RECENT 8K FILINGS February 4, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1ST CONSTITUTION BANCORP NJ 2.02,9.01 02/03/10 99 CENTS ONLY STORES CA 2.02,9.01 02/03/10 AAA CAPITAL ENERGY FUND L.P. II NY 3.02 02/01/10 Abingdon Futures Fund LP NY 3.02 02/01/10 ABLEAUCTIONS COM INC FL 8.01,9.01 02/03/10 ACACIA RESEARCH CORP DE 7.01,9.01 02/01/10 ACCELLENT INC 1.01,1.02,2.03,9.01 01/29/10 ACHILLION PHARMACEUTICALS INC 8.01,9.01 02/02/10 ACME PACKET INC DE 5.02,9.01 01/28/10 ACORDA THERAPEUTICS INC 8.01,9.01 02/03/10 ADEPT TECHNOLOGY INC CA 2.02,9.01 02/03/10 ADVANCE AUTO PARTS INC DE 5.02 01/28/10 ADVENTRX PHARMACEUTICALS INC DE 5.02,9.01 02/02/10 AEROPOSTALE INC 5.02 02/03/10 AEROPOSTALE INC 7.01,9.01 02/03/10 AFFINITY GOLD CORP. NV 5.03 01/29/10 AFFYMETRIX INC DE 2.02 12/31/09 AGILYSYS INC OH 2.02,7.01,9.01 02/03/10 AIS FUTURES FUND IV LP DE 3.02 01/31/10 AKAMAI TECHNOLOGIES INC DE 2.02,9.01 02/03/10 Alamo Energy Corp. NV 4.01,9.01 01/29/10 ALANCO TECHNOLOGIES INC AZ 3.01,9.01 01/29/10 ALEXANDER & BALDWIN INC HI 2.02,9.01 02/03/10 ALLEGHENY TECHNOLOGIES INC DE 7.01,9.01 02/03/10 ALLIANCE BANKSHARES CORP 5.02,9.01 01/28/10 ALLIED CAPITAL CORP MD 8.01,9.01 02/03/10 Allis Chalmers Energy Inc. DE 5.02 01/29/10 ALTERA CORP DE 8.01,9.01 02/02/10 Alto Group Holdings Inc. NV 5.02 02/03/10 AMAZON GOLDSANDS LTD. NV 8.01,9.01 02/03/10 AMBAC FINANCIAL GROUP INC DE 1.01,3.03,9.01 02/02/10 AMERICAN COMMERCIAL LINES INC. DE 5.02 01/28/10 American Energy Fields, Inc. DE 5.01,9.01 02/01/10 AMERICAS CARMART INC TX 1.01,2.03,9.01 02/01/10 AMERICREDIT CORP TX 5.03,9.01 01/28/10 AMERIPRISE FINANCIAL INC DE 2.02,9.01 02/03/10 AMERISTAR CASINOS INC NV 2.02,9.01 02/03/10 ANALOGIC CORP MA 5.02,5.03,8.01,9.01 01/29/10 ANIXTER INTERNATIONAL INC DE 2.02,9.01 02/02/10 ANNAPOLIS BANCORP INC MD 2.02,9.01 02/03/10 AOL Inc. DE 2.02,9.01 02/03/10 APOLLO GOLD CORP B0 1.01,9.01 02/01/10 APPLETON PAPERS INC/WI 1.01,3.03,9.01 02/03/10 APPLIED MATERIALS INC /DE DC 8.01 02/02/10 APPLIED MICRO CIRCUITS CORP DE 2.02,9.01 01/28/10 ARROW ELECTRONICS INC NY 2.02,9.01 02/03/10 ASTORIA FINANCIAL CORP DE 8.01,9.01 02/03/10 ATMI INC DE 2.02,9.01 02/03/10 ATWOOD OCEANICS INC TX 2.02,9.01 02/03/10 AUBURN NATIONAL BANCORPORATION INC DE 2.02,9.01 02/03/10 AUXILIUM PHARMACEUTICALS INC 7.01,8.01,9.01 02/02/10 AVIAT NETWORKS, INC. DE 2.02,7.01,9.01 02/03/10 BANCINSURANCE CORP OH 8.01 02/03/10 BANK OF FLORIDA CORP FL 8.01,9.01 02/03/10 BANK OF GRANITE CORP DE 8.01,9.01 02/03/10 Bank of New York Mellon CORP 1.01,8.01,9.01 02/02/10 BAYLAKE CORP WI 5.02 02/01/10 BENIHANA INC DE 2.01,5.02,9.01 01/28/10 BIOMIMETIC THERAPEUTICS, INC. DE 8.01 02/03/10 BIOSPECIFICS TECHNOLOGIES CORP DE 8.01,9.01 02/03/10 BJs RESTAURANTS INC CA 8.01,9.01 02/03/10 BLACK & DECKER CORP MD 2.02,7.01,9.01 02/03/10 BLACK HILLS CORP /SD/ SD 5.03,9.01 01/28/10 BLACKBOARD INC DE 2.02,5.02,9.01 01/29/10 BLUESKY SYSTEMS CORP 1.01,9.01 01/12/10 BNC BANCORP NC 8.01 01/29/10 BOK FINANCIAL CORP ET AL OK 7.01,9.01 02/02/10 BOWNE & CO INC DE 2.02,9.01 02/03/10 BPO Management Services, Inc. PA 1.01,2.01,5.02,5.03,9.01 01/28/10 BRANDPARTNERS GROUP INC DE 1.01,8.01,9.01 01/28/10 BRE PROPERTIES INC /MD/ MD 2.02,8.01,9.01 02/02/10 Bridgepoint Education Inc DE 1.01,1.02,2.03,3.03,9.01 01/29/10 BRIGHTPOINT INC IN 2.02,9.01 02/03/10 BRINKS CO VA 2.02,9.01 02/02/10 BRISTOL ENERGY FUND LP NY 3.02 02/01/10 Bristow Group Inc DE 2.02,9.01 02/03/10 BROADCOM CORP CA 2.02,8.01,9.01 02/03/10 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 5.02,8.01,9.01 02/02/10 BRYN MAWR BANK CORP PA 7.01,8.01,9.01 02/03/10 BTX HOLDINGS INC FL 1.01,9.01 02/02/10 CADENCE DESIGN SYSTEMS INC DE 2.02,9.01 02/03/10 CALLON PETROLEUM CO DE 7.01,9.01 02/02/10 CALLON PETROLEUM CO DE 1.01,2.03,7.01,9.01 01/29/10 CAMDEN PROPERTY TRUST TX 2.06,7.01,9.01 01/29/10 CAPITALSOURCE INC DE 2.02,9.01 01/29/10 Car Charging Group, Inc. NV 1.01,2.01,3.02,5.01,5.02,5.03, 12/07/09 AMEND 5.06,8.01,9.01 CARDIONET INC CA 5.02 01/28/10 Cardiovascular Systems Inc 2.02,9.01 02/03/10 CARLISLE COMPANIES INC DE 2.02,9.01 02/03/10 CASH AMERICA INTERNATIONAL INC TX 1.01,2.03,9.01 01/28/10 CENTER BANCORP INC NJ 5.02,9.01 01/28/10 CENTER BANCORP INC NJ 2.02,9.01 01/29/10 CENTRAL GARDEN & PET CO DE 2.02,9.01 02/03/10 CHEETAH OIL & GAS LTD. NV 7.01,9.01 02/03/10 China MediaExpress Holdings, Inc. DE 5.02 01/28/10 CISCO SYSTEMS INC CA 2.02 02/03/10 Citi Trends Inc 2.02,9.01 02/03/10 CKE RESTAURANTS INC DE 5.02 01/28/10 CLAYTON WILLIAMS ENERGY INC /DE DE 7.01,9.01 02/03/10 CLIFFS NATURAL RESOURCES INC. OH 8.01 02/01/10 Cole Credit Property Trust III, Inc. MD 7.01,9.01 02/03/10 Coleman Cable, Inc. DE 1.01,2.03,3.01,8.01,9.01 02/03/10 COMCAST CORP PA 2.02,9.01 02/03/10 COMMUNITY BANK SYSTEM INC DE 5.02 01/29/10 Community Partners Bancorp NJ 2.02,9.01 02/02/10 COMMUNITY SHORES BANK CORP MI 2.02,9.01 01/29/10 COMMVAULT SYSTEMS INC DE 2.02,9.01 02/03/10 Complete Production Services, Inc. DE 2.02,9.01 02/02/10 COMVERSE TECHNOLOGY INC/NY/ NY 2.02,7.01,9.01 02/03/10 CONCUR TECHNOLOGIES INC WA 2.02,9.01 02/03/10 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 1.01,9.01 01/28/10 CONSOLIDATED GRAPHICS INC /TX/ TX 2.02,9.01 02/03/10 Cordex Pharma, Inc. NV 5.02 02/01/10 CORE MOLDING TECHNOLOGIES INC DE 1.01,7.01,9.01 01/28/10 CPEX Pharmaceuticals, Inc. DE 5.02 02/01/10 CRANE CO /DE/ DE 2.01,9.01 02/03/10 CrowdGather, Inc. NV 4.01,9.01 01/29/10 Cryoport, Inc. NV 1.01,9.01 02/01/10 CYTOKINETICS INC 2.02,9.01 02/03/10 Danvers Bancorp, Inc. DE 5.02,9.01 02/03/10 DAVIDSON GROWTH PLUS LP DE 1.01,9.01 01/28/10 DAWSON GEOPHYSICAL CO TX 2.02,9.01 02/03/10 DAYBREAK OIL & GAS INC WA 3.02,8.01,9.01 01/29/10 DAYSTAR TECHNOLOGIES INC DE 1.01,2.03,9.01 01/28/10 DIEBOLD INC OH 2.02,2.05,9.01 02/01/10 Discover Card Execution Note Trust DE 8.01,9.01 02/03/10 DITECH NETWORKS INC DE 5.02 01/28/10 Dolby Laboratories, Inc. DE 2.02,9.01 02/03/10 DOLE FOOD CO INC DE 8.01,9.01 02/02/10 DOLLAR FINANCIAL CORP DE 2.02,9.01 01/28/10 DORAL FINANCIAL CORP PR 2.02,9.01 02/02/10 Dot VN, Inc. DE 8.01,9.01 02/03/10 Double-Take Software, Inc. DE 2.02,9.01 02/03/10 Dr Pepper Snapple Group, Inc. DE 8.01,9.01 02/03/10 EBIX INC DE 9.01 10/06/09 AMEND ECLIPS ENERGY TECHNOLOGIES, INC. FL 1.01,2.03,3.02,5.01,5.02,9.01 02/03/10 EMC INSURANCE GROUP INC IA 1.01,7.01,9.01 01/28/10 Emdeon Inc. DE 8.01,9.01 02/03/10 EMERGING CTA PORTFOLIO LP NY 3.02 02/01/10 Encore Bancshares Inc TX 5.02,8.01,9.01 01/29/10 EnerSys DE 2.02,9.01 02/03/10 ENTERPRISE BANCORP INC /MA/ MA 2.02,7.01,9.01 02/03/10 ENTROPIC COMMUNICATIONS INC DE 2.02,9.01 02/03/10 EQUIFAX INC GA 2.02,9.01 02/03/10 EVOLVING SYSTEMS INC DE 1.01 02/01/10 EXIDE TECHNOLOGIES DE 2.02,9.01 02/03/10 EXPONENT INC DE 2.02,9.01 02/03/10 FACET BIOTECH CORP DE 1.02 01/28/10 FAIRFIELD FUTURES FUND LP II NY 3.02 02/01/10 FARO TECHNOLOGIES INC FL 5.03,9.01 01/28/10 Federal Home Loan Bank of San Francis X1 5.02 11/13/09 AMEND FEI CO OR 2.02,9.01 02/03/10 FIRST BANCORP /PR/ PR 2.02,5.02,8.01,9.01 01/29/10 FIRST BANCSHARES INC /MS/ MS 2.02,7.01,9.01 02/02/10 FIRST FINANCIAL HOLDINGS INC /DE/ DE 2.02,8.01,9.01 02/03/10 FIRST FINANCIAL HOLDINGS INC /DE/ DE 7.01,9.01 02/03/10 FIRST INDUSTRIAL REALTY TRUST INC MD 5.02,7.01,9.01 02/01/10 FIRSTENERGY CORP OH 5.02 01/29/10 FLM Minerals Inc. NV 4.01,9.01 02/03/10 FLUSHING FINANCIAL CORP DE 7.01 02/03/10 FLUSHING FINANCIAL CORP DE 7.01,9.01 02/03/10 Forestar Group Inc. DE 2.02,7.01,9.01 02/03/10 FORTUNE BRANDS INC DE 8.01,9.01 02/03/10 FREMONT GENERAL CORP NV 8.01,9.01 01/29/10 FS Investment CORP MD 2.02,9.01 01/28/10 FUELCELL ENERGY INC DE 5.02 01/29/10 FULTON FINANCIAL CORP PA 7.01,9.01 02/03/10 AMEND GASCO ENERGY INC NV 1.01,7.01,9.01 01/29/10 GASTAR EXPLORATION LTD 7.01,9.01 02/03/10 GCI INC AK 2.03,9.01 01/29/10 GENCORP INC OH 2.02,7.01,9.01 02/03/10 GENCORP INC OH 5.02 02/03/10 GENERAL COMMUNICATION INC AK 2.03,9.01 01/29/10 General Motors Co 8.01,9.01 01/26/10 General Motors Co 8.01 02/02/10 GENOMIC HEALTH INC 2.02,8.01,9.01 02/03/10 Geopulse Exploration Inc. 1.01,5.02 02/03/10 Geos Communications, Inc. WA 8.01,9.01 02/02/10 GOOD TIMES RESTAURANTS INC NV 1.01 02/03/09 GREAT SOUTHERN BANCORP INC MD 2.02,9.01 01/29/10 Grubb & Ellis Healthcare REIT II, Inc MD 1.01,7.01,9.01 01/28/10 GUIDED THERAPEUTICS INC DE 8.01,9.01 02/03/10 GYMBOREE CORP DE 7.01 02/03/10 Hampden Bancorp, Inc. DE 2.02,8.01,9.01 02/02/10 HARRIS & HARRIS GROUP INC /NY/ NY 8.01,9.01 02/03/10 HEADWATERS INC DE 2.02,9.01 02/03/10 HEALTH NET INC DE 2.02,9.01 02/03/10 HENRY JACK & ASSOCIATES INC DE 2.02,9.01 02/02/10 HERBST GAMING INC NV 8.01 01/28/10 HOT TOPIC INC /CA/ CA 2.02,9.01 02/03/10 Huifeng Bio-Pharmaceutical Technology NV 1.01,2.03,3.02,9.01 01/25/10 HuntMountain Resources WA 5.02 02/02/10 ICP Solar Technologies Inc. 1.01,5.02,8.01,9.01 02/03/10 IEC ELECTRONICS CORP DE 7.01,9.01 02/03/10 IMEDIA INTERNATIONAL INC DE 1.01,2.03,9.01 01/29/10 IMPERIAL OIL LTD 2.02,9.01 02/02/10 IMPERIAL OIL LTD 1.02 02/02/10 IMS HEALTH INC DE 8.01 02/02/10 INDEPENDENT BANK CORP /MI/ MI 8.01,9.01 02/03/10 INFOSPACE INC DE 2.02,9.01 02/03/10 INTERACTIVE SYSTEMS WORLDWIDE INC /DE DE 5.02 02/01/10 INTERNATIONAL PAPER CO /NEW/ NY 2.02,9.01 02/03/10 International Stem Cell CORP 3.02 02/02/10 INVESTMENT TECHNOLOGY GROUP INC DE 2.02,9.01 02/03/10 IPASS INC DE 5.02,5.03 02/03/10 IRELAND INC. NV 7.01,9.01 01/28/10 IROBOT CORP DE 5.02,7.01,9.01 02/01/10 ITT CORP IN 2.02,7.01,9.01 02/03/10 James River Coal CO VA 1.01,1.02,2.03,9.01 01/28/10 JEFFERSON BANCSHARES INC TN 8.01,9.01 02/02/10 JOE'S JEANS INC. DE 2.02,9.01 02/03/10 JONES LANG LASALLE INC MD 2.02,9.01 02/02/10 KBR, INC. DE 8.01 02/03/10 KEMET CORP DE 8.01,9.01 02/03/10 KeyOn Communications Holdings Inc. DE 3.02 02/03/10 KILROY REALTY CORP MD 5.02 01/28/10 KRAFT FOODS INC VA 7.01,9.01 02/02/10 KRAFT FOODS INC VA 2.01,9.01 02/02/10 LAWSON PRODUCTS INC/NEW/DE/ DE 1.01,9.01 01/29/10 Lazard Ltd D0 2.02,9.01 02/03/10 Leo Motors, Inc. 3.02,8.01,9.01 02/03/10 Life Quotes DE 2.02,7.01,9.01 02/03/10 Lightning Gaming, Inc. NV 1.01,2.03 11/06/09 LIGHTSCAPE TECHNOLOGIES INC. NV 5.02 02/03/10 Lincolnway Energy, LLC IA 7.01,9.01 02/03/10 LITHIA MOTORS INC OR 8.01,9.01 02/03/10 MACKINAC FINANCIAL CORP /MI/ MI 5.02,9.01 01/28/10 MADISON GAS & ELECTRIC CO WI 8.01 02/02/10 MAGELLAN MIDSTREAM PARTNERS LP DE 2.02,9.01 02/03/10 MAGNA ENTERTAINMENT CORP DE 8.01,9.01 02/03/10 Magyar Bancorp, Inc. DE 8.01,9.01 02/03/10 MANGOSOFT INC NV 1.01,1.02,7.01,9.01 02/01/10 MANITOWOC CO INC WI 2.02,8.01,9.01 02/02/10 MARINER ENERGY INC DE 2.02,9.01 02/02/10 MARKEL CORP VA 2.02,9.01 02/03/10 MARKETAXESS HOLDINGS INC 2.02,8.01,9.01 02/03/10 MARTIN MIDSTREAM PARTNERS LP DE 1.01,7.01,9.01 02/03/10 MASS Petroleum Inc. 3.02 01/28/10 MASSEY ENERGY CO DE 1.01,2.02,9.01 02/03/10 MASSEY ENERGY CO DE 1.02 02/02/10 Mastech Holdings, Inc. PA 2.02,9.01 02/03/10 MATTSON TECHNOLOGY INC DE 2.02,9.01 02/03/10 MCMORAN EXPLORATION CO /DE/ DE 5.03,9.01 02/01/10 Measurement Specialties Inc NJ 2.02,9.01 02/03/10 MEDICIS PHARMACEUTICAL CORP DE 8.01 01/28/10 MEMC ELECTRONIC MATERIALS INC DE 2.02,9.01 02/03/10 MEMC ELECTRONIC MATERIALS INC DE 9.01 11/20/09 AMEND MET PRO CORP PA 5.02 02/03/10 METALLINE MINING CO NV 8.01,9.01 02/03/10 MGE ENERGY INC WI 8.01 02/02/10 MGIC INVESTMENT CORP WI 5.03,9.01 01/28/10 MGP INGREDIENTS INC KS 1.01,1.02 01/27/10 MGP INGREDIENTS INC KS 7.01,9.01 02/03/10 MICROCHIP TECHNOLOGY INC DE 1.01,2.02,9.01 12/31/09 MISSION WEST PROPERTIES INC CA 2.02,9.01 02/03/10 MKS INSTRUMENTS INC MA 2.02,9.01 02/03/10 MONEY4GOLD HOLDINGS INC DE 5.02 02/02/10 MONOLITHIC POWER SYSTEMS INC CA 5.02,9.01 02/02/10 MONSTER WORLDWIDE INC DE 1.01,2.02,9.01 02/03/10 MORTONS RESTAURANT GROUP INC DE 5.02,9.01 02/01/10 Mueller Water Products, Inc. DE 2.02,9.01 02/02/10 Mueller Water Products, Inc. DE 2.05,7.01,9.01 02/01/10 Myriad Pharmaceuticals, Inc. DE 8.01,9.01 02/03/10 Nalco Holding CO 2.02,9.01 02/02/10 NATIONAL HEALTH INVESTORS INC MD 8.01 02/03/10 NATIONAL HEALTH INVESTORS INC MD 2.01 02/03/10 National Interstate CORP OH 2.02,9.01 02/02/10 NATIONAL OILWELL VARCO INC DE 2.02,9.01 02/03/10 NATIONAL PENN BANCSHARES INC PA 5.02,9.01 01/28/10 NEKTAR THERAPEUTICS DE 5.02,7.01,9.01 02/01/10 NESS TECHNOLOGIES INC 2.02,7.01,9.01 02/03/10 NETSOL TECHNOLOGIES INC NV 2.02,9.01 02/03/10 NEUROCRINE BIOSCIENCES INC CA 2.02,9.01 02/03/10 NEUROCRINE BIOSCIENCES INC CA 5.02 02/03/10 New Generation Biofuels Holdings, Inc FL 3.02,9.01 02/02/10 NEW JERSEY RESOURCES CORP NJ 2.02,9.01 02/03/10 NEW YORK COMMUNITY BANCORP INC DE 7.01,9.01 02/03/10 NEWALLIANCE BANCSHARES INC 7.01,9.01 02/03/10 NewPage CORP DE 1.01,9.01 01/28/10 NEWPORT CORP NV 2.02,9.01 02/03/10 Nexxus Lighting, Inc. DE 2.02,7.01,9.01 02/03/10 NORDSON CORP OH 5.02,9.01 02/01/10 NORTHRIM BANCORP INC AK 4.01,9.01 02/02/10 NOVA ENERGY, INC. NV 1.01,5.01,5.02,9.01 02/02/10 NOVELLUS SYSTEMS INC CA 2.02,9.01 02/03/10 NYER MEDICAL GROUP INC FL 2.01,8.01 02/03/10 OCCIDENTAL PETROLEUM CORP /DE/ DE 8.01,9.01 02/03/10 OMNI ENERGY SERVICES CORP LA 3.02,5.02,9.01 01/28/10 ON SEMICONDUCTOR CORP DE 2.02,9.01 02/03/10 OneBeacon Insurance Group, Ltd. D0 2.02,9.01 02/03/10 OneBeacon Insurance Group, Ltd. D0 2.02,9.01 02/03/10 ONEOK INC /NEW/ OK 7.01,9.01 02/03/10 ONEOK Partners LP DE 7.01,9.01 02/03/10 OPEN TEXT CORP A6 2.02,9.01 02/03/10 OPNET TECHNOLOGIES INC DE 2.02,8.01,9.01 02/03/10 ORE PHARMACEUTICAL HOLDINGS INC. DE 2.04,8.01 01/28/10 ORION FUTURES FUND LP NY 3.02 02/01/10 ORTHOVITA INC 5.02 02/01/10 OVERLAND STORAGE INC CA 2.02,9.01 02/03/10 OVERSEAS SHIPHOLDING GROUP INC DE 8.01 02/01/10 OXIGENE INC DE 8.01 01/29/10 PACIFIC SUNWEAR OF CALIFORNIA INC CA 5.02 01/28/10 PALM HARBOR HOMES INC /FL/ FL 1.01,3.02,9.01 01/29/10 PARKVALE FINANCIAL CORP PA 5.02,9.01 02/01/10 PATRIOT TRANSPORTATION HOLDING INC FL 2.02,9.01 02/03/10 PEAPACK GLADSTONE FINANCIAL CORP NJ 2.02,9.01 02/01/10 PENN VIRGINIA CORP VA 2.01,7.01,9.01 01/29/10 PENNANTPARK INVESTMENT CORP 7.01,9.01 02/03/10 PENNANTPARK INVESTMENT CORP 2.02,9.01 02/03/10 PEREGRINE PHARMACEUTICALS INC DE 5.02 02/01/10 PERICOM SEMICONDUCTOR CORP CA 2.02,9.01 02/03/10 PFIZER INC DE 2.02,9.01 02/03/10 PHOTOMEDEX INC DE 3.03,5.03,7.01,9.01 02/03/10 PINNACLE ENERGY CORP. NV 1.01,2.01,2.03,3.02,4.01,5.02, 01/12/10 7.01,9.01 PIONEER NATURAL RESOURCES CO DE 2.02,9.01 02/02/10 Pioneer Southwest Energy Partners L.P DE 2.02,9.01 02/02/10 PLAINS EXPLORATION & PRODUCTION CO DE 7.01,9.01 02/03/10 PNC FINANCIAL SERVICES GROUP INC PA 1.01,8.01,9.01 02/02/10 POLO RALPH LAUREN CORP DE 2.02,9.01 02/03/10 PONIARD PHARMACEUTICALS, INC. WA 2.05,5.02,9.01 01/29/10 POTOMAC FUTURES FUND LP NY 3.02 02/01/10 POWELL INDUSTRIES INC NV 2.02,9.01 02/03/10 POWER 3 MEDICAL PRODUCTS INC NY 1.02 02/02/10 PROSPER MARKETPLACE INC DE 1.01,2.03,3.02 02/01/10 PROVIDENT FINANCIAL SERVICES INC DE 5.02,9.01 01/28/10 PVF CAPITAL CORP OH 8.01,9.01 01/29/10 QUESTCOR PHARMACEUTICALS INC CA 1.01 01/29/10 Rand Logistics, Inc. DE 7.01,9.01 02/03/10 RAYMOND JAMES FINANCIAL INC FL 2.02,7.01,9.01 02/03/10 REPLIGEN CORP DE 1.01,1.02,7.01,9.01 01/28/10 RICKS CABARET INTERNATIONAL INC TX 5.02,9.01 02/01/10 RIGHTNOW TECHNOLOGIES INC MT 2.02,9.01 02/03/10 ROPER INDUSTRIES INC DE 2.02,9.01 02/03/10 RYDER SYSTEM INC FL 2.02,9.01 02/03/10 Safer Shot, Inc. 4.01,5.02 02/02/10 SANGAMO BIOSCIENCES INC DE 2.02,9.01 02/03/10 SAVE THE WORLD AIR INC NV 3.02,9.01 01/15/10 SAVVIS, Inc. DE 2.02,9.01 02/03/10 SCM MICROSYSTEMS INC DE 2.05,9.01 02/03/10 SEACOAST BANKING CORP OF FLORIDA FL 2.02,7.01,9.01 01/28/10 Searchmedia Holdings Ltd AZ 5.02,9.01 02/01/10 SELECTIVE INSURANCE GROUP INC NJ 2.02,7.01,9.01 02/03/10 Seneca Gaming Corp XX 2.02,8.01,9.01 02/02/10 ServisFirst Bancshares, Inc. DE 2.02,9.01 02/02/10 Shrink Nanotechnologies, Inc. DE 7.01,9.01 02/01/10 SILICON LABORATORIES INC DE 2.02,9.01 02/03/10 SILICON STORAGE TECHNOLOGY INC CA 1.01,1.02,8.01,9.01 02/02/10 SIMPSON MANUFACTURING CO INC /CA/ DE 2.02,9.01 02/02/10 SIMTROL INC DE 3.02 01/30/10 SMSA El Paso II Acquisition Corp NV 1.01,9.01 01/31/10 SOHU COM INC DE 2.02,9.01 02/01/10 SOLUTIA INC DE 5.02 02/03/10 SOUTH FINANCIAL GROUP INC SC 5.02 01/28/10 SOUTHWEST AIRLINES CO TX 5.02 01/28/10 SPARTAN STORES INC MI 2.02,9.01 02/03/10 SPEEDUS CORP DE 3.01,9.01 02/03/10 SPHERION CORP DE 2.02 02/03/10 SPHERION CORP DE 3.02,9.01 02/01/10 SPORT SUPPLY GROUP, INC. DE 2.02,9.01 02/03/10 STANDARD PACIFIC CORP /DE/ DE 2.02,9.01 02/03/10 STANLEY FURNITURE CO INC. DE 2.02,5.02,5.03,7.01,9.01 02/03/10 STAR GAS PARTNERS LP DE 2.02,7.01,9.01 02/03/10 STEELCLOUD INC VA 2.02,8.01,9.01 01/28/10 Stem Cell Therapy International, Inc. NV 2.01,5.01,5.03,7.01,9.01 12/01/09 STERLING BANCORP NY 2.02,7.01,9.01 02/01/10 Stream Global Services, Inc. DE 5.02 02/03/10 SUN RIVER ENERGY, INC CO 3.02,7.01,9.01 02/03/10 SUSSEX BANCORP NJ 2.02,9.01 02/01/10 SYMMETRICOM INC DE 2.02,9.01 02/03/10 SYNTHESIS ENERGY SYSTEMS INC DE 5.02,9.01 02/01/10 TACTICAL DIVERSIFIED FUTURES FUND L.P NY 3.02 02/01/10 TCF FINANCIAL CORP DE 2.02,7.01,9.01 02/03/10 TechMedia Advertising, Inc. NV 1.01,9.01 11/26/09 AMEND TELULAR CORP DE 2.02,9.01 01/28/10 TESORO CORP /NEW/ DE 7.01,9.01 02/03/10 TESORO CORP /NEW/ DE 7.01,9.01 02/03/10 THERMO FISHER SCIENTIFIC INC. DE 2.02,9.01 02/03/10 THQ INC DE 2.02,9.01 02/03/10 TIDEWATER FUTURES FUND LP NY 3.02 02/01/10 TIME WARNER INC. DE 2.02,9.01 02/03/10 TNP Strategic Retail Trust, Inc. MD 9.01 11/24/09 AMEND TOREADOR RESOURCES CORP DE 1.01,2.03,3.02,9.01 02/01/10 TOREADOR RESOURCES CORP DE 2.02,8.01,9.01 02/01/10 Tower Group, Inc. DE 1.01,9.01 02/02/10 Tower Group, Inc. DE 8.01,9.01 02/02/10 TRANS WORLD ENTERTAINMENT CORP NY 5.02,9.01 02/03/10 TRC COMPANIES INC /DE/ DE 2.02,9.01 02/03/10 TRIMERIS INC DE 2.02,9.01 02/02/10 TrueBlue, Inc. WA 2.02,9.01 02/03/10 TWO RIVERS WATER Co CO 2.01 02/03/10 ULURU INC. NV 1.01,9.01 02/02/10 Under Armour, Inc. MD 5.02 02/03/10 UNION NATIONAL FINANCIAL CORP / PA PA 8.01 01/28/10 UNITY BANCORP INC /NJ/ NJ 2.02,9.01 02/03/10 US AIRWAYS GROUP INC DE 2.02,9.01 02/03/10 VALERO ENERGY CORP/TX DE 7.01,9.01 02/03/10 VALUEVISION MEDIA INC MN 5.02 02/01/10 VANGUARD HEALTH SYSTEMS INC DE 1.01,1.02,2.03,3.03,8.01,9.01 01/28/10 Vanguard Minerals CORP NV 5.02 02/02/10 VERINT SYSTEMS INC 2.02,7.01,9.01 02/03/10 VERMILLION, INC. DE 5.02,8.01,9.01 02/01/10 VERSAR INC DE 2.05,9.01 01/28/10 VIASYSTEMS GROUP INC DE 8.01 02/03/10 Viper Resources,Inc. NV 1.01,5.03,9.01 10/14/09 VIRAGE LOGIC CORP DE 2.02,9.01 02/03/10 VISA INC. DE 2.02,9.01 02/03/10 VIST FINANCIAL CORP PA 2.02,9.01 02/02/10 VITESSE SEMICONDUCTOR CORP DE 5.02 01/28/10 Volcom Inc 5.02 12/18/09 AMEND VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITT DE 8.01,9.01 01/28/10 WARRINGTON FUND LP NY 3.02 02/01/10 We Save Homes, Inc. 8.01 02/03/10 WELLPOINT, INC IN 5.02,9.01 02/03/10 WELLS REAL ESTATE FUND XIV LP GA 1.01 02/03/10 WESTERN CAPITAL RESOURCES, INC. MN 8.01 02/01/10 Western Gas Partners LP DE 1.01,2.01,2.03,3.02,5.03,7.01, 01/29/10 9.01 Western Union CO DE 2.02,7.01,9.01 02/03/10 WHITE MOUNTAINS INSURANCE GROUP LTD D0 2.02,9.01 02/03/10 Williams Partners L.P. 8.01,9.01 02/02/10 WOLVERINE WORLD WIDE INC /DE/ MI 2.02,9.01 02/03/10 XOMA LTD /DE/ DE 9.01 02/02/10 AMEND XTREME GREEN PRODUCTS INC. NV 3.02,5.02,9.01 01/28/10 Zumiez Inc WA 7.01,9.01 02/03/10 Zurvita Holdings, Inc. DE 1.01,3.02,5.01,9.01 01/29/10