RECENT 8K FILINGS May 13, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 3M CO DE 5.02,5.07,9.01 05/11/10 ACCEPTANCE INSURANCE COMPANIES INC DE 8.01 05/03/10 ACCEPTANCE INSURANCE COMPANIES INC DE 8.01,9.01 05/11/10 ACCURIDE CORP DE 2.02,7.01,9.01 05/12/10 AgriSolar Solutions, Inc. 5.03,9.01 05/07/10 Air Transport Services Group, Inc. DE 2.02,5.07,7.01,9.01 05/11/10 ALICO INC FL 2.02,9.01 05/10/10 AMBASSADORS INTERNATIONAL INC DE 2.02,9.01 05/12/10 AMEDISYS INC DE 7.01,9.01 05/11/10 American Casino & Entertainment Prope DE 2.02,9.01 05/12/10 AMERICAN DENTAL PARTNERS INC DE 1.01,1.02,2.03,8.01,9.01 05/07/10 AMERICAN DG ENERGY INC DE 2.02,9.01 05/12/10 American Exploration Corp NV 1.01,8.01,9.01 04/27/10 AMEND AMERICAN GREETINGS CORP OH 1.01,7.01 05/07/10 AMERICAN INTERNATIONAL INDUSTRIES INC NV 3.01 05/12/10 AMERICAN PHYSICIANS SERVICE GROUP INC TX 7.01,9.01 05/12/10 AMERICAS WIND ENERGY CORP NV 1.02,9.01 04/28/10 AMICUS THERAPEUTICS INC DE 7.01,9.01 05/12/10 AMKOR TECHNOLOGY INC DE 7.01,9.01 05/11/10 ANDERSONS INC OH 5.07 05/07/10 ANIXTER INTERNATIONAL INC DE 1.01,5.07 05/11/10 ANTS SOFTWARE INC DE 3.02 05/11/10 APAC CUSTOMER SERVICES, INC IL 2.02,9.01 05/12/10 Apollo Commercial Real Estate Finance MD 2.02,9.01 05/12/10 ARCH COAL INC DE 7.01,9.01 05/12/10 ARDEN GROUP INC DE 2.02,9.01 05/12/10 Arlington Asset Investment Corp. VA 7.01,9.01 05/11/10 Arlington Asset Investment Corp. VA 7.01,9.01 05/12/10 Artio Global Investors Inc. DE 7.01,9.01 05/12/10 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 05/12/10 ASSURANT INC 5.02,9.01 05/07/10 ASURE SOFTWARE INC DE 2.02,9.01 05/12/10 Atrinsic, Inc. DE 7.01,9.01 05/11/10 AUBURN NATIONAL BANCORPORATION INC DE 5.07 05/11/10 AUBURN NATIONAL BANCORPORATION INC DE 8.01,9.01 05/11/10 AUTHENTEC INC DE 2.02,9.01 05/12/10 AUTHENTEC INC DE 9.01 02/26/10 AMEND AVALON HOLDINGS CORP OH 5.07 04/29/10 AVON PRODUCTS INC NY 5.02,5.07,9.01 05/06/10 Banks.com, Inc. FL 2.02,9.01 05/12/10 BARK GROUP INC NV 1.01,5.01,9.01 04/23/10 AMEND BARNES GROUP INC DE 5.02,5.07 05/07/10 BB&T CORP NC 7.01,9.01 05/12/10 BEMIS CO INC MO 9.01 03/01/10 AMEND BIO SOLUTIONS MANUFACTURING, INC. NY 4.01,9.01 05/03/10 Biostar Pharmaceuticals, Inc. MD 8.01,9.01 05/12/10 Bonfire Productions, Inc. NV 2.01,5.03,9.01 05/06/10 BOWNE & CO INC DE 8.01 05/12/10 BRAINTECH INC 2.04 05/06/10 BRANDPARTNERS GROUP INC DE 1.01,1.02,2.03,2.04,2.06,3.01 04/07/10 BRIDGE BANCORP INC NY 5.07,9.01 05/07/10 Brink's Home Security Holdings, Inc. VA 8.01,9.01 05/12/10 BRUSH ENGINEERED MATERIALS INC 1.01 05/07/10 BWAY Holding CO DE 8.01,9.01 05/11/10 CAMELOT CORP CO 5.02 05/12/10 CANO PETROLEUM, INC 2.02,7.01,9.01 05/12/10 CARDIONET INC CA 5.07 05/07/10 CAVIUM NETWORKS, INC. DE 5.07 05/07/10 CCFNB BANCORP INC PA 5.07 05/11/10 CECIL BANCORP INC MD 5.07 05/12/10 CENVEO, INC CO 2.02,9.01 05/12/10 CHEM RX CORP DE 1.03,2.04,8.01,9.01 05/10/10 China Direct Industries, Inc. FL 2.02,9.01 03/31/10 CHINA EDUCATION ALLIANCE INC. NC 8.01,9.01 05/12/10 China Integrated Energy, Inc. DE 2.02,9.01 05/11/10 China Tel Group Inc NV 1.01,3.02,9.01 05/09/10 China TMK Battery Systems Inc. NV 9.01 05/11/10 AMEND CHINACAST EDUCATION CORP DE 2.02,9.01 05/10/10 CIENA CORP DE 2.05 05/11/10 CINCINNATI FINANCIAL CORP OH 7.01,9.01 05/11/10 CISCO SYSTEMS INC CA 2.02 05/12/10 CITIZENS SOUTH BANKING CORP DE 2.02,9.01 05/07/10 CLIFFS NATURAL RESOURCES INC. OH 8.01 05/11/10 CLOUD PEAK ENERGY INC. DE 2.02,9.01 05/12/10 CNB BANCORP INC/VA VA 5.07 05/06/10 CNB BANCORP INC/VA VA 5.07 05/12/10 AMEND CNB FINANCIAL CORP/PA PA 8.01 05/11/10 CNO Financial Group, Inc. DE 5.03,5.07,8.01,9.01 05/11/10 COHU INC DE 8.01 05/11/10 COMDISCO HOLDING CO INC DE 2.02,9.01 05/12/10 COMERICA INC /NEW/ 8.01,9.01 05/06/10 COMM BANCORP INC PA 4.02 05/05/10 AMEND COMMUNICATIONS SYSTEMS INC MN 2.02,9.01 05/11/10 Copano Energy, L.L.C. 7.01,9.01 05/12/10 CORCEPT THERAPEUTICS INC DE 2.02,7.01,9.01 05/11/10 CorMedix Inc. DE 2.02,9.01 05/12/10 COWEN GROUP, INC. 2.02,9.01 05/12/10 CPG INTERNATIONAL INC. DE 7.01,9.01 05/11/10 CSS INDUSTRIES INC DE 1.01,9.01 05/07/10 CUBIC ENERGY INC TX 5.07 05/07/10 CURTISS WRIGHT CORP DE 5.02,5.07 05/07/10 CVB FINANCIAL CORP CA 7.01,8.01,9.01 05/11/10 Cypress Sharpridge Investments, Inc. MD 7.01,9.01 05/12/10 DANAHER CORP /DE/ DE 5.07 05/11/10 DARA BioSciences, Inc. DE 8.01,9.01 05/12/10 DCT Industrial Trust Inc. MD 5.02,5.07,9.01 05/06/10 DEERE & CO DE 7.01 05/12/10 DELCATH SYSTEMS INC DE 5.07 05/06/10 DELTA MUTUAL INC 3.02 04/27/09 AMEND Denarii Resources Inc. NV 4.02,9.01 11/27/09 AMEND DESERT CAPITAL REIT INC MD 5.02 05/07/10 DGI RESOLUTION INC DE 7.01,9.01 04/26/10 DORCHESTER MINERALS LP DE 7.01,9.01 05/12/10 DOVER CORP DE 5.07 05/06/10 DTE ENERGY CO MI 5.02,5.03,5.07,9.01 05/06/10 DTE ENERGY CO MI 2.02,9.01 05/12/10 DTS, INC. DE 1.01 05/07/10 Duke Energy CORP DE 5.02,5.07 05/06/10 DUOYUAN PRINTING, INC. WY 7.01,9.01 05/12/10 DYAX CORP DE 5.07 05/06/10 DynaVox Inc. 2.02,9.01 05/12/10 EAGLE ROCK ENERGY PARTNERS L P DE 7.01,9.01 05/12/10 EGAIN COMMUNICATIONS CORP DE 2.02,9.01 05/12/10 Element92 Resources Corp. WY 1.01,9.01 05/10/10 ELEPHANT TALK COMMUNICATIONS INC CA 7.01,9.01 05/12/10 EMPIRE DISTRICT ELECTRIC CO KS 8.01 05/04/10 Endeavor Power Corp NV 5.02 05/07/10 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 05/12/10 EnerSys DE 2.02,9.01 05/12/10 ENGLOBAL CORP NV 2.02,9.01 05/05/10 ENTECH SOLAR, INC. DE 1.01,3.02,9.01 05/10/10 ENZO BIOCHEM INC NY 5.02 05/07/10 EQUITY LIFESTYLE PROPERTIES INC MD 5.07 05/11/10 EQUITY LIFESTYLE PROPERTIES INC MD 8.01 05/11/10 EQUITY LIFESTYLE PROPERTIES INC MD 8.01,9.01 05/06/10 EQUITY ONE, INC. 2.02,7.01 05/12/10 EVANS BANCORP INC NY 1.01,8.01,9.01 05/10/10 EVCARCO, INC. NV 4.01,9.01 05/10/10 EVOLUTION PETROLEUM CORP NV 2.02,9.01 05/12/10 EXPRESS-1 EXPEDITED SOLUTIONS INC DE 2.02,9.01 05/12/10 FIELDPOINT PETROLEUM CORP CO 2.02,7.01,9.01 05/12/10 First Advantage Bancorp 8.01 05/12/10 FIVE STAR QUALITY CARE INC 5.07,8.01,9.01 05/12/10 FLOWSERVE CORP NY 8.01 05/11/10 Forestar Group Inc. DE 5.07 05/11/10 FOSSIL INC DE 2.02,7.01,9.01 05/11/10 FOSTER WHEELER AG V8 5.02,9.01 05/10/10 FOUR OAKS FINCORP INC NC 5.07 05/10/10 FREEDOM RESOURCES ENTERPRISES INC NV 1.01,2.01,3.02,5.01,5.02,5.06, 05/06/10 9.01 Freshwater Technologies Inc. NV 1.01,3.02,9.01 05/05/10 FRONTIER COMMUNICATIONS CORP DE 8.01,9.01 05/12/10 FSP 303 East Wacker Drive Corp. 7.01,9.01 05/12/10 FSP 50 South Tenth Street Corp 7.01,9.01 05/12/10 FSP GALLERIA NORTH CORP 7.01,9.01 05/12/10 FSP PHOENIX TOWER CORP 7.01,9.01 05/12/10 FULTON FINANCIAL CORP PA 7.01,9.01 05/12/10 Gaming Partners International CORP NV 2.02,9.01 05/12/10 GAYLORD ENTERTAINMENT CO /DE DE 5.07 05/06/10 GENERAL GROWTH PROPERTIES INC DE 7.01,9.01 05/11/10 GENERAL GROWTH PROPERTIES INC DE 2.02,7.01,9.01 05/11/10 AMEND Global Geophysical Services Inc DE 2.02,7.01,9.01 05/12/10 GLOBE SPECIALTY METALS INC 2.02,7.01,9.01 05/11/10 GOLDEN STAR RESOURCES LTD 1.01,3.03,5.02,5.07,9.01 05/06/10 GRANITE CONSTRUCTION INC DE 5.07 05/07/10 GRIFFIN LAND & NURSERIES INC DE 8.01,9.01 05/12/10 GRUBB & ELLIS CO DE 7.01,9.01 05/12/10 GRUBB & ELLIS CO DE 9.01 05/11/10 AMEND GTC BIOTHERAPEUTICS INC MA 2.02,9.01 05/12/10 Guinness Exploration, Inc NV 8.01 05/11/10 HANOVER INSURANCE GROUP, INC. DE 5.07 05/11/10 HARRIS & HARRIS GROUP INC /NY/ NY 1.01,9.01 05/12/10 HARTE HANKS INC DE 5.07 05/11/10 HAWAIIAN ELECTRIC INDUSTRIES INC HI 5.02 05/11/10 HEALTH GRADES INC DE 7.01,9.01 05/12/10 HealthSpring, Inc. DE 8.01,9.01 05/12/10 HEALTHTRONICS, INC. GA 5.07 05/06/10 HELIX BIOMEDIX INC DE 1.01,2.03,3.02 05/06/10 HELIX ENERGY SOLUTIONS GROUP INC MN 5.07 05/12/10 HEMACARE CORP /CA/ CA 2.02,9.01 05/12/10 HERLEY INDUSTRIES INC /NEW DE 1.01,9.01 05/10/10 HEXION SPECIALTY CHEMICALS, INC. NJ 2.02,9.01 05/12/10 HICKORY TECH CORP MN 7.01,9.01 05/12/10 HILLMAN COMPANIES INC DE 8.01,9.01 05/12/10 HITTITE MICROWAVE CORP 5.07 01/01/10 Home Federal Bancorp, Inc. MD 7.01,9.01 05/12/10 HOME PROPERTIES INC MD 8.01,9.01 05/12/10 Hong Kong Highpower Technology, Inc. DE 2.02,7.01,9.01 05/12/10 Horsehead Holding Corp 5.07 05/07/10 Hotel Management Systems, Inc. NV 1.01,2.01,4.01,5.01,5.02,5.03, 05/07/10 5.06,8.01,9.01 Houston Wire & Cable CO 1.01,1.02,3.03,5.07,9.01 05/07/10 Huntsman CORP DE 5.07 05/06/10 ILLINOIS TOOL WORKS INC DE 5.03,5.07 05/07/10 Information Services Group Inc. DE 5.02,5.07,9.01 05/11/10 INFOSPACE INC DE 5.07 05/11/10 INTEGRATED ELECTRICAL SERVICES INC DE 2.02,5.02,9.01 05/07/10 INTEGRYS ENERGY GROUP, INC. WI 5.02,9.01 05/07/10 INTEL CORP DE 7.01 05/11/10 Intellect Neurosciences, Inc. DE 8.01,9.01 05/06/10 INTELSAT S.A. N4 2.02,9.01 05/12/10 INTERNATIONAL ABSORBENTS INC 5.07,9.01 05/12/10 INTERNATIONAL BUSINESS MACHINES CORP NY 7.01 05/12/10 Invesco Ltd. D0 7.01,9.01 05/11/10 Invesco Mortgage Capital Inc. MD 5.07 05/10/10 IPAYMENT INC DE 2.02,9.01 05/12/10 IRONCLAD PERFORMANCE WEAR CORP 2.02,7.01,9.01 05/12/10 IRONWOOD PHARMACEUTICALS INC DE 2.02,9.01 05/11/10 ISLAND BREEZE INTERNATIONAL, INC. DE 2.01 05/07/10 IsoRay, Inc. MN 2.02,9.01 05/12/10 ITEX CORP NV 8.01,9.01 05/11/10 JACK IN THE BOX INC /NEW/ DE 2.02,9.01 05/12/10 JAZZ PHARMACEUTICALS INC DE 8.01,9.01 05/10/10 KATY INDUSTRIES INC DE 2.02,9.01 05/12/10 KELLY SERVICES INC DE 2.02,9.01 05/12/10 KELLY SERVICES INC DE 3.02,5.02,9.01 05/11/10 KV PHARMACEUTICAL CO /DE/ DE 8.01 05/07/10 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 05/12/10 LAKES ENTERTAINMENT INC MN 7.01,9.01 05/11/10 LANTRONIX INC DE 5.02,9.01 05/06/10 LAWSON PRODUCTS INC/NEW/DE/ DE 5.07 05/11/10 Laxai Pharma Ltd L3 5.02 05/12/10 Lender Processing Services, Inc. DE 5.02,9.01 05/10/10 LEUCADIA NATIONAL CORP NY 9.01 09/02/09 AMEND Liberty Global, Inc. 2.02,9.01 05/11/10 Liberty Global, Inc. 7.01 05/12/10 LINCARE HOLDINGS INC DE 5.07 05/10/10 LKQ CORP DE 5.07 05/10/10 LOEWS CORP DE 5.07 05/12/10 LOOKSMART LTD DE 7.01,9.01 05/12/10 LOUISIANA BANCORP INC LA 5.07 05/11/10 LYRIS, INC. 2.02,9.01 05/12/10 Macquarie Infrastructure CO LLC DE 2.02,9.01 05/05/10 Macy's, Inc. DE 2.02,9.01 05/12/10 MARKWEST ENERGY PARTNERS L P 7.01,9.01 05/12/10 MARRIOTT INTERNATIONAL INC /MD/ DE 5.07 05/07/10 MATRIXX INITIATIVES INC DE 5.02 05/06/10 MEDALLION FINANCIAL CORP DE 1.01,2.03,9.01 05/11/10 MEMSIC Inc 2.02,9.01 05/11/10 Mercantile Bancorp, Inc. DE 2.02,9.01 05/11/10 MERCER INTERNATIONAL INC. WA 7.01,9.01 05/11/10 MERRILL LYNCH DEPOSITOR INC PREFERRED NY 8.01,9.01 05/03/10 MILLER PETROLEUM INC TN 7.01,9.01 05/12/10 MINE SAFETY APPLIANCES CO PA 5.07 05/11/10 MMAX MEDIA, INC. NV 1.01,1.02,5.02,8.01 04/30/10 Modern Renewable Technologies, Inc. NV 5.02 12/18/09 MONARCH COMMUNITY BANCORP INC MD 1.01,9.01 05/06/10 MONARCH COMMUNITY BANCORP INC MD 2.02,9.01 04/20/10 AMEND MPHASE TECHNOLOGIES INC NJ 4.02 05/11/10 AMEND MUNICIPAL MORTGAGE & EQUITY LLC DE 1.01,9.01 05/10/10 NANOVIRICIDES, INC. NV 1.01,9.01 05/12/10 NATIONAL BANKSHARES INC VA 8.01,9.01 05/12/10 NATIONAL HEALTH INVESTORS INC MD 8.01 05/12/10 NATIONWIDE FINANCIAL SERVICES INC/ DE 8.01 04/13/10 NAUTILUS, INC. WA 2.02,9.01 05/12/10 NETLIST INC DE 2.02,9.01 05/11/10 NETSOL TECHNOLOGIES INC NV 2.02,9.01 05/12/10 NETWORK ENGINES INC DE 5.02 05/07/10 NEWPARK RESOURCES INC DE 8.01,9.01 05/12/10 NEXMED INC NV 8.01 05/12/10 NEXSTAR BROADCASTING GROUP INC DE 2.02,9.01 05/12/10 NGAS Resources Inc A1 1.01,8.01,9.01 05/11/10 Niska Gas Storage Partners LLC DE 1.01,2.01,5.02,7.01,9.01 05/07/10 Niusule Biotech Corp. 4.01,9.01 05/12/10 AMEND NORCRAFT COMPANIES LP 2.02,9.01 05/12/10 North Penn Bancorp Inc 2.02,9.01 05/07/10 NVE CORP /NEW/ MN 1.01,9.01 05/12/10 NYSE Euronext DE 1.02,9.01 05/07/10 OCEANEERING INTERNATIONAL INC DE 5.02,5.07 05/07/10 OCZ TECHNOLOGY GROUP INC DE 2.02,9.01 05/12/10 OMEROS CORP 2.02,9.01 05/12/10 ONLINE VACATION CENTER HOLDINGS CORP 5.07 05/12/10 ONVIA INC DE 5.07 05/07/10 OPPENHEIMER HOLDINGS INC A6 5.07 05/11/10 Orange 21 Inc. DE 2.02,9.01 05/12/10 Oritani Financial Corp. 8.01,9.01 05/12/10 OVERLAND STORAGE INC CA 2.02,9.01 05/12/10 PAA NATURAL GAS STORAGE LP DE 7.01 05/12/10 PACWEST BANCORP DE 7.01,9.01 05/12/10 Paradigm Holdings, Inc WY 2.02,9.01 05/12/10 PDL BIOPHARMA, INC. DE 7.01,9.01 05/12/10 PETMED EXPRESS INC FL 8.01,9.01 05/10/10 PHC INC /MA/ MA 2.02 05/12/10 PHILLIPS VAN HEUSEN CORP /DE/ DE 1.01,1.02,2.01,2.03,3.02,3.03, 05/06/10 5.03,8.01,9.01 PHILLIPS VAN HEUSEN CORP /DE/ DE 5.02 05/07/10 PHOENIX FOOTWEAR GROUP INC DE 2.02,9.01 05/12/10 PINNACLE ENTERTAINMENT INC. DE 1.01,2.03,2.04,8.01,9.01 05/06/10 PITNEY BOWES INC /DE/ DE 5.03,5.07,9.01 05/10/10 PIXELWORKS, INC OR 7.01 05/12/10 PLAINS ALL AMERICAN PIPELINE LP DE 7.01 05/12/10 POWER 3 MEDICAL PRODUCTS INC NY 1.02,8.01,9.01 05/06/10 PREMIER EXHIBITIONS, INC. FL 2.02,9.01 05/12/10 PREMIER WEALTH MANAGEMENT, INC. DE 1.01,2.01,9.01 04/15/10 PREMIERWEST BANCORP OR 7.01,9.01 05/12/10 PRIVATEBANCORP, INC DE 7.01,9.01 05/12/10 PROGINET CORP DE 2.02,7.01,9.01 05/11/10 ProGreen Properties, Inc. DE 3.02,7.01 05/12/10 PROTECTIVE LIFE CORP DE 5.07 05/10/10 PRUDENTIAL FINANCIAL INC NJ 5.07 05/11/10 pSivida Corp. DE 2.02,9.01 05/12/10 PSS WORLD MEDICAL INC FL 2.02,8.01,9.01 05/12/10 Puda Coal, Inc. 1.01,2.03,8.01,9.01 05/07/10 QUICKSILVER RESOURCES INC DE 1.01,8.01,9.01 05/11/10 Rahaxi, Inc. NV 5.02 05/10/10 RAMCO GERSHENSON PROPERTIES TRUST MD 5.02,7.01,9.01 05/12/10 RAND CAPITAL CORP NY 2.02,9.01 05/12/10 RECOVERY ENERGY, INC. NV 2.01,9.01 05/06/10 Rhino Productions, Inc. NV 4.01,9.01 05/10/10 Rockville Financial Inc. 8.01 05/12/10 Rockwood Holdings, Inc. DE 7.01,9.01 05/12/10 ROCKY MOUNTAIN CHOCOLATE FACTORY INC CO 2.02,7.01,9.01 05/11/10 RODMAN & RENSHAW CAPITAL GROUP, INC. DE 8.01,9.01 05/12/10 ROSTOCK VENTURES CORP NV 8.01,9.01 05/11/10 RR Donnelley & Sons Co DE 8.01 05/12/10 RYERSON INC. DE 2.02,9.01 05/12/10 S&W Seed Co DE 3.02,8.01,9.01 05/07/10 SALISBURY BANCORP INC CT 7.01,9.01 05/12/10 SBT Bancorp, Inc. CT 8.01,9.01 05/11/10 SELECT MEDICAL HOLDINGS CORP 7.01,9.01 05/12/10 SENSUS (BERMUDA 2) LTD D0 7.01,9.01 05/12/10 SERVICE CORPORATION INTERNATIONAL TX 7.01,9.01 05/12/10 SHENANDOAH TELECOMMUNICATIONS CO/VA/ VA 8.01,9.01 05/12/10 Shiner International, Inc. NV 7.01,9.01 05/12/10 Shiner International, Inc. NV 2.02,9.01 05/12/10 SI Financial Group, Inc. X1 5.07 05/12/10 SKYSTAR BIO-PHARMACEUTICAL CO NV 8.01,9.01 05/12/10 SMTC CORP DE 2.02,9.01 05/11/10 SOUTHERN MISSOURI BANCORP INC MO 2.02,9.01 05/07/10 SOUTHWALL TECHNOLOGIES INC /DE/ DE 2.02,9.01 05/11/10 SPAR GROUP INC DE 8.01,9.01 05/10/10 SPARTAN STORES INC MI 2.02,9.01 05/12/10 SS&C Technologies Holdings Inc DE 2.02,9.01 05/12/10 SS&C TECHNOLOGIES INC DE 2.02,9.01 05/12/10 STANLEY FURNITURE CO INC. DE 2.02,9.01 05/12/10 STATER BROS HOLDINGS INC DE 2.02,9.01 05/11/10 STERLING BANCORP NY 5.07 05/06/10 STRATASYS INC DE 5.07 05/06/10 STRATEGIC HOTELS & RESORTS, INC 2.02,9.01 05/06/10 Strategic Storage Trust, Inc. MD 9.01 02/24/10 AMEND SUBURBAN PROPANE PARTNERS LP DE 8.01 05/12/10 SunOpta Inc. 1.01,7.01,9.01 05/12/10 SUPERTEX INC CA 2.02,9.01 05/12/10 SUPREME INDUSTRIES INC DE 5.07 05/06/10 SUSQUEHANNA BANCSHARES INC PA 5.07 05/07/10 SWIFT ENERGY CO 5.02,5.07,9.01 05/11/10 SYNTROLEUM CORP DE 5.07 05/12/10 TAIWAN FUND INC DE 5.02 05/08/10 TAYLOR CAPITAL GROUP INC DE 1.01,9.01 05/11/10 TECHPRECISION CORP 8.01,9.01 05/12/10 TEJON RANCH CO DE 5.07 05/10/10 TELEPHONE & DATA SYSTEMS INC /DE/ DE 5.02,9.01 05/06/10 TELESTONE TECHNOLOGIES CORP CO 5.02,7.01,9.01 05/12/10 Tennessee Valley Authority 1.01,2.03,9.01 05/11/10 Thompson Creek Metals CO Inc. A6 5.02,5.07,9.01 05/06/10 THRESHOLD PHARMACEUTICALS INC DE 5.02,7.01,9.01 05/07/10 THUNDER MOUNTAIN GOLD INC NV 1.01,3.02,9.01 05/11/10 TIMKEN CO OH 5.02,5.07,9.01 05/12/10 TN-K ENERGY GROUP INC. DE 1.01,2.01,3.02,9.01 05/06/10 Towers Watson & Co. DE 2.02,8.01,9.01 05/12/10 Towers Watson Delaware Holdings Inc. DE 8.01 03/15/10 Transcept Pharmaceuticals Inc DE 2.02,9.01 05/12/10 TRI COUNTY FINANCIAL CORP /MD/ 5.07 05/10/10 TURBINE TRUCK ENGINES INC NV 1.01,9.01 05/12/10 UIL HOLDINGS CORP CT 5.07,8.01,9.01 05/11/10 ULTIMATE SOFTWARE GROUP INC DE 5.07 05/11/10 UMPQUA HOLDINGS CORP OR 2.01,9.01 02/26/10 AMEND UNITED COMPONENTS INC DE 2.02,9.01 05/12/10 UNITED INSURANCE HOLDINGS CORP. DE 2.02,9.01 05/12/10 UNITED PARCEL SERVICE INC DE 5.03,5.07,9.01 05/06/10 UNITED RENTALS INC /DE DE 5.02,5.07 05/11/10 UNITED STATES CELLULAR CORP DE 5.02,9.01 05/06/10 URS CORP /NEW/ DE 2.02,9.01 05/12/10 US CONCRETE INC DE 5.02 05/10/10 UTEK CORP 2.02,9.01 05/12/10 VALASSIS COMMUNICATIONS INC DE 5.07 05/06/10 VALASSIS COMMUNICATIONS INC DE 7.01,9.01 05/12/10 VALIDUS HOLDINGS LTD 5.07 05/05/10 AMEND Vanguard Natural Resources, LLC DE 9.01 05/12/10 AMEND VARIAN INC DE 8.01 05/12/10 Vaughan Foods, Inc. OK 2.02,9.01 05/12/10 VERAMARK TECHNOLOGIES INC DE 2.02,9.01 05/12/10 Veraz Networks, Inc. DE 2.02,9.01 05/12/10 VeriFone Holdings, Inc. DE 8.01 05/11/10 VERIZON COMMUNICATIONS INC DE 5.07 05/06/10 VIRTUSA CORP 2.02,9.01 05/12/10 VISTEON CORP DE 1.01,3.02,8.01,9.01 05/06/10 VISUALANT INC NV 5.02,9.01 05/12/10 Vyteris, Inc. NV 3.02 05/06/10 WaferGen Bio-systems, Inc. NV 4.02 05/11/10 WATSON PHARMACEUTICALS INC NV 5.07 05/07/10 WAVE SYSTEMS CORP DE 1.01,8.01,9.01 05/07/10 WEBDIGS INC MN 5.02 05/11/10 WEBMEDIA BRANDS INC. DE 2.02,9.01 05/12/10 WELLS GARDNER ELECTRONICS CORP IL 5.07 05/11/10 WELLS REAL ESTATE INVESTMENT TRUST II MD 1.01,2.03 05/12/10 Western Refining, Inc. DE 7.01,9.01 05/12/10 WESTMORELAND COAL Co DE 2.02,9.01 05/10/10 WHOLE FOODS MARKET INC TX 2.02,8.01,9.01 05/12/10 WHOLE FOODS MARKET INC TX 5.02,9.01 05/12/10 Williams Partners L.P. 8.01,9.01 05/12/10 Winchester International Resorts, Inc NV 1.01,9.01 05/06/10 WINSONIC DIGITAL MEDIA GROUP, LTD. NV 5.02,7.01 05/12/10 WISCONSIN ENERGY CORP WI 5.07 05/06/10 XETA TECHNOLOGIES INC OK 7.01,9.01 05/12/10 XL CAPITAL LTD 8.01,9.01 05/12/10 Zagg INC 2.02,9.01 05/10/10 ZALE CORP DE 1.01,2.03,3.02,5.02,9.01 05/06/10 ZAPNAPS, INC. NV 4.01,5.01,5.02,9.01 05/07/10