5.02,9.01 10/01/10 CASH AMERICA INTERNATIONAL INC TX 3.02,7.01,9.01 10/04/10 CBOE Holdings, Inc. DE 5.02,9.01 09/30/10 CELL THERAPEUTICS INC WA 4.01,9.01 10/01/10 Cellu Tissue Holdings, Inc. DE 2.02,9.01 10/06/10 Center for Wound Healing, Inc. 1.01,9.01 10/05/10 CEPHUS HOLDING CORP. DE 4.01 09/28/10 Changda International Holdings, Inc. NV 8.01 10/01/10 CHARLES & COLVARD LTD NC 1.02 10/01/10 CHESAPEAKE ENERGY CORP OK 5.02,7.01,9.01 10/05/10 China Auto Logistics Inc NV 4.01,9.01 10/01/10 CHINA NORTH EAST PETROLEUM HOLDINGS L NV 5.02 09/30/10 AMEND China XD Plastics Co Ltd NV 1.01,9.01 10/04/10 CHS INC MN 5.02,9.01 10/06/10 CHURCHILL DOWNS INC KY 5.02,9.01 10/04/10 CKX, Inc. DE 5.02,9.01 09/30/10 CNA SURETY CORP DE 5.02,9.01 10/05/10 COLOMBIA CLEAN POWER & FUELS, INC NV 1.01,2.03,3.02,9.01 09/30/10 COMFORT SYSTEMS USA INC 9.01 07/28/10 AMEND Community Bankers Trust Corp DE 5.02 09/30/10 CONOCOPHILLIPS DE 5.02 10/06/10 CONSTELLATION BRANDS, INC. DE 2.02,7.01,9.01 10/06/10 CORN PRODUCTS INTERNATIONAL INC DE 2.01,7.01,9.01 10/01/10 Coronus Solar Inc. A1 7.01,9.01 10/06/10 COSTCO WHOLESALE CORP /NEW WA 2.02,9.01 10/06/10 CRAFT BREWERS ALLIANCE, INC. WA 1.01,2.01,2.03,3.02,9.01 09/30/10 Cyclacel Pharmaceuticals, Inc. DE 5.07,8.01,9.01 10/04/10 Deerfield Capital Corp. MD 5.02 09/30/10 Delek US Holdings, Inc. 1.01,2.03,9.01 10/05/10 Deyu Agriculture Corp. NV 1.01,9.01 09/30/10 DG FastChannel, Inc DE 7.01,9.01 09/30/10 Dialogic Inc. DE 1.01,2.01,2.03,3.02,3.03 09/30/10 Dialogic Inc. DE 5.01,5.02,5.03,5.07,8.01,9.01 09/30/10 Digimarc CORP OR 1.01,2.02,7.01,9.01 10/05/10 DineEquity, Inc DE 8.01,9.01 10/06/10 DOVER MOTORSPORTS INC DE 1.01,9.01 10/01/10 DUSA PHARMACEUTICALS INC NJ 1.02 09/30/10 DYNEGY INC. DE 7.01,9.01 10/06/10 ECOLOCAP SOLUTIONS INC. NV 7.01,9.01 10/05/10 EGAIN COMMUNICATIONS CORP DE 2.02,9.01 10/06/10 ELANDIA INTERNATIONAL INC. DE 8.01 10/05/10 ENBRIDGE ENERGY MANAGEMENT L L C DE 5.02,9.01 10/04/10 ENCORE CAPITAL GROUP INC DE 7.01,9.01 10/05/10 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 10/06/10 ENERGY CONVERSION DEVICES INC DE 7.01 09/29/10 AMEND ENTECH SOLAR, INC. DE 1.01,3.02,9.01 09/30/10 Envision Solar International, Inc. NV 5.02,8.01,9.01 09/29/10 EPICUS COMMUNICATIONS GROUP INC FL 5.02,9.01 08/12/10 EV Energy Partners, LP DE 1.01,2.01,2.03,7.01,9.01 09/29/10 Excel Trust, Inc. MD 2.01,7.01,9.01 10/01/10 EXTREME NETWORKS INC DE 5.02,8.01 09/30/10 FAMILY DOLLAR STORES INC DE 1.01,7.01,9.01 10/05/10 FASTENAL CO MN 7.01,9.01 10/05/10 FIRST FINANCIAL HOLDINGS INC /DE/ DE 7.01,9.01 10/06/10 FIRST FINANCIAL HOLDINGS INC /DE/ DE 5.02,9.01 10/06/10 FLINT TELECOM GROUP INC. NV 1.01,3.02,9.01 10/05/10 FLIR SYSTEMS INC OR 2.01,8.01,9.01 10/04/10 Ford Credit Floorplan Master Owner Tr DE 8.01,9.01 10/06/10 FOUR RIVERS BIOENERGY INC. 1.01 10/04/10 FX ENERGY INC NV 7.01,9.01 10/06/10 Gas Natural Inc. OH 5.02,9.01 09/29/10 General Motors Co 1.02 09/30/10 GENVEC INC DE 1.01,9.01 09/30/10 GEOPETRO RESOURCES CO CA 1.01,3.02,9.01 09/30/10 GEORESOURCES INC CO 2.02,7.01,9.01 10/04/10 George Foreman Enterprises Inc DE 1.01,9.01 05/28/10 AMEND Ghost Technology Inc. DE 4.01,9.01 09/30/10 GLOBAL HEALTH VENTURES INC. NV 3.02 08/17/10 GLOBAL HEALTH VENTURES INC. NV 3.02 10/04/10 GLOBAL PARTNERS LP 2.01 09/30/10 Global Telecom & Technology, Inc. DE 1.01,2.03,8.01,9.01 09/30/10 Golden Minerals Co 8.01,9.01 10/06/10 Goodman Global Group, Inc. DE 7.01 10/06/10 Goodman Global Inc 7.01 10/06/10 Green Energy Live Inc NV 4.02,9.01 08/23/10 GRIFFIN LAND & NURSERIES INC DE 2.02,9.01 10/06/10 GROUP 1 AUTOMOTIVE INC DE 7.01,9.01 10/05/10 Grubb & Ellis Apartment REIT, Inc. MD 7.01,8.01,9.01 09/30/10 GTC BIOTHERAPEUTICS INC MA 1.01,2.03 09/30/10 GULFPORT ENERGY CORP DE 1.01,1.02,2.03,7.01,9.01 09/30/10 GYMBOREE CORP DE 7.01 10/06/10 HF FINANCIAL CORP DE 5.02,9.01 09/30/10 HORACE MANN EDUCATORS CORP /DE/ DE 5.02,8.01,9.01 10/06/10 HORMEL FOODS CORP /DE/ DE 8.01,9.01 10/06/10 HORTON D R INC /DE/ DE 5.02,9.01 09/30/10 HUMAN GENOME SCIENCES INC DE 5.03,9.01 10/05/10 IASIS Healthcare LLC DE 5.02,9.01 10/06/10 ICU MEDICAL INC/DE DE 8.01,9.01 10/06/10 IMMUCOR INC GA 2.02,9.01 10/06/10 IMPLANT SCIENCES CORP MA 1.01,2.03,7.01,9.01 10/06/10 Inland Diversified Real Estate Trust, MD 8.01 10/06/10 INLAND REAL ESTATE CORP MD 8.01,9.01 10/06/10 INTEGRAL VISION INC MI 2.04,9.01 09/30/10 INTEGRATED ENVIRONMENTAL TECHNOLOGIES NV 5.07,9.01 09/30/10 INTERMUNE INC DE 8.01,9.01 10/06/10 INVIVO THERAPEUTICS HOLDINGS CORP. NV 1.01,5.03,8.01,9.01 10/04/10 ITERIS, INC. DE 1.01,2.03,9.01 09/30/10 JACKSON HEWITT TAX SERVICE INC DE 1.01,1.02,7.01 09/30/10 JAKKS PACIFIC INC DE 5.07 10/01/10 K12 INC DE 5.02,9.01 10/01/10 KEYW HOLDING CORP MD 1.01,5.03,9.01 09/30/10 KIT digital, Inc. DE 5.02,5.03,5.07,9.01 09/30/10 KRAFT FOODS INC VA 7.01,9.01 10/01/10 LAKELAND FINANCIAL CORP IN 8.01 10/06/10 LANCE INC NC 1.01,5.02,5.03,9.01 09/30/10 LANDMARK BANCORP INC DE 7.01,9.01 10/06/10 LANDRYS RESTAURANTS INC 8.01,9.01 10/06/10 LIGHTING SCIENCE GROUP CORP DE 1.01,1.02,3.02,3.03,5.07,7.01,09/30/10 9.01 LITHIA MOTORS INC OR 7.01,9.01 10/05/10 Local Insight Regatta Holdings, Inc. DE 5.02 10/05/10 LOCAL.COM DE 1.01,9.01 09/30/10 MACHINETALKER INC DE 5.02,8.01,9.01 10/04/10 MAD CATZ INTERACTIVE INC 1.01,9.01 09/30/10 MARKWEST ENERGY PARTNERS L P 7.01,9.01 10/06/10 MASSEY ENERGY CO DE 5.03,5.07,9.01 10/06/10 MEDQUIST INC NJ 1.01,2.03,8.01,9.01 09/30/10 MENDOCINO BREWING CO INC CA 5.07 10/04/10 MENTOR GRAPHICS CORP OR 8.01,9.01 10/06/10 MERRILL LYNCH MUNICIPAL ABS INC NY 9.01 10/01/10 MetaMorphix Inc. MD 5.02 09/09/10 MobileBits Holdings Corp NV 1.01,9.01 09/17/10 MOCON INC MN 5.02,9.01 10/04/10 Molecular Insight Pharmaceuticals, In MA 8.01,9.01 10/06/10 MOLSON COORS BREWING CO DE 7.01,9.01 10/06/10 MONROE BANCORP IN 1.01,9.01 10/05/10 MONROE BANCORP IN 1.01,9.01 10/05/10 AMEND MONSANTO CO /NEW/ DE 2.02,9.01 10/06/10 Morgans Hotel Group Co. DE 1.01,7.01,9.01 10/01/10 Motors Liquidation Co DE 7.01,9.01 10/01/10 MRV COMMUNICATIONS INC DE 1.01,9.01 09/30/10 MV Oil Trust DE 2.02,9.01 10/06/10 Nalco Holding CO 1.01,2.03,7.01,8.01,9.01 10/05/10 National CineMedia, Inc. DE 1.01,8.01,9.01 10/01/10 NATIONAL HOLDINGS CORP DE 5.02,8.01,9.01 10/06/10 NATIONAL INSTRUMENTS CORP /DE/ DE 5.02 10/06/10 NATIONAL PENN BANCSHARES INC PA 7.01,9.01 10/06/10 NATIONAL PENN BANCSHARES INC PA 1.01,3.02,9.01 10/05/10 NATIONAL RURAL UTILITIES COOPERATIVE DC 8.01 10/06/10 NEOMAGIC CORP DE 4.01,9.01 10/01/10 NEOPROBE CORP DE 8.01,9.01 10/06/10 NEUSTAR INC 2.02,5.02,5.03,9.01 09/30/10 New Generation Biofuels Holdings, Inc FL 1.01,9.01 10/04/10 Northern Explorations Ltd. 5.03,8.01,9.01 09/30/10 Northfield Bancorp, Inc. X1 5.07 09/27/10 AMEND NSTAR/MA 8.01 10/06/10 NTS MORTGAGE INCOME FUND DE 8.01 10/04/10 Oasis Online Technologies Corp MN 2.01,3.02,9.01 09/24/10 ODYSSEY MARINE EXPLORATION INC NV 2.02,7.01,9.01 10/06/10 OGE ENERGY CORP. OK 1.01,9.01 10/06/10 OLD NATIONAL BANCORP /IN/ IN 1.01,9.01 10/05/10 OMNOVA SOLUTIONS INC OH 7.01,9.01 10/06/10 Oncothyreon Inc. DE 5.02 10/05/10 ONEOK INC /NEW/ OK 7.01,9.01 10/06/10 ONEOK Partners LP DE 7.01,9.01 10/06/10 OPHTHALMIC IMAGING SYSTEMS CA 7.01,9.01 10/06/10 OptimizeRx Corp NV 1.01,2.03,3.02,9.01 10/05/10 OTIX GLOBAL, INC. DE 1.01,9.01 10/06/10 PALMETTO BANCSHARES INC SC 5.02,9.01 10/04/10 PAM TRANSPORTATION SERVICES INC DE 8.01,9.01 10/05/10 PAR PHARMACEUTICAL COMPANIES, INC. DE 1.01,8.01 10/06/10 PARK OHIO HOLDINGS CORP OH 1.01,2.01,9.01 09/30/10 PATTERSON UTI ENERGY INC DE 1.01,2.03,9.01 10/05/10 PENSKE AUTOMOTIVE GROUP, INC. DE 7.01,9.01 10/06/10 POPULAR INC 1.01,8.01,9.01 09/30/10 PRESSTEK INC /DE/ DE 5.02,9.01 09/30/10 AMEND Primoris Services CORP DE 1.01,9.01 09/30/10 PROGENICS PHARMACEUTICALS INC DE 8.01,9.01 10/06/10 PSYCHIATRIC SOLUTIONS INC DE 5.07,7.01,9.01 10/05/10 Public Storage MD 1.01,3.03,5.03,9.01 10/04/10 QC Holdings, Inc. KS 1.01,9.01 09/30/10 QUANTUM SOLAR POWER CORP. 3.02 10/04/10 REALTY INCOME CORP MD 7.01,9.01 10/06/10 RECEIVABLE ACQUISITION & MANAGEMENT C DE 8.01,9.01 10/05/10 REGENCY CENTERS CORP FL 1.01,2.03,9.01 09/30/10 REPUBLIC BANCORP INC /KY/ KY 1.01,1.02 09/30/10 Revolutionary Concepts Inc NV 5.03,9.01 10/06/10 REX ENERGY CORP DE 1.01,2.01,7.01,9.01 09/30/10 ROBBINS & MYERS INC OH 2.02,9.01 10/06/10 ROBBINS & MYERS INC OH 1.01,9.01 10/06/10 RoomStore, Inc. VA 5.07 09/30/10 RPM INTERNATIONAL INC/DE/ DE 2.02,9.01 10/06/10 RUBY TUESDAY INC GA 2.02,5.02,5.07,9.01 08/31/10 RxBids NV 5.07 10/01/10 SABINE ROYALTY TRUST TX 2.02,9.01 10/05/10 SAJAN INC DE 5.02 10/01/10 SCICLONE PHARMACEUTICALS INC DE 2.03,9.01 10/06/10 SINCLAIR BROADCAST GROUP INC MD 1.01,2.03,8.01,9.01 10/04/10 SL GREEN REALTY CORP MD 8.01,9.01 10/05/10 SL GREEN REALTY CORP MD 8.01,9.01 10/06/10 Solar Energy Initiatives, Inc. DE 5.02 08/06/10 SOUTH FINANCIAL GROUP INC SC 2.01,3.01,5.01,8.01,9.01 09/30/10 SOUTHERN UNION CO DE 5.02 10/01/10 Soy Energy, LLC IA 1.01,2.01,7.01,9.01 09/23/10 Standard Financial Corp. MD 8.01,9.01 10/06/10 STAR BUFFET INC DE 3.01 09/30/10 STEEL DYNAMICS INC IN 8.01,9.01 10/04/10 STONERIDGE INC OH 1.01,8.01,9.01 10/04/10 STRATTEC SECURITY CORP WI 5.02,5.07,9.01 10/05/10 STRUCTURED PROD CORP TIERS CORP BND-B DE 8.01,9.01 10/01/10 STRUCTURED PRODUCTS CORP TIERS R INFL DE 8.01,9.01 10/01/10 SUMMIT FINANCIAL GROUP INC WV 5.02 09/30/10 SUNGARD CAPITAL CORP DE 1.01,2.03,9.01 09/30/10 Surge Global Energy, Inc. DE 1.01,5.02,9.01 10/06/10 SYNERGETICS USA INC 2.02,7.01,9.01 10/06/10 SYNERGY RESOURCES CORP CO 1.01 10/01/10 T-3 ENERGY SERVICES INC TX 1.01,2.02,8.01,9.01 10/06/10 TC Power Management Corp. 4.01,9.01 10/06/10 THERMADYNE HOLDINGS CORP /DE DE 1.01,9.01 10/05/10 TIB FINANCIAL CORP. FL 5.02,9.01 09/30/10 TORVEC INC NY 5.02 10/04/10 TransDigm Group INC DE 7.01 10/06/10 TRI VALLEY CORP DE 1.01,3.02,9.01 09/30/10 TRUSTMARK CORP MS 1.02,9.01 10/06/10 TUTOR PERINI Corp MA 7.01 10/06/10 UFood Restaurant Group, Inc. NV 3.02,9.01 10/04/10 Ultimate Escapes, Inc. DE 5.02 10/06/10 UNICA CORP 2.01,3.01,3.03,5.01 10/05/10 UNIVERSAL INSURANCE HOLDINGS, INC. DE 8.01,9.01 10/06/10 UNIVERSAL SECURITY INSTRUMENTS INC MD 5.07 10/04/10 Upstream Worldwide, Inc. DE 5.02 09/30/10 US DATAWORKS INC NV 1.01,9.01 09/30/10 US ENERGY CORP WY 7.01,9.01 10/04/10 Valiant Health Care, Inc. FL 1.01,9.01 07/16/10 AMEND VALLEY FINANCIAL CORP /VA/ VA 1.01,8.01,9.01 09/30/10 VISTA GOLD CORP 1.01 09/30/10 VOICESERVE INC DE 5.02,9.01 09/30/10 Vyteris, Inc. NV 3.02 09/30/10 WALGREEN CO IL 5.02,7.01,9.01 10/01/10 WASHINGTON POST CO DE 2.01,9.01 09/30/10 Waste2Energy Holdings, Inc. DE 2.04 10/01/10 WEBSTER FINANCIAL CORP DE 8.01 10/06/10 WELLS REAL ESTATE FUND IX LP GA 1.01 10/06/10 WELLS REAL ESTATE FUND X L P GA 1.01 10/06/10 WELLS REAL ESTATE FUND XI L P GA 1.01 10/06/10 WEST CORP DE 1.01,2.03,9.01 10/05/10 Western Refining, Inc. DE 7.01,9.01 10/06/10 WEYERHAEUSER CO WA 5.02 10/01/10 WINTON FUTURES FUND LP (US) CO 3.02 10/01/10 World Series of Golf, Inc. 1.01,2.03,3.02,9.01 09/17/10 WOUND MANAGEMENT TECHNOLOGIES, INC. TX 7.01,9.01 10/06/10 YORK WATER CO PA 8.01,9.01 10/01/10 YUM BRANDS INC NC 2.02,9.01 10/05/10 Zumiez Inc WA 7.01,9.01 10/06/10