RECENT 8K FILINGS November 10, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 4 KIDS ENTERTAINMENT INC NY 2.02,9.01 11/09/09 ABRAXAS PETROLEUM CORP NV 2.02,9.01 11/09/09 ACADIA PHARMACEUTICALS INC DE 2.02,9.01 11/09/09 ACCELLENT INC 2.02,9.01 11/09/09 ACCELLENT INC 5.02 11/06/09 ADAMS RESOURCES & ENERGY, INC. DE 8.01 11/09/09 ADAPTEC INC DE 5.02,5.03,8.01,9.01 10/30/09 ADVANTA CORP DE 1.03,2.04,9.01 11/08/09 ADVOCAT INC DE 2.02,9.01 11/09/09 Affinity Group Holding, Inc. DE 1.01,9.01 11/06/09 AFFINITY GROUP INC DE 1.01,9.01 11/06/09 Aircastle LTD D0 2.02,9.01 11/06/09 AIRVANA INC DE 5.02 11/04/09 ALAMO GROUP INC DE 1.01,3.02 09/04/09 AMEND ALBANY MOLECULAR RESEARCH INC DE 2.02,9.01 11/09/09 Alberto-Culver CO DE 2.05 11/04/09 ALESCO FINANCIAL INC 2.02,8.01,9.01 11/09/09 Alexza Pharmaceuticals Inc. DE 2.02,9.01 11/09/09 ALLEGHENY BANCSHARES INC WV 5.02 11/05/09 ALLIANCE FINANCIAL CORP /NY/ NY 7.01 11/09/09 ALLIANCE ONE INTERNATIONAL, INC. VA 2.02,9.01 09/30/09 Alphatec Holdings, Inc. DE 2.02,9.01 11/09/09 AMERICAN INDEPENDENCE CORP DE 2.02,9.01 09/30/09 AMERICAN OIL & GAS INC NV 2.02,7.01,9.01 11/09/09 AMERICAN TONERSERV CORP. DE 7.01,9.01 11/09/09 American Water Works Company, Inc. DE 2.02,9.01 11/09/09 ANESIVA, INC. DE 8.01,9.01 11/09/09 ANGIOTECH PHARMACEUTICALS INC 2.02,9.01 11/09/09 ANTARES PHARMA, INC. DE 2.02,9.01 11/09/09 APPLETON PAPERS INC/WI 2.02,9.01 11/09/09 APPLIANCE RECYCLING CENTERS OF AMERIC MN 2.02,9.01 11/09/09 ARCADIA RESOURCES, INC NV 1.01,8.01,9.01 11/06/09 ASPECT MEDICAL SYSTEMS INC DE 1.01,3.01,3.02,3.03,5.01,5.02, 11/06/09 5.03,9.01 ASPEN TECHNOLOGY INC /DE/ DE 2.02,9.01 11/09/09 ASSISTED LIVING CONCEPTS INC NV 2.02,9.01 11/09/09 ASTORIA FINANCIAL CORP DE 2.02,9.01 11/09/09 ATS CORP DE 2.02,9.01 11/09/09 AVATAR HOLDINGS INC DE 2.02,7.01,9.01 11/09/09 AVI BIOPHARMA INC OR 2.02,9.01 11/09/09 BANK OF FLORIDA CORP FL 5.02,9.01 11/07/09 BIOSANTE PHARMACEUTICALS INC DE 2.02,9.01 11/09/09 BIOSPECIFICS TECHNOLOGIES CORP DE 7.01,9.01 11/06/09 Biostar Pharmaceuticals, Inc. MD 8.01,9.01 11/04/09 BJs RESTAURANTS INC CA 8.01,9.01 11/09/09 BlackRock Kelso Capital CORP DE 5.03,5.05,9.01 11/04/09 BLUE NILE INC DE 5.03,9.01 11/03/09 Boots & Coots, Inc. DE 2.02,9.01 11/09/09 BORGWARNER INC DE 8.01,9.01 11/09/09 BPZ RESOURCES, INC. TX 2.02,9.01 11/09/09 BRUKER CORP DE 5.02,9.01 11/05/09 Builders FirstSource, Inc. DE 8.01,9.01 11/05/09 BURLINGTON NORTHERN SANTA FE CORP DE 5.02,9.01 11/06/09 CA, INC. DE 8.01,9.01 11/09/09 CALIPER LIFE SCIENCES INC DE 2.02,9.01 11/09/09 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 10/31/09 CAPITAL TRUST INC MD 2.02,9.01 11/03/09 CAPITOL FEDERAL FINANCIAL 2.02,9.01 11/06/09 CAPSTONE TURBINE CORP DE 2.02,9.01 11/09/09 Cardiac Science CORP 2.02,9.01 11/09/09 Care Investment Trust Inc. MD 1.01,2.02,7.01,8.01,9.01 11/09/09 CARRIZO OIL & GAS INC TX 2.02,9.01 11/05/09 CBL & ASSOCIATES PROPERTIES INC DE 1.01,2.03 11/02/09 AMEND CECO ENVIRONMENTAL CORP DE 2.02,9.01 11/09/09 CELLCO PARTNERSHIP 5.02 11/06/09 CENTRUE FINANCIAL CORP DE 2.02,9.01 11/09/09 CENTURY CASINOS INC /CO/ DE 2.02,9.01 11/05/09 CERNER CORP /MO/ DE 8.01,9.01 11/06/09 Cetrone Energy CO NV 4.01 11/05/09 AMEND CHARTER COMMUNICATIONS INC /MO/ DE 2.02,9.01 09/30/09 CHINA EDUCATION ALLIANCE INC. NC 8.01,9.01 11/09/09 China Holdings Acquisition Corp. DE 8.01,9.01 11/09/09 China Information Security Technology 2.02,9.01 11/09/09 China Kangtai Cactus Bio-tech, Inc. NV 1.01,9.01 11/05/09 CHINDEX INTERNATIONAL INC DE 2.02,7.01,9.01 11/09/09 Cinemark Holdings, Inc. DE 2.02,7.01,9.01 11/09/09 CISCO SYSTEMS INC CA 8.01,9.01 11/09/09 CITIZENS & NORTHERN CORP PA 2.02,9.01 11/09/09 CITIZENS REPUBLIC BANCORP, INC. MI 8.01,9.01 11/09/09 Clean Energy Fuels Corp. DE 2.02,9.01 11/09/09 CLEAR-LITE HOLDINGS, INC. NV 3.02,9.01 11/06/09 CLEARONE COMMUNICATIONS INC UT 1.01,2.01,2.03,9.01 11/03/09 CLINICAL DATA INC DE 2.02,9.01 11/09/09 CNA FINANCIAL CORP DE 8.01 11/09/09 COCA COLA BOTTLING CO CONSOLIDATED /D DE 2.02,9.01 11/05/09 COGENT COMMUNICATIONS GROUP INC 2.02 11/09/09 COMERICA INC /NEW/ 7.01,9.01 11/09/09 Compass Diversified Holdings DE 2.02,9.01 11/09/09 COMVERGE, INC. DE 2.02,9.01 11/09/09 CONSTAR INTERNATIONAL INC DE 5.02,5.05,8.01 11/04/09 CORNELL COMPANIES INC DE 7.01,9.01 11/06/09 COSI INC DE 2.02,9.01 10/09/09 CRAFTMADE INTERNATIONAL INC DE 3.01,8.01,9.01 11/09/09 CTC Media, Inc. 5.02,8.01,9.01 11/09/09 CYPRESS BIOSCIENCE INC DE 2.02,9.01 11/09/09 CYTOKINETICS INC 8.01,9.01 11/09/09 CYTORI THERAPEUTICS, INC. DE 2.02,9.01 11/09/09 CYTRX CORP DE 2.02,9.01 11/09/09 DAYSTAR TECHNOLOGIES INC DE 2.02,9.01 11/09/09 DEVELOPERS DIVERSIFIED REALTY CORP OH 5.02,9.01 11/04/09 DIGITAL ANGEL CORP DE 2.02,9.01 11/09/09 DIGITALGLOBE INC 2.02,9.01 11/09/09 Discover Financial Services DE 7.01,9.01 11/09/09 DIVX INC 2.02,5.02,9.01 11/09/09 DTE ENERGY CO MI 7.01,9.01 11/09/09 DTS, INC. DE 2.02,9.01 11/09/09 Duff & Phelps Corp DE 1.01,9.01 11/04/09 DYNEX CAPITAL INC VA 2.02 11/09/09 EAGLE ROCK ENERGY PARTNERS L P DE 8.01,9.01 11/07/09 Echo Metrix, Inc. DE 5.02 11/05/09 ELECTRONIC ARTS INC. DE 1.01,2.01,2.02,2.05,7.01,9.01 11/06/09 ELOYALTY CORP DE 5.02 11/03/09 Emergency Medical Services CORP DE 7.01,9.01 11/09/09 EMERITUS CORP\WA\ WA 2.02 11/09/09 EMISPHERE TECHNOLOGIES INC DE 2.02,9.01 11/09/09 Encompass Group Affiliates, Inc FL 5.02,9.01 10/15/09 AMEND ENER1 INC FL 2.02,9.01 11/09/09 ENERGY CONVERSION DEVICES INC DE 2.02,9.01 11/09/09 ENERGY PARTNERS LTD DE 2.02,9.01 11/09/09 Energy Transfer Equity, L.P. DE 2.02,9.01 11/09/09 Energy Transfer Partners, L.P. DE 2.02,9.01 11/09/09 ENSCO INTERNATIONAL INC DE 1.01,7.01,9.01 11/09/09 ENTECH SOLAR, INC. DE 2.02,9.01 11/09/09 Enterprise GP Holdings L.P. DE 2.02,9.01 11/09/09 ENTERPRISE PRODUCTS PARTNERS L P DE 9.01 10/26/09 AMEND ENZON PHARMACEUTICALS INC DE 8.01,9.01 11/09/09 EON COMMUNICATIONS CORP DE 2.02,9.01 11/09/09 Ethos Environmental, Inc. NV 1.01,2.03,3.02,9.01 11/06/09 EVERGREEN ENERGY INC DE 2.02,9.01 11/09/09 Federal Home Loan Bank of Dallas 2.03,9.01 11/03/09 FEDERAL NATIONAL MORTGAGE ASSOCIATION 8.01 11/06/09 FEI CO OR 5.02 11/05/09 FENARIO INC 5.02 11/06/09 FENARIO INC 4.01,9.01 11/04/09 FGX International Holdings LTD 7.01,9.01 11/09/09 FIFTH THIRD BANCORP OH 7.01,9.01 11/09/09 FIRST ACCEPTANCE CORP /DE/ DE 2.02,7.01,9.01 11/09/09 FIRST COMMONWEALTH FINANCIAL CORP /PA PA 7.01,9.01 11/09/09 FIRST NATIONAL COMMUNITY BANCORP INC PA 2.02,9.01 11/09/09 FIRST POTOMAC REALTY TRUST MD 7.01 11/09/09 FLUOR CORP DE 2.02,9.01 11/09/09 FORCE PROTECTION INC NV 2.02,7.01,9.01 11/09/09 FORD MOTOR CO DE 8.01,9.01 11/06/09 FRISCHS RESTAURANTS INC OH 5.02,9.01 11/06/09 FROZEN FOOD EXPRESS INDUSTRIES INC TX 5.02 11/06/09 FTI CONSULTING INC MD 7.01,9.01 11/04/09 FULTON FINANCIAL CORP PA 8.01 11/09/09 Fushi Copperweld, Inc. NV 2.02,9.01 11/06/09 FUTURES PORTFOLIO FUND L.P. MD 3.02 11/01/09 GARB OIL & POWER CORP UT 7.01,9.01 11/04/09 GARDNER DENVER INC DE 7.01,9.01 11/09/09 GENERAL GROWTH PROPERTIES INC DE 7.01,9.01 11/09/09 General Moly, Inc DE 2.02,4.02 11/03/09 General Motors Co DE 5.02 11/03/09 General Motors Co DE 8.01 11/03/09 GEORESOURCES INC CO 2.02,9.01 11/05/09 GeoVax Labs, Inc. DE 2.02,9.01 11/06/09 GIGA TRONICS INC CA 8.01,9.01 11/06/09 Global Brands Acquisition Corp. DE 1.01,8.01,9.01 11/09/09 GLOBAL HOLDINGS INC NV 5.01,5.02,9.01 10/29/09 Global Telecom & Technology, Inc. DE 1.01,3.02,8.01,9.01 11/03/09 GOLDFIELD CORP DE 2.02,9.01 11/09/09 Grace 2, Inc. DE 4.01 11/04/09 Grace 3, Inc. DE 4.01 11/04/09 Grand Canyon Education, Inc. DE 2.05 11/05/09 Grand Canyon Education, Inc. DE 5.02 11/06/09 AMEND GRAY TELEVISION INC GA 2.02,9.01 11/09/09 GREAT SOUTHERN BANCORP INC MD 2.01,9.01 09/04/09 AMEND Great Wolf Resorts, Inc. DE 2.02,7.01,9.01 11/04/09 GRIFFON CORP DE 5.02,9.01 11/07/09 GT Solar International, Inc. DE 2.02,7.01,9.01 11/09/09 GTSI CORP DE 5.02 11/04/09 GTX INC /DE/ DE 2.02,9.01 11/09/09 Hampden Bancorp, Inc. DE 1.01,9.01 11/04/09 HARRIS & HARRIS GROUP INC /NY/ NY 8.01,9.01 11/09/09 HCC INSURANCE HOLDINGS INC/DE/ DE 8.01,9.01 11/09/09 HEALTH NET INC DE 7.01,9.01 11/09/09 HEALTHCARE REALTY TRUST INC MD 2.02,7.01,9.01 11/09/09 Healthsport, Inc. DE 4.01,9.01 09/14/09 AMEND HEIDRICK & STRUGGLES INTERNATIONAL IN DE 5.02 11/03/09 HEMACARE CORP /CA/ CA 2.02,9.01 11/09/09 HIGHLANDS BANKSHARES INC /WV/ WV 8.01 11/06/09 HOLOGIC INC DE 2.02,5.02,5.03,9.01 11/05/09 Home Federal Bancorp, Inc. MD 8.01,9.01 11/09/09 HOSPITALITY PROPERTIES TRUST MD 2.02,9.01 11/09/09 HOST HOTELS & RESORTS L.P. DE 8.01,9.01 01/01/09 HOST HOTELS & RESORTS, INC. MD 8.01,9.01 01/01/09 Houston Wire & Cable CO 2.02,9.01 11/09/09 HYTHIAM INC DE 2.02,9.01 11/09/09 IBASIS INC DE 5.02 11/05/09 IDACORP INC ID 8.01,9.01 11/09/09 IEC ELECTRONICS CORP DE 2.02,9.01 11/09/09 IMATION CORP DE 5.02 11/04/09 IMS HEALTH INC DE 1.01,9.01 11/05/09 Incoming,Inc. NV 4.01,9.01 11/06/09 INDUSTRIAL MINERALS INC DE 4.01,9.01 11/04/09 INFINITY PHARMACEUTICALS, INC. DE 2.02,9.01 11/09/09 Information Services Group Inc. DE 8.01,9.01 11/09/09 InfuSystem Holdings, Inc DE 2.02,9.01 11/09/09 Ingen Technologies, Inc. GA 4.01,9.01 10/28/09 AMEND INTEGRAL SYSTEMS INC /MD/ MD 8.01,9.01 11/09/09 INTELSAT LTD 2.02,9.01 11/09/09 INTER PARFUMS INC DE 2.02,7.01,8.01,9.01 11/09/09 INTRAOP MEDICAL CORP NV 3.03,5.03,9.01 11/06/09 Intrepid Potash, Inc. DE 8.01 11/09/09 INVESTMENT TECHNOLOGY GROUP INC DE 8.01,9.01 11/09/09 JACKSONVILLE BANCORP INC /FL/ FL 2.02,9.01 11/06/09 JUNIPER GROUP INC NY 8.01 11/09/09 K TRON INTERNATIONAL INC NJ 2.02,9.01 11/09/09 KAMAN CORP CT 7.01,9.01 11/06/09 KBS Real Estate Investment Trust, Inc MD 1.01 11/08/09 KERYX BIOPHARMACEUTICALS INC DE 2.02,9.01 11/09/09 KEYNOTE SYSTEMS INC DE 2.02,8.01,9.01 11/09/09 KINGSTONE COMPANIES, INC. DE 5.03,9.01 11/05/09 Kohlberg Capital CORP DE 7.01,9.01 11/07/09 Kohlberg Capital CORP DE 7.01,9.01 11/09/09 Kohlberg Capital CORP DE 2.02,9.01 11/09/09 AMEND KRAFT FOODS INC VA 1.01,2.03 11/09/09 KRAFT FOODS INC VA 7.01,8.01,9.01 11/09/09 LADENBURG THALMANN FINANCIAL SERVICES FL 2.02,9.01 11/06/09 LAKELAND FINANCIAL CORP IN 7.01,8.01,9.01 11/09/09 LAKES ENTERTAINMENT INC MN 7.01,9.01 11/03/09 LANDRYS RESTAURANTS INC 4.02 11/06/09 AMEND LAS VEGAS SANDS CORP NV 7.01 11/09/09 LEAP WIRELESS INTERNATIONAL INC DE 8.01 11/06/09 LEAR CORP DE 1.01,1.02,3.02,5.02,5.03,8.01, 11/09/09 9.01 LIBERATOR MEDICAL HOLDINGS, INC. NV 1.01,2.03,9.01 09/04/09 LIGAND PHARMACEUTICALS INC DE 1.02 11/06/09 LIONS GATE ENTERTAINMENT CORP /CN/ 2.02,9.01 11/09/09 Live Nation, Inc. DE 2.02,8.01,9.01 11/09/09 LOEWS CORP DE 7.01,9.01 11/09/09 LORAL SPACE & COMMUNICATIONS INC. DE 2.02,9.01 11/09/09 Lumonall Inc. NV 1.01,9.01 11/09/09 MAGNEGAS CORP DE 1.01,9.01 10/29/09 MAGNETEK, INC. DE 5.02 11/03/09 MAGNUM HUNTER RESOURCES CORP DE 2.02,9.01 11/09/09 MAXIM INTEGRATED PRODUCTS INC DE 5.02 11/04/09 MBIA INC CT 2.02,7.01,9.01 11/09/09 MCDERMOTT INTERNATIONAL INC R1 2.02,9.01 11/09/09 MERRILL LYNCH DEPOSITOR INC PREFERRED NY 8.01,9.01 11/02/09 MERRIMAC INDUSTRIES INC DE 2.02,9.01 11/09/09 MESA AIR GROUP INC NV 8.01,9.01 11/06/09 METHA ENERGY SOLUTIONS INC. DE 5.03,9.01 09/29/09 MID AMERICA APARTMENT COMMUNITIES INC TN 7.01,9.01 11/09/09 MIDEX GOLD CORP. NV 5.02,8.01,9.01 08/31/09 MidWestOne Financial Group, Inc. IA 8.01,9.01 11/09/09 MILLER INDUSTRIES INC /TN/ TN 2.02,9.01 11/09/09 MineCore International, Inc CO 9.01 11/06/09 MineCore International, Inc CO 5.02,9.01 11/06/09 AMEND ML MACADAMIA ORCHARDS L P DE 2.02,9.01 11/09/09 Molecular Insight Pharmaceuticals, In MA 2.02,8.01,9.01 11/09/09 MORRIS PUBLISHING GROUP LLC GA 1.01 11/06/09 MUNICIPAL MORTGAGE & EQUITY LLC DE 8.01 11/03/09 MYR GROUP INC. DE 2.02,9.01 11/09/09 NATCO GROUP INC DE 2.02,9.01 11/09/09 NATIONWIDE HEALTH PROPERTIES INC MD 2.02,9.01 11/09/09 NATURES SUNSHINE PRODUCTS INC UT 2.02,9.01 11/06/09 NAUTILUS, INC. WA 2.02,9.01 11/09/09 NCI BUILDING SYSTEMS INC DE 8.01,9.01 11/09/09 NELNET INC NE 2.02,9.01 11/09/09 NETFLIX INC DE 1.01,1.02,2.03,9.01 11/06/09 NEW FRONTIER MEDIA INC CO 2.02,9.01 11/09/09 NEXAIRA WIRELESS INC. NV 1.01,2.01,3.02,5.03,9.01 10/05/09 NORTEL NETWORKS CORP 8.01 11/09/09 NORTEL NETWORKS LTD 8.01 11/09/09 NOVADEL PHARMA INC DE 8.01 11/06/09 Novo Energies Corp FL 5.02,9.01 11/09/09 OMNI ENERGY SERVICES CORP LA 2.02,9.01 11/04/09 ONE LIBERTY PROPERTIES INC MD 2.02,9.01 11/06/09 OPNEXT INC 2.02,9.01 11/09/09 ORBCOMM Inc. DE 2.02,9.01 11/09/09 ORMAT TECHNOLOGIES, INC. DE 5.02,9.01 11/04/09 ORTHOLOGIC CORP DE 2.02,9.01 11/09/09 OXIGENE INC DE 2.02,9.01 11/09/09 P&F INDUSTRIES INC DE 1.01,2.04,8.01,9.01 09/22/09 PACIFIC ENTERPRISES INC CA 2.02,9.01 11/09/09 PACIFIC PREMIER BANCORP INC DE 7.01,9.01 11/09/09 PANTRY INC DE 5.02,5.05,9.01 11/09/09 PARAMETRIC TECHNOLOGY CORP MA 5.02,9.01 11/03/09 PATRIOT NATIONAL BANCORP INC CT 2.02,9.01 11/09/09 PEOPLES LIBERATION INC DE 8.01 10/27/09 PFGI CAPITAL CORP MD 5.01 11/06/09 PHOENIX COMPANIES INC/DE DE 5.02,9.01 11/06/09 PHOENIX COMPANIES INC/DE DE 2.02,9.01 11/03/09 Pike Electric CORP 2.02,9.01 11/09/09 Pioneer Southwest Energy Partners L.P DE 8.01,9.01 11/09/09 PLATINUM UNDERWRITERS HOLDINGS LTD D0 8.01 11/09/09 PMFG, Inc. DE 2.02,9.01 09/14/09 Porter Bancorp, Inc. KY 7.01,9.01 10/09/09 POTLATCH CORP DE 1.01,2.03,9.01 11/03/09 PRESSTEK INC /DE/ DE 2.02,9.01 11/09/09 PRICE T ROWE GROUP INC MD 8.01,9.01 11/07/09 PROGENICS PHARMACEUTICALS INC DE 2.02,9.01 09/30/09 Prospect Acquisition Corp DE 8.01,9.01 11/05/09 Prospect Acquisition Corp DE 8.01 11/06/09 Protective Products of America, Inc. DE 2.02,9.01 11/06/09 Purple Communications, Inc. DE 1.01,2.03,3.01,5.02,8.01,9.01 11/03/09 Pzena Investment Management, Inc. DE 8.01,9.01 10/31/09 QCR HOLDINGS INC DE 8.01,9.01 11/09/09 Quadra Projects Inc. 1.01,3.02,3.03,5.03,9.01 11/06/09 Quicksilver Gas Services LP DE 2.02,9.01 11/09/09 QUICKSILVER RESOURCES INC DE 2.02,9.01 11/09/09 RACKSPACE HOSTING, INC. 2.02,9.01 11/09/09 RADIOSHACK CORP DE 8.01,9.01 11/09/09 RAINIER PACIFIC FINANCIAL GROUP INC WA 2.02,9.01 11/09/09 RAYMOND JAMES FINANCIAL INC FL 7.01 11/09/09 Regency Energy Partners LP DE 2.02,7.01,9.01 11/09/09 REHABCARE GROUP INC DE 5.03,8.01,9.01 11/09/09 REINSURANCE GROUP OF AMERICA INC MO 1.01,2.03,9.01 11/06/09 RENTRAK CORP OR 2.02,9.01 11/09/09 REPRO MED SYSTEMS INC NY 8.01,9.01 11/02/09 REPROS THERAPEUTICS INC. DE 2.02,9.01 11/09/09 RES CARE INC /KY/ KY 7.01,9.01 11/09/09 RESOURCE AMERICA INC DE 1.01,9.01 11/06/09 Resource Capital Corp. MD 5.01,9.01 11/06/09 REVLON CONSUMER PRODUCTS CORP DE 1.01,8.01,9.01 11/06/09 REVLON CONSUMER PRODUCTS CORP DE 7.01,8.01,9.01 11/09/09 REVLON INC /DE/ DE 1.01,8.01,9.01 11/06/09 REVLON INC /DE/ DE 8.01,9.01 11/09/09 RIMAGE CORP MN 5.02,9.01 11/04/09 ROCKWELL AUTOMATION INC DE 2.02,9.01 11/09/09 RURAL/METRO CORP /DE/ DE 2.02,9.01 11/09/09 SAGA COMMUNICATIONS INC DE 2.02,9.01 11/09/09 SAGE FUND LP MD 3.02 11/01/09 Saint James CO NC 1.01,2.01,9.01 11/03/09 SALIX PHARMACEUTICALS LTD 2.02,9.01 11/09/09 SAN DIEGO GAS & ELECTRIC CO CA 2.02,9.01 11/09/09 SAUER DANFOSS INC DE 2.02,9.01 11/09/09 SAVIENT PHARMACEUTICALS INC DE 2.02,9.01 11/04/09 SCHAWK INC DE 2.02,9.01 11/09/09 SCHWEITZER MAUDUIT INTERNATIONAL INC DE 8.01 11/09/09 SCICLONE PHARMACEUTICALS INC DE 2.02,9.01 11/09/09 SCOLR Pharma, Inc. DE 2.02,9.01 11/06/09 SEMPRA ENERGY CA 2.02,9.01 11/09/09 SENESCO TECHNOLOGIES INC DE 5.01,8.01,9.01 11/06/09 SEQUENOM INC DE 2.02,9.01 11/09/09 SIX FLAGS, INC. DE 7.01,8.01,9.01 11/07/09 SKYTERRA COMMUNICATIONS INC DE 2.02,9.01 11/09/09 SMART ONLINE INC DE 2.03,3.02 11/09/09 SMITH & WESSON HOLDING CORP NV 7.01,9.01 11/09/09 SMSA Palestine Acquistion Corp. NV 1.01,2.01,5.01,5.02,9.01 11/04/09 SMTC CORP DE 2.02,9.01 11/05/09 Solar Power, Inc. CA 2.02,9.01 11/09/09 SOUTH FINANCIAL GROUP INC SC 7.01,9.01 11/09/09 SOUTH TEXAS OIL CO NV 3.01,9.01 10/30/09 SOUTHWALL TECHNOLOGIES INC /DE/ DE 2.02,9.01 11/09/09 SOUTHWEST WATER CO DE 8.01,9.01 11/09/09 SPAR GROUP INC DE 2.02,8.01,9.01 11/04/09 SPORT SUPPLY GROUP, INC. DE 7.01,9.01 11/09/09 STAAR SURGICAL CO DE 7.01 11/03/09 STANDARD MICROSYSTEMS CORP DE 5.02,9.01 11/03/09 STARWOOD HOTEL & RESORTS WORLDWIDE IN MD 8.01,9.01 11/05/09 STEELCLOUD INC VA 1.01,2.03,3.02,9.01 11/03/09 STERLING CONSTRUCTION CO INC DE 2.02,9.01 09/30/09 Sterling Mining CO ID 1.01,9.01 11/06/09 STIFEL FINANCIAL CORP DE 2.02,9.01 11/09/09 STONEMOR PARTNERS LP DE 2.02,9.01 11/09/09 Stream Global Services, Inc. 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