RECENT 8K FILINGS March 4, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st Financial Services CORP NC 1.01,2.02,7.01,9.01 02/25/10 4NET SOFTWARE INC DE 8.01 03/01/10 A&J Venture Capital Group, Inc. 3.02,3.03,5.01,9.01 03/03/10 Abingdon Futures Fund LP NY 3.02 03/01/10 AbitibiBowater Inc. DE 8.01 02/25/10 ABM INDUSTRIES INC /DE/ DE 5.07 03/02/10 ACADIA PHARMACEUTICALS INC DE 5.02 02/25/10 ACTIVE POWER INC DE 5.02 02/25/10 ACTIVIDENTITY CORP DE 4.01,9.01 02/19/10 AMEND ADS MEDIA GROUP INC UT 5.02 03/02/10 AETRIUM INC MN 5.02 03/02/10 Affinity Group Holding, Inc. DE 1.01,9.01 03/01/10 AFFINITY GROUP INC DE 1.01,9.01 03/01/10 ALBANY INTERNATIONAL CORP /DE/ DE 5.02 02/25/10 Alberto-Culver CO DE 9.01 12/18/09 AMEND ALION SCIENCE & TECHNOLOGY CORP DE 1.01,9.01 03/02/10 Alliance HealthCare Services, Inc DE 2.02,9.01 03/03/10 ALLIED WORLD ASSURANCE CO HOLDINGS LT 1.01,2.03,9.01 02/25/10 Alon Refining Krotz Springs, Inc. DE 2.02,9.01 03/02/10 Alon USA Energy, Inc. DE 2.02,9.01 03/02/10 ALTERA CORP DE 7.01,9.01 03/03/10 Alternative Energy Partners, Inc. FL 1.01 02/24/10 AMERICAN AIRLINES INC DE 8.01 03/03/10 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 8.01,9.01 03/03/10 American Railcar Industries, Inc. ND 8.01 03/02/10 AMERICAN SAFETY INSURANCE HOLDINGS LT 2.02,8.01,9.01 03/03/10 AMR CORP DE 8.01 03/03/10 Amtrust Financial Services, Inc. DE 8.01,9.01 03/01/10 ARGON ST, Inc. DE 8.01 03/01/10 ARMSTRONG WORLD INDUSTRIES INC PA 2.02,5.02,9.01 02/26/10 ARROW ELECTRONICS INC NY 8.01,9.01 03/01/10 ARTEPHARM GLOBAL CORP. NV 5.03,9.01 11/13/09 ARTVENTIVE MEDICAL GROUP, INC. NV 5.02 02/27/10 ARVINMERITOR INC IN 1.01,2.03,8.01,9.01 02/25/10 ARVINMERITOR INC IN 8.01,9.01 03/03/10 ARYx Therapeutics, Inc. DE 5.02 02/25/10 ATHEROS COMMUNICATIONS INC DE 8.01 03/03/10 AUXILIUM PHARMACEUTICALS INC 5.02 02/25/10 AVALON HOLDINGS CORP OH 5.02,5.03,9.01 02/26/10 AVIS BUDGET GROUP, INC. DE 7.01,9.01 03/03/10 BAY NATIONAL CORP MD 5.07 02/25/10 BELL MICROPRODUCTS INC CA 2.02,9.01 03/03/10 Benda Pharmaceutical, Inc. MN 4.01,9.01 03/01/10 BGC Partners, Inc. DE 3.02,8.01 02/25/10 BIOSHAFT WATER TECHNOLOGY, INC. NV 3.02,9.01 03/03/10 BISON INSTRUMENTS INC MN 5.02 02/25/10 BJs RESTAURANTS INC CA 8.01,9.01 03/02/10 BJs RESTAURANTS INC CA 8.01,9.01 03/03/10 BJS WHOLESALE CLUB INC DE 2.02,7.01,9.01 03/03/10 BlackRock Kelso Capital CORP DE 7.01,9.01 03/03/10 BLUEFLY INC DE 3.02,5.02,5.03,9.01 02/25/10 BofI Holding, Inc. DE 8.01 02/25/10 Book Merge Technology, Inc. NV 4.01 03/02/10 AMEND BRISTOL ENERGY FUND LP NY 3.02 03/01/10 BROOKLINE BANCORP INC DE 5.02,9.01 02/25/10 BROWN SHOE CO INC NY 2.02,9.01 03/03/10 BUILD A BEAR WORKSHOP INC DE 8.01 03/03/10 CALGON CARBON CORPORATION DE 1.01,2.02,9.01 02/25/10 CALIFORNIA PETROLEUM TRANSPORT CORP DE 9.01 03/03/10 CAMBIUM LEARNING GROUP, INC. DE 5.02,9.01 02/26/10 CAMERON INTERNATIONAL CORP DE 8.01 03/03/10 CARBONICS CAPITAL CORP DE 2.01,9.01 02/16/10 CAS MEDICAL SYSTEMS INC DE 2.02,9.01 03/03/10 CATERPILLAR INC DE 5.02,9.01 03/01/10 CBEYOND, INC. 2.02,9.01 03/03/10 CDI CORP PA 1.01,5.02 02/25/10 CEDAR SHOPPING CENTERS INC MD 2.02,7.01,9.01 03/03/10 Celera CORP DE 2.02,9.01 03/03/10 CELLCO PARTNERSHIP 5.02 02/25/10 China Integrated Energy, Inc. DE 2.02,9.01 02/25/10 China Logistics Group Inc FL 8.01 02/24/10 CHOICE HOTELS INTERNATIONAL INC /DE DE 7.01,9.01 03/03/10 Cinnabar Ventures Inc 3.02,5.02 02/19/10 AMEND CITADEL BROADCASTING CORP DE 7.01,9.01 02/25/10 Clark Holdings Inc. DE 1.01,2.02,9.01 02/26/10 Clearwater Paper Corp DE 7.01,9.01 03/03/10 COCA COLA CO DE 1.01,8.01,9.01 02/25/10 COCA COLA ENTERPRISES INC DE 1.01,9.01 02/25/10 COLDWATER CREEK INC DE 2.02,9.01 03/03/10 COMCAM INC DE 1.01,2.01,3.02,5.02,5.06,9.01 02/26/10 COMFORT SYSTEMS USA INC 2.02,8.01,9.01 12/31/09 Comstock Homebuilding Companies, Inc. DE 1.01 02/25/10 COMTECH TELECOMMUNICATIONS CORP /DE/ DE 2.02,9.01 01/31/10 CONEXANT SYSTEMS INC DE 7.01,8.01,9.01 03/03/10 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 1.01,9.01 02/25/10 Constellation Energy Partners LLC DE 5.02,8.01,9.01 03/01/10 COPART INC CA 2.02,9.01 03/02/10 COSTCO WHOLESALE CORP /NEW WA 2.02,9.01 03/03/10 COVENTRY HEALTH CARE INC DE 5.02 03/03/10 CPEX Pharmaceuticals, Inc. DE 2.02,9.01 03/03/10 CrowdGather, Inc. NV 3.02,5.01,9.01 02/27/10 Data Storage Corp NV 5.02,9.01 02/11/10 Data Storage Corp NV 1.01,9.01 03/02/10 Data Storage Corp NV 1.01 02/11/10 AMEND DELCATH SYSTEMS INC DE 7.01,9.01 02/26/10 DENBURY RESOURCES INC DE 8.01,9.01 03/03/10 Diamond Foods Inc DE 8.01,9.01 03/03/10 DICKS SPORTING GOODS INC DE 5.02 02/25/10 DIVX INC 2.02,9.01 03/03/10 DIXIE GROUP INC TN 5.02,9.01 03/03/10 DOLE FOOD CO INC DE 1.01,5.02,8.01,9.01 02/25/10 DOVER CORP DE 1.01,9.01 02/25/10 DPL INC OH 7.01,9.01 03/03/10 DRESS BARN INC CT 7.01,9.01 03/01/10 DUOYUAN PRINTING, INC. WY 4.01,9.01 03/01/10 DUPONT FABROS TECHNOLOGY, INC. MD 5.02,9.01 02/25/10 DYNAMEX INC DE 7.01,9.01 03/03/10 Eagle Bulk Shipping Inc. 2.02 12/31/09 EARTHSTONE ENERGY INC DE 5.03 03/03/10 EASYLINK SERVICES INTERNATIONAL CORP DE 2.02,9.01 03/03/10 ECLIPS ENERGY TECHNOLOGIES, INC. FL 1.01,2.03,3.02,5.02,9.01 02/04/10 AMEND EDAC TECHNOLOGIES CORP WI 2.02,9.01 03/02/10 EDGEWATER TECHNOLOGY INC/DE/ DE 2.02,9.01 03/03/10 ELDORADO ARTESIAN SPRINGS INC CO 8.01,9.01 03/03/10 EMC CORP MA 5.02,9.01 03/03/10 Emergent BioSolutions Inc. DE 5.02 02/25/10 EMERGING CTA PORTFOLIO LP NY 3.02 03/01/10 EMERGING CTA PORTFOLIO LP NY 1.01,9.01 02/28/10 EMMIS COMMUNICATIONS CORP IN 5.02,9.01 03/02/10 ENERGY FOCUS, INC/DE DE 3.03,5.02 02/25/10 Environmental Infrastructure Holdings DE 5.02,5.03,9.01 02/26/10 ENVIRONMENTAL SERVICE PROFESSIONALS, NV 2.03 03/03/10 EON COMMUNICATIONS CORP DE 2.01,9.01 04/01/09 AMEND EPIQ SYSTEMS INC MO 5.02 02/25/10 ETHAN ALLEN INTERIORS INC DE 7.01,9.01 03/02/10 Exmovere Holdings, Inc. DE 1.01,1.02,9.01 11/20/09 FAIRFIELD FUTURES FUND LP II NY 3.02 03/01/10 FARMER BROTHERS CO CA 1.01,1.02,5.02,8.01,9.01 02/25/10 Federal Home Loan Bank of New York X1 2.02,8.01,9.01 03/02/10 Federal Home Loan Bank of Pittsburgh PA 5.03 02/25/10 AMEND FERRO CORP OH 5.02 02/25/10 FFD FINANCIAL CORP/OH OH 1.01,1.02,2.01,2.03 02/25/10 Fibrocell Science, Inc. DE 1.01,3.02,9.01 03/02/10 Fidelity National Information Service 5.02 02/28/10 FINANCIAL INSTITUTIONS INC NY 5.02,9.01 03/02/10 FINISAR CORP DE 2.02,9.01 03/03/10 FIRSTMERIT CORP /OH/ OH 8.01,9.01 03/03/10 Flex Fuels Energy, Inc. NV 1.01,9.01 02/25/10 FLOWSERVE CORP NY 5.02 02/28/10 FPIC INSURANCE GROUP INC FL 2.02,9.01 03/03/10 FTI CONSULTING INC MD 2.02,2.05,7.01,9.01 02/26/10 Fushi Copperweld, Inc. NV 5.02,8.01,9.01 02/28/10 GASCO ENERGY INC NV 1.01,2.01,7.01,9.01 02/26/10 GASTAR EXPLORATION LTD 7.01,9.01 03/03/10 GENERAL ELECTRIC CAPITAL CORP CT 8.01,9.01 03/03/10 GENERAL GROWTH PROPERTIES INC DE 7.01,9.01 03/02/10 GENERAL NUTRITION CENTERS, INC. 2.02,9.01 03/03/10 GENTIVA HEALTH SERVICES INC DE 1.01,9.01 02/25/10 GeoVax Labs, Inc. DE 2.02,8.01,9.01 03/01/10 GETTY REALTY CORP /MD/ MD 5.02,9.01 02/25/10 GLOBAL AXCESS CORP NV 2.02,9.01 03/02/10 AMEND GLOBAL CASINOS INC UT 2.02,7.01,9.01 03/03/10 GLOBAL INDUSTRIES LTD LA 5.02 03/03/10 GLOBAL PAYMENTS INC GA 1.01,5.02,9.01 03/01/10 Global Telecom & Technology, Inc. DE 2.01,9.01 12/22/09 AMEND Gold Bag, Inc. 5.02,9.01 02/19/10 GOOD TIMES RESTAURANTS INC NV 1.01 02/03/09 Graham Packaging Co Inc. DE 2.02,9.01 03/03/10 GRAHAM PACKAGING HOLDINGS CO DE 2.02,9.01 03/03/10 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 02/26/10 GREAT PLAINS ENERGY INC MO 7.01,9.01 03/03/10 Great Wall Builders Ltd., TX 8.01 12/31/09 AMEND GYMBOREE CORP DE 7.01 03/03/10 HALIFAX CORP OF VIRGINIA VA 5.07,9.01 03/02/10 HALL TEES, INC. NV 8.01,9.01 03/03/10 Halo Companies, Inc. DE 8.01 02/25/10 HALOZYME THERAPEUTICS INC DE 7.01,9.01 03/03/10 HAMPSHIRE GROUP LTD DE 5.02,8.01,9.01 02/26/10 HEALTHCARE TRUST OF AMERICA, INC. MD 7.01,9.01 03/02/10 HEMACARE CORP /CA/ CA 5.02,7.01,9.01 02/26/10 HERBST GAMING INC NV 5.02,9.01 02/26/10 Hill-Rom Holdings, Inc. IN 5.02,9.01 03/01/10 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 03/03/10 HSN, Inc. DE 2.02,7.01,9.01 03/03/10 Huifeng Bio-Pharmaceutical Technology NV 5.02 02/25/10 HUMAN GENOME SCIENCES INC DE 5.02,9.01 02/25/10 Huron Consulting Group Inc. DE 5.02,9.01 03/02/10 IBERIABANK CORP LA 8.01,9.01 03/02/10 iBio, Inc. DE 5.02,8.01,9.01 02/25/10 ICAHN ENTERPRISES L.P. DE 2.02,9.01 03/03/10 IEC ELECTRONICS CORP DE 9.01 12/15/09 AMEND ILLINOIS TOOL WORKS INC DE 8.01 03/03/10 IMPLANT SCIENCES CORP MA 2.02,7.01,9.01 03/03/10 INDEPENDENT BANK CORP MA 5.02 02/25/10 Information Services Group Inc. DE 2.02,9.01 03/03/10 INFOSPACE INC DE 7.01 02/26/10 INSIGNIA SYSTEMS INC/MN MN 8.01 03/03/10 INSITUFORM TECHNOLOGIES INC DE 2.02,9.01 02/25/10 INTEGRA BANK CORP IN 7.01,9.01 03/03/10 INTEGRAL SYSTEMS INC /MD/ MD 8.01,9.01 02/25/10 INTERACTIVE DATA CORP/MA/ DE 5.02 02/25/10 INTERLEUKIN GENETICS INC DE 8.01,9.01 03/03/10 INTERNET CAPITAL GROUP INC DE 5.02,9.01 03/03/10 IRONCLAD PERFORMANCE WEAR CORP 2.02,7.01,9.01 03/03/10 JACK IN THE BOX INC /NEW/ DE 7.01,9.01 03/03/10 JAZZ PHARMACEUTICALS INC DE 2.02,9.01 03/03/10 John Bean Technologies CORP DE 2.02,9.01 03/02/10 JOY GLOBAL INC DE 2.02,7.01,9.01 03/03/10 KeyOn Communications Holdings Inc. DE 8.01,9.01 03/03/10 KV PHARMACEUTICAL CO /DE/ DE 1.01,9.01 03/02/10 KV PHARMACEUTICAL CO /DE/ DE 4.02 02/04/10 AMEND LATTICE SEMICONDUCTOR CORP DE 7.01,9.01 03/03/10 LEAF Equipment Leasing Income Fund II DE 1.01 02/25/10 Lease Equity Appreciation Fund II, L. DE 1.01 02/25/10 Li3 Energy, Inc. NV 5.02,9.01 02/18/10 Liberty Global, Inc. 8.01 03/02/10 LIBERTY STAR URANIUM & METALS CORP. NV 1.01,9.01 02/25/10 LIHUA INTERNATIONAL INC. DE 2.02,9.01 03/02/10 LINCOLN EDUCATIONAL SERVICES CORP NJ 2.02,5.02,9.01 02/25/10 LOJACK CORP MA 2.02,9.01 03/03/10 LTX-CREDENCE CORP MA 8.01,9.01 03/02/10 MACH ONE CORP NV 1.01,7.01,9.01 02/25/10 MAGNETEK, INC. DE 5.02 03/01/10 Maidenform Brands, Inc. DE 2.02,9.01 03/03/10 MAINE & MARITIMES CORP ME 1.01 03/03/10 MAKEMUSIC, INC. MN 1.01,2.02,5.02,9.01 03/01/10 Mandalay Media, Inc. DE 2.04,9.01 02/25/10 MARKWEST ENERGY PARTNERS L P 7.01,9.01 03/03/10 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 03/03/10 MATECH Corp. DE 5.02 02/27/10 Medbook World, Inc DE 5.01,5.02,8.01 03/01/10 MEDIVATION, INC. DE 8.01,9.01 03/03/10 MERCADOLIBRE INC 4.01,9.01 11/02/09 AMEND METROPOLITAN HEALTH NETWORKS INC FL 5.02,9.01 02/24/10 MGM MIRAGE DE 1.01,2.03,9.01 02/25/10 MIDWEST BANC HOLDINGS INC DE 1.01,3.02,3.03,5.01,5.07,9.01 02/25/10 MODAVOX INC 2.01 03/03/10 Monarch Financial Holdings, Inc. VA 5.02 03/03/10 MORTONS RESTAURANT GROUP INC DE 2.02,9.01 03/03/10 MRV COMMUNICATIONS INC DE 5.07 11/11/09 MS STRUCTURED ASSET CORP CBT SERIES 2 DE 8.01,9.01 02/25/10 MusclePharm Corp NV 4.01,5.03,9.01 03/01/10 NACCO INDUSTRIES INC DE 2.02,9.01 03/02/10 NACCO INDUSTRIES INC DE 2.02,7.01,9.01 03/02/10 NATIONAL HEALTH INVESTORS INC MD 5.02 03/02/10 NATIONWIDE FINANCIAL SERVICES INC/ DE 2.02,7.01,9.01 03/03/10 NAVISTAR INTERNATIONAL CORP DE 7.01 03/03/10 Neiman Marcus, Inc. DE 2.02,7.01 03/03/10 NELNET INC NE 2.02,9.01 03/03/10 NEOMAGIC CORP DE 5.02 03/01/10 NEOPROBE CORP DE 2.02,9.01 03/03/10 NETEZZA CORP 2.02,9.01 03/03/10 New Generation Biofuels Holdings, Inc FL 5.02 02/25/10 NEW YORK COMMUNITY BANCORP INC DE 7.01,9.01 03/03/10 NEXMED INC NV 5.07 03/02/10 NF Energy Saving Corp DE 3.02,9.01 02/24/10 NORTHWESTERN CORP DE 7.01,9.01 03/03/10 NOVELL INC DE 5.03,9.01 03/02/10 NU HORIZONS ELECTRONICS CORP DE 8.01,9.01 03/01/10 NUTRACEA CA 5.02,9.01 02/25/10 OI CORP OK 2.02,9.01 03/02/10 OLIN CORP VA 7.01,9.01 03/03/10 ONEOK INC /NEW/ OK 7.01,9.01 03/03/10 ONEOK Partners LP DE 7.01,9.01 03/03/10 OPENWAVE SYSTEMS INC DE 5.02 03/02/10 ORION FUTURES FUND LP NY 3.02 03/01/10 ORLEANS HOMEBUILDERS INC DE 1.03,2.04,8.01,9.01 03/01/10 OSHKOSH CORP WI 1.01,8.01,9.01 03/03/10 OSI PHARMACEUTICALS INC DE 8.01,9.01 03/02/10 OVERLAND STORAGE INC CA 5.02 02/25/10 P&F INDUSTRIES INC DE 8.01 03/02/10 Pacific Asia Petroleum Inc DE 1.01,7.01,9.01 03/03/10 Pacific Biomarkers, Inc. DE 7.01 03/02/10 PACIFIC GAS & ELECTRIC CO CA 8.01 03/02/10 Patriot Coal CORP DE 8.01,9.01 03/03/10 PERMA FIX ENVIRONMENTAL SERVICES INC DE 5.02,8.01,9.01 02/25/10 PETSMART INC DE 2.02,9.01 03/03/10 PG&E CORP CA 8.01 03/02/10 PIEDMONT NATURAL GAS CO INC NC 8.01 02/26/10 PINNACLE DATA SYSTEMS INC OH 2.02,9.01 03/03/10 Pinnacle Foods Finance LLC DE 2.01,9.01 12/23/09 AMEND PINNACLE WEST CAPITAL CORP AZ 7.01,9.01 03/03/10 PLANTRONICS INC /CA/ DE 8.01,9.01 03/01/10 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 03/03/10 POTOMAC FUTURES FUND LP NY 3.02 03/01/10 POZEN INC /NC 2.02,9.01 12/31/09 PRE PAID LEGAL SERVICES INC OK 5.02,9.01 03/03/10 PRE PAID LEGAL SERVICES INC OK 5.02 03/03/10 PRIME GROUP REALTY TRUST MD 1.01,2.04,9.01 02/25/10 Protalix BioTherapeutics, Inc. FL 8.01,9.01 03/03/10 QUAKER CHEMICAL CORP PA 2.02,9.01 03/03/10 QUESTCOR PHARMACEUTICALS INC CA 5.02 02/26/10 RAMTRON INTERNATIONAL CORP DE 8.01,9.01 03/03/10 RC2 CORP DE 5.02 03/03/10 REGEN BIOLOGICS INC DE 7.01,8.01 03/01/10 REHABCARE GROUP INC DE 2.02,7.01,9.01 03/03/10 REPROS THERAPEUTICS INC. DE 8.01,9.01 03/02/10 RESEARCH FRONTIERS INC DE 1.01 03/03/10 Resource Capital Corp. MD 2.01,9.01 02/02/10 REX ENERGY CORP DE 2.02,9.01 03/02/10 RFMC WILLOWBRIDGE FUND LP DE 1.01,5.03 02/19/10 RIDGEFIELD ACQUISITION CORP CO 8.01 03/01/10 ROMA FINANCIAL CORP X1 2.02,8.01 03/03/10 ROTATE BLACK INC CO 8.01 02/25/10 SAFEWAY INC DE 2.02,8.01,9.01 03/03/10 SAJAN INC DE 5.03,9.01 02/26/10 SALEM COMMUNICATIONS CORP /DE/ DE 2.02,7.01,9.01 03/03/10 San West, Inc CA 1.01,5.02,9.01 03/03/10 SANTARUS INC DE 2.02,9.01 03/03/10 SAUER DANFOSS INC DE 2.02,9.01 03/03/10 SAVIENT PHARMACEUTICALS INC DE 2.02,9.01 02/25/10 SAVVIS, Inc. DE 5.02,9.01 02/25/10 SCIENTIFIC GAMES CORP DE 2.02,9.01 03/01/10 AMEND SCIENTIFIC LEARNING CORP DE 1.01 02/25/10 SCM MICROSYSTEMS INC DE 5.02 02/26/10 Seagate Technology E9 1.01,2.03,9.01 03/01/10 SELECTICA INC DE 8.01,9.01 03/03/10 Shengtai Pharmaceutical, Inc. 5.02 03/01/10 Shire plc 8.01,9.01 03/01/10 Shire plc 8.01,9.01 02/26/10 Shire plc 8.01,9.01 03/01/10 Shire plc 8.01,9.01 03/03/10 SI Financial Group, Inc. X1 2.02,9.01 02/24/10 SIGMA DESIGNS INC CA 2.02,9.01 03/03/10 SINOHUB, INC. DE 1.01,3.02,9.01 03/02/10 SINOHUB, INC. DE 1.01,3.02,9.01 02/26/10 AMEND SLM Student Loan Trust 2003-1 DE 8.01,9.01 03/03/10 SLM Student Loan Trust 2003-4 DE 8.01,9.01 03/03/10 SMART ONLINE INC DE 1.01,9.01 02/25/10 SOTHEBYS DE 2.02,9.01 03/01/10 SOUTHWEST WATER CO DE 1.01,7.01,9.01 03/02/10 SPARTECH CORP DE 2.02,9.01 03/03/10 SPONGETECH DELIVERY SYSTEMS INC DE 8.01,9.01 02/28/10 SPRINT NEXTEL CORP KS 5.02 02/25/10 STARWOOD HOTEL & RESORTS WORLDWIDE IN MD 5.02 02/26/10 STATE STREET Corp MA 5.02 02/25/10 StellarOne CORP VA 5.02 02/28/10 STRATEGIC HOTELS & RESORTS, INC 2.02,9.01 02/25/10 STRAYER EDUCATION INC MD 5.02 03/03/10 SUN HEALTHCARE GROUP INC DE 2.02,9.01 03/03/10 SUPERIOR UNIFORM GROUP INC FL 8.01 03/03/10 SUPERMEDIA INC. DE 1.01,3.03,5.03,9.01 03/03/10 SYMMETRICOM INC DE 8.01,9.01 03/01/10 SYNERGY PHARMACEUTICALS, INC. FL 9.01 02/25/10 AMEND SYNTEL INC MI 5.02 03/02/10 TACTICAL DIVERSIFIED FUTURES FUND L.P NY 3.02 03/01/10 TAKE TWO INTERACTIVE SOFTWARE INC DE 2.02,9.01 03/03/10 TALBOTS INC DE 5.02,8.01 02/25/10 TECHNOLOGY RESEARCH CORP FL 1.01,3.02,7.01,9.01 03/03/10 Tedom Capital, Inc. DE 5.02 02/26/10 TENNECO INC DE 4.01,9.01 02/26/10 AMEND THERAGENICS CORP DE 5.02 02/25/10 THOMAS GROUP INC DE 2.02,9.01 03/02/10 TIDEWATER FUTURES FUND LP NY 3.02 03/01/10 TMST, Inc. MD 7.01,9.01 02/19/10 TreeHouse Foods, Inc. DE 1.01,2.01,2.03,9.01 03/02/10 TRINITY INDUSTRIES INC DE 7.01,9.01 03/03/10 TUPPERWARE BRANDS CORP DE 5.02 03/01/10 tw telecom inc. DE 8.01,9.01 03/03/10 U S PRECIOUS METALS INC DE 3.02 02/26/10 UFP TECHNOLOGIES INC DE 2.02,9.01 03/03/10 ULTRALIFE CORP DE 5.02 01/15/10 UNICA CORP 5.02,9.01 02/25/10 Unilife Corp DE 1.01,8.01,9.01 03/03/10 UNITED ONLINE INC DE 5.02 03/01/10 UNITED PARCEL SERVICE INC DE 5.02,9.01 03/01/10 UNITED STATIONERS INC DE 1.01,9.01 02/26/10 UNITED SURGICAL PARTNERS INTERNATIONA DE 7.01,9.01 03/03/10 Urigen Pharmaceuticals, Inc. DE 7.01,8.01,9.01 03/02/10 US AIRWAYS GROUP INC DE 2.02,9.01 03/03/10 US HOME SYSTEMS INC DE 2.02,7.01,9.01 03/03/10 US Oncology Holdings, Inc. DE 2.02,9.01 02/25/10 USA Mobility, Inc DE 8.01 03/03/10 Vanguard Natural Resources, LLC DE 2.02,7.01,9.01 03/03/10 VERINT SYSTEMS INC 8.01 03/03/10 Verso Paper Corp. DE 2.02,9.01 03/03/10 VIRGIN MEDIA INC. DE 5.02,8.01,9.01 03/02/10 VLOV INC. 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