RECENT 8K FILINGS November 17, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ABERCROMBIE & FITCH CO /DE/ DE 2.02,8.01,9.01 11/16/09 ACCREDITED BUSINESS CONSOLIDATORS COR PA 8.01 11/16/09 ACUITY BRANDS INC DE 1.01,9.01 11/12/09 ADA-ES INC CO 2.02,9.01 11/16/09 Affinity Group Holding, Inc. DE 1.01,9.01 11/13/09 AFFINITY GROUP INC DE 1.01,9.01 11/13/09 AFS SenSub Corp. 1.01,9.01 11/10/09 ALDILA INC DE 7.01,9.01 11/12/09 ALION SCIENCE & TECHNOLOGY CORP DE 3.02,8.01 09/30/09 ALION SCIENCE & TECHNOLOGY CORP DE 5.05,9.01 11/09/09 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 11/16/09 ALLSTATE CORP DE 5.02,9.01 11/10/09 Alphametrix Managed Futures LLC (Aspe 5.01 10/13/09 Alto Group Holdings Inc. NV 5.02 11/09/09 AMERICAN COMMUNITY PROPERTIES TRUST MD 2.02,9.01 09/30/09 AMERICAN DAIRY INC UT 2.02,9.01 11/16/09 AMERICAN DENTAL PARTNERS INC DE 1.01,8.01,9.01 11/13/09 AMERICAN EXPRESS CO NY 7.01 11/16/09 AMERICAN EXPRESS CREDIT CORP DE 4.02 11/12/09 American Lithium Minerals, Inc. 1.01,3.02,5.02,9.01 11/04/09 American Lithium Minerals, Inc. 1.01,5.02,9.01 11/03/09 AMERICAN PACIFIC CORP DE 5.02 11/09/09 AMERICAN SPECTRUM REALTY INC MD 2.02,9.01 11/16/09 AMERICREDIT CORP TX 5.02,9.01 11/16/09 AMERICREDIT CORP TX 8.01,9.01 11/16/09 AMERITRANS CAPITAL CORP DE 2.02,5.02,9.01 11/12/09 AP PHARMA INC /DE/ DE 2.02,9.01 11/16/09 APAC CUSTOMER SERVICE INC IL 5.02,7.01 11/10/09 APOLLO GROUP INC AZ 7.01,9.01 11/16/09 ARCA biopharma, Inc. DE 8.01,9.01 11/16/09 ARCH CHEMICALS INC VA 5.02,9.01 11/10/09 ASPEN INSURANCE HOLDINGS LTD D0 7.01,9.01 11/16/09 ASSOCIATED BANC-CORP WI 5.02,9.01 11/16/09 ASSURED GUARANTY LTD D0 2.02,9.01 11/16/09 ATLANTIC BANCGROUP INC FL 2.02,9.01 11/16/09 Atrinsic, Inc. DE 2.02,9.01 11/11/09 ATWOOD OCEANICS INC TX 7.01,8.01 11/16/09 AUTHENTIDATE HOLDING CORP DE 2.02,9.01 11/16/09 BALDWIN TECHNOLOGY CO INC DE 2.02,8.01,9.01 11/11/09 BANCINSURANCE CORP OH 8.01,9.01 11/13/09 BARK GROUP INC NV 3.02,8.01,9.01 10/13/09 BARRETT BUSINESS SERVICES INC MD 7.01,9.01 11/13/09 BEAZER HOMES USA INC DE 8.01 11/16/09 BELO CORP DE 1.01,2.03,8.01,9.01 11/16/09 BERLINER COMMUNICATIONS INC DE 2.02,9.01 11/16/09 BIO KEY INTERNATIONAL INC MN 1.01 07/02/09 AMEND BPO Management Services, Inc. PA 2.02,9.01 11/16/09 BTHC VIII INC DE 2.02,7.01,9.01 11/16/09 BUILD A BEAR WORKSHOP INC DE 5.02 11/11/09 CABELAS INC DE 7.01,9.01 11/16/09 CALECO PHARMA CORP. NV 3.02,7.01,9.01 11/10/09 CAMBRIDGE HEART INC DE 2.02,9.01 11/16/09 Camden Learning CORP DE 8.01,9.01 11/16/09 CAPITAL ONE FINANCIAL CORP DE 7.01,9.01 11/13/09 CARDINAL HEALTH INC OH 1.01,8.01,9.01 11/10/09 CASEYS GENERAL STORES INC IA 7.01 11/16/09 Castle Brands Inc DE 2.02,9.01 11/16/09 Catalyst Pharmaceutical Partners, Inc DE 3.01,9.01 11/13/09 Cavico Corp 5.02 11/13/09 CEDAR SHOPPING CENTERS INC MD 1.01,2.03,9.01 11/10/09 CELL THERAPEUTICS INC WA 7.01,9.01 11/16/09 CENTRAL EUROPEAN DISTRIBUTION CORP DE 1.01,2.01,3.02,9.01 11/09/09 CFS BANCORP INC IN 7.01,9.01 11/12/09 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 11/16/09 CHEETAH OIL & GAS LTD. NV 7.01,9.01 11/05/09 CHEETAH OIL & GAS LTD. NV 7.01 11/13/09 CHINA AOXING PHARMACEUTICAL COMPANY, FL 5.03,9.01 10/18/09 China Architectural Engineering, Inc. DE 2.02,7.01,9.01 11/16/09 China Biologic Products, Inc. 2.02,7.01,9.01 11/13/09 CHINA EDUCATION ALLIANCE INC. NC 8.01,9.01 11/16/09 CHINA ELECTRIC MOTOR, INC. DE 1.01,3.02 10/06/09 AMEND CHINA JO-JO DRUGSTORES, INC. 8.01,9.01 11/16/09 China MediaExpress Holdings, Inc. DE 2.02,9.01 11/16/09 CHINA MEDICINE CORP 2.02,9.01 11/16/09 CHUGACH ELECTRIC ASSOCIATION INC AK 5.02 11/11/09 CIT GROUP INC DE 8.01,9.01 10/28/09 CITIBANK OMNI-S MASTER TRUST 8.01 11/16/09 CITIZENS BANCSHARES CORP /GA/ GA 2.02,9.01 11/16/09 CLAIRES STORES INC DE 2.02,9.01 11/16/09 Clearfield, Inc. MN 2.02,9.01 11/16/09 Clearwire Corp /DE DE 8.01 11/13/09 COACHMEN INDUSTRIES INC IN 1.02 11/12/09 Colfax CORP DE 7.01,9.01 11/16/09 COLONIAL COMMERCIAL CORP NY 2.02,9.01 11/13/09 COLUMBIA BANCORP \OR\ OR 2.02,9.01 11/16/09 COLUMBUS MCKINNON CORP NY 2.01,9.01 11/16/09 COMBINATORX, INC DE 8.01,9.01 11/16/09 COMMUNITY VALLEY BANCORP CA 2.02,9.01 11/16/09 Computer Software Innovations, Inc. DE 2.02,9.01 11/16/09 Constellation Energy Partners LLC DE 1.01,2.03,7.01,9.01 11/16/09 Converted Organics Inc. DE 4.02 11/11/09 Copano Energy, L.L.C. DE 5.02,9.01 11/15/09 Copano Energy, L.L.C. DE 7.01,9.01 11/16/09 Copano Energy, L.L.C. DE 5.02 11/10/09 CORTEX PHARMACEUTICALS INC/DE/ DE 2.02,9.01 11/16/09 COSTCO WHOLESALE CORP /NEW WA 1.01,9.01 11/13/09 COTT CORP /CN/ 1.01,2.03,8.01,9.01 11/13/09 CRC Health CORP DE 2.02 09/30/09 CROWN HOLDINGS INC PA 1.01,9.01 11/12/09 DENNYS CORP DE 5.03,9.01 11/11/09 DEVON ENERGY CORP/DE DE 2.05,8.01 11/16/09 DIGITAL ALLY INC 8.01,9.01 11/16/09 DIGUANG INTERNATIONAL DEVELOPMENT CO. NV 2.02,9.01 11/16/09 Discover Financial Services DE 2.03,9.01 11/16/03 Discovery Communications, Inc. DE 5.03,9.01 11/10/09 DIVX INC 8.01 11/11/09 DOVER CORP DE 7.01,9.01 11/16/09 DTS, INC. DE 8.01,9.01 11/12/09 Duke Energy Carolinas, LLC NC 8.01,9.01 11/16/09 Duncan Energy Partners L.P. DE 8.01,9.01 09/30/09 DUOYUAN PRINTING, INC. WY 8.01,9.01 11/12/09 EASTERN AMERICAN NATURAL GAS TRUST DE 2.02,9.01 11/16/09 EASTERN LIGHT CAPITAL, INC. DE 2.02,9.01 11/13/09 ECHELON CORP DE 5.02,9.01 11/11/09 EMERSON RADIO CORP DE 5.02,5.03,9.01 11/10/09 EMISPHERE TECHNOLOGIES INC DE 5.02 11/10/09 Emrise CORP DE 1.01,9.01 11/03/09 ENSCO INTERNATIONAL INC DE 2.02,9.01 11/16/09 Enterprise GP Holdings L.P. DE 8.01,9.01 09/30/09 ENTERPRISE PRODUCTS PARTNERS L P DE 8.01,9.01 09/30/09 ENTERTAINMENT PROPERTIES TRUST MD 1.01,9.01 11/10/09 ENTREMED INC DE 2.02,9.01 11/16/09 EPOCH HOLDING CORP DE 8.01,9.01 11/13/09 EXACT SCIENCES CORP DE 7.01 11/16/09 EXCO RESOURCES INC TX 2.01,7.01,9.01 11/10/09 FANSTEEL INC DE 5.03,8.01,9.01 11/13/09 Federal Home Loan Bank of Chicago X1 5.02,7.01,9.01 11/16/09 Federal Home Loan Bank of San Francis X1 5.02,9.01 11/13/09 FIRST BANKS, INC MO 1.01,9.01 11/16/09 FLANDERS CORP NC 5.02,9.01 11/12/09 FLEXIBLE SOLUTIONS INTERNATIONAL INC NV 8.01,9.01 11/12/09 FRANKLIN COVEY CO UT 2.02,8.01,9.01 11/16/09 FRANKLIN COVEY CO UT 1.01,2.03,9.01 11/11/09 GARDNER DENVER INC DE 7.01,9.01 11/16/09 GENCOR INDUSTRIES INC DE 5.02,9.01 11/16/09 General Motors Co DE 2.03,5.02,8.01 11/16/09 Genesis Fluid Solutions Holdings, Inc DE 2.01,3.02,5.01,5.02,5.03,5.06, 10/30/09 AMEND 9.01 GENTA INC DE/ DE 8.01,9.01 11/16/09 GENTA INC DE/ DE 2.02,9.01 11/16/09 GENUINE PARTS CO GA 8.01,9.01 11/16/09 GigOptix, Inc. 1.01,2.03,5.02,9.01 11/09/09 GLADSTONE INVESTMENT CORPORATION\DE DE 5.02 11/10/09 GLOBAL 8 ENVIRONMENTAL TECHNOLOGIES, NV 2.02,4.02,5.02,8.01,9.01 10/16/09 Golden Elephant Glass Technology, Inc NV 4.01 11/13/09 Golden Minerals Co 5.02 11/16/09 Goldspan Resources, Inc. NV 5.01,5.02,8.01,9.01 11/16/09 GREATER ATLANTIC FINANCIAL CORP DE 1.01,9.01 11/13/09 GROUP 1 AUTOMOTIVE INC DE 5.02,8.01,9.01 11/12/09 HALIFAX CORP OF VIRGINIA VA 2.02,9.01 11/16/09 Hallwood Group Inc DE 2.02,9.01 11/13/09 HANSEN MEDICAL INC 2.02,9.01 11/16/09 HASTINGS ENTERTAINMENT INC TX 2.02,9.01 11/16/09 HEALTHCARE TRUST OF AMERICA, INC. MD 7.01,9.01 11/16/09 HEALTHSOUTH CORP DE 7.01,9.01 11/16/09 HEALTHSOUTH CORP DE 8.01,9.01 11/16/09 HEALTHSOUTH CORP DE 8.01,9.01 11/16/09 Heelys, Inc. DE 3.01,5.02,9.01 06/11/09 AMEND HERTZ CORP DE 5.05 11/12/09 HERTZ GLOBAL HOLDINGS INC 5.05 11/12/09 HEXION SPECIALTY CHEMICALS, INC. NJ 2.02,9.01 11/16/09 HIGHBURY FINANCIAL INC DE 2.02,7.01,9.01 11/16/09 HOLLIS EDEN PHARMACEUTICALS INC /DE/ DE 8.01 11/12/09 IA GLOBAL INC DE 8.01,9.01 11/11/09 IBERIABANK CORP LA 7.01,9.01 11/13/09 INFINITY PHARMACEUTICALS, INC. DE 7.01,9.01 11/16/09 INFORMATION ANALYSIS INC VA 2.02,9.01 11/12/09 INFOSONICS CORP 2.02,9.01 11/16/09 InfoSpi, Inc. NV 1.01,5.01,5.02,9.01 10/28/09 INLAND WESTERN RETAIL REAL ESTATE TRU MD 1.01 11/12/09 INNOTRAC CORP GA 2.02,9.01 11/16/09 INTEGRA LIFESCIENCES HOLDINGS CORP DE 8.01 11/16/09 INTEL CORP DE 7.01,9.01 11/11/09 International Coal Group, Inc. DE 8.01,9.01 11/16/09 IRELAND INC. NV 3.02,3.03 11/13/09 IsoRay, Inc. MN 2.02,9.01 11/16/09 JACK IN THE BOX INC /NEW/ DE 5.02,9.01 11/12/09 JETBLUE AIRWAYS CORP DE 5.02,5.03,8.01,9.01 11/11/09 JMG Exploration, Inc. NV 1.01,5.02,8.01,9.01 11/11/09 JUPITER SATURN HOLDING CO DE 8.01,9.01 11/13/09 KANA SOFTWARE INC DE 2.02,8.01,9.01 11/16/09 KENDLE INTERNATIONAL INC OH 5.03,9.01 11/13/09 KILROY REALTY CORP MD 5.02,9.01 11/10/09 KILROY REALTY CORP MD 8.01,9.01 11/16/09 KILROY REALTY CORP MD 7.01,8.01,9.01 11/16/09 KNIGHT TRANSPORTATION INC AZ 7.01,9.01 11/12/09 KODIAK ENERGY, INC. DE 8.01,9.01 11/10/09 LANNETT CO INC DE 2.02,9.01 11/09/09 LAPOLLA INDUSTRIES INC DE 5.02 11/11/09 LAS VEGAS SANDS CORP NV 1.01,7.01 11/16/09 LAW ENFORCEMENT ASSOCIATES CORP NV 2.02,9.01 11/16/09 LBI MEDIA HOLDINGS INC 2.02,9.01 11/16/09 LBO CAPITAL CORP CO 4.02 11/16/09 LEHMAN ABS CORP KRAFT FOODS NOTE BACK DE 8.01,9.01 11/02/09 Liberty Global, Inc. 1.01,2.03,3.02,8.01,9.01 11/12/09 LIN TV CORP DE 8.01 11/12/09 LOCKHEED MARTIN CORP MD 8.01,9.01 11/13/09 LOWES COMPANIES INC NC 2.02,9.01 11/16/09 LSI CORP DE 5.03,9.01 11/13/09 Lux Energy Corp. NV 8.01,9.01 11/16/09 MACE SECURITY INTERNATIONAL INC DE 2.02,9.01 11/16/09 MAGNUM HUNTER RESOURCES CORP DE 8.01,9.01 11/16/09 Maiden Holdings, Ltd. D0 2.02,9.01 11/10/09 MANPOWER INC /WI/ WI 5.02,9.01 11/10/09 MARTIN MIDSTREAM PARTNERS LP DE 3.02 11/14/09 MASSEY ENERGY CO DE 1.01,5.02,8.01,9.01 11/09/09 MATTHEWS INTERNATIONAL CORP PA 2.02,9.01 11/12/09 MAXIMUS INC VA 2.02,9.01 11/12/09 MAXXAM INC DE 2.02,9.01 11/16/09 MAYFAIR MINING & MINERALS INC NV 5.02,9.01 11/13/09 Mead Johnson Nutrition Co DE 8.01,9.01 11/16/09 MEDICIS PHARMACEUTICAL CORP DE 1.01,8.01 11/14/09 MEDQUIST INC NJ 1.01 11/10/09 MERIDIAN BIOSCIENCE INC OH 2.02,9.01 11/12/09 Merriman Curhan Ford Group, Inc. DE 2.02,9.01 11/16/09 METLIFE INC DE 8.01,9.01 11/16/09 Millennium India Acquisition CO Inc. DE 2.02,8.01,9.01 11/16/09 MOTOROLA INC DE 5.03,9.01 11/11/09 MOUNTAIN NATIONAL BANCSHARES INC TN 5.02,9.01 11/16/09 MULTIMEDIA GAMES INC TX 7.01,9.01 11/16/09 NABI BIOPHARMACEUTICALS DE 1.01,7.01,9.01 11/16/09 NATIONAL BANCSHARES CORP /OH/ OH 2.02,9.01 09/30/09 AMEND NATIONAL DENTEX CORP /MA/ MA 5.02 11/10/09 NAVIGATORS GROUP INC DE 8.01,9.01 11/16/09 NCI BUILDING SYSTEMS INC DE 5.02,9.01 11/10/09 NCO Group, Inc. DE 2.02,7.01,9.01 11/16/09 NEOGEN CORP MI 2.02,9.01 11/16/09 NEW ENERGY TECHNOLOGIES, INC. 7.01,9.01 11/10/09 NEW ULM TELECOM INC MN 5.02 11/16/09 NexCen Brands, Inc. DE 2.02,9.01 11/16/09 NORD RESOURCES CORP DE 5.02,9.01 11/11/09 NORD RESOURCES CORP DE 2.02,9.01 11/16/09 NORTHERN STATES POWER CO MN 8.01,9.01 11/09/09 NORTHWEST INDIANA BANCORP IN 2.02,9.01 11/16/09 NOVADEL PHARMA INC DE 1.01,9.01 11/16/09 NowAuto Group, Inc. NV 2.02,7.01,9.01 11/16/09 NSTAR/MA 1.01,2.03,9.01 11/12/09 NUCRYST Pharmaceuticals Corp. A0 2.02,9.01 11/13/09 Oak Ridge Financial Services, Inc. NC 2.02,9.01 11/13/09 OccuLogix, Inc. DE 2.02,9.01 11/12/09 OHIO LEGACY CORP OH 1.01,3.02,8.01 11/16/09 OMNI ENERGY SERVICES CORP LA 1.01,2.04,9.01 11/09/09 ONYX PHARMACEUTICALS INC DE 2.01,9.01 11/16/09 OptimumBank Holdings, Inc. FL 2.02,4.02,9.01 11/16/09 Orange 21 Inc. DE 2.02,9.01 11/16/09 Ottawa Savings Bancorp, Inc. X1 8.01 11/13/09 OUTDOOR CHANNEL HOLDINGS INC 1.01 11/10/09 OVERSTOCK.COM, INC UT 4.01,4.02,9.01 11/13/09 PACIFIC MERCANTILE BANCORP CA 2.02,9.01 11/12/09 PACIFIC SUNWEAR OF CALIFORNIA INC CA 2.02,9.01 11/16/09 PALATIN TECHNOLOGIES INC DE 2.02,9.01 11/16/09 PARKERVISION INC FL 8.01,9.01 11/16/09 PENN MILLERS HOLDING CORP 2.02,9.01 11/16/09 PEOPLES LIBERATION INC DE 2.02,9.01 11/16/09 Pet DRx CORP DE 2.02,9.01 11/16/09 PetroAlgae Inc. DE 1.01 10/09/09 PFF BANCORP INC DE 8.01,9.01 11/09/09 PFSWEB INC DE 2.02 11/13/09 PHOENIX FOOTWEAR GROUP INC DE 2.02,9.01 11/16/09 PINNACLE DATA SYSTEMS INC OH 2.02,9.01 11/16/09 PINNACLE DATA SYSTEMS INC OH 1.01,2.03,9.01 11/13/09 PLAINS ALL AMERICAN PIPELINE LP DE 7.01 11/16/09 PLAYBOY ENTERPRISES INC DE 5.02,7.01,9.01 11/16/09 PLURIS ENERGY GROUP INC NV 5.02 11/08/09 PONIARD PHARMACEUTICALS, INC. WA 8.01,9.01 11/16/09 POTOMAC BANCSHARES INC WV 2.02 11/16/09 PowerShares DB Commodity Index Tracki 8.01,9.01 11/16/09 PowerShares DB G10 Currency Harvest F DE 8.01,9.01 11/16/09 PRAXAIR INC DE 1.01,9.01 11/10/09 Premier Power Renewable Energy, Inc. DE 2.02,7.01,9.01 11/16/09 PREMIERWEST BANCORP OR 1.01,9.01 11/13/09 PRESSURE BIOSCIENCES INC MA 2.02,9.01 11/16/09 Primoris Services CORP DE 2.02,9.01 11/12/09 PRIMUS TELECOMMUNICATIONS GROUP INC DE 2.02,9.01 11/16/09 PROGRESS ENERGY INC NC 8.01,9.01 11/16/09 PROGRESS ENERGY INC NC 7.01,9.01 09/30/09 Prospect Acquisition Corp DE 1.01,8.01,9.01 11/13/09 PVF CAPITAL CORP OH 5.02,8.01,9.01 11/09/09 QKL Stores Inc. DE 2.02,9.01 11/16/09 QUEST DIAGNOSTICS INC DE 8.01,9.01 11/12/09 Rand Logistics, Inc. DE 7.01,9.01 11/12/09 REDWOOD TRUST INC MD 5.02,7.01,8.01,9.01 11/14/09 REMEDIATION SERVICES, INC. NV 8.01 11/16/09 RENASANT CORP MS 5.04,9.01 11/13/09 Resolute Energy Corp DE 2.02,9.01 11/16/09 REVLON CONSUMER PRODUCTS CORP DE 8.01 11/13/09 REVLON INC /DE/ DE 8.01 11/13/09 RF MICRO DEVICES INC NC 8.01,9.01 11/13/09 RINO International CORP NV 5.02,8.01 11/14/09 Rodobo International Inc NV 5.02 11/16/09 ROWAN COMPANIES INC DE 7.01,9.01 11/16/09 ROYALE ENERGY INC CA 3.01,9.01 11/11/09 SALEM COMMUNICATIONS CORP /DE/ DE 8.01,9.01 11/16/09 SARS CORP. NV 5.02 11/13/09 SCANA CORP SC 8.01,9.01 11/16/09 SCIENTIFIC GAMES CORP DE 8.01,9.01 11/16/09 SCM MICROSYSTEMS INC DE 1.01,2.02,9.01 11/16/09 SCM MICROSYSTEMS INC DE 1.01,3.03,9.01 11/16/09 SELECT COMFORT CORP MN 1.01,2.03,3.02,9.01 11/10/09 SENESCO TECHNOLOGIES INC DE 5.02,9.01 11/16/09 SERVICEMASTER CO DE 2.02,7.01,9.01 11/16/09 SERVOTRONICS INC /DE/ DE 2.02,9.01 11/12/09 AMEND Shiner International, Inc. NV 2.02,9.01 11/16/09 SIMMONS CO DE 3.01,9.01 11/16/09 SINO SHIPPING HOLDINGS INC. 5.02 11/12/09 SINOHUB, INC. DE 2.02,7.01,9.01 11/16/09 SKYSTAR BIO-PHARMACEUTICAL CO NV 8.01,9.01 11/16/09 SMARTHEAT INC. NV 2.02,9.01 11/16/09 SOUTHERN ENERGY COMPANY, INC. NV 4.01,9.01 11/09/09 SPARTON CORP OH 2.02,7.01,9.01 11/16/09 SRI SURGICAL EXPRESS INC FL 2.02,9.01 11/16/09 STAGE STORES INC NV 8.01,9.01 11/12/09 STANDARD PARKING CORP DE 7.01,9.01 11/16/09 STARWOOD PROPERTY TRUST, INC. 2.02,9.01 11/16/09 STATION CASINOS INC NV 2.02,9.01 11/16/09 STEELCASE INC MI 1.01,9.01 11/13/09 STRATEGIC AMERICAN OIL CORP NV 3.02,9.01 11/13/09 STRATUM HOLDINGS, INC. NV 5.02 11/16/09 STUDIO ONE MEDIA, INC. DE 4.02 10/15/09 SUMMIT FINANCIAL SERVICES GROUP INC FL 2.02,9.01 11/16/09 SUNPOWER CORP DE 2.02,4.02,9.01 11/16/09 SUTRON CORP VA 2.02,9.01 11/11/09 SVB FINANCIAL GROUP 8.01,9.01 11/16/09 SYNOVUS FINANCIAL CORP GA 8.01,9.01 11/13/09 TALON INTERNATIONAL, INC. DE 2.02,9.01 11/13/09 TARGETED GENETICS CORP /WA/ WA 2.02,9.01 11/16/09 TARRAGON CORP NV 8.01,9.01 11/06/09 TC PIPELINES LP DE 1.01,7.01,9.01 11/13/09 TECHWELL INC 5.02 11/11/09 TELECOMMUNICATION SYSTEMS INC /FA/ MD 3.02,7.01,8.01,9.01 11/16/09 TELECOMMUNICATION SYSTEMS INC /FA/ MD 1.01,2.03,3.02,8.01,9.01 11/10/09 TELESTONE TECHNOLOGIES CORP CO 2.02,7.01,9.01 11/16/09 TERRESTAR CORP DE 8.01 11/16/09 TIB FINANCIAL CORP. FL 2.02,9.01 11/16/09 TITANIUM METALS CORP DE 1.01,7.01,9.01 11/16/09 TORTOISE CAPITAL RESOURCES CORP 8.01,9.01 11/13/09 TRANS LUX CORP DE 2.02,9.01 11/16/09 TRANSATLANTIC PETROLEUM LTD. D0 8.01 10/30/09 AMEND TREVENEX RESOURCES INC NV 1.01,2.03,9.01 11/12/09 TRIAD GUARANTY INC DE 3.01,9.01 11/10/09 Trubion Pharmaceuticals, Inc DE 1.01,5.02,9.01 11/14/09 TRW AUTOMOTIVE HOLDINGS CORP DE 7.01,8.01,9.01 11/16/09 TTM TECHNOLOGIES INC WA 1.01,7.01,9.01 11/16/09 TWEEN BRANDS, INC. 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