RECENT 8K FILINGS December 1, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st Century Bancshares, Inc. DE 7.01,9.01 11/23/09 3M CO DE 5.02,9.01 11/18/09 ACCURIDE CORP DE 7.01 11/18/09 Advanced BioEnergy, LLC DE 5.02 11/18/09 AFLAC INC GA 8.01,9.01 11/24/09 AGILENT TECHNOLOGIES INC DE 5.02 11/18/09 AGILENT TECHNOLOGIES INC DE 8.01 11/19/09 AIR PRODUCTS & CHEMICALS INC /DE/ DE 5.02 11/18/09 Alamo Energy Corp. NV 1.01,2.01,3.02,5.01,5.02,5.03, 11/18/09 5.06,9.01 ALANCO TECHNOLOGIES INC AZ 1.01,2.03,9.01 11/20/09 ALLEGHENY TECHNOLOGIES INC DE 7.01,9.01 11/24/09 ALLIANCEBERNSTEIN HOLDING L.P. DE 7.01,9.01 11/23/09 ALLIANCEBERNSTEIN L.P. DE 7.01,9.01 11/23/09 ALLIED HEALTHCARE INTERNATIONAL INC NY 2.02,9.01 11/24/09 AMERICAN DEFENSE SYSTEMS INC DE 2.02,9.01 11/23/09 AMERICAN ITALIAN PASTA CO DE 2.02,9.01 11/24/09 AMERICAN OIL & GAS INC NV 7.01,9.01 11/24/09 AMERICAN WOODMARK CORP VA 2.02,9.01 11/24/09 AMERICREDIT CORP TX 1.01,5.02,9.01 11/16/09 AMEND ANAVEX LIFE SCIENCES CORP. NV 1.01,3.02,9.01 07/01/09 AON CORP DE 5.02,9.01 11/18/09 AON CORP DE 8.01,9.01 11/23/09 AP PHARMA INC /DE/ DE 3.01,9.01 11/19/09 APOLLO SOLAR ENERGY, INC. NV 1.01 11/24/09 Applied Minerals, Inc. DE 5.03,8.01,9.01 11/24/09 ArcSight Inc DE 1.01 11/18/09 ARROW FINANCIAL CORP NY 5.03,9.01 11/18/09 ARTHROCARE CORP DE 2.02,9.01 11/24/09 Aspect Global Diversified Fund LP DE 5.02 11/20/09 ASSURANCEAMERICA CORP NV 8.01,9.01 11/23/09 ASYST TECHNOLOGIES INC CA 7.01,9.01 11/23/09 AuraSource, Inc. NV 8.01 11/20/09 AUTONATION, INC. DE 1.01,9.01 11/23/09 AVANIR PHARMACEUTICALS, INC. DE 2.02,9.01 11/24/09 Bank of New York Mellon CORP 9.01 11/24/09 BARNES & NOBLE INC DE 2.02,9.01 11/24/09 BEACON ENTERPRISE SOLUTIONS GROUP INC NV 3.02,5.02,9.01 11/18/09 BEACON POWER CORP DE 8.01,9.01 11/24/09 BENIHANA INC DE 2.02,9.01 11/24/09 BigWest Environmental, Inc. NV 4.01 11/23/09 AMEND BIOCRYST PHARMACEUTICALS INC DE 8.01,9.01 11/19/09 BLUE COAT SYSTEMS INC DE 2.02,9.01 11/24/09 BON TON STORES INC PA 1.01,8.01,9.01 11/18/09 BORDERS GROUP INC MI 2.02,9.01 11/24/09 BOSTON BEER CO INC MA 7.01 11/23/09 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 9.01 11/24/09 AMEND BOTTOMLINE TECHNOLOGIES INC /DE/ DE 9.01 11/24/09 AMEND BROCADE COMMUNICATIONS SYSTEMS INC DE 2.02,9.01 11/23/09 BROWN FORMAN CORP DE 8.01,9.01 11/24/09 BROWN SHOE CO INC NY 2.02,9.01 11/24/09 BRYN MAWR BANK CORP PA 7.01,8.01,9.01 11/24/09 CABCO SERIES 2004-101 TRUST (GOLDMAN 8.01,9.01 11/16/09 CABOT MICROELECTRONICS CORP DE 5.02 11/23/09 CALLON PETROLEUM CO DE 7.01,9.01 11/19/09 AMEND CAMELOT CORP CO 5.01,5.02,8.01 11/20/09 CAPITAL CROSSING PREFERRED CORP MA 1.01 11/18/09 CAPITAL GROWTH SYSTEMS INC /FL/ FL 2.04 11/18/09 CAPITAL TRUST INC MD 1.01,5.02,9.01 11/19/09 CAPSTEAD MORTGAGE CORP MD 1.01,8.01,9.01 11/24/09 Cardinal Ethanol LLC IN 5.02 11/23/09 CASPIAN SERVICES INC NV 1.01,9.01 11/24/09 CATO CORP DE 2.02,9.01 11/19/09 CELL THERAPEUTICS INC WA 3.02,8.01 11/24/09 CENTRAL EUROPEAN DISTRIBUTION CORP DE 1.01,9.01 11/18/09 Chanticleer Holdings, Inc. 5.02 11/20/09 Chaolei Marketing & Finance Co. 5.02 07/11/09 CHARLES & COLVARD LTD NC 8.01,9.01 11/24/09 Chemtura CORP DE 7.01,9.01 11/24/09 China Armco Metals, Inc. NV 2.02,9.01 11/24/09 China Media Group CORP TX 1.01 11/23/09 CHINA NORTH EAST PETROLEUM HOLDINGS L NV 5.02 11/20/09 Chrysler Financial Auto Securitizatio 8.01,9.01 11/24/09 Chrysler Financial Auto Securitizatio 8.01,9.01 11/24/09 CIENA CORP DE 1.01,2.03,3.02,8.01,9.01 11/23/09 CITIZENS REPUBLIC BANCORP, INC. MI 7.01,9.01 11/23/09 CLEAN DIESEL TECHNOLOGIES INC DE 1.01,9.01 11/20/09 Clearpoint Business Resources, Inc DE 1.01,9.01 11/18/09 CLIFFS NATURAL RESOURCES INC. OH 1.01,9.01 11/23/09 COAST DISTRIBUTION SYSTEM INC DE 2.02,9.01 11/16/09 COLDWATER CREEK INC DE 2.02,9.01 11/24/09 COLUMBIA LABORATORIES INC DE 8.01,9.01 11/24/09 CONNECTICUT WATER SERVICE INC / CT CT 5.05,8.01 11/24/09 CONSOLIDATED EDISON INC NY 8.01 11/23/09 CORTEX PHARMACEUTICALS INC/DE/ DE 5.03,9.01 11/23/09 CRACKER BARREL OLD COUNTRY STORE, INC TN 2.02,7.01,9.01 11/24/09 CVB FINANCIAL CORP CA 5.02,9.01 11/18/09 DAKTRONICS INC /SD/ SD 2.02 10/31/09 DBL SENIOR CARE, INC. NV 1.01 11/16/09 DECODE GENETICS INC DE 2.03,3.01 11/18/09 dELiAs, Inc. DE 2.02,9.01 11/24/09 DELTA AIR LINES INC /DE/ DE 1.01,2.03,9.01 11/24/09 Denarii Resources Inc. NV 4.01 08/07/09 AMEND Destination Maternity Corp DE 2.02,5.02,9.01 11/18/09 DOLLAR TREE INC VA 2.02,7.01,9.01 11/24/09 DRI CORP NC 7.01,9.01 11/24/09 DSW Inc. OH 2.02,9.01 11/24/09 Duke Energy CORP DE 8.01,9.01 11/24/09 DYCOM INDUSTRIES INC FL 2.02,7.01,9.01 11/23/09 DYNEX CAPITAL INC VA 1.01 11/20/09 EATON VANCE CORP MD 9.01 10/31/09 ECOLOGY & ENVIRONMENT INC NY 5.05,9.01 11/23/09 Education Realty Trust, Inc. MD 1.01,2.03,9.01 11/20/09 EMAGIN CORP DE 5.02 11/18/09 EMC CORP MA 2.02 11/18/09 EMERSON ELECTRIC CO MO 7.01 11/24/09 ENERGY PARTNERS LTD DE 1.01,5.02,9.01 11/18/09 ENERGY XXI (BERMUDA) LTD D0 1.01,9.01 11/20/09 EnerSys DE 5.02,9.01 11/23/09 ENVIRONMENTAL POWER CORP DE 8.01 11/24/09 ESPEY MFG & ELECTRONICS CORP NY 5.02,8.01,9.01 11/23/09 EXPRESSJET HOLDINGS INC DE 1.01 11/19/09 FBC Holding Inc. 3.02 11/24/09 Federal Home Loan Bank of Atlanta X1 2.03 11/24/09 Federal Home Loan Bank of Boston X1 2.03 11/18/09 Federal Home Loan Bank of Chicago X1 2.03 11/18/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 11/18/09 Federal Home Loan Bank of Des Moines X1 2.03,9.01 11/18/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 11/18/09 Federal Home Loan Bank of New York X1 2.03,9.01 11/18/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 11/18/09 Federal Home Loan Bank of San Francis X1 2.03 11/18/09 Federal Home Loan Bank of Seattle 2.03 11/23/09 Federal Home Loan Bank of Topeka 2.03 11/18/09 FEDERAL HOME LOAN MORTGAGE CORP 7.01,9.01 11/24/09 FINANCIAL FEDERAL CORP NV 1.01,9.01 11/22/09 FINOVA GROUP INC DE 4.01,9.01 11/16/09 AMEND FIRST ADVANTAGE CORP DE 8.01,9.01 11/18/09 FIRST FINANCIAL SERVICE CORP KY 8.01,9.01 11/24/09 FIRST NATIONAL COMMUNITY BANCORP INC PA 2.03,9.01 11/24/09 FIRSTGOLD CORP. DE 8.01,9.01 07/16/09 FORCE ENERGY CORP. NV 1.01,9.01 11/16/09 FOREST OIL CORP NY 5.02,7.01,9.01 11/23/09 Fortress Financial Group, Inc. / WY WY 8.01,9.01 11/24/09 FORTUNE INDUSTRIES, INC. DE 8.01,9.01 11/23/09 FOSTER L B CO PA 1.01,9.01 11/24/09 FREDS INC TN 2.02,9.01 11/24/09 FUTURES PORTFOLIO FUND L.P. MD 5.02 11/20/09 GENERAL DYNAMICS CORP DE 8.01,9.01 11/24/09 GENERAL MILLS INC DE 2.05,2.06 11/19/09 GENESCO INC TN 2.02,9.01 11/24/09 GEORESOURCES INC CO 7.01,9.01 11/18/09 GERBER SCIENTIFIC INC CT 1.01 11/24/09 GRAHAM PACKAGING HOLDINGS CO DE 1.01,2.03,8.01,9.01 11/24/09 GRAN TIERRA ENERGY, INC. NV 5.02 11/03/09 Granite Falls Energy, LLC MN 2.02,5.02,9.01 11/19/09 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 11/20/09 GRAPHON CORP/DE DE 5.02 11/17/09 Great Wall Builders Ltd., TX 4.01 06/30/09 AMEND Grid Petroleum Corp. NV 5.03,9.01 11/18/09 Guidance Software, Inc. DE 5.02,9.01 11/20/09 GVI SECURITY SOLUTIONS INC DE 1.01,9.01 11/23/09 HARTFORD LIFE INSURANCE CO CT 2.06 11/23/09 HCC INSURANCE HOLDINGS INC/DE/ DE 5.02,8.01,9.01 11/18/09 HEINZ H J CO PA 2.02,7.01,9.01 11/24/09 HIGHBURY FINANCIAL INC DE 2.02,7.01,8.01,9.01 11/16/09 AMEND Hillenbrand, Inc. IN 2.02,9.01 11/24/09 HNI CORP IA 5.02,5.03,9.01 11/19/09 HORMEL FOODS CORP /DE/ DE 2.02,9.01 11/24/09 HSN, Inc. DE 5.02,9.01 11/23/09 HUDSON CITY BANCORP INC DE 8.01,9.01 11/24/09 I FLOW CORP /DE/ DE 3.01,5.01,5.02,5.03,9.01 11/18/09 IA GLOBAL INC DE 2.02,3.01,9.01 11/23/09 IASIS Healthcare LLC DE 2.02,9.01 11/24/09 INFINERA CORP DE 5.02,9.01 11/20/09 Inland Diversified Real Estate Trust, MD 5.02,7.01,9.01 11/18/09 INTEGRATED ELECTRICAL SERVICES INC DE 1.01,7.01,9.01 11/19/09 INTERACTIVE DATA CORP/MA/ DE 7.01,9.01 11/24/09 International Aerospace Enterprises, NV 5.02 11/23/09 INTERNATIONAL GAME TECHNOLOGY NV 5.02 11/23/09 INTERNATIONAL PAPER CO /NEW/ NY 1.01,1.02,2.03,9.01 11/20/09 INUVO, INC. NV 2.02,7.01,9.01 11/23/09 IOWA TELECOMMUNICATIONS SERVICES INC IA 1.01,9.01 11/23/09 IVOICE, INC /NJ NJ 1.01,9.01 11/13/09 J CREW GROUP INC DE 2.02,9.01 11/24/09 JACKSON HEWITT TAX SERVICE INC DE 1.01,7.01 11/23/09 JENNIFER CONVERTIBLES INC DE 8.01 11/18/09 KINGSTONE COMPANIES, INC. DE 4.01,9.01 11/19/09 KIRKLAND'S, INC 2.02,9.01 11/20/09 KOPIN CORP DE 8.01,9.01 11/24/09 KRONOS WORLDWIDE INC 7.01,9.01 11/24/09 LGL GROUP INC DE 7.01,9.01 11/23/09 LIBERTY CAPITAL ASSET MANAGEMENT, INC DE 1.01,3.02 11/24/09 Liberty Global, Inc. 2.03,9.01 11/18/09 LIGAND PHARMACEUTICALS INC DE 8.01 11/19/09 LITHIA MOTORS INC OR 7.01,9.01 11/24/09 Lithium Corp 5.02 10/25/09 LODGIAN INC DE 2.01,9.01 11/19/09 Lux Energy Corp. NV 5.02,8.01 11/24/09 MACATAWA BANK CORP MI 5.02,5.03,9.01 11/19/09 Maidenform Brands, Inc. DE 5.02,9.01 11/24/09 Main Street Capital CORP MD 8.01 11/24/09 Mayflower Bancorp Inc MA 2.02,8.01,9.01 11/24/09 MEDIA SCIENCES INTERNATIONAL INC 1.01,5.02,9.01 11/20/09 MEDICAL PROPERTIES TRUST INC 5.03,9.01 11/19/09 MEDIWARE INFORMATION SYSTEMS INC NY 1.01,7.01,9.01 11/24/09 MEDTRONIC INC MN 2.02,9.01 11/24/09 MEGOLA INC 1.01,8.01,9.01 11/23/09 MEGOLA INC 1.01,8.01,9.01 11/23/09 MEGOLA INC 1.01,8.01,9.01 11/23/09 Mercantile Bancorp, Inc. DE 2.02,3.01,9.01 11/23/09 MICROS SYSTEMS INC MD 5.02,8.01,9.01 11/23/09 MICROSOFT CORP WA 5.02,7.01,9.01 11/19/09 MIPSolutions, Inc. NV 8.01 11/19/09 MODERN MEDICAL MODALITIES CORP NY 1.01,1.02,2.03,9.01 11/24/09 Molecular Insight Pharmaceuticals, In MA 5.02,7.01,9.01 11/24/09 MWI Veterinary Supply, Inc. DE 1.02 11/20/09 MxEnergy Holdings Inc 2.02,9.01 11/20/09 NATIONAL PATENT DEVELOPMENT CORP DE 8.01,9.01 11/24/09 NATIONAL PENN BANCSHARES INC PA 1.01,5.02,9.01 11/24/09 Neonode, Inc DE 4.01,9.01 11/05/09 AMEND NETEZZA CORP 2.02,9.01 11/24/09 NEW ENERGY SYSTEMS GROUP NV 1.01,9.01 11/19/09 NEW YORK TIMES CO NY 5.02 11/20/09 NEWMONT MINING CORP /DE/ DE 8.01,9.01 11/23/09 Next 1 Interactive, Inc. NV 5.02,9.01 11/13/09 NII HOLDINGS INC DE 5.02 11/19/09 NNN 2003 VALUE FUND LLC 1.01,9.01 11/19/09 NORDSTROM INC WA 8.01,9.01 11/17/09 NORTHRIM BANCORP INC AK 5.03,9.01 11/19/09 ONCOGENEX PHARMACEUTICALS, INC. DE 5.02,8.01 11/23/09 Orchard Enterprises, Inc. DE 8.01,9.01 11/20/09 Orexigen Therapeutics, Inc. DE 5.02,9.01 11/18/09 Oritani Financial Corp. 8.01,9.01 11/24/09 Orsus Xelent Technologies Inc DE 2.02,9.01 11/24/09 PARKWAY PROPERTIES INC MD 5.02 10/30/09 Patient Safety Technologies, Inc DE 1.01,3.02,9.01 11/19/09 PDL BIOPHARMA, INC. DE 7.01,9.01 11/23/09 PEAPACK GLADSTONE FINANCIAL CORP NJ 5.02,9.01 11/19/09 People's United Financial, Inc. DE 1.01,9.01 11/22/09 PHOENIX FOOTWEAR GROUP INC DE 1.01 11/18/09 PINNACLE ENTERTAINMENT INC DE 5.02,7.01,9.01 11/18/09 Pinnacle Foods Finance LLC DE 1.01,9.01 11/18/09 PLANAR SYSTEMS INC OR 5.02 11/20/09 PLAYBOY ENTERPRISES INC DE 1.01,7.01,9.01 11/18/09 POTLATCH CORP DE 1.01,9.01 11/19/09 ProUroCare Medical Inc. 8.01,9.01 11/18/09 PULASKI FINANCIAL CORP MO 8.01,9.01 11/23/09 QAD INC DE 2.02,9.01 11/24/09 QUAKER CHEMICAL CORP PA 8.01,9.01 11/24/09 QUANTUM SOLAR POWER CORP. NV 1.01,7.01,9.01 11/23/09 RAYTHEON CO/ DE 1.01,1.02,9.01 11/18/09 RED HAT INC DE 8.01,9.01 11/19/09 REPUBLIC BANCORP INC /KY/ KY 1.01 11/23/09 RESOURCES CONNECTION INC DE 2.01,3.02,7.01,9.01 11/23/09 RIVER VALLEY BANCORP IN 1.01,3.02,3.03,5.03,9.01 11/19/09 Rockwood Holdings, Inc. DE 5.03,9.01 11/23/09 ROWAN COMPANIES INC DE 1.01,2.03,9.01 11/24/09 ROWAN COMPANIES INC DE 7.01,9.01 11/24/09 RUDDICK CORP NC 5.02 11/19/09 rue21, inc. PA 5.02,9.01 11/20/09 SABA SOFTWARE INC DE 5.02,9.01 11/18/09 SAGE FUND LP MD 5.02 11/20/09 SAKS INC TN 1.01,2.03,7.01,9.01 11/24/09 SALEM COMMUNICATIONS CORP /DE/ DE 8.01 11/23/09 SALIX PHARMACEUTICALS LTD 8.01,9.01 11/24/09 SAVE THE WORLD AIR INC NV 8.01 11/18/09 Scripps Networks Interactive, Inc. OH 5.02 11/18/09 SEALED AIR CORP/DE DE 1.01,2.03,9.01 11/19/09 SERVICE CORPORATION INTERNATIONAL TX 1.01,2.03,9.01 11/18/09 SEVERN BANCORP INC MD 7.01,9.01 11/24/09 Silicon Mountain Holdings, Inc. CO 8.01,9.01 11/23/09 SIMTROL INC DE 5.02 11/23/09 SJW CORP CA 8.01,9.01 11/23/09 SMART ONLINE INC DE 5.02,9.01 11/24/09 SMITH A O CORP DE 8.01,9.01 11/24/09 SOUTHWEST WATER CO DE 9.01 11/24/09 SPRING CREEK CAPITAL CORP. NV 8.01 11/24/09 SPRINT NEXTEL CORP KS 8.01,9.01 11/24/09 STATE STREET Corp MA 5.02 11/18/09 STEELCLOUD INC VA 1.01,2.03,3.02,5.02,9.01 11/18/09 STEIN MART INC FL 2.02,9.01 11/19/09 Stereotaxis, Inc. DE 5.02 11/19/09 STONEMOR PARTNERS LP DE 1.01,2.03,9.01 11/18/09 Sun American Bancorp DE 3.01,9.01 11/18/09 SUPERIOR BANCORP DE 7.01,9.01 11/24/09 SVB FINANCIAL GROUP 1.01,9.01 11/18/09 TEAMSTAFF INC NJ 3.01,9.01 11/23/09 TELESTONE TECHNOLOGIES CORP CO 5.02 11/24/09 TENNECO INC DE 8.01,9.01 11/24/09 TESSERA TECHNOLOGIES INC DE 5.02,8.01,9.01 11/18/09 THERMADYNE HOLDINGS CORP /DE DE 5.02 11/19/09 THERMOENERGY CORP AK 1.01,3.02,5.03,9.01 11/18/09 TIVO INC DE 8.01 11/24/09 TIVO INC DE 2.02,9.01 11/24/09 TMST, Inc. MD 7.01,9.01 11/20/09 TN-K ENERGY GROUP INC. DE 7.01,9.01 11/24/09 TNP Strategic Retail Trust, Inc. MD 1.01,2.01,2.03,7.01,9.01 11/19/09 TRANSATLANTIC PETROLEUM LTD. D0 1.01,3.02,9.01 11/24/09 Transcept Pharmaceuticals Inc DE 7.01,9.01 11/23/09 Triple Crown Media, Inc. DE 7.01,9.01 11/20/09 TUTOR PERINI Corp MA 5.03,8.01,9.01 11/18/09 UAL CORP /DE/ DE 1.01,2.03,9.01 11/24/09 Ultimate Escapes, Inc. DE 1.01,4.01,9.01 11/18/09 UNITED STATES STEEL CORP DE 1.01,2.03,9.01 11/23/09 UpSnap, Inc. 4.02 11/24/09 Urban Barns Foods Inc. NV 5.02 11/20/09 US AIRWAYS GROUP INC DE 7.01,9.01 11/24/09 US AIRWAYS GROUP INC DE 1.01,2.03,8.01,9.01 11/24/09 USA VIDEO INTERACTIVE CORP WY 8.01,9.01 11/23/09 VALERO ENERGY CORP/TX DE 2.05,9.01 11/19/09 VCG HOLDING CORP CO 8.01 11/20/09 VERISIGN INC/CA DE 7.01,9.01 11/24/09 VIAD CORP DE 1.01,9.01 11/20/09 VION PHARMACEUTICALS INC DE 2.05 11/23/09 Virgin Mobile USA, Inc. DE 1.02,3.01,3.03,5.01,5.02,5.03, 11/24/09 8.01,9.01 VISION SCIENCES INC /DE/ NY 5.02 11/19/09 VISTEON CORP DE 1.01,2.03,9.01 11/18/09 VIVUS INC CA 8.01,9.01 11/18/09 Warner Chilcott plc L2 1.01,8.01,9.01 11/19/09 Warner Music Group Corp. DE 2.02,7.01,9.01 11/24/09 WASHINGTON TRUST BANCORP INC RI 5.02 11/19/09 WESCORP ENERGY INC 7.01,9.01 11/23/09 WHITEMARK HOMES INC CO 9.01 11/23/09 WHITEMARK HOMES INC CO 9.01 11/23/09 WHITEMARK HOMES INC CO 9.01 11/23/09 Wilhelmina International, Inc. DE 5.02,9.01 11/18/09 WIND ENERGY AMERICA INC. MN 1.01,2.03 11/20/09 WINDSTREAM CORP DE 8.01,9.01 11/24/09 WINSONIC DIGITAL MEDIA GROUP, LTD. NV 1.01,2.01,5.03 11/23/09 WINSONIC DIGITAL MEDIA GROUP, LTD. NV 1.01,2.01 11/24/09 WORLDGATE COMMUNICATIONS INC DE 1.01,2.03,7.01,9.01 11/18/09 WYNDHAM WORLDWIDE CORP DE 5.02 11/19/09 Xenacare Holdings, Inc. FL 5.02,9.01 11/16/09 XERIUM TECHNOLOGIES INC DE 3.01,9.01 11/18/09 YORK WATER CO PA 8.01 11/24/09 ZALE CORP DE 2.02 11/24/09 ZOOM TECHNOLOGIES INC DE 5.02 11/19/09 Zoom Telephonics, Inc. DE 5.02 11/18/09