RECENT 8K FILINGS September 28, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ABERCROMBIE & FITCH CO /DE/ DE 5.02 09/27/10 Aircastle LTD D0 7.01,9.01 09/24/10 AIRTRAN HOLDINGS INC NV 1.01,8.01,9.01 09/26/10 AISystems, Inc. 5.02,9.01 09/22/09 Alamo Energy Corp. NV 1.01,2.03,3.02,9.01 09/24/10 Alberto-Culver CO DE 1.01,7.01,9.01 09/27/10 All State Properties Holdings, Inc. NV 1.01,5.02,9.01 09/24/10 ALLOY STEEL INTERNATIONAL INC 1.01,8.01,9.01 09/27/10 ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. DE 7.01,9.01 09/27/10 Alternative Energy Partners, Inc. FL 4.01 09/27/10 ALTERRA CAPITAL HOLDINGS Ltd 1.01,2.03,8.01,9.01 09/27/10 AMANASU TECHNO HOLDINGS CORP NV 8.01 11/23/09 AMEND AMBASSADORS GROUP INC DE 5.02 09/24/10 American Development & Investment Fun 4.01 09/27/10 AMERICAN INTERNATIONAL GROUP INC DE 7.01,9.01 09/25/10 AMERICAN PACIFIC CORP DE 1.01,2.03,9.01 09/21/10 AMERICAN POST TENSION, INC. DE 4.01 09/27/10 AMERICAN TOWER CORP /MA/ DE 8.01 09/23/10 AMP Holding Inc. NV 1.01,3.02,9.01 03/15/10 AMEND ANAVEX LIFE SCIENCES CORP. NV 1.01,3.02,5.02,8.01,9.01 09/24/10 Apextalk Holdings Inc DE 1.01,3.02,9.01 09/21/09 APOGEE TECHNOLOGY INC DE 1.01,2.03,3.02,9.01 09/22/10 ARGENTEX MINING CORP DE 1.01,9.01 09/24/10 BANKUNITED FINANCIAL CORP FL 8.01,9.01 09/21/10 BioFuel Energy Corp. 1.01,2.03,3.02,9.01 09/24/10 BIONOVO INC DE 8.01,9.01 09/23/10 BJs RESTAURANTS INC CA 8.01,9.01 09/27/10 Blackwater Midstream Corp. 8.01,9.01 09/21/10 Bonds.com Group, Inc. DE 1.01 09/21/10 BORDERS GROUP INC MI 1.01,9.01 09/27/10 BRADY CORP WI 5.02,5.07,9.01 09/24/10 Bronco Drilling Company, Inc. DE 2.01 09/27/10 CADENCE DESIGN SYSTEMS INC DE 5.02,9.01 09/27/10 CALLON PETROLEUM CO DE 5.02,7.01,9.01 09/22/10 CARDIMA INC DE 5.02 09/17/10 Castmor Resources LTD NV 1.01,2.01,2.03,3.02,5.01,5.03, 09/20/10 AMEND 9.01 CBIZ, Inc. DE 1.01,2.03,3.02,8.01,9.01 09/21/10 CELLCYTE GENETICS CORP NV 1.01 09/09/10 Chelsea Therapeutics International, L DE 8.01,9.01 09/27/10 CHINA FORESTRY INC NV 9.01 07/15/10 AMEND CHINA GREEN MATERIAL TECHNOLOGIES, IN NV 5.02 09/21/10 China Shenghuo Pharmaceutical Holding 3.01,9.01 09/22/10 China Unitech Group, Inc. 5.02 09/27/10 China Wind Systems, Inc DE 7.01,9.01 09/14/10 CHURCHILL DOWNS INC KY 5.02 09/24/10 CLEOPATRA INTERNATIONAL, INC. 4.01,9.01 09/20/10 CLEOPATRA INTERNATIONAL, INC. 4.01,9.01 09/14/10 AMEND COCA COLA CO DE 8.01,9.01 09/27/10 COMMUNITY CENTRAL BANK CORP MI 8.01 09/21/10 COMPREHENSIVE CARE CORP DE 5.02,7.01,9.01 09/24/10 CONSOLIDATED EDISON INC NY 8.01 08/05/10 CONSTITUTION MINING CORP DE 1.02,9.01 09/27/10 CYBERONICS INC DE 5.07 09/23/10 DEL GLOBAL TECHNOLOGIES CORP NY 1.01,5.02 09/23/10 DELTA NATURAL GAS CO INC KY 5.03 09/27/10 Discover Card Execution Note Trust DE 8.01 09/23/10 Dolby Laboratories, Inc. DE 1.01,1.02 09/22/10 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 8.01,9.01 09/27/10 Douglas Lake Minerals Inc. NV 1.01,3.02,5.01,5.02,9.01 09/21/10 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 1.01,7.01,9.01 09/27/10 DOVER MOTORSPORTS INC DE 1.01,7.01,9.01 09/27/10 DUOYUAN PRINTING, INC. WY 5.02,9.01 09/26/10 E-Debit Global Corp. CO 8.01,9.01 09/20/10 Element92 Resources Corp. WY 1.01,9.01 09/17/10 EMC INSURANCE GROUP INC IA 7.01,9.01 09/27/10 EMPIRE RESORTS INC DE 5.02,8.01 09/26/10 Encore Bancshares Inc TX 8.01 09/27/10 ENER1 INC FL 8.01 09/23/10 ENTERPRISE BANCORP INC /MA/ MA 5.02 09/21/10 ENVIRONMENTAL TECTONICS CORP PA 2.02,9.01 09/27/10 EPIQ SYSTEMS INC MO 8.01,9.01 09/21/10 EQUITY ONE, INC. 2.03,9.01 09/23/10 FBL FINANCIAL GROUP INC IA 7.01 09/27/10 Federal Home Loan Bank of Cincinnati X1 5.02 09/27/10 FERRO CORP OH 5.02,9.01 09/24/10 First Financial Northwest, Inc. WA 1.01,9.01 09/22/10 FIRST OF LONG ISLAND CORP NY 5.02,5.03,9.01 09/21/10 FIRSTENERGY CORP OH 5.02 09/21/10 FLORIDIAN FINANCIAL GROUP INC 7.01,9.01 09/27/10 FURNITURE BRANDS INTERNATIONAL INC DE 1.01,9.01 09/24/10 FX ENERGY INC NV 8.01,9.01 09/27/10 GANNETT CO INC /DE/ DE 2.03,8.01,9.01 09/27/10 Global Immune Technologies Inc. WY 4.01,9.01 09/07/10 Global Technologies Group, Inc. FL 1.01 07/07/10 Globalstar, Inc. DE 5.02 09/21/10 GORMAN RUPP CO OH 2.03,9.01 09/24/10 GP STRATEGIES CORP DE 5.03,8.01,9.01 09/22/10 Great Lakes Dredge & Dock CORP DE 7.01,9.01 09/27/10 GREENBRIER COMPANIES INC DE 8.01,9.01 09/27/10 GT Solar International, Inc. DE 4.01,9.01 09/22/10 GUIDED THERAPEUTICS INC DE 8.01,9.01 09/27/10 HARSCO CORP DE 5.02,9.01 09/21/10 HARTFORD FINANCIAL SERVICES GROUP INC DE 8.01,9.01 09/27/10 HARVEST NATURAL RESOURCES, INC. DE 8.01,9.01 09/27/10 HEALTH DISCOVERY CORP 2Q 1.01,8.01,9.01 09/23/10 Hillenbrand, Inc. IN 8.01,9.01 09/27/10 Hines Global REIT, Inc. MD 1.01,9.01 09/24/10 HOME TOUCH HOLDING Co NV 1.01,3.02,9.01 09/21/10 HSBC USA INC /MD/ MD 8.01,9.01 09/27/10 HUDSON HIGHLAND GROUP INC DE 8.01 09/23/10 ICAGEN INC DE 1.01,8.01,9.01 09/22/10 INFOSPACE INC DE 7.01 09/27/10 INTEGRATED ELECTRICAL SERVICES INC DE 5.02,9.01 09/24/10 Interval Leisure Group, Inc. DE 5.03,9.01 09/22/10 ITC Holdings Corp. MI 7.01,9.01 09/27/10 JONES SODA CO WA 5.07 09/23/10 KBS Real Estate Investment Trust II, MD 2.01,9.01 07/29/10 AMEND Kentucky USA Energy, Inc. KY 8.01 09/14/10 KIDS BOOK WRITER INC. NV 5.07 09/23/10 LaSalle Hotel Properties MD 5.02,7.01,9.01 09/27/10 LIBERTY PROPERTY TRUST MD 8.01,9.01 09/22/10 LIFEPOINT HOSPITALS, INC. 1.01,2.03,9.01 09/23/10 Lotus Pharmaceuticals, Inc. NV 5.02,8.01,9.01 09/22/10 LUBYS INC DE 9.01 07/26/10 AMEND MARLIN BUSINESS SERVICES CORP 2.03,9.01 09/24/10 MEDICIS PHARMACEUTICAL CORP DE 1.01 09/21/10 MGM Resorts International DE 8.01 09/27/10 MICROCHIP TECHNOLOGY INC DE 8.01,9.01 09/23/10 MICROSOFT CORP WA 8.01,9.01 09/22/10 MidWestOne Financial Group, Inc. IA 5.02 09/24/10 Millennium Prime, Inc. DE 2.01,3.02 09/22/10 MILLER HERMAN INC MI 8.01 09/27/10 MONARCH COMMUNITY BANCORP INC MD 1.01,9.01 09/21/10 MVB FINANCIAL CORP WV 5.03,9.01 09/21/10 N-VIRO INTERNATIONAL CORP DE 1.01,3.02 09/21/10 NATIONAL BANCSHARES CORP /OH/ OH 2.02,9.01 09/21/10 NAVISITE INC DE 5.02 09/21/10 New Generation Biofuels Holdings, Inc FL 1.01,3.02 09/26/10 NEWPARK RESOURCES INC DE 8.01 09/27/10 NEWPARK RESOURCES INC DE 7.01,9.01 09/27/10 NightHawk Radiology Holdings Inc 1.01,9.01 09/26/10 NIKE INC OR 2.02,9.01 09/23/10 NIVS IntelliMedia Technology Group, I DE 5.02 09/20/10 NORTHEAST UTILITIES MA 1.01,1.02,2.03 09/24/10 NUTRITION 21 INC NY 2.02,9.01 09/22/10 OCWEN FINANCIAL CORP FL 8.01 09/24/10 OMEGA HEALTHCARE INVESTORS INC MD 5.02,8.01 09/24/10 ONCOGENEX PHARMACEUTICALS, INC. DE 7.01,9.01 09/27/10 Oncothyreon Inc. DE 1.01,3.02,9.01 09/23/10 ORAGENICS INC FL 3.03,5.03,9.01 09/24/10 ORRSTOWN FINANCIAL SERVICES INC PA 8.01,9.01 09/23/10 ORRSTOWN FINANCIAL SERVICES INC PA 5.02,9.01 09/27/10 OXYGEN BIOTHERAPEUTICS, INC. DE 5.07 09/24/10 PACIFIC CAPITAL BANCORP /CA/ CA 8.01,9.01 09/23/10 PALATIN TECHNOLOGIES INC DE 2.02,9.01 09/27/10 PATHFINDER BANCORP INC DE 5.02 09/27/10 PAYCHEX INC DE 2.02,9.01 09/27/10 PEETS COFFEE & TEA INC WA 7.01,9.01 09/27/10 Peoples Federal Bancshares, Inc. MD 5.03,9.01 09/21/10 PERVASIP CORP NY 8.01,9.01 09/22/10 PFF BANCORP INC DE 8.01,9.01 09/20/10 PICO HOLDINGS INC /NEW CA 1.01,7.01,9.01 09/21/10 PINNACLE ENTERTAINMENT INC. DE 8.01,9.01 09/27/10 PLX TECHNOLOGY INC DE 1.01,2.03,3.02,7.01,9.01 09/23/10 PRIVATEBANCORP, INC DE 7.01,9.01 09/27/10 PROGENICS PHARMACEUTICALS INC DE 8.01,9.01 09/27/10 Propell Corporation. DE 1.02 09/20/10 PROVIDENCE RESOURCES INC TX 4.01,9.01 09/02/10 AMEND PROVIDENT FINANCIAL SERVICES INC DE 5.02,9.01 09/27/10 QAD INC DE 8.01,9.01 09/27/10 RAINMAKER SYSTEMS INC CA 1.01 09/23/10 RALCORP HOLDINGS INC /MO MO 5.02,9.01 09/27/10 Rand Logistics, Inc. DE 8.01,9.01 09/27/10 RAYTHEON CO/ DE 5.03,9.01 09/23/10 Reliance Bancshares, Inc. MO 5.02 09/21/10 RESEARCH FRONTIERS INC DE 1.01 09/27/10 RETRACTABLE TECHNOLOGIES INC TX 5.07 09/24/10 RIDGEWOOD ELECTRIC POWER TRUST III DE 5.07 09/22/10 RIDGEWOOD ELECTRIC POWER TRUST IV DE 5.07 09/22/10 ROCKWELL AUTOMATION INC DE 5.02,9.01 09/27/10 ROTECH HEALTHCARE INC DE 7.01,9.01 09/27/10 RSC Holdings Inc. DE 5.02,9.01 09/27/10 rue21, inc. DE 5.02,9.01 09/27/10 Santa Fe Gold CORP DE 8.01,9.01 09/24/10 SCHOLASTIC CORP DE 5.07 09/22/10 SEACOR HOLDINGS INC /NEW/ DE 5.02,5.03,9.01 09/14/10 AMEND SEATTLE GENETICS INC /WA DE 8.01,9.01 09/27/10 Sensata Technologies Holding N.V. P7 5.02,9.01 09/14/10 SKY PETROLEUM, INC. NV 7.01,9.01 09/23/10 SOKO FITNESS & SPA GROUP, INC. DE 5.02,9.01 09/23/10 SOLIGENIX, INC. DE 5.07,8.01,9.01 09/23/10 SouthPeak Interactive CORP DE 1.01,9.01 09/21/10 SOUTHWEST AIRLINES CO TX 1.01,8.01,9.01 09/26/10 SPIRE CORP MA 4.01,9.01 09/22/10 STAGE STORES INC NV 5.02,9.01 09/27/10 STEELCLOUD INC VA 5.03,8.01,9.01 09/21/10 STONEMOR PARTNERS LP DE 1.01,2.03,9.01 09/22/10 SuccessFactors, Inc. DE 5.02 09/21/10 SUNRISE SENIOR LIVING INC DE 5.02,9.01 09/22/10 SUREWEST COMMUNICATIONS CA 8.01,9.01 09/22/10 SWIFT ENERGY CO 1.01,2.03,8.01,9.01 09/21/10 TACTICAL DIVERSIFIED FUTURES FUND L.P NY 1.01,9.01 09/21/10 Terreno Realty Corp MD 2.01,7.01,9.01 09/24/10 Terreno Realty Corp MD 1.01 09/23/10 Thompson Creek Metals CO Inc. A6 8.01,9.01 09/23/10 TIRE INTERNATIONAL ENVIRONMENTAL SOLU NV 1.02 09/27/10 TPC Group Inc. DE 1.01,2.03,9.01 09/22/10 TransDigm Group INC DE 7.01,9.01 09/27/10 Tri-Tech Holding, Inc. E9 8.01,9.01 09/24/10 TRIMERIS INC DE 5.02 09/22/10 TRIMERIS INC DE 1.01,8.01,9.01 09/23/10 True North Finance Corp DE 8.01 09/14/10 TSIC, Inc. DE 7.01,9.01 09/16/10 TWO RIVERS WATER Co CO 7.01 09/22/10 U S GOLD CORP CO 7.01,9.01 09/27/10 UCI International, Inc. DE 1.01,1.02,2.03,2.04,9.01 09/23/10 UNISOURCE ENERGY CORP AZ 7.01,9.01 09/27/10 UNITED COMPONENTS INC DE 1.01,1.02,2.03,2.04,9.01 09/23/10 US GEOTHERMAL INC DE 7.01,9.01 09/27/10 VALUEVISION MEDIA INC MN 1.01,5.03,9.01 09/21/10 VICON FIBER OPTICS CORP DE 4.01 07/27/10 VISANT CORP 1.01,1.02,2.03,3.03,8.01,9.01 09/22/10 VISANT HOLDING CORP 1.01,1.02,2.03,3.03,8.01,9.01 09/22/10 WALTER INVESTMENT MANAGEMENT CORP MD 1.01,9.01 09/23/10 Warner Chilcott plc 1.01,9.01 09/23/10 Williams Partners L.P. 7.01,8.01,9.01 09/23/10 WILLIAMS SONOMA INC CA 1.01,2.03 09/23/10 Winthrop Realty Trust OH 1.01,8.01,9.01 09/22/10 WMS INDUSTRIES INC /DE/ DE 7.01,9.01 09/21/10 WOODWARD GOVERNOR CO DE 8.01,9.01 09/23/10 XCEL ENERGY INC MN 7.01 09/27/10 XENONICS HOLDINGS, INC. NV 3.01,9.01 09/24/10 ZALE CORP DE 1.01,2.02,5.02,9.01 09/23/10 Zevotek, Inc DE 5.03,5.07,9.01 09/22/10 ZIOPHARM ONCOLOGY INC DE 8.01,9.01 09/27/10