RECENT 8K FILINGS August 2, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- ACORN ENERGY, INC. DE 5.02,9.01 07/29/10 ACORN ENERGY, INC. DE 5.02,9.01 07/29/10 AMEND Adelman Enterprises, Inc. DE 3.02,5.01,5.02,5.03 05/12/10 AMEND Adelman Enterprises, Inc. DE 4.01,5.06,8.01,9.01 07/01/10 AMEND ADPT Corp DE 3.01,9.01 07/27/10 Advanced Voice Recognition Systems, I NV 1.01,3.02,9.01 07/26/10 AES CORP DE 1.01,9.01 07/29/10 AETHLON MEDICAL INC NV 8.01,9.01 07/30/10 Affinion Group, Inc. DE 2.02,9.01 07/30/10 AGILENT TECHNOLOGIES INC DE 2.01,9.01 05/14/10 AMEND Aircastle LTD D0 7.01,9.01 07/29/10 Aircastle LTD D0 7.01,9.01 07/29/10 AKORN INC LA 1.01,7.01,9.01 07/27/10 ALLBRITTON COMMUNICATIONS CO DE 8.01,9.01 07/30/10 ALPINE AIR EXPRESS INC/DE DE 4.02 07/29/10 Ameresco, Inc. DE 5.03,9.01 07/27/10 AMERICAN AXLE & MANUFACTURING HOLDING DE 2.02,7.01,9.01 07/30/10 AMERICAN COMMERCIAL LINES INC. DE 5.02,9.01 07/26/10 AMERICAN ELECTRIC POWER CO INC NY 2.02,9.01 07/30/10 AMERICAN JIANYE GREENTECH HOLDINGS, L NV 4.01,9.01 07/30/10 AMERICAN SURGICAL HOLDINGS INC DE 8.01 07/27/10 AMERICANWEST BANCORPORATION WA 2.02,9.01 07/29/10 AMERIGROUP CORP 2.02,9.01 07/30/10 AMETEK INC/ DE 5.02,9.01 07/30/10 AMN HEALTHCARE SERVICES INC DE 8.01,9.01 07/30/10 AMN HEALTHCARE SERVICES INC DE 2.02,8.01,9.01 07/30/10 AMEND ANGIOTECH PHARMACEUTICALS INC 2.02,9.01 04/30/10 ANGIOTECH PHARMACEUTICALS INC 5.07 07/29/10 AON CORP DE 2.02,9.01 07/30/10 APARTMENT INVESTMENT & MANAGEMENT CO MD 2.02,9.01 07/30/10 ARCH COAL INC DE 2.02,9.01 07/30/10 Arlington Asset Investment Corp. VA 7.01,9.01 07/30/10 ARVANA INC NV 5.02 07/27/10 ASSURANCEAMERICA CORP NV 5.02 07/27/10 ASTRONICS CORP NY 2.02,9.01 07/29/10 AT&T INC. DE 8.01,9.01 07/30/10 ATHENA SILVER CORP CA 2.03,9.01 06/30/10 AMEND B2 HEALTH, INC. 1.01,2.01,3.02,5.01,5.02,5.06, 07/02/10 9.01 Bank of Commerce Holdings CA 7.01,9.01 07/30/10 BankFinancial CORP 8.01,9.01 07/29/10 BANKUNITED FINANCIAL CORP FL 8.01,9.01 07/27/10 BEASLEY BROADCAST GROUP INC DE 2.02,9.01 07/30/10 BECTON DICKINSON & CO NJ 5.02 07/27/10 BEL FUSE INC /NJ NJ 2.02,9.01 07/30/10 BELO CORP DE 2.02,9.01 07/30/10 BENCHMARK ELECTRONICS INC TX 2.02,9.01 07/29/10 BigBand Networks, Inc. DE 1.01,5.02,9.01 07/29/10 BILL BARRETT CORP 7.01,9.01 07/29/10 BIO-PATH HOLDINGS INC UT 8.01,9.01 07/29/10 BIOPHARM ASIA, INC. NV 5.02 07/26/10 BioScrip, Inc. DE 2.02,9.01 07/30/10 Black Raven Energy, Inc. NV 1.01 07/23/10 Blueknight Energy Partners, L.P. DE 1.01,9.01 07/30/10 BLUESKY SYSTEMS CORP 1.02,2.03,9.01 07/29/10 Bonfire Productions, Inc. NV 1.01,5.02,8.01,9.01 07/23/10 Boomerang Systems, Inc. DE 3.02,7.01,9.01 07/30/10 BORGWARNER INC DE 2.02,5.01,7.01,9.01 06/30/10 BROADCAST INTERNATIONAL INC UT 1.01,3.02,9.01 07/30/10 BROOKFIELD HOMES CORP DE 2.02,9.01 07/29/10 BRUSH ENGINEERED MATERIALS INC 2.02,9.01 07/30/10 Buyonate Inc. NV 1.01,3.02,9.01 07/26/10 C & F FINANCIAL CORP VA 2.02,9.01 07/30/10 CAI International, Inc. 5.02,9.01 07/29/10 CAL MAINE FOODS INC DE 2.02,9.01 07/26/10 CalAmp Corp. DE 5.07 07/29/10 CALPINE CORP DE 2.02,9.01 07/30/10 CALYPSO WIRELESS INC DE 8.01 07/30/10 CAMCO FINANCIAL CORP DE 5.02,9.01 07/27/10 CAMDEN PROPERTY TRUST TX 2.02,9.01 07/29/10 CAPITAL BANK CORP NC 2.02,9.01 07/30/10 CAPITAL BANK CORP NC 8.01,9.01 07/30/10 CAPITAL GOLD CORP NV 5.02 07/30/10 CAPITAL TRUST INC MD 2.02,9.01 07/27/10 CAPITALSOURCE INC DE 2.02,7.01,9.01 07/30/10 CASCADE TECHNOLOGIES CORP WY 9.01 03/15/10 AMEND CBIZ, Inc. DE 2.02,9.01 07/27/10 CCH II CAPITAL CORP 7.01 07/30/10 CELL THERAPEUTICS INC WA 2.02,7.01,9.01 07/30/10 CENTER BANCORP INC NJ 2.02,9.01 07/28/10 CENTRAL PACIFIC FINANCIAL CORP HI 2.02,9.01 06/30/10 CH ENERGY GROUP INC NY 2.02,9.01 07/30/10 CHARDAN ACQUISITION CORP D8 5.02,5.03,9.01 07/28/10 CHARLES RIVER LABORATORIES INTERNATIO 1.01,1.02,8.01,9.01 07/29/10 CHARTER COMMUNICATIONS, INC. /MO/ DE 7.01 07/30/10 Chemtura CORP DE 8.01,9.01 07/30/10 Chesapeake Midstream Partners, L.P. DE 1.01,2.01,7.01,9.01 07/28/10 CHEVRON CORP DE 2.02 07/30/10 CHINA AUTOMOTIVE SYSTEMS INC DE 5.07 07/30/10 China Wi-Max Communications, Inc. NV 1.01,3.02,7.01,9.01 07/28/10 China Wi-Max Communications, Inc. NV 3.02 07/28/10 CHINAWE COM INC CA 1.01,9.01 07/30/10 CHUGACH ELECTRIC ASSOCIATION INC AK 5.02 07/28/10 Cinedigm Digital Cinema Corp. DE 1.01,9.01 07/26/10 CITIZENS REPUBLIC BANCORP, INC. MI 7.01,9.01 07/30/10 CITY CAPITAL CORP NV 4.01,9.01 07/20/10 Clean Energy Fuels Corp. DE 7.01 07/30/10 CLST HOLDINGS, INC. DE 7.01 07/23/10 CNA SURETY CORP DE 2.02 07/30/10 COCA COLA CO DE 8.01,9.01 07/30/10 COCA COLA ENTERPRISES INC DE 8.01 07/30/10 COLONIAL PROPERTIES TRUST AL 8.01,9.01 07/22/10 COLONIAL PROPERTIES TRUST AL 1.01,7.01,8.01,9.01 07/30/10 COLUMBIA BANKING SYSTEM INC WA 2.02,8.01,9.01 07/29/10 COLUMBIA LABORATORIES INC DE 4.02 07/26/10 COLUMBIA LABORATORIES INC DE 5.02,8.01 07/26/10 COMFORT SYSTEMS USA INC 1.01,2.01,2.02,9.01 07/28/10 COMMUNICATION INTELLIGENCE CORP DE 5.02 07/29/10 Constellation Energy Partners LLC DE 8.01 07/27/10 Copano Energy, L.L.C. 5.02,9.01 07/26/10 CORNERSTONE THERAPEUTICS INC DE 5.02 07/29/10 CORNING INC /NY NY 5.02,9.01 07/29/10 COTT CORP /CN/ 8.01,9.01 07/30/10 COVENTRY HEALTH CARE INC DE 2.02,9.01 07/30/10 CROWN CASTLE INTERNATIONAL CORP DE 8.01,9.01 07/30/10 Cullen Agricultural Holding Corp DE 1.01 07/26/10 CURAXIS PHARMACEUTICAL Corp 1.01,2.01,5.02,5.03,9.01 07/29/10 DAYTON POWER & LIGHT CO OH 8.01,9.01 07/28/10 DICE HOLDINGS, INC. DE 1.01,1.02,2.03 07/29/10 Digimarc CORP OR 2.02,9.01 07/30/10 DineEquity, Inc DE 2.02,9.01 07/29/10 Discover Card Execution Note Trust DE 1.01,8.01,9.01 07/29/10 DOCUMENT SECURITY SYSTEMS INC NY 3.02,9.01 07/21/10 AMEND Domtar CORP DE 2.02 07/30/10 DONALDSON CO INC DE 8.01,9.01 07/30/10 Doral Energy Corp. NV 5.02,9.01 07/28/10 DORAL FINANCIAL CORP PR 2.02,9.01 07/30/10 DPL INC OH 2.02,7.01,8.01,9.01 07/28/10 DTE ENERGY CO MI 7.01,9.01 07/30/10 DUPONT FABROS TECHNOLOGY, INC. MD 5.02,9.01 07/26/10 EAGLE ROCK ENERGY PARTNERS L P DE 1.01,1.02,5.01,5.02,5.03,7.01, 07/30/10 9.01 ELANDIA INTERNATIONAL INC. DE 1.01,8.01,9.01 07/29/10 EMC INSURANCE GROUP INC IA 2.02,7.01,9.01 07/29/10 EMCOR GROUP INC DE 2.02,9.01 06/30/10 Emerald Acquisition CORP E9 5.07,9.01 06/07/10 EMPIRE DISTRICT ELECTRIC CO KS 2.02,9.01 07/29/10 ENBRIDGE ENERGY MANAGEMENT L L C DE 5.02 07/27/10 ENBRIDGE ENERGY PARTNERS LP DE 5.02 07/27/10 Encore Energy Partners LP DE 7.01,9.01 07/30/10 ENDO PHARMACEUTICALS HOLDINGS INC DE 2.02,9.01 07/30/10 Energy Future Holdings Corp /TX/ TX 1.01,8.01,9.01 07/29/10 ENVIRONMENTAL SERVICE PROFESSIONALS, NV 2.03,9.01 07/30/10 EQUIFAX INC GA 8.01,9.01 01/01/10 ESCALADE INC IN 2.02,9.01 07/30/10 ESCALADE INC IN 5.03,9.01 07/29/10 ESSA Bancorp, Inc. PA 2.02,9.01 07/28/10 Essex Rental Corp. DE 2.02,9.01 07/29/10 EXTREME NETWORKS INC DE 5.02,8.01,9.01 07/26/10 Federal Home Loan Bank of Indianapoli X1 2.02,9.01 07/29/10 Federal Home Loan Bank of San Francis X1 2.02,7.01,9.01 07/29/10 Fidelity National Information Service 5.04 07/30/10 FINLAY ENTERPRISES INC /DE DE 7.01,9.01 07/29/10 FIRST BANCORP /NC/ NC 2.02,9.01 07/29/10 FIRST BANKS, INC MO 2.02,9.01 07/30/10 FIRST POTOMAC REALTY TRUST MD 2.02,7.01,9.01 07/29/10 FIRST STATE BANCORPORATION NM 2.02,9.01 07/29/10 FNB BANCORP/CA/ 2.02,9.01 07/30/10 Ford Credit Auto Owner Trust 2010-B DE 1.01,9.01 07/27/10 FORTUNE BRANDS INC DE 2.02,7.01,9.01 07/30/10 FreightCar America, Inc. DE 1.01,1.02,2.03,9.01 07/29/10 FRONTIER COMMUNICATIONS CORP DE 8.01,9.01 07/30/10 FSB Community Bankshares Inc X1 2.02,9.01 07/29/10 FUND.COM INC. DE 2.03,9.01 07/27/10 FutureFuel Corp. DE 8.01 07/27/10 GAMETECH INTERNATIONAL INC DE 5.02 07/28/10 GENCO SHIPPING & TRADING LTD 2.01,7.01,9.01 07/29/10 General Maritime Corp / MI 8.01,9.01 07/30/10 GENTA INC DE/ DE 8.01,9.01 07/30/10 GEOGLOBAL RESOURCES INC. DE 7.01,9.01 07/27/10 GERMAN AMERICAN BANCORP, INC. IN 2.02,8.01,9.01 07/26/10 GERON CORP DE 8.01,9.01 07/30/10 Ghost Technology Inc. DE 8.01 07/30/10 GLIMCHER REALTY TRUST MD 1.01,8.01,9.01 07/27/10 Go Solar USA, Inc. 8.01,9.01 07/30/10 GOLD HORSE INTERNATIONAL, INC. FL 4.01,7.01,9.01 07/26/10 GRAHAM CORP DE 5.07 07/29/10 GT Solar International, Inc. DE 1.02,3.02,8.01,9.01 07/29/10 GULF ISLAND FABRICATION INC LA 2.02,9.01 07/29/10 Harbin Electric, Inc 1.01,9.01 07/28/10 Hawk Systems, Inc. DE 5.02 07/26/10 Helix Wind, Corp. NV 3.02 07/28/10 HINES REAL ESTATE INVESTMENT TRUST IN 8.01 07/30/10 HMS HOLDINGS CORP 2.02,9.01 07/30/10 HUTCHINSON TECHNOLOGY INC MN 1.01,3.03,9.01 07/29/10 ICAD INC DE 2.02,9.01 07/28/10 ICAGEN INC DE 8.01,9.01 07/29/10 IKANOS COMMUNICATIONS CA 5.02,9.01 07/27/10 Image Metrics, Inc. NV 3.02 07/27/10 IMPERIAL OIL LTD 2.02,9.01 07/29/10 Industrial Income Trust Inc. MD 1.01,7.01 07/29/10 INGLES MARKETS INC NC 2.02,9.01 07/30/10 INSITUFORM TECHNOLOGIES INC DE 2.02,9.01 07/26/10 INTERLINE BRANDS, INC./DE DE 2.02,9.01 07/30/10 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 5.02 07/30/10 INTERPUBLIC GROUP OF COMPANIES, INC. DE 2.02,9.01 07/29/10 INTUIT INC DE 5.02,8.01 07/22/10 IRIS INTERNATIONAL INC DE 1.01,2.01,5.02,9.01 07/26/10 IsoRay, Inc. MN 1.01,9.01 07/29/10 ITT Corp IN 2.02,7.01,9.01 07/30/10 J&J SNACK FOODS CORP NJ 8.01,9.01 07/30/10 JEDEDIAH RESOURCES CORP. 4.01,9.01 07/22/10 AMEND JOHNSON CONTROLS INC WI 5.02,5.05,8.01 07/28/10 JONES APPAREL GROUP INC PA 9.01 07/30/10 KH FUNDING CO MD 1.01,3.03,9.01 07/29/10 Kohlberg Capital CORP DE 5.07 07/22/10 Kohlberg Capital CORP DE 8.01,9.01 07/30/10 LACLEDE GROUP INC MO 2.02,7.01,9.01 07/30/10 LECROY CORP DE 1.01,2.03,8.01,9.01 07/29/10 LIGHTING SCIENCE GROUP CORP DE 1.01,5.02,9.01 07/28/10 LIGHTING SCIENCE GROUP CORP DE 5.02 07/28/10 AMEND LIONS GATE LIGHTING CORP. NV 9.01 07/20/10 AMEND LODGENET INTERACTIVE CORP DE 2.02,9.01 07/29/10 LOUISIANA BANCORP INC LA 2.02,9.01 07/30/10 LOUISIANA BANCORP INC LA 2.02,9.01 06/30/10 AMEND LOUISIANA-PACIFIC CORP DE 2.02,9.01 07/30/10 LOWES COMPANIES INC NC 5.04,9.01 07/30/10 LPATH, INC NV 8.01,9.01 07/26/10 MACERICH CO MD 5.02 07/29/10 MAGELLAN PETROLEUM CORP /DE/ DE 8.01,9.01 07/30/10 MAGNUM HUNTER RESOURCES CORP DE 3.03,5.07,9.01 07/27/10 MAJESCO ENTERTAINMENT CO DE 5.02 07/26/10 MARINER ENERGY INC DE 2.02,9.01 07/30/10 MAXWELL TECHNOLOGIES INC DE 8.01,9.01 07/30/10 MCGRATH RENTCORP CA 5.02,5.03,9.01 07/26/10 MCKESSON CORP DE 2.02,9.01 07/30/10 MDC HOLDINGS INC DE 2.02,7.01,9.01 07/30/10 MERCER INSURANCE GROUP INC PA 2.02,8.01,9.01 07/29/10 Merck & Co. Inc. NJ 2.02,9.01 07/30/10 MERGE HEALTHCARE INC DE 1.01 07/30/10 MIDDLESEX WATER CO NJ 5.03 07/30/10 MIDDLESEX WATER CO NJ 2.02,9.01 07/30/10 MidWestOne Financial Group, Inc. IA 8.01 07/30/10 MILLENNIA INC DE 1.01,9.01 07/28/10 MONEYGRAM INTERNATIONAL INC 2.02,9.01 07/30/10 Monotype Imaging Holdings Inc. DE 2.02,9.01 07/30/10 MOOG INC NY 2.02,9.01 07/30/10 Morningstar, Inc. IL 2.02,9.01 07/28/10 MOTOROLA INC DE 5.02,9.01 07/26/10 MPG Office Trust, Inc. MD 1.02,5.02 07/29/10 MUELLER INDUSTRIES INC DE 8.01,9.01 07/30/10 MYLAN INC. PA 1.01,8.01,9.01 07/30/10 NACEL ENERGY CORP WY 1.01,3.02,9.01 07/27/10 NBTY INC DE 2.02,9.01 07/28/10 NEFFS BANCORP INC PA 5.07 07/30/10 NETWORK ENGINES INC DE 2.02,9.01 07/29/10 NEW PEOPLES BANKSHARES INC VA 5.02 07/27/10 NEWELL RUBBERMAID INC DE 2.02,7.01,8.01,9.01 07/30/10 NEWPARK RESOURCES INC DE 2.02,9.01 07/29/10 NF Energy Saving Corp DE 1.01 07/27/10 Nielsen CO B.V. P7 2.02,9.01 07/30/10 NORTHEAST BANCORP /ME/ ME 5.07 07/30/10 Northfield Bancorp, Inc. X1 2.02,9.01 07/28/10 NORTHWEST PIPE CO OR 4.02 07/24/10 Novo Energies Corp FL 1.01,8.01,9.01 07/30/10 OLD SECOND BANCORP INC DE 8.01,9.01 07/30/10 OMNICITY CORP. NV 5.02 07/26/10 OneBeacon Insurance Group, Ltd. D0 2.02,9.01 07/30/10 OneBeacon Insurance Group, Ltd. D0 2.02,9.01 07/30/10 OPENWAVE SYSTEMS INC DE 5.03,9.01 07/27/10 OptimizeRx Corp NV 1.01,5.02,9.01 07/28/10 OptimumBank Holdings, Inc. FL 5.02 07/26/10 Orchard Enterprises, Inc. DE 3.01,3.03,5.02,5.03,5.07,8.01, 07/29/10 9.01 OVERSEAS SHIPHOLDING GROUP INC DE 5.02,9.01 07/29/10 OXYGEN BIOTHERAPEUTICS, INC. DE 8.01 07/30/10 PALMETTO BANCSHARES INC SC 2.02,9.01 07/30/10 PANTRY INC DE 1.01 07/26/10 PARKVALE FINANCIAL CORP PA 2.02,7.01,9.01 07/30/10 PENSECO FINANCIAL SERVICES CORP PA 2.02,9.01 07/30/10 PERFORMANCE TECHNOLOGIES INC \DE\ DE 2.02 06/30/10 PHARMATHENE, INC DE 3.01,9.01 07/26/10 PILGRIMS PRIDE CORP DE 7.01 07/30/10 PILGRIMS PRIDE CORP DE 7.01 07/30/10 PLY GEM HOLDINGS INC DE 2.02 07/30/10 PMA CAPITAL CORP PA 1.01,8.01,9.01 07/27/10 POTOMAC BANCSHARES INC WV 2.02 07/30/10 PRECISION OPTICS CORPORATION INC MA 1.01,9.01 07/26/10 AMEND PREMIER EXHIBITIONS, INC. FL 5.07,8.01,9.01 07/29/10 PREMIER FINANCIAL BANCORP INC KY 1.01,9.01 07/29/10 PREMIERE GLOBAL SERVICES, INC. GA 5.02,9.01 07/29/10 PRESSURE BIOSCIENCES INC MA 5.02,9.01 07/27/10 PRIMUS TELECOMMUNICATIONS GROUP INC DE 5.07 07/30/10 PROVIDENCE & WORCESTER RAILROAD CO/RI RI 5.02 07/27/10 PROVIDENT FINANCIAL HOLDINGS INC DE 2.02,7.01,9.01 07/29/10 PROVIDENT FINANCIAL SERVICES INC DE 2.02,7.01,9.01 07/29/10 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 2.02,7.01,9.01 07/30/10 PULTEGROUP INC/MI/ MI 1.01,9.01 07/27/10 QEP RESOURCES, INC. DE 2.01,9.01 07/30/10 QUALITY SYSTEMS INC CA 2.02,8.01,9.01 07/28/10 QUICK-MED TECHNOLOGIES INC 1.01 07/30/10 RANGE RESOURCES CORP DE 7.01,9.01 07/29/10 RAPTOR NETWORKS TECHNOLOGY INC 8.01,9.01 07/27/10 RIVERVIEW BANCORP INC WA 1.01,7.01,9.01 07/29/10 RMD Technologies, Inc. CA 1.01 09/15/09 Rockwood Holdings, Inc. DE 8.01,9.01 07/29/10 ROME BANCORP INC DE 1.01,9.01 07/26/10 ROME BANCORP INC DE 8.01,9.01 07/26/10 RRI ENERGY INC DE 2.02,9.01 07/30/10 RUDDICK CORP NC 2.02,9.01 07/29/10 Ruths Hospitality Group, Inc. DE 2.02,9.01 07/30/10 SALISBURY BANCORP INC CT 2.02,8.01,9.01 07/30/10 SBT Bancorp, Inc. CT 2.02,9.01 07/30/10 SIGNATURE GROUP HOLDINGS INC NV 8.01,9.01 07/30/10 SILGAN HOLDINGS INC DE 2.02,9.01 07/28/10 SIMON PROPERTY GROUP INC /DE/ DE 2.02,7.01,9.01 07/30/10 SIMPSON MANUFACTURING CO INC /CA/ DE 2.02,9.01 07/29/10 SKY PETROLEUM, INC. NV 7.01,9.01 07/29/10 SkyPostal Networks, Inc. 5.07 07/30/10 SMARBEE, INC. FL 4.01,9.01 04/08/10 AMEND SOHU COM INC DE 2.02,9.01 07/26/10 SolarWinds, Inc. DE 2.02 07/30/10 AMEND Southeastern Bank Financial CORP GA 2.02,9.01 07/30/10 SOUTHERN COPPER CORP/ DE 5.02 07/26/10 SOUTHERN MICHIGAN BANCORP INC MI 2.02,9.01 07/30/10 SOUTHWEST WATER CO DE 8.01,9.01 07/30/10 SPEEDUS CORP DE 3.01,9.01 07/30/10 SPO Medical Inc DE 3.02,9.01 07/27/10 STANDARD MICROSYSTEMS CORP DE 5.07 07/28/10 STARBUCKS CORP WA 8.01 07/27/10 STARWOOD PROPERTY TRUST, INC. 5.02,9.01 07/30/10 STATION CASINOS INC NV 1.01,8.01,9.01 07/28/10 STELLAR RESOURCES LTD NV 1.01,9.01 07/30/10 Stereotaxis, Inc. DE 1.01,9.01 07/30/10 STRATS SM TRUST FOR DAIMLERCHRYSLER N 8.01,9.01 07/15/10 STRATS SM TRUST FOR Goldman Sachs Cap 8.01,9.01 07/15/10 STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01,9.01 07/15/10 STRATS SM TRUST FOR JPMORGAN CHASE & 8.01,9.01 07/15/10 STRATS SM TRUST FOR WAL-MART STORES, 8.01,9.01 07/15/10 STRATS(SM) TRUST FOR DOMINION RESOURC 8.01,9.01 07/15/10 STRATS(SM) TRUST FOR GEN ELEC CAP COR 8.01,9.01 07/15/10 STRATS(SM) Trust For Goldman Sachs Ca 8.01,9.01 07/15/10 Structural Enhancement Technologies C X0 5.02,8.01,9.01 07/30/10 SUNVALLEY SOLAR, INC. NV 4.01,9.01 07/29/10 SUSSEX BANCORP NJ 2.02,9.01 07/27/10 SYBASE INC DE 2.04,3.01,3.02,3.03,5.01,5.02, 07/26/10 5.03,8.01,9.01 SYNIVERSE HOLDINGS INC DE 1.01,3.03,9.01 07/30/10 TENNECO INC DE 8.01,9.01 07/29/10 TESSCO TECHNOLOGIES INC DE 5.07,7.01,9.01 07/28/10 TEXAS PACIFIC LAND TRUST 2.02,9.01 07/30/10 TIB FINANCIAL CORP. FL 2.02,9.01 07/29/10 TIDELANDS BANCSHARES INC 2.01,2.02,9.01 07/30/10 TIDEWATER INC DE 5.02,9.01 07/28/10 TORCHMARK CORP DE 1.01,9.01 07/28/10 TradeOn Inc. NV 5.03,5.07,9.01 07/30/10 TRANSDEL PHARMACEUTICALS INC DE 8.01 07/30/10 TRINITY INDUSTRIES INC DE 2.02,5.02,7.01,9.01 07/28/10 TRIUMPH GROUP INC DE 2.02,9.01 07/28/10 ULTRA PETROLEUM CORP 2.02,9.01 07/30/10 Unilife Corp DE 2.02,7.01,9.01 07/30/10 UNION FIRST MARKET BANKSHARES CORP VA 8.01,9.01 07/30/10 UNION PACIFIC CORP UT 5.02,9.01 07/29/10 UNITED BANCORP INC /OH/ OH 2.02,9.01 07/29/10 UNITED STATIONERS INC DE 2.02,9.01 07/29/10 UNITED WESTERN BANCORP INC CO 7.01,9.01 07/30/10 Universal Truckload Services, Inc. MI 2.02,9.01 07/29/10 US CONCRETE INC DE 1.03,9.01 07/29/10 Valiant Health Care, Inc. 4.01,9.01 06/10/10 AMEND VASCO DATA SECURITY INTERNATIONAL INC DE 2.02,9.01 07/27/10 VIRAGE LOGIC CORP DE 8.01,9.01 07/25/10 VIST FINANCIAL CORP PA 2.02,9.01 07/27/10 VISTEON CORP DE 1.02 07/26/10 Vitacost.com, Inc. 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DE 2.02,9.01 07/29/10 WELLS REAL ESTATE FUND IX LP GA 7.01,9.01 07/30/10 WELLS REAL ESTATE FUND VIII LP GA 7.01,9.01 07/30/10 WELLS REAL ESTATE FUND X L P GA 7.01,9.01 07/30/10 WELLS REAL ESTATE FUND XI L P GA 7.01,9.01 07/30/10 WELLS REAL ESTATE FUND XII LP GA 7.01,9.01 07/30/10 WELLS REAL ESTATE FUND XIII L P 7.01,9.01 07/30/10 WELLS REAL ESTATE FUND XIV LP GA 7.01,9.01 07/30/10 WEST BANCORPORATION INC IA 2.02,9.01 07/30/10 WEYERHAEUSER CO WA 2.02,9.01 07/30/10 WHITE MOUNTAINS INSURANCE GROUP LTD D0 2.02,9.01 07/30/10 Wilber CORP 2.02,9.01 07/30/10 WILSHIRE BANCORP INC CA 2.02,9.01 07/27/10 WINMARK CORP MN 7.01,8.01,9.01 07/28/10 WINNER MEDICAL GROUP INC NV 5.07 07/30/10 WINNER MEDICAL GROUP INC NV 8.01,9.01 07/30/10 WINSCON ELECTRONICS CO. LTD. 5.03 07/28/10 WORLD MONITOR TRUST II SERIES E DE 1.01,9.01 07/30/10 Wright Express CORP 1.01,8.01,9.01 07/30/10 Xenith Bankshares, Inc. VA 5.02 07/26/10 XETA TECHNOLOGIES INC OK 8.01 07/30/10 ZIOPHARM ONCOLOGY INC DE 4.01,9.01 07/27/10 ZYGO CORP DE 5.02,9.01 07/30/10