RECENT 8K FILINGS February 1, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ABINGTON BANCORP, INC./PA 2.02,9.01 01/29/10 ACORDA THERAPEUTICS INC 5.02 01/29/10 ADAPTEC INC DE 2.02,9.01 01/29/10 ADAPTEC INC DE 5.02 01/26/10 ADOBE SYSTEMS INC DE 5.02,9.01 01/25/10 Advanced BioEnergy, LLC DE 1.01,9.01 01/26/10 ADVANCED MICRO DEVICES INC DE 5.02 01/27/10 AEHR TEST SYSTEMS CA 1.01,9.01 01/25/10 Affinion Group, Inc. DE 5.02 01/27/10 Agfeed Industries, Inc NV 7.01,9.01 01/29/10 AIRTRAN HOLDINGS INC NV 2.02,7.01,9.01 01/27/10 ALIGN TECHNOLOGY INC DE 1.01,2.03,9.01 01/26/10 ALION SCIENCE & TECHNOLOGY CORP DE 2.02,7.01 01/29/10 ALLEGHENY TECHNOLOGIES INC DE 8.01,9.01 01/29/10 Allied Nevada Gold Corp. DE 7.01,9.01 01/27/10 ALLOS THERAPEUTICS INC DE 5.02 01/25/10 AlphaMetrix Managed Futures LLC DE 5.02 11/06/09 AMEND Alto Group Holdings Inc. NV 5.02 01/28/10 AMASYS CORP DE 1.01 01/25/10 AMBAC FINANCIAL GROUP INC DE 5.02 01/25/10 American Electric Technologies Inc FL 8.01,9.01 01/28/10 AMERICAN EXPRESS CO NY 5.02 01/25/10 AMERICAN INTERNATIONAL GROUP INC DE 1.01,9.01 11/25/08 AMEND AMERICAN INTERNATIONAL GROUP INC DE 1.01,9.01 12/18/08 AMEND AMERICAN TOWER CORP /MA/ DE 8.01,9.01 01/29/10 Ameris Bancorp GA 2.02,9.01 01/29/10 AMERON INTERNATIONAL CORP DE 2.02,5.02,5.03,9.01 01/27/10 AMETEK INC/ DE 8.01,9.01 01/29/10 AML COMMUNICATIONS INC DE 2.02,9.01 01/28/10 AMPHENOL CORP /DE/ DE 2.02,9.01 01/29/10 ANWORTH MORTGAGE ASSET CORP MD 8.01,9.01 01/28/10 APOLLO GOLD CORP B0 2.02,9.01 01/28/10 APPLE REIT SIX INC 8.01 01/28/10 ARCH COAL INC DE 2.02,9.01 01/29/10 Archipelago Learning, Inc. DE 5.02,9.01 01/28/10 ARES CAPITAL CORP MD 7.01,9.01 01/29/10 ASSOCIATED BANC-CORP WI 5.02,9.01 01/27/10 ASTA FUNDING INC DE 8.01 01/27/10 AT&T INC. DE 8.01 01/29/10 ATMEL CORP DE 8.01,9.01 01/29/10 Aussie Soles Group Inc. 2.01,5.02,8.01 01/29/10 AUSTRALIAN OIL & GAS CORP DE 8.01 01/29/10 AUTOLIV INC DE 2.02,7.01,9.01 01/29/10 AVERY DENNISON CORPORATION DE 2.02,9.01 01/29/10 AVIS BUDGET GROUP, INC. DE 5.02,9.01 01/27/10 BALLY TECHNOLOGIES, INC. NV 2.02,9.01 01/27/10 Bank of Commerce Holdings CA 9.01 01/29/10 BankFinancial CORP 8.01,9.01 01/29/10 BANNER CORP WA 1.01,9.01 01/26/10 BEESTON ENTERPRISES LTD NV 4.01,9.01 01/28/10 BERKSHIRE HILLS BANCORP INC 2.02,5.02,9.01 01/28/10 BERRY PLASTICS CORP DE 9.01 01/29/10 AMEND BEST BUY CO INC MN 1.01,2.03,7.01,9.01 01/27/10 BLACK HILLS CORP /SD/ SD 2.02,9.01 01/28/10 Bonds.com Group, Inc. DE 2.02,9.01 01/25/10 BRAINTECH INC 1.01,3.02,5.01,5.02,9.01 12/17/09 Bridge Capital Holdings CA 2.02,9.01 01/28/10 BRINKER INTERNATIONAL INC DE 7.01,9.01 01/28/10 BRYN MAWR BANK CORP PA 7.01,8.01,9.01 01/29/10 Bunge LTD 1.01,8.01,9.01 01/26/10 Burrow Mining Inc. 5.02,9.01 01/25/10 CALIFORNIA PIZZA KITCHEN, INC. DE 5.02 01/29/10 Cape Bancorp, Inc. MD 2.02,9.01 01/28/10 CAPITAL CROSSING PREFERRED CORP MA 5.02,8.01 01/25/10 CAPITAL GROWTH SYSTEMS INC /FL/ FL 5.02 01/25/10 CAPITAL GROWTH SYSTEMS INC /FL/ FL 5.02 01/25/10 CAPITAL ONE FINANCIAL CORP DE 5.02 01/27/10 CAPSTEAD MORTGAGE CORP MD 7.01,8.01,9.01 01/28/10 CARACO PHARMACEUTICAL LABORATORIES LT MI 2.02,9.01 01/28/10 Care Investment Trust Inc. MD 5.02 01/28/10 CARIBBEAN VILLA CATERING CORP NV 4.01 01/29/10 CASH AMERICA INTERNATIONAL INC TX 5.02 01/27/10 CCO HOLDINGS LLC 7.01 01/29/10 CELL THERAPEUTICS INC WA 2.02,7.01,9.01 01/29/10 CENTER FINANCIAL CORP CA 2.02,9.01 01/28/10 CenterState Banks, Inc. FL 2.02,9.01 01/29/10 CENTRAL PACIFIC FINANCIAL CORP HI 2.02,9.01 12/31/09 CENVEO, INC CO 1.01 01/25/10 CEVA INC DE 5.02 01/28/10 CFS BANCORP INC IN 8.01 01/25/10 CHAMPION INDUSTRIES INC WV 2.02,9.01 01/29/10 CHARTER COMMUNICATIONS, INC. /MO/ DE 7.01 01/29/10 CHEVRON CORP DE 2.02 01/29/10 China Advanced Construction Materials DE 5.02 01/25/10 CHINA GREEN MATERIAL TECHNOLOGIES, IN NV 1.01,3.02,9.01 01/25/10 China Interactive Education, Inc. NV 4.01,9.01 01/28/10 CHINA YIDA HOLDING, CO. DE 8.01,9.01 01/28/10 CITIZENS BANCORP OF VIRGINIA INC VA 2.02,9.01 01/29/10 CMR Mortgage Fund II, LLC CA 8.01,9.01 01/29/10 Cobalt International Energy, Inc. 2.02,5.02,9.01 01/29/10 COBIZ FINANCIAL INC CO 2.02,9.01 01/28/10 Coda Octopus Group, Inc. DE 5.02 12/01/09 AMEND Coda Octopus Group, Inc. DE 3.01,5.02 09/15/09 AMEND COGNEX CORP MA 5.02 01/25/10 COHU INC DE 2.02,9.01 01/27/10 Cole Credit Property Trust III, Inc. MD 1.01,2.03 01/27/10 CombiMatrix Corp DE 1.01 01/27/10 COMM BANCORP INC PA 2.02,9.01 01/29/10 COMMONWEALTH BANKSHARES INC VA 2.02,4.02,9.01 01/29/10 COMMUNITY BANK SHARES OF INDIANA INC IN 2.02,9.01 01/29/10 COMMUNITY CAPITAL CORP /SC/ SC 2.02,9.01 01/29/10 COMMUNITY FINANCIAL SHARES INC DE 2.02,9.01 01/28/10 COMPUTER PROGRAMS & SYSTEMS INC DE 2.02,9.01 01/28/10 CONCHO RESOURCES INC DE 1.01,9.01 01/26/10 CONOLOG CORP DE 4.01,9.01 01/01/10 CONVERA Corp DE 8.01 01/29/10 COSTCO WHOLESALE CORP /NEW WA 1.01,8.01,9.01 01/28/10 CRYO CELL INTERNATIONAL INC DE 5.02 01/27/10 CTI INDUSTRIES CORP DE 1.01,9.01 01/26/10 CYPRESS SEMICONDUCTOR CORP /DE/ DE 1.01 01/27/10 Dana Resources WY 3.02 01/13/10 Danvers Bancorp, Inc. DE 2.02,9.01 01/28/10 Danvers Bancorp, Inc. DE 8.01 01/29/10 DAWSON GEOPHYSICAL CO TX 7.01,9.01 01/29/10 DAYSTAR TECHNOLOGIES INC DE 5.03,9.01 01/25/10 DENMARK BANCSHARES INC WI 2.02,9.01 01/29/10 Diamond Foods Inc DE 7.01,9.01 01/29/10 DiamondRock Hospitality Co 8.01,9.01 01/28/10 DIGI INTERNATIONAL INC DE 1.01,9.01 01/25/10 Digital Realty Trust, Inc. MD 1.01,2.03,8.01,9.01 01/28/10 DIONEX CORP /DE CA 5.02 01/25/10 Dolat Ventures, Inc. NV 5.02 01/25/10 DOVER CORP DE 2.02,9.01 01/29/10 EDEN ENERGY CORP NV 5.03,7.01,9.01 01/07/10 EDGAR ONLINE INC DE 1.01,1.02,3.02,3.03,5.02,5.03, 01/27/10 9.01 Encore Bancshares Inc TX 2.02,9.01 01/29/10 ENERGY XXI (BERMUDA) LTD D0 5.03,9.01 01/29/10 ENZO BIOCHEM INC NY 8.01 01/28/10 ENZON PHARMACEUTICALS INC DE 2.01,8.01,9.01 01/29/10 EQUINIX INC DE 8.01 01/29/10 ESB FINANCIAL CORP PA 2.02,9.01 01/28/10 EVERGREEN ENERGY INC DE 1.01,9.01 01/28/10 EXTREME NETWORKS INC DE 5.02 01/29/10 FARMERS CAPITAL BANK CORP KY 8.01,9.01 01/29/10 FARMERS NATIONAL BANC CORP /OH/ OH 2.02,9.01 01/28/10 Federal Home Loan Bank of Atlanta X1 5.03 01/29/10 FINISH LINE INC /IN/ IN 5.02 01/29/10 FINLAY ENTERPRISES INC /DE DE 7.01,9.01 01/28/10 FIRST BANKS, INC MO 2.02,9.01 01/29/10 FIRST CAPITAL BANCORP, INC. VA 2.02,9.01 01/20/10 FIRST FEDERAL BANCSHARES OF ARKANSAS TX 2.02,9.01 01/28/10 FIRST FINANCIAL BANKSHARES INC TX 2.02,9.01 01/28/10 FIRST MARBLEHEAD CORP 2.02,7.01,9.01 01/29/10 FIRST OTTAWA BANCSHARES INC DE 2.02,9.01 01/29/10 FIRSTGOLD CORP. DE 1.03,5.02,9.01 01/27/10 FLOWSERVE CORP NY 2.02,8.01,9.01 01/29/10 FORTUNE BRANDS INC DE 2.02,7.01,9.01 01/29/10 FOSTER L B CO PA 2.02,9.01 01/29/10 FreightCar America, Inc. DE 5.02,9.01 01/26/10 FRONTIER COMMUNICATIONS CORP DE 5.02 01/29/10 FRONTIER COMMUNICATIONS CORP DE 8.01,9.01 01/29/10 GENERAL ENVIRONMENTAL MANAGEMENT, INC NV 1.01,2.01,9.01 11/16/09 AMEND GENSPERA INC DE 7.01,9.01 01/27/10 GENUINE PARTS CO GA 7.01,9.01 01/29/10 GFR PHARMACEUTICALS INC NV 4.01,9.01 01/25/10 GIGA TRONICS INC CA 2.02,9.01 01/28/10 GLACIER BANCORP INC DE 2.02,9.01 01/28/10 GLOBAL PARTNERS LP 1.01,2.03,9.01 01/26/10 GOLD CREST MINES INC NV 8.01 01/27/10 GOLDEN PHOENIX MINERALS INC NV 1.01,1.02,5.02,7.01,9.01 01/25/10 GRAHAM CORP DE 2.02,5.02,9.01 01/29/10 Grubb & Ellis Healthcare REIT II, Inc MD 7.01,9.01 01/29/10 GRYPHON GOLD CORP NV 8.01 01/29/10 Hawk Systems, Inc. DE 1.01,3.02,5.02,9.01 01/25/10 HAWKINS INC MN 2.02,9.01 01/26/10 HCA INC/TN DE 2.02,7.01,8.01,9.01 01/29/10 HENRY COUNTY BANCSHARES INC 8.01,9.01 01/29/10 HEWITT ASSOCIATES INC DE 5.02 01/27/10 Home Federal Bancorp, Inc. MD 2.02,9.01 01/29/10 HONEYWELL INTERNATIONAL INC DE 2.02,9.01 01/29/10 HONEYWELL INTERNATIONAL INC DE 7.01 01/29/10 HUB GROUP INC DE 2.02,9.01 12/31/09 HUNTINGTON BANCSHARES INC/MD MD 7.01,9.01 01/29/10 HYPERDYNAMICS CORP DE 1.01,7.01,9.01 01/28/10 IBERIABANK CORP LA 5.02 01/29/10 ICOP DIGITAL, INC CO 1.01,9.01 01/29/10 ICT GROUP INC PA 5.02,8.01 01/25/10 IDEXX LABORATORIES INC /DE DE 2.02,9.01 01/29/10 INDEPENDENT BANK CORP /MI/ MI 8.01,9.01 01/29/10 INDIANA COMMUNITY BANCORP IN 5.02,9.01 01/29/10 INGLES MARKETS INC NC 2.02,9.01 01/29/10 INTEGRA BANK CORP IN 7.01 01/29/10 INTELSAT S.A. N4 7.01 01/29/10 INTERCONTINENTALEXCHANGE INC 8.01 01/29/10 InterDigital, Inc. PA 8.01 01/22/10 INTERMUNE INC DE 8.01 01/28/10 INTERNATIONAL BUSINESS MACHINES CORP NY 5.02 01/26/10 INTERNATIONAL SHIPHOLDING CORP DE 2.02,9.01 01/29/10 Investors Bancorp Inc DE 8.01,9.01 01/26/10 Investors Bancorp Inc DE 2.02,9.01 01/28/10 ISLE OF CAPRI CASINOS INC DE 5.02,9.01 01/29/10 IVANHOE ENERGY INC 8.01,9.01 01/13/10 IVANHOE ENERGY INC 3.02,8.01,9.01 01/26/10 KAR Auction Services, Inc. DE 7.01,9.01 01/29/10 Kearny Financial Corp. X1 2.02,9.01 01/29/10 KlausTech, Inc. 5.03,9.01 01/26/10 Kohlberg Capital CORP DE 4.01 01/27/10 LABRANCHE & CO INC DE 8.01 01/29/10 LAW ENFORCEMENT ASSOCIATES CORP NV 8.01 01/08/10 LAZARE KAPLAN INTERNATIONAL INC DE 3.01,9.01 01/25/10 LIBBEY INC DE 7.01,9.01 01/28/10 Life Nutrition Products, Inc DC 4.01 01/29/10 Life Technologies Corp DE 8.01,9.01 01/29/10 Lifevantage Corp CO 5.02 01/25/10 LINN ENERGY, LLC DE 5.02 01/29/10 LITTLEFIELD CORP DE 8.01,9.01 01/26/10 Live Nation Entertainment, Inc. DE 1.01,1.02,2.01,2.03,5.02,5.03, 01/25/10 9.01 LOCKHEED MARTIN CORP MD 5.02,5.03,9.01 01/27/10 Lux Energy Corp. NV 4.01,9.01 01/28/10 MACC PRIVATE EQUITIES INC DE 5.02 01/28/10 MAINE & MARITIMES CORP ME 8.01,9.01 01/29/10 MARKWEST ENERGY PARTNERS L P 5.02,9.01 01/26/10 MARTIN MIDSTREAM PARTNERS LP DE 8.01 01/29/10 MATTEL INC /DE/ DE 2.02,9.01 01/29/10 MATTSON TECHNOLOGY INC DE 5.02,9.01 01/25/10 MAXIMUS INC VA 8.01 01/28/10 MCCLATCHY CO DE 5.02,9.01 01/29/10 MEDCO HEALTH SOLUTIONS INC DE 5.02 01/27/10 MEDICINES CO /DE DE 8.01 01/27/10 MERCHANTS BANCSHARES INC DE 2.02,9.01 01/27/10 MERIDIAN INTERSTATE BANCORP INC 2.02,9.01 01/29/10 METALLINE MINING CO NV 7.01 01/29/10 METLIFE INC DE 5.03,9.01 01/26/10 METROPOLITAN HEALTH NETWORKS INC FL 5.02 01/26/10 MIDSOUTH BANCORP INC LA 2.02,5.02,9.01 12/31/09 MIDSOUTH BANCORP INC LA 8.01,9.01 01/29/10 Monarch Financial Holdings, Inc. VA 1.01,9.01 01/29/10 MONRO MUFFLER BRAKE INC NY 2.02,9.01 01/28/10 MONROE BANCORP IN 2.02,9.01 01/28/10 MS STRUCTURED ASSET CORP CBT SERIES 2 DE 8.01 01/25/10 MULTI COLOR Corp OH 2.02,9.01 01/29/10 National American University Holdings DE 8.01,9.01 01/29/10 NBTY INC DE 2.02,9.01 01/28/10 NCR CORP MD 5.02 01/26/10 NEFFS BANCORP INC PA 2.02 01/29/10 NEW JERSEY RESOURCES CORP NJ 1.01,5.01,8.01,9.01 01/29/10 NEWELL RUBBERMAID INC DE 2.02,7.01,9.01 01/29/10 NEWMARKET CORP VA 2.02,5.02,7.01,9.01 01/28/10 NNN 2003 VALUE FUND LLC 8.01 01/25/10 NORFOLK SOUTHERN CORP VA 5.02,5.03,9.01 01/29/10 NORFOLK SOUTHERN CORP VA 1.01,9.01 01/29/10 AMEND NORTH CENTRAL BANCSHARES INC IA 8.01,9.01 01/29/10 North Penn Bancorp Inc 5.02 01/26/10 NORTHSTAR REALTY 5.02 01/25/10 NURX PHARMACEUTICALS, INC. NV 1.01,8.01,9.01 01/27/10 NuStar Energy L.P. DE 2.02,9.01 01/29/10 NuStar GP Holdings, LLC DE 2.02,9.01 01/29/10 NUTRI SYSTEM INC /DE/ DE 3.01 01/22/10 NUVASIVE INC DE 2.02,9.01 01/29/10 OCCIDENTAL PETROLEUM CORP /DE/ DE 5.02 01/28/10 OCEANEERING INTERNATIONAL INC DE 7.01 01/29/10 OLD REPUBLIC INTERNATIONAL CORP DE 2.02,9.01 01/28/10 ORIENTAL FINANCIAL GROUP INC PR 2.02,9.01 01/28/10 Oritani Financial Corp. 2.02,9.01 01/29/10 ORRSTOWN FINANCIAL SERVICES INC PA 5.03,9.01 01/28/10 OSI RESTAURANT PARTNERS, LLC DE 1.01,9.01 01/28/10 PAB BANKSHARES INC GA 8.01 01/26/10 PACCAR INC DE 2.02,9.01 01/29/10 PACIFICHEALTH LABORATORIES INC DE 5.02,9.01 01/27/10 PALMETTO BANCSHARES INC SC 2.02,9.01 01/29/10 Patient Safety Technologies, Inc DE 5.02,9.01 01/26/10 PATRIOT GOLD CORP NV 8.01 01/27/10 PC CONNECTION INC DE 5.02,9.01 01/29/10 PDL BIOPHARMA, INC. DE 8.01,9.01 01/27/10 PECO II INC OH 2.02,9.01 01/29/10 PENN MILLERS HOLDING CORP 5.02,9.01 01/27/10 PEOPLES BANCORP INC OH 8.01,9.01 01/29/10 PERFECTENERGY INTERNATIONAL LTD NV 5.02,9.01 03/01/09 PHH CORP MD 1.01,2.03,9.01 01/25/10 Philip Morris International Inc. VA 5.02 01/26/09 PINNACLE ENTERTAINMENT INC DE 8.01,9.01 01/27/10 Porter Bancorp, Inc. KY 2.02,9.01 01/29/10 POZEN INC /NC 5.02 01/29/10 PRINCETON NATIONAL BANCORP INC DE 5.02,9.01 01/25/10 PRIVATEBANCORP, INC DE 7.01,9.01 01/29/10 PROCTER & GAMBLE CO OH 8.01 01/29/10 PROVIDENT FINANCIAL HOLDINGS INC DE 8.01,9.01 01/28/10 PROVIDENT FINANCIAL SERVICES INC DE 2.02,7.01,9.01 01/29/10 PUBLIC MEDIA WORKS INC 3.02 01/26/10 QUAINT OAK BANCORP INC 2.02,9.01 01/28/10 QUANTRX BIOMEDICAL CORP NV 1.01,8.01,9.01 01/29/10 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 3.01,9.01 01/26/10 QUEST DIAGNOSTICS INC DE 1.01,9.01 01/28/10 QUIXOTE CORP DE 1.01,8.01,9.01 01/28/10 RAIT Financial Trust MD 5.02,8.01,9.01 01/26/10 RBC Bearings INC 2.02,9.01 01/29/10 RECYCLE TECH INC CO 1.01,5.02 01/27/10 REDWOOD MORTGAGE INVESTORS VIII CA 1.01 01/29/10 AMEND REGI U S INC OR 5.02 01/04/10 RLI CORP IL 7.01,9.01 01/26/10 ROCHESTER MEDICAL CORPORATION MN 7.01,9.01 01/28/10 RUDDICK CORP NC 2.02,9.01 01/28/10 SAIA INC DE 2.02,9.01 01/29/10 Saker Aviation Services, Inc. NV 1.01,3.02 01/26/10 SCIENTIFIC LEARNING CORP DE 8.01 01/28/10 SECURITY FEDERAL CORP SC 2.02,9.01 01/29/10 SENOMYX INC DE 8.01,9.01 01/28/10 SENSUS (BERMUDA 2) LTD D0 2.02,9.01 01/29/10 SHIMMER GOLD, INC. NV 1.01,5.02 01/22/10 Shire plc 8.01,9.01 01/26/10 SILICON LABORATORIES INC DE 5.02,9.01 01/28/10 SIMMONS FIRST NATIONAL CORP AR 5.02,9.01 01/25/10 SINOHUB, INC. DE 8.01,9.01 01/27/10 SITESTAR CORP NV 4.01 01/29/10 SJW CORP CA 5.02,9.01 01/28/10 SkyPostal Networks, Inc. 8.01,9.01 01/27/10 SMART Modular Technologies (WWH), Inc E9 5.02 01/29/10 SOMERSET HILLS BANCORP NJ 2.02,9.01 01/28/10 Sorrento Therapeutics, Inc. DE 5.02 01/25/10 SOUTHERN COPPER CORP/ DE 2.02,9.01 01/29/10 SOUTHSIDE BANCSHARES INC TX 2.02,9.01 01/28/10 SOUTHWEST BANCORP INC OK 1.01,2.02,7.01,9.01 01/27/10 SOUTHWEST BANCORP INC OK 8.01,9.01 01/27/10 SPARE BACKUP, INC. DE 1.01 01/28/10 SPECTRUM PHARMACEUTICALS INC DE 8.01,9.01 01/25/10 STEAK & SHAKE CO IN 2.02,9.01 12/29/09 STONE ENERGY CORP DE 1.01,2.03,3.03,7.01,9.01 01/26/10 STUDENT LOAN CORP DE 5.02 01/29/10 SULPHCO INC NV 1.01,8.01,9.01 01/26/10 SUN MICROSYSTEMS, INC. DE 1.01,2.01,3.01,3.03,5.01,5.02, 01/26/10 5.03,8.01,9.01 SUNOCO INC PA 8.01,9.01 01/26/10 Switch & Data Facilities Company, Inc DE 8.01 01/29/10 SYNOVUS FINANCIAL CORP GA 5.02,5.03,9.01 01/28/10 SYNOVUS FINANCIAL CORP GA 9.01 01/28/10 AMEND TALEO CORP DE 5.02 01/25/10 TECHE HOLDING CO LA 2.02,9.01 01/28/10 TIERONE CORP 5.02,5.03,9.01 01/28/10 TIME WARNER INC. DE 5.02 01/29/10 TJX COMPANIES INC /DE/ DE 5.02,9.01 01/29/10 TRANSCAT INC OH 2.02,9.01 01/25/10 Transfer Technology International Cor DE 4.01,9.01 01/28/10 Travelport LTD D0 5.02 01/25/10 TRI COUNTY FINANCIAL CORP /MD/ 8.01,9.01 01/29/10 TXCO Resources Inc DE 1.03,3.03,9.01 01/27/10 UGI CORP /PA/ PA 8.01 01/26/10 UNION BANKSHARES CORP VA 2.02,9.01 01/27/10 UNIONBANCAL CORP DE 5.03,9.01 01/27/10 UNITED BANCORP INC /MI/ MI 2.02,9.01 01/29/10 UNITED BANKSHARES INC/WV WV 5.02,5.03,9.01 01/25/10 UNITED COMMUNITY BANKS INC GA 2.02,9.01 01/29/10 United Financial Bancorp, Inc. MD 2.02,9.01 01/28/10 UNITED NATURAL FOODS INC DE 5.02,9.01 01/27/10 UNITED THERAPEUTICS CORP DE 5.02 01/28/10 UNITRIN INC DE 8.01,9.01 01/28/10 Verecloud, Inc. NV 3.03,5.02,5.03,9.01 01/25/10 Vestin Realty Mortgage I, Inc. 8.01 01/25/10 Vestin Realty Mortgage II, Inc MD 8.01 01/25/10 Vicor Technologies, Inc. DE 7.01,9.01 01/27/10 VOIS Inc. 5.02 01/22/10 WALTER INVESTMENT MANAGEMENT CORP MD 8.01,9.01 01/27/10 WASHINGTON BANKING CO WA 2.02,8.01,9.01 01/28/10 WAYNE SAVINGS BANCSHARES INC /DE/ DE 2.02,9.01 01/28/10 WEST BANCORPORATION INC IA 2.02,9.01 01/29/10 WEST COAST BANCORP /NEW/OR/ OR 2.02 01/29/10 WESTERN LIBERTY BANCORP DE 1.02,9.01 01/28/10 WHITEMARK HOMES INC CO 8.01,9.01 01/29/10 Wilber CORP 2.02,9.01 01/29/10 WILMINGTON TRUST CORP DE 2.02,9.01 01/29/10 WINNER MEDICAL GROUP INC NV 7.01,9.01 01/29/10 Winrock International, Inc. DE 5.03,9.01 01/29/10 Winthrop Realty Trust OH 1.01,9.01 01/26/10 Wolfe Creek Mining Inc DE 1.01,9.01 12/12/09 WORLDWIDE ENERGY & MANUFACTURING USA CO 1.01,3.02,5.03,9.01 01/26/10 AMEND WUHAN GENERAL GROUP (CHINA), INC NV 7.01 01/29/10 XCEL ENERGY INC MN 5.02 01/27/10 XFONE INC. NV 1.01,8.01,9.01 01/29/10 ZENITH NATIONAL INSURANCE CORP DE 2.02,9.01 01/28/10 ZION OIL & GAS INC DE 8.01,9.01 01/29/10