RECENT 8K FILINGS January 5, 2010 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st Pacific Bancorp CA 1.02,5.02,5.03,9.01 12/28/09 Adamis Pharmaceuticals Corp CA 1.01,3.02,9.01 12/29/09 ADCARE HEALTH SYSTEMS INC OH 5.02,8.01 01/04/10 ADOBE SYSTEMS INC DE 9.01 10/23/09 AMEND Advanced Life Sciences Holdings, Inc. 1.01,9.01 01/04/10 ADVENTRX PHARMACEUTICALS INC DE 8.01,9.01 01/04/10 ADVENTRX PHARMACEUTICALS INC DE 1.01,5.03,9.01 01/03/10 ALLETE INC MN 2.03,8.01 01/04/10 American Casino & Entertainment Prope DE 5.02 12/31/09 AMERICAN SCIENCE & ENGINEERING INC MA 8.01,9.01 01/04/10 AMERICAN SIERRA GOLD CORP. NV 1.01,3.02,8.01,9.01 10/01/09 AMICO GAMES CORP. NV 1.01,2.01,3.02,5.02,5.03,5.06, 12/31/09 9.01 ANADIGICS INC DE 5.02,9.01 01/04/10 ANGIODYNAMICS INC DE 5.02,9.01 12/29/09 Aquacell Water, Inc. DE 5.03,9.01 12/28/09 Armour Residential REIT, Inc. MD 7.01,9.01 12/07/09 Arrayit Corp NV 3.02,9.01 01/04/10 ASPYRA INC CA 5.02 12/28/09 ASTORIA FINANCIAL CORP DE 8.01,9.01 01/04/10 ATS CORP DE 3.01,9.01 12/30/09 Aura Bio Corp. NV 5.02 12/29/09 AVISTAR COMMUNICATIONS CORP 5.02,7.01,9.01 12/30/09 BEACON ENTERPRISE SOLUTIONS GROUP INC NV 2.02,9.01 01/04/10 BIMINI CAPITAL MANAGEMENT, INC. MD 8.01 01/04/10 BIOFORM MEDICAL INC DE 1.01,8.01,9.01 12/31/09 BIOGEN IDEC INC. DE 5.02 01/04/10 BIOPACK ENVIRONMENTAL SOLUTIONS INC. NV 3.02 12/15/09 Blink Couture Inc. DE 5.01,5.02,9.01 12/29/09 Boomerang Systems, Inc. DE 5.02,9.01 01/04/10 BPZ RESOURCES, INC. TX 7.01,9.01 01/04/10 BROCADE COMMUNICATIONS SYSTEMS INC DE 8.01 01/04/10 CALLON PETROLEUM CO DE 8.01,9.01 01/04/10 CALLON PETROLEUM CO DE 5.03,9.01 12/28/09 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 12/31/09 CAPITAL SENIOR LIVING CORP DE 7.01,9.01 01/04/10 Cardium Therapeutics, Inc. DE 3.01,9.01 12/28/09 Celsius Holdings, Inc. NV 5.02 12/30/09 Cetrone Energy CO NV 4.01 11/05/09 AMEND CHAMPION INDUSTRIES INC WV 1.01,2.03,9.01 12/29/09 CHARTER COMMUNICATIONS, INC. /MO/ DE 8.01,9.01 12/28/09 CHESAPEAKE ENERGY CORP OK 7.01,9.01 12/28/09 CHINA DIGITAL MEDIA CORP NV 5.02 01/04/10 China Direct Industries, Inc. FL 7.01,9.01 01/04/10 China Shuangji Cement Ltd. DE 4.01 12/28/09 China XD Plastics Co Ltd NV 5.02 12/30/09 Cinnabar Ventures Inc 5.02,9.01 12/31/09 COHU INC DE 5.02,8.01 12/29/09 COMBINATORX, INC DE 8.01 12/29/09 COMMERCIAL NATIONAL FINANCIAL CORP /P PA 5.02 01/04/10 COMMONWEALTH BIOTECHNOLOGIES INC VA 1.01,9.01 12/28/09 CompuCredit Holdings Corp GA 7.01,9.01 01/04/10 COMPUSONICS VIDEO CORP CO 8.01 12/31/09 COMPUTER TASK GROUP INC NY 7.01,9.01 01/04/10 CONAGRA FOODS INC /DE/ DE 5.02 12/31/09 CONSECO INC DE 5.05 01/01/10 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 1.01,9.01 12/28/09 CONTINENTAL AIRLINES INC /DE/ DE 5.02,9.01 01/01/10 CONVERGYS CORP OH 5.02 12/31/09 CPI AEROSTRUCTURES INC NY 5.02 01/04/10 DARLING INTERNATIONAL INC DE 8.01,9.01 12/31/09 DAYSTAR TECHNOLOGIES INC DE 3.01,9.01 12/30/09 DEERE & CO DE 7.01 01/04/10 DELTA APPAREL INC GA 1.01,9.01 12/31/09 DENMARK BANCSHARES INC WI 5.02,9.01 01/01/10 DIAMOND HILL INVESTMENT GROUP INC OH 8.01 01/04/10 DOCUMENT SECURITY SYSTEMS INC NY 2.03,9.01 12/30/09 Dolat Ventures, Inc. NV 5.02,8.01 12/30/09 DRI CORP NC 1.01,2.03 12/28/09 Duncan Energy Partners L.P. DE 5.02,8.01,9.01 12/31/09 DYNAVAX TECHNOLOGIES CORP DE 1.01,1.02,2.01,3.02,5.02,5.03, 12/30/09 9.01 DYNEGY INC. DE 1.01,3.03,7.01,9.01 01/04/10 ECOLOGY COATINGS, INC. NV 3.02 01/04/10 EDGAR ONLINE INC DE 1.01,9.01 12/30/09 Electronic Sensor Technology, Inc 1.01 12/30/09 EMERGING MEDIA HOLDINGS INC NV 4.01,9.01 12/31/09 EMPIRE PETROLEUM CORP DE 3.02,9.01 12/18/09 Enterprise GP Holdings L.P. DE 8.01,9.01 12/31/09 ENTERPRISE PRODUCTS PARTNERS L P DE 8.01,9.01 12/31/09 EQUITY RESIDENTIAL MD 8.01,9.01 12/30/09 FARMERS CAPITAL BANK CORP KY 5.02 01/04/10 FBL FINANCIAL GROUP INC IA 5.02,7.01 01/01/10 Federal Home Loan Bank of Boston X1 2.03 12/30/09 Federal Home Loan Bank of Chicago X1 1.01,9.01 12/28/09 Fifth Street Finance Corp DE 8.01,9.01 01/04/10 FINANCIAL FEDERAL CORP NV 5.02 12/30/09 FINISAR CORP DE 5.02,8.01,9.01 12/28/09 FIRST CHESTER COUNTY CORP PA 1.01,9.01 12/30/09 FIRST CITIZENS BANCSHARES INC /DE/ DE 5.02 12/31/09 FIRST M&F CORP/MS MS 7.01,9.01 01/04/10 FLOTEK INDUSTRIES INC/CN/ DE 3.01,8.01,9.01 12/28/09 FORD MOTOR CO DE 2.03,3.02,9.01 12/31/09 FORGENT NETWORKS INC DE 5.02 12/29/09 FOUR OAKS FINCORP INC NC 8.01,9.01 12/31/09 FSB Community Bankshares Inc X1 5.02,9.01 01/01/10 FUEL TECH, INC. DE 5.02 12/29/09 GENSPERA INC DE 7.01 01/04/10 GENZYME CORP MA 1.01 12/28/09 Glacier Enterprises, Inc. DE 1.01,3.02,5.01,5.02,9.01 12/29/09 GLU MOBILE INC 5.02,9.01 12/28/09 Golden Aria Corp. 3.02,5.02,9.01 12/31/09 Grubb & Ellis Apartment REIT, Inc. MD 7.01,8.01,9.01 12/30/09 Guangzhou Global Telecom, Inc. FL 1.01,9.01 12/29/09 GVC VENTURE CORP DE 5.02 12/31/09 HEALTH DISCOVERY CORP 2Q 8.01 12/30/09 HEARTLAND, INC. KY 5.03,9.01 12/23/09 HEICO CORP FL 5.02,9.01 01/04/10 HENRY SCHEIN INC DE 1.01,8.01,9.01 12/31/09 HERITAGE COMMERCE CORP CA 5.02 12/30/09 Heritage Financial Group DC 8.01,9.01 12/31/09 HMS HOLDINGS CORP 7.01,9.01 01/04/10 HOLLY ENERGY PARTNERS LP DE 5.02,7.01,9.01 01/01/10 Horsehead Holding Corp 2.01,7.01,9.01 12/31/09 ICAHN ENTERPRISES L.P. DE 7.01,8.01,9.01 12/30/09 ICO Global Communications (Holdings) DE 8.01,9.01 12/30/09 ICON Equipment & Corporate Infrastruc DE 7.01,9.01 12/29/09 ICON INCOME FUND EIGHT B LP DE 7.01,9.01 12/29/09 ICON INCOME FUND NINE LLC 7.01,9.01 08/18/09 ICON INCOME FUND TEN LLC DE 7.01,9.01 12/29/09 ICON LEASING FUND ELEVEN, LLC DE 7.01,9.01 12/29/09 ICON LEASING FUND TWELVE, LLC DE 7.01,9.01 12/29/09 II-VI INC PA 1.01,8.01,9.01 12/28/09 IMAGE SENSING SYSTEMS INC MN 1.01,2.03 12/29/09 INERGY HOLDINGS, L.P. 8.01,9.01 01/04/10 INERGY L P DE 8.01,9.01 01/04/10 INFERX CORP DE 1.01,2.01,3.02,9.01 12/23/09 AMEND INTERMUNE INC DE 8.01,9.01 01/04/10 INTERNATIONAL DEVELOPMENT & ENVIRONME NV 5.02 11/25/09 ITC DELTACOM INC DE 5.02 12/30/09 JBI, INC. NV 5.02,9.01 01/01/10 KFORCE INC FL 8.01 12/31/09 KODIAK ENERGY, INC. DE 5.02,9.01 01/04/10 KOSS CORP DE 4.01,4.02,9.01 12/31/09 KV PHARMACEUTICAL CO /DE/ DE 5.03,9.01 12/29/09 La Cortez Energy, Inc. NV 3.02,7.01,9.01 12/29/09 LAPOLLA INDUSTRIES INC DE 3.02 12/31/09 LEARNING TREE INTERNATIONAL INC DE 5.02,9.01 12/30/09 LHC Group, Inc 8.01,9.01 01/04/10 Liberty Global, Inc. 5.02,9.01 12/28/09 LIBERTY MEDIA CORP 7.01,9.01 12/31/09 Lifevantage Corp CO 1.01,2.03,3.02 12/31/09 LINCOLN NATIONAL CORP IN 1.01,9.01 01/04/10 Live Current Media Inc. NV 5.02,9.01 12/28/09 LML PAYMENT SYSTEMS INC A1 1.01,5.02,9.01 12/29/09 Lumber Liquidators, Inc. DE 1.01,5.02,5.03,8.01,9.01 12/29/09 MAGNA ENTERTAINMENT CORP DE 8.01,9.01 11/29/09 MERGE HEALTHCARE INC DE 1.01 01/01/10 MERIX CORP OR 2.02,9.01 01/04/10 MID AMERICA APARTMENT COMMUNITIES INC TN 5.02,9.01 01/04/10 MILLER PETROLEUM INC TN 3.02,9.01 12/28/09 Morningstar, Inc. IL 8.01,9.01 12/31/09 MTR GAMING GROUP INC DE 1.01 12/29/09 NEW JERSEY RESOURCES CORP NJ 5.02,9.01 01/04/10 NEWBRIDGE BANCORP NC 8.01 12/31/09 Omagine, Inc. DE 5.03,9.01 12/30/09 OptimumBank Holdings, Inc. FL 3.01,9.01 12/28/09 Optionable Inc 5.02 12/28/09 ORAMED PHARMACEUTICALS INC. NV 7.01,9.01 01/04/10 Osteologix, Inc. DE 1.01,3.02,5.02,8.01,9.01 01/04/10 PALM HARBOR HOMES INC /FL/ FL 1.01,9.01 12/29/09 PATRICK INDUSTRIES INC IN 8.01,9.01 01/04/10 PEOPLES FINANCIAL SERVICES CORP. PA 9.01 12/31/09 PEOPLES FINANCIAL SERVICES CORP. PA 5.02 01/04/10 Pernix Group, Inc. FL 2.01,9.01 12/28/09 PharMerica CORP DE 2.01,9.01 12/31/09 PIPER JAFFRAY COMPANIES 2.03,9.01 12/31/09 POINT BLANK SOLUTIONS, INC. DE 1.01,9.01 12/30/09 PowerShares DB US Dollar Index Trust DE 8.01 01/04/10 PREMIER FINANCIAL BANCORP INC KY 2.03,9.01 12/29/09 QUANTA SERVICES INC DE 5.02,9.01 01/01/10 REPUBLIC SERVICES, INC. DE 8.01,9.01 01/04/10 RING ENERGY, INC. NV 5.03 01/04/10 Rosca, Inc. NV 5.02 12/28/09 ROTECH HEALTHCARE INC DE 5.02 12/31/09 Saker Aviation Services, Inc. NV 1.01,2.03 12/29/09 SCBT FINANCIAL CORP SC 5.02,9.01 01/04/10 SCM MICROSYSTEMS INC DE 2.01,5.02,8.01,9.01 12/29/09 SCOLR Pharma, Inc. DE 1.01 01/04/10 SELECTIVE INSURANCE GROUP INC NJ 7.01 01/01/10 SHORE BANCSHARES INC MD 8.01 12/31/09 So Act Network, Inc. 1.01,9.01 12/16/09 STERLING BANCSHARES INC TX 5.02,9.01 01/01/10 STIFEL FINANCIAL CORP DE 8.01 12/28/09 STURM RUGER & CO INC DE 5.02,9.01 01/04/10 Sun American Bancorp DE 1.01,8.01,9.01 12/22/09 Sutor Technology Group LTD 5.02,9.01 01/04/10 TAIWAN FUND INC DE 7.01,9.01 11/01/09 AMEND TALBOTS INC DE 1.01,1.02,2.03,7.01,9.01 12/28/09 TALEO CORP DE 2.01,8.01,9.01 01/04/10 Tara Minerals Corp. NV 3.02 12/31/09 TESSERA TECHNOLOGIES INC DE 8.01 01/01/10 TETON ENERGY CORP DE 7.01,8.01 12/30/09 Title Starts Online, Inc. NV 1.01,2.01,3.03,5.01,5.02,5.06, 12/28/09 9.01 Towers Watson & Co. DE 2.01,2.03,5.01,5.02,5.03,9.01 01/01/10 Towers Watson Delaware Inc. DE 2.01,2.03,3.01,3.03,5.01,5.02, 01/01/10 5.03,9.01 TRANSWITCH CORP /DE DE 1.01,9.01 12/31/09 TXCO Resources Inc DE 1.01,9.01 12/31/09 U-Store-It Trust MD 7.01,9.01 01/04/10 United Development Funding IV MD 8.01,9.01 12/28/09 UNIVERSAL TRAVEL GROUP NV 8.01,9.01 01/04/10 vitaminspice 1.01,2.01,3.02,5.01,5.02,5.03, 09/28/09 AMEND 8.01,9.01 Volcano Corp DE 3.02 12/28/09 Wells Timberland REIT, Inc. MD 3.02 12/31/09 WHY USA FINANCIAL GROUP INC NV 5.02 12/30/09 Willing Holding, Inc. FL 2.03,9.01 12/21/09 WILLIS GROUP HOLDINGS LTD D0 1.01,2.03,3.01,5.01,5.02,8.01, 12/31/09 9.01 WindTamer Corp NY 5.02,8.01,9.01 12/30/09 WORLD HEART CORP A6 8.01,9.01 01/01/10 Yongye International, Inc. NV 2.01,9.01 10/16/09 AMEND YUHE INTERNATIONAL, INC. NV 8.01,9.01 01/04/10