RECENT 8K FILINGS December 24, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st United Bancorp, Inc. FL 5.02,9.01 12/18/09 3COM CORP DE 2.02,7.01,9.01 12/23/09 Abingdon Futures Fund LP NY 5.03,9.01 12/21/09 ACACIA RESEARCH CORP DE 8.01 12/22/09 ACTIVIDENTITY CORP DE 5.02 12/17/09 Activision Blizzard, Inc. DE 5.02,9.01 12/17/09 ADCARE HEALTH SYSTEMS INC OH 8.01 12/23/09 ADEPT TECHNOLOGY INC CA 5.02 12/21/09 AGCO CORP /DE DE 1.01,1.02,2.03,9.01 12/23/09 ALASKA AIR GROUP INC DE 7.01,9.01 12/23/09 ALBANY INTERNATIONAL CORP /DE/ DE 1.01,9.01 12/18/09 Alberto-Culver CO DE 2.01,9.01 12/18/09 ALLEGHENY ENERGY, INC MD 1.01,9.01 12/18/09 ALLEGHENY ENERGY, INC MD 1.01,8.01,9.01 12/23/09 Allegiant Professional Business Servi NV 8.01 12/23/09 ALLIED HEALTHCARE INTERNATIONAL INC NY 8.01,9.01 12/23/09 Alto Group Holdings Inc. NV 5.03,9.01 12/18/09 AMERALIA INC 8.01,9.01 12/17/09 American Electric Technologies Inc FL 5.02 12/21/09 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 1.01,2.03,3.02,8.01,9.01 12/17/09 AMERICAN GREETINGS CORP OH 1.01,2.02,2.05,2.06,9.01 12/21/09 AMERICAN OIL & GAS INC NV 7.01,9.01 12/23/09 AMERISERV FINANCIAL INC /PA/ PA 5.03,9.01 12/23/09 AMERITRANS CAPITAL CORP DE 2.03,8.01,9.01 12/23/09 AMN HEALTHCARE SERVICES INC DE 1.01,1.02,2.03 12/23/09 AMSCAN HOLDINGS INC DE 8.01,9.01 12/21/09 ANALOG DEVICES INC MA 5.02,9.01 12/23/09 ANALYSTS INTERNATIONAL CORP 7.01,9.01 12/14/09 ANALYSTS INTERNATIONAL CORP 1.01,9.01 12/14/09 ANCHOR BANCORP WISCONSIN INC WI 1.01,9.01 12/22/09 ante4, Inc DE 3.01 12/17/09 API Technologies Corp. 1.01,2.03 12/18/09 APOGEE TECHNOLOGY INC DE 1.01,2.03,3.02,9.01 12/21/09 APOLLO INVESTMENT CORP MD 1.01,9.01 12/21/09 ARENA PHARMACEUTICALS INC DE 8.01 12/22/09 ARENA PHARMACEUTICALS INC DE 1.02 12/22/09 ARROWHEAD RESEARCH CORP DE 2.02,9.01 12/22/09 ART TECHNOLOGY GROUP INC DE 1.01,9.01 12/18/09 ARTHROCARE CORP DE 8.01 12/23/09 Ascent Solar Technologies, Inc. DE 5.02 12/18/09 ASSURANCEAMERICA CORP NV 8.01,9.01 12/22/09 AVATAR HOLDINGS INC DE 8.01 12/21/09 AVI BIOPHARMA INC OR 7.01,9.01 12/22/09 BAY NATIONAL CORP MD 5.02 12/18/09 BELL MICROPRODUCTS INC CA 1.01,5.02,9.01 12/18/09 BERKSHIRE HATHAWAY INC DE 5.02,9.01 12/22/09 BIO KEY INTERNATIONAL INC DE 5.02,9.01 12/21/09 BIOANALYTICAL SYSTEMS INC IN 5.02 12/17/09 AMEND BIOANALYTICAL SYSTEMS INC IN 5.02 12/17/09 AMEND BIOMIMETIC THERAPEUTICS, INC. DE 8.01 12/23/09 BLOUNT INTERNATIONAL INC DE 5.02,9.01 12/17/09 BLUEFIRE ETHANOL FUELS INC NV 5.02,9.01 12/21/09 BOSTON SCIENTIFIC CORP DE 8.01,9.01 12/23/09 Brink's Home Security Holdings, Inc. VA 5.02,9.01 12/21/09 BRISTOL MYERS SQUIBB CO DE 5.03,9.01 12/17/09 BROADWIND ENERGY, INC. DE 1.01,9.01 12/22/09 Bronco Drilling Company, Inc. DE 5.02,7.01,9.01 12/23/09 Burlington Coat Factory Investments H 5.02 12/23/09 CalAmp Corp. DE 7.01,9.01 12/22/09 CALECO PHARMA CORP. NV 1.01,3.02,9.01 12/17/09 CANTEL MEDICAL CORP DE 5.02,8.01,9.01 12/17/09 Carbon Sciences, Inc. NV 5.02 12/17/09 CARROLLTON BANCORP MD 5.02,7.01,9.01 12/23/09 CARTERS INC DE 2.02,5.02,8.01,9.01 12/21/09 CCO HOLDINGS LLC 7.01 12/23/09 CELLCO PARTNERSHIP 5.02 12/18/09 CelLynx Group, Inc. NV 5.02 12/19/09 Celsius Holdings, Inc. NV 7.01,9.01 12/23/09 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 1.01,2.03 12/21/09 CHARTER COMMUNICATIONS, INC. /MO/ DE 7.01 12/23/09 CHASE CORP MA 1.01,2.01,2.03,7.01,9.01 12/18/09 CHATTEM INC TN 1.01,3.03,5.02,5.03,9.01 12/20/09 CHECKPOINT SYSTEMS INC PA 1.02,3.03,9.01 12/22/09 CHEETAH OIL & GAS LTD. NV 3.02,9.01 10/23/09 Chemtura CORP DE 1.01,9.01 12/23/09 China Yongxin Pharmaceuticals Inc. DE 1.01,3.02,9.01 12/14/09 CHIPOTLE MEXICAN GRILL INC 3.03,8.01,9.01 12/21/09 CIB MARINE BANCSHARES INC WI 4.01,5.02,9.01 12/21/09 CINCINNATI BELL INC OH 8.01 12/23/09 Cinnabar Ventures Inc 5.02,8.01 12/17/09 CINTAS CORP WA 2.02,9.01 12/22/09 CITADEL BROADCASTING CORP DE 1.01,1.03,2.04,9.01 12/20/09 CITIBANK CREDIT CARD ISSUANCE TRUST DE 8.01,9.01 12/23/09 CLARIENT, INC DE 1.01,2.01,3.02,9.01 12/21/09 COLDWATER CREEK INC DE 5.02 12/18/09 Cole Credit Property Trust II Inc MD 8.01 12/23/09 Cole Credit Property Trust III, Inc. MD 1.01,2.03,8.01 12/23/09 COLONIAL BANCGROUP INC DE 8.01,9.01 12/18/09 Community Partners Bancorp NJ 5.02 12/18/09 Computer Software Innovations, Inc. DE 1.01,2.03,8.01,9.01 12/15/09 COMVERSE TECHNOLOGY INC/NY/ NY 2.06 12/23/09 CONSECO INC DE 7.01,9.01 12/22/09 CONTINUCARE CORP 1.01,2.03,9.01 12/18/09 Cooper-Standard Holdings Inc. DE 7.01,9.01 12/23/09 Cordex Pharma, Inc. NV 8.01,9.01 12/21/09 COVER ALL TECHNOLOGIES INC DE 5.02,9.01 12/22/09 CROSS A T CO RI 1.01,9.01 12/21/09 CUBIC ENERGY INC TX 1.01,3.02,9.01 12/18/09 DAYSTAR TECHNOLOGIES INC DE 1.01,2.03 12/17/09 DAYSTAR TECHNOLOGIES INC DE 1.01,2.03,9.01 12/17/09 AMEND Delanco Bancorp, Inc 5.02 12/21/09 DENBURY RESOURCES INC DE 2.01,3.02,8.01,9.01 12/18/09 DENBURY RESOURCES INC DE 5.02 12/17/09 Derycz Scientific Inc NV 1.01,9.01 12/22/09 Dr Pepper Snapple Group, Inc. DE 1.01,2.03,9.01 12/21/09 DRESS BARN INC CT 8.01,9.01 12/23/09 EASTMAN KODAK CO NJ 8.01,9.01 12/22/09 EBHI Holdings, Inc. DE 7.01,9.01 12/18/09 EDCI HOLDINGS, INC. DE 1.02 12/23/09 Encore Brands, Inc. NV 1.01,9.01 12/23/09 ENCORIUM GROUP INC NV 1.01,2.03 12/16/09 Energy Recovery, Inc. DE 2.01,3.02,8.01,9.01 12/21/09 Energy Transfer Equity, L.P. DE 5.02,5.03,8.01,9.01 12/22/09 Energy Transfer Partners, L.P. DE 5.02 12/23/09 ENERGY XXI (BERMUDA) LTD D0 8.01,9.01 12/22/09 ENSCO INTERNATIONAL INC DE 1.01,2.01,2.03,3.01,3.03,5.01, 12/21/09 5.02,5.03,8.01 ENTERPRISE FINANCIAL SERVICES CORP DE 5.02,9.01 12/17/09 ESPEY MFG & ELECTRONICS CORP NY 3.03,9.01 12/18/09 EXELIXIS INC DE 1.01,2.03,9.01 12/22/09 Exobox Technologies Corp. NV 5.02 11/20/09 EZENIA INC DE 8.01 12/22/09 FAR EAST ENERGY CORP NV 1.01,9.01 12/22/09 FARO TECHNOLOGIES INC FL 7.01,9.01 12/23/09 Federal Home Loan Bank of Boston X1 2.03 12/18/09 Federal Home Loan Bank of Topeka 5.02 12/17/09 AMEND FEDERAL HOME LOAN MORTGAGE CORP 7.01,9.01 12/23/09 FIRST ROBINSON FINANCIAL CORP DE 2.06 12/22/09 FIRST STATE BANCORPORATION NM 5.02 12/21/09 FIRST UNITED ETHANOL LLC GA 7.01,9.01 12/23/09 FIRSTFED FINANCIAL CORP DE 1.03,5.02 12/18/09 FLEETWOOD ENTERPRISES INC/DE/ DE 8.01,9.01 12/21/09 ForgeHouse, Inc. NV 1.01,2.01,3.02,5.02 12/22/09 FPL GROUP INC FL 7.01,9.01 12/22/09 FRANKLIN COVEY CO UT 8.01 12/23/09 FREEDOM FINANCIAL GROUP INC DE 8.01 12/21/09 FTS GROUP, INC. NV 7.01,9.01 12/20/09 GENERAL ENVIRONMENTAL MANAGEMENT, INC NV 1.01,9.01 09/09/08 AMEND General Motors Co 5.02,9.01 12/18/09 GENESIS ENERGY LP DE 7.01,9.01 12/23/09 Globalstar, Inc. DE 1.01,3.02 12/18/09 GOLD RESOURCE CORP CO 1.01,3.02,7.01,9.01 12/17/09 GOLDEN CENTURY RESOURCES Ltd DE 1.01,8.01,9.01 12/18/09 GOLDEN GRAIN ENERGY IA 2.02,9.01 12/22/09 GREEN MOUNTAIN RECOVERY, INC. DE 1.01,9.01 12/23/09 GREENHILL & CO INC 1.01,2.01,9.01 12/22/09 GRUBB & ELLIS CO DE 5.02,5.03,8.01,9.01 12/17/09 HABERSHAM BANCORP GA 5.02 12/19/09 HAMPSHIRE GROUP LTD DE 8.01,9.01 12/23/09 Hana Biosciences Inc DE 5.02 12/18/09 HANCOCK HOLDING CO MS 1.01,2.01 12/22/09 HARSCO CORP DE 1.02,2.03,9.01 12/17/09 HARTMARX CORP/DE DE 5.03,9.01 12/16/09 HEINZ H J CO PA 8.01 12/23/09 HICKOK INC OH 1.02,2.02,9.01 12/17/09 HOKU SCIENTIFIC INC DE 1.01,2.03,3.02,5.01,5.02,8.01, 12/22/09 9.01 HOST HOTELS & RESORTS L.P. DE 1.01,2.03,2.04,3.02,9.01 12/22/09 HOST HOTELS & RESORTS, INC. MD 1.01,2.03,2.04,3.02,9.01 12/22/09 HUDSON VALLEY HOLDING CORP NY 8.01,9.01 12/22/09 HUMANA INC DE 7.01 12/22/09 IA GLOBAL INC DE 8.01 12/18/09 IBASIS INC DE 5.02,5.03,9.01 12/21/09 ICF International, Inc. DE 5.02 12/17/09 IEC ELECTRONICS CORP DE 1.01,2.01,2.03,9.01 12/16/09 IMPLANT SCIENCES CORP MA 2.04,7.01,9.01 12/23/09 INDEPENDENT BANK CORP /MI/ MI 3.01,9.01 12/21/09 INKSURE TECHNOLOGIES INC. DE 5.02 12/23/09 INSPIRE PHARMACEUTICALS INC DE 5.02 12/18/09 Intcomex, Inc. DE 1.01,3.03,8.01,9.01 12/22/09 INTERMOST CORP UT 8.01 12/15/09 INTERMOST CORP UT 8.01 12/21/09 INTERNATIONAL GAME TECHNOLOGY NV 5.02,9.01 12/23/09 INTERNATIONAL TEXTILE GROUP INC DE 1.01 12/22/09 INTERPUBLIC GROUP OF COMPANIES, INC. DE 5.03,9.01 12/17/09 INVERNESS MEDICAL INNOVATIONS INC DE 8.01,9.01 12/22/09 INverso Corp DE 1.02,5.01,5.02 12/21/09 INX Inc DE 1.01,7.01,9.01 12/23/09 ISABELLA BANK CORP MI 5.02,5.03,8.01,9.01 12/17/09 ISCO INTERNATIONAL INC DE 1.03,3.03,9.01 12/22/09 JAKKS PACIFIC INC DE 8.01,9.01 12/22/09 KANA SOFTWARE INC DE 8.01 10/23/09 KH FUNDING CO MD 2.04 12/21/09 Kraton Performance Polymers, Inc. DE 8.01,9.01 12/22/09 KV PHARMACEUTICAL CO /DE/ DE 3.01,9.01 12/18/09 KV PHARMACEUTICAL CO /DE/ DE 3.01 12/22/09 LANE CO 5 INC 4.01,9.01 12/23/09 Li3 Energy, Inc. NV 3.02,7.01,9.01 12/23/09 LIBERTY MEDIA CORP 5.02,7.01,9.01 12/17/09 LINDSAY CORP DE 2.02,9.01 12/22/09 LL&E ROYALTY TRUST TX 2.02,9.01 12/23/09 LMI AEROSPACE INC MO 5.02,7.01,9.01 12/17/09 LSB FINANCIAL CORP IN 5.02,9.01 12/21/09 M&F BANCORP INC /NC/ NC 9.01 12/23/09 MacroShares Major Metro Housing Down 8.01 12/21/09 MacroShares Major Metro Housing Up Tr 8.01 12/21/09 MAGELLAN PETROLEUM CORP /DE/ DE 1.01,2.01,8.01,9.01 12/22/09 Magnum dOr Resources Inc 1.01,3.02,7.01,9.01 12/21/09 Magyar Bancorp, Inc. DE 1.02,5.02,9.01 12/23/09 MALVERN FEDERAL BANCORP INC X1 8.01,9.01 12/23/09 MARKEL CORP VA 5.02,9.01 12/18/09 MARTIN MARIETTA MATERIALS INC NC 1.01,9.01 12/23/09 MARTIN MIDSTREAM PARTNERS LP DE 1.01,2.03,7.01,9.01 12/21/09 MCDONALDS CORP DE 5.02,9.01 12/18/09 MDI, INC. DE 1.01,1.02,2.01,8.01,9.01 12/18/09 Mead Johnson Nutrition Co DE 1.01,5.01,5.02,5.03,9.01 12/18/09 MEDALLION FINANCIAL CORP DE 5.02 12/21/09 MEDICAL STAFFING NETWORK HOLDINGS INC DE 1.01,9.01 12/18/09 MERIDIAN RESOURCE CORP TX 8.01,9.01 12/23/09 MERRIMAC INDUSTRIES INC DE 1.01,3.03,8.01,9.01 12/23/09 MESA LABORATORIES INC /CO CO 8.01,9.01 12/17/09 MESA OFFSHORE TRUST TX 2.02,9.01 12/23/09 MESA ROYALTY TRUST/TX TX 2.02,9.01 12/23/09 MICROFLUIDICS INTERNATIONAL CORP DE 5.05 12/22/09 Midas Medici Group Holdings, Inc. 4.02 12/10/09 MIDDLEBURG FINANCIAL CORP VA 8.01 12/23/09 MIDDLESEX WATER CO NJ 8.01 12/23/09 Midway Gold Corp 1.01,5.02,7.01,9.01 12/23/09 MILLER PETROLEUM INC TN 1.01,2.01,3.02,5.02,7.01,9.01 12/10/09 MISCOR GROUP, LTD. IN 1.01,2.01,8.01,9.01 12/18/09 MMR Information Systems, Inc. DE 4.01,5.02,9.01 12/17/09 MOCON INC MN 1.01,9.01 12/21/09 MODINE MANUFACTURING CO WI 1.01,8.01,9.01 12/21/09 MONARCH COMMUNITY BANCORP INC MD 5.03,9.01 12/21/09 Monarch Financial Holdings, Inc. VA 8.01,9.01 12/23/09 MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01,9.01 12/23/09 MOQIZONE HOLDING Corp DE 1.01,9.01 12/21/09 MOTORCAR PARTS AMERICA INC NY 1.01,9.01 12/23/09 AMEND MSC INDUSTRIAL DIRECT CO INC NY 5.02 12/22/09 MSC INDUSTRIAL DIRECT CO INC NY 8.01,9.01 12/23/09 MxEnergy Holdings Inc 1.01,9.01 12/22/09 NANOPHASE TECHNOLOGIES CORPORATION IL 3.01,9.01 12/18/09 NAUTILUS, INC. WA 5.02 12/18/09 Navidec Financial Services, Inc. CO 1.01 12/23/09 NAVIGATORS GROUP INC DE 8.01 12/23/09 NetApp, Inc. CA 1.01,1.02,5.02,5.03,9.01 12/17/09 NETWORK ENGINES INC DE 5.02 12/17/09 New Generation Biofuels Holdings, Inc FL 3.01,9.01 12/22/09 NEW YORK MORTGAGE TRUST INC MD 5.02 12/21/09 NextWave Wireless Inc. DE 8.01 12/17/09 NMT MEDICAL INC DE 8.01 12/18/09 NORDSTROM INC WA 1.01,2.03,9.01 12/21/09 NORTHERN GROWERS LLC SD 2.02,9.01 12/23/09 Northfield Bancorp, Inc. X1 1.01,9.01 12/23/09 NOTIFY TECHNOLOGY CORP CA 5.02,9.01 10/23/09 NovaBay Pharmaceuticals, Inc. CA 1.01 12/17/09 NTS REALTY HOLDINGS LP DE 1.01,9.01 12/17/09 Oilsands Quest Inc 8.01 12/23/09 OMEGA HEALTHCARE INVESTORS INC MD 1.01,2.03,8.01,9.01 12/18/09 OMNICARE INC DE 5.02 12/23/09 Onstream Media CORP FL 8.01,9.01 12/22/09 ORBIT INTERNATIONAL CORP DE 1.01,5.02,9.01 12/22/09 ORLEANS HOMEBUILDERS INC DE 1.01,2.04,8.01,9.01 12/18/09 OVERSTOCK.COM, INC UT 1.01,1.02,2.03,9.01 12/22/09 PACIFIC ALLIANCE CORP DE 3.03,9.01 12/23/09 PACIFIC MERCANTILE BANCORP CA 3.02,7.01,9.01 12/18/09 PALM INC DE 5.02 12/18/09 PANTRY INC DE 8.01,9.01 12/23/09 PARKWAY PROPERTIES INC MD 2.02,9.01 08/03/09 AMEND PATHFINDER BANCORP INC DE 8.01 12/23/09 Pebblebrook Hotel Trust MD 5.02,9.01 12/22/09 PGT, Inc. DE 1.01 12/22/09 PHARMATHENE, INC DE 5.02,9.01 12/17/09 PHARMOS CORP NV 8.01 12/22/09 Platinum Studios, Inc. CA 3.02 12/22/09 PMI GROUP INC DE 8.01 12/22/09 PNC FINANCIAL SERVICES GROUP INC PA 5.02,9.01 12/23/09 POLYCOM INC DE 5.02,9.01 12/21/09 POWERVERDE, INC. NV 7.01,9.01 12/23/09 Primoris Services CORP DE 1.01,2.01,2.03,3.02,5.02,7.01, 12/18/09 9.01 PRIVATE MEDIA GROUP INC NV 5.02,8.01,9.01 12/17/09 PRO-FAC COOPERATIVE INC 8.01,9.01 12/23/09 PROVIDENT NEW YORK BANCORP DE 5.02,8.01,9.01 12/17/09 PSB HOLDINGS INC /WI/ WI 5.02,8.01,9.01 12/18/09 pSivida Corp. DE 8.01,9.01 12/23/09 PULASKI FINANCIAL CORP MO 8.01,9.01 12/22/09 Pzena Investment Management, Inc. DE 1.01,9.01 12/23/09 QNB CORP PA 5.02,9.01 12/21/09 RAILAMERICA INC /DE DE 8.01,9.01 12/23/09 Raptor Pharmaceutical Corp DE 9.01 12/17/09 AMEND REGENT COMMUNICATIONS INC DE 3.01,9.01 12/21/09 RENAISSANCERE HOLDINGS LTD D0 8.01 12/22/09 RESMED INC DE 5.02,9.01 12/17/09 ROBERTS REALTY INVESTORS INC GA 1.01,9.01 12/17/09 RoomStore, Inc. VA 1.01 12/23/09 ROWAN COMPANIES INC DE 7.01,9.01 12/23/09 ROYAL GOLD INC DE 8.01,9.01 12/23/09 Ruths Hospitality Group, Inc. DE 8.01,9.01 12/22/09 Ruths Hospitality Group, Inc. DE 1.01,3.02,8.01,9.01 12/22/09 SAFE TECHNOLOGIES INTERNATIONAL INC DE 5.02 12/21/09 Saker Aviation Services, Inc. NV 4.01,8.01,9.01 12/17/09 SAUER DANFOSS INC DE 8.01,9.01 12/22/09 SEABRIGHT INSURANCE HOLDINGS INC DE 5.02 12/23/09 Searchmedia Holdings Ltd AZ 2.02,9.01 12/23/09 SEATTLE GENETICS INC /WA DE 8.01 12/22/09 SEITEL INC DE 1.01,2.03,9.01 12/22/09 SEQUENOM INC DE 3.02 12/21/09 SHENANDOAH TELECOMMUNICATIONS CO/VA/ VA 1.01,9.01 12/22/09 Shire plc 8.01,9.01 12/22/09 Shire plc 8.01,9.01 12/23/09 SILVERADO GOLD MINES LTD A1 1.01,9.01 12/23/09 SINO PAYMENTS, INC. NV 4.01,9.01 12/22/09 Sinobiopharma, Inc. NV 1.01,3.02,9.01 12/18/09 SMITHTOWN BANCORP INC NY 8.01,9.01 12/22/09 SMURFIT STONE CONTAINER CORP DE 5.02,8.01,9.01 12/22/09 SOTHEBYS DE 5.02,9.01 12/18/09 SPECTRUM GROUP INTERNATIONAL, INC. NY 5.02,8.01,9.01 12/17/09 SPRINT NEXTEL CORP KS 5.02 12/22/09 SRI SURGICAL EXPRESS INC FL 5.02,7.01,9.01 12/23/09 SS&C TECHNOLOGIES INC DE 1.01,9.01 12/22/09 ST JOE CO FL 1.01,2.03,9.01 12/23/09 ST MARY LAND & EXPLORATION CO DE 1.01 12/23/09 STERLING FINANCIAL CORP /WA/ WA 1.01,5.02,9.01 12/17/09 STONERIDGE INC OH 1.01,1.02 12/17/09 STRATEGIC HOTELS & RESORTS, INC 5.02,8.01,9.01 12/21/09 STUDENT LOAN CORP DE 1.01,8.01,9.01 12/23/09 SUNAIR SERVICES CORP FL 1.01,2.01,3.01,3.03,5.01,5.02, 12/16/09 AMEND 5.03,8.01,9.01 Sungro Minerals Inc. NV 5.02,9.01 12/23/09 SUNSHINE PCS CORP DE 8.01 12/22/09 SVB FINANCIAL GROUP 3.03,8.01 12/23/09 SyntheMed, Inc. DE 5.02,8.01 12/23/09 TECHNITROL INC PA 1.01,2.03,8.01,9.01 12/22/09 TECUMSEH PRODUCTS CO MI 5.02,9.01 12/17/09 TEL OFFSHORE TRUST TX 2.02,9.01 12/23/09 Terra Nova Financial Group Inc IL 5.02,9.01 12/22/09 THOMAS PROPERTIES GROUP INC DE 8.01,9.01 12/23/09 THOR INDUSTRIES INC DE 1.01,9.01 12/17/09 THOR INDUSTRIES INC DE 1.01,9.01 12/22/09 TIB FINANCIAL CORP. FL 8.01,9.01 12/23/09 TMST, Inc. MD 7.01,9.01 12/22/09 TOPSPIN MEDICAL INC 5.02 12/17/09 TORVEC INC NY 8.01 12/23/09 TRANSCEND SERVICES INC DE 7.01,9.01 12/22/09 Tree.com, Inc. DE 1.01,2.03,9.01 12/18/09 TRINITY CAPITAL CORP NM 8.01,9.01 12/23/09 TRUDY CORP DE 1.01,9.01 12/18/09 TTM TECHNOLOGIES INC WA 1.01,9.01 12/23/09 UAL CORP /DE/ DE 5.02 12/21/09 ULTRA PETROLEUM CORP 8.01,9.01 12/22/09 ULTRA PETROLEUM CORP 1.01,7.01,9.01 12/18/09 UNION BANKSHARES CORP VA 1.01 12/23/09 UNITED MINES INC AZ 3.02 12/21/09 UNITED THERAPEUTICS CORP DE 5.02,9.01 12/18/09 UNIVERSAL POWER GROUP INC. TX 1.02,2.03,9.01 12/16/09 Universal Truckload Services, Inc. MI 5.02 12/18/09 URANIUM ENERGY CORP NV 2.01,3.02,9.01 12/18/09 UV FLU TECHNOLOGIES INC NV 4.01,9.01 12/23/09 VALLEY NATIONAL BANCORP NJ 8.01,9.01 12/22/09 Vantage Drilling CO E9 1.01,2.03,8.01,9.01 12/23/09 VEECO INSTRUMENTS INC DE 1.02 12/18/09 Venoco, Inc. DE 1.01,9.01 12/21/09 VERIZON COMMUNICATIONS INC DE 5.02 12/18/09 Vertro, Inc. DE 1.01,2.03,9.01 12/17/09 VILLAGE SUPER MARKET INC NJ 5.02 12/18/09 VINYL PRODUCTS, INC. DE 4.01 12/22/09 VIST FINANCIAL CORP PA 4.02 11/09/09 AMEND Volcom Inc 5.02 12/18/09 VOLT INFORMATION SCIENCES, INC. NY 4.02,7.01,9.01 12/22/09 WATERSIDE CAPITAL CORP VA 3.01,9.01 12/17/09 WESBANCO INC WV 8.01,9.01 12/23/09 Western Standard Energy Corp. NV 1.01,5.02,9.01 12/17/09 WHIRLPOOL CORP /DE/ DE 8.01 12/18/09 WIZZARD SOFTWARE CORP /CO CO 1.01,9.01 12/17/09 WORLDGATE COMMUNICATIONS INC DE 2.03 12/21/09 YADKIN VALLEY FINANCIAL CORP NC 5.02 12/17/09 YRC WORLDWIDE INC DE 1.01 12/21/09