RECENT 8K FILINGS October 29, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 8X8 INC /DE/ DE 2.02,9.01 10/28/09 ACCO BRANDS CORP DE 2.02,9.01 10/28/09 ACXIOM CORP DE 2.02 09/30/09 ADTRAN INC DE 8.01 10/21/09 ADVANCED ANALOGIC TECHNOLOGIES INC DE 2.02,9.01 10/28/09 ADVANCED ENERGY INDUSTRIES INC DE 2.02,9.01 10/28/09 Adventure Energy, Inc. FL 5.03,9.01 10/21/09 AFFILIATED MANAGERS GROUP INC DE 2.02,8.01,9.01 10/28/09 AFLAC INC GA 2.02,9.01 10/28/09 AK STEEL HOLDING CORP DE 5.02 10/28/09 AKAMAI TECHNOLOGIES INC DE 2.02,9.01 10/28/09 ALAMO GROUP INC DE 2.01,8.01,9.01 10/22/09 Alcantara Brands CORP NV 4.01,9.01 10/23/09 Allegiant Travel CO NV 7.01,9.01 10/28/09 ALLIANCE BANCORP INC OF PENNSYLVANIA X1 2.02,9.01 10/27/09 Alliance Holdings GP, L.P. DE 2.02,9.01 10/28/09 ALLIANCE RESOURCE PARTNERS LP DE 2.02,9.01 10/28/09 AMARU INC NV 8.01 10/16/09 AMERICA SERVICE GROUP INC /DE DE 2.02,9.01 10/28/09 AMERICAN BILTRITE INC DE 8.01,9.01 10/22/09 AMERICAN CAMPUS COMMUNITIES INC MD 2.02,7.01,9.01 10/27/09 AMERICAN CAPITAL, LTD 1.01,9.01 10/28/09 AMERICAN COMMERCIAL LINES INC. DE 2.02,8.01,9.01 10/28/09 AMERICAN SAFETY INSURANCE HOLDINGS LT 2.02,9.01 09/30/09 AMERICAN SPECTRUM REALTY INC MD 8.01,9.01 10/28/09 AMERIGAS PARTNERS LP DE 2.02,7.01,9.01 10/28/09 AMPCO PITTSBURGH CORP PA 2.02,9.01 09/30/09 ANIXTER INTERNATIONAL INC DE 2.02,9.01 10/27/09 ANNALY CAPITAL MANAGEMENT INC MD 2.02,9.01 10/28/09 ANTHRACITE CAPITAL INC MD 1.01,2.03,7.01,9.01 10/22/09 AP PHARMA INC /DE/ DE 3.01,9.01 10/28/09 APARTMENT INVESTMENT & MANAGEMENT CO MD 1.01,5.02,9.01 10/27/09 ARIBA INC DE 2.02,9.01 10/28/09 ARROW ELECTRONICS INC NY 2.02,9.01 10/28/09 ASHLAND INC. KY 2.02,9.01 10/28/09 ASHLAND INC. KY 7.01,9.01 10/28/09 ASIAINFO HOLDINGS INC DE 2.02,9.01 10/28/09 ASPEN INSURANCE HOLDINGS LTD D0 2.02,7.01,9.01 10/28/09 ASSOCIATED BANC-CORP WI 7.01 10/28/09 ASSURANT INC 2.02,9.01 10/28/09 ATLAS AIR WORLDWIDE HOLDINGS INC DE 8.01 10/28/09 ATMOS ENERGY CORP TX 1.01,1.02,2.03,9.01 10/22/09 AUXILIUM PHARMACEUTICALS INC 2.02,9.01 10/28/09 Avago Technologies Finance Pte. Ltd. U0 2.04,8.01,9.01 10/23/09 Avago Technologies LTD U0 2.04,8.01,9.01 10/23/09 AVANI INTERNATIONAL GROUP INC // NV 5.02,9.01 10/22/09 AVISTA CORP WA 2.02,9.01 10/28/09 BankFinancial CORP 8.01,9.01 10/28/09 BARRICODE, INC. NV 4.01,9.01 08/06/09 AMEND BB&T CORP NC 8.01,9.01 10/28/09 BB&T CORP NC 5.02,9.01 10/27/09 BCO HYDROCARBON LTD NV 5.02 10/28/09 BELDEN INC. DE 2.02,9.01 10/28/09 Bergio International, Inc. DE 4.01,9.01 10/27/09 BERKSHIRE HILLS BANCORP INC 2.02,9.01 10/27/09 BERRY PLASTICS CORP DE 7.01,9.01 10/27/09 BIOCRYST PHARMACEUTICALS INC DE 7.01,9.01 10/23/09 BIOMARIN PHARMACEUTICAL INC DE 2.02,9.01 10/28/09 BIOSPHERE MEDICAL INC DE 2.02,9.01 10/28/09 BIOTECH HOLDRS TRUST 8.01,9.01 10/28/09 BJs RESTAURANTS INC CA 8.01,9.01 10/27/09 BLACKBAUD INC 2.02,9.01 10/28/09 BMP Sunstone CORP DE 5.02,5.03,7.01,9.01 10/27/09 BOISE INC. DE 1.01,2.03,8.01,9.01 10/26/09 BOK FINANCIAL CORP ET AL OK 2.02,9.01 09/30/09 Boomerang Systems, Inc. DE 3.02,8.01,9.01 10/27/09 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 1.01,2.02,5.02,9.01 10/27/09 BROADPOINT GLEACHER SECURITIES GROUP, NY 2.02,9.01 10/28/09 BROADVISION INC DE 2.02,9.01 10/28/09 BRYN MAWR BANK CORP PA 2.02,7.01,9.01 10/28/09 BWAY Holding CO DE 7.01 10/26/09 CACI INTERNATIONAL INC /DE/ DE 2.02,7.01,9.01 10/28/09 CADENCE DESIGN SYSTEMS INC DE 2.02,9.01 10/28/09 CALIFORNIA STEEL INDUSTRIES INC 2.02,9.01 10/28/09 CALIFORNIA WATER SERVICE GROUP DE 8.01,9.01 10/28/09 CALIFORNIA WATER SERVICE GROUP DE 1.01,1.02,2.03,8.01,9.01 10/27/09 CANARGO ENERGY CORP DE 1.01,1.03,2.04,9.01 10/22/09 CANO PETROLEUM, INC 8.01,9.01 10/28/09 CAPITAL SOUTHWEST CORP TX 5.02,9.01 10/28/09 CARACO PHARMACEUTICAL LABORATORIES LT MI 2.02,5.03,9.01 10/22/09 CARDTRONICS INC DE 2.02,9.01 10/28/09 CASPIAN SERVICES INC NV 1.01,5.02,9.01 10/23/09 CC Media Holdings Inc DE 5.02 10/27/09 CCFNB BANCORP INC PA 2.02,9.01 10/27/09 CEDAR SHOPPING CENTERS INC MD 2.02,7.01,9.01 10/28/09 CELADON GROUP INC DE 2.02,3.01,9.01 10/28/09 Celera CORP DE 2.02,9.01 10/28/09 CENTERPOINT ENERGY INC 2.02,9.01 10/28/09 CenterState Banks, Inc. FL 7.01,9.01 10/28/09 CenterState Banks, Inc. FL 1.01,9.01 10/28/09 CENTRAL PACIFIC FINANCIAL CORP HI 3.03,5.03,8.01,9.01 10/22/09 Centro NP LLC MD 8.01,9.01 10/27/09 CENTURY ALUMINUM CO DE 7.01,8.01,9.01 10/27/09 CEPHEID CA 2.02,9.01 10/28/09 CERNER CORP /MO/ DE 2.02,9.01 10/28/09 CEVA INC DE 2.02,9.01 10/28/09 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 10/28/09 CHEYENNE RESOURCES CORP. NV 4.01 10/02/09 CHILDRENS PLACE RETAIL STORES INC 8.01,9.01 10/28/09 China Armco Metals, Inc. NV 1.01,5.02,7.01,9.01 10/26/09 CHINA BAK BATTERY INC NV 8.01,9.01 10/27/09 CHINA EDUCATION ALLIANCE INC. NC 8.01,9.01 10/28/09 China Jianye Fuel, Inc. DE 4.01,9.01 10/22/09 CHINA SECURITY & SURVEILLANCE TECHNOL DE 2.02,7.01,9.01 10/28/09 CHURCHILL DOWNS INC KY 2.02,9.01 10/28/09 Cinedigm Digital Cinema Corp. DE 8.01,9.01 10/28/09 CITIZENS FIRST BANCORP INC DE 5.02 10/23/09 CITIZENS SOUTH BANKING CORP DE 7.01,9.01 10/28/09 CLEAR CHANNEL COMMUNICATIONS INC TX 5.02 10/27/09 Clear Channel Outdoor Holdings, Inc. DE 5.02 10/27/09 Clearfield, Inc. MN 5.02 10/22/09 Cleartronic, Inc. FL 3.02 10/28/09 Cliff Rock Resources Corp. NV 5.02 10/26/09 CLINICAL DATA INC DE 1.01,8.01,9.01 10/28/09 COACHMEN INDUSTRIES INC IN 2.02,9.01 10/28/09 COACHMEN INDUSTRIES INC IN 1.01,2.03,3.02,3.03,5.01,5.02, 10/27/09 5.03,8.01,9.01 COBRA ELECTRONICS CORP DE 2.02,9.01 10/28/09 COLONY RESORTS LVH ACQUISITIONS LLC NV 5.02 10/26/09 COMMUNITY FINANCIAL CORP /VA/ VA 2.02,9.01 10/27/09 COMMUNITY HEALTH SYSTEMS INC DE 2.02,7.01,9.01 10/28/09 COMMVAULT SYSTEMS INC DE 2.02,9.01 10/28/09 COMPELLENT TECHNOLOGIES INC DE 2.02,9.01 10/28/09 COMVERGE, INC. DE 5.02 10/26/09 CONOCOPHILLIPS DE 2.02,9.01 10/28/09 CONTANGO OIL & GAS CO DE 1.01,9.01 10/22/09 Converted Organics Inc. DE 2.02 10/27/09 CORPORATE OFFICE PROPERTIES TRUST MD 2.02,9.01 10/28/09 CROWN CASTLE INTERNATIONAL CORP DE 1.01,2.03,9.01 10/23/09 CSS INDUSTRIES INC DE 2.02,9.01 10/27/09 CTC Media, Inc. 5.02 10/22/09 CTS CORP IN 2.02,9.01 10/27/09 CVB FINANCIAL CORP CA 8.01 10/28/09 CYTOKINETICS INC 2.02,9.01 10/28/09 DATA I/O CORP WA 2.02 10/26/09 DDI CORP CA 2.02,8.01,9.01 10/28/09 DELTIC TIMBER CORP DE 2.02,9.01 10/28/09 Deltron, Inc. NV 8.01 10/22/09 DemandTec, Inc. DE 8.01 10/22/09 DIEDRICH COFFEE INC CA 5.02,9.01 10/22/09 DJO Finance LLC DE 2.02,9.01 10/28/09 DOLLAR FINANCIAL CORP DE 1.01,9.01 10/28/09 Dot VN, Inc. DE 8.01,9.01 10/28/09 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 7.01,9.01 10/28/09 DUN & BRADSTREET CORP/NW DE 2.02,7.01,9.01 10/28/09 Duncan Energy Partners L.P. DE 2.02,9.01 10/27/09 DYAX CORP DE 2.02,9.01 10/28/09 DYNAMIC MATERIALS CORP DE 1.01,9.01 10/22/09 DYNAMICS RESEARCH CORP MA 2.02,9.01 10/27/09 EAGLE ROCK ENERGY PARTNERS L P DE 7.01,8.01,9.01 10/28/09 EASTERN VIRGINIA BANKSHARES INC VA 2.02,9.01 10/23/09 ECB BANCORP INC NC 2.02,9.01 10/27/09 EDAC TECHNOLOGIES CORP WI 2.02,9.01 10/27/09 ELECTRONICS FOR IMAGING INC DE 2.02,7.01,9.01 10/28/09 ENCORE ACQUISITION CO DE 2.02,9.01 10/27/09 ENCORE CAPITAL GROUP INC DE 2.02,9.01 10/28/09 Encore Energy Partners LP DE 2.02,9.01 10/27/09 ENERGEN CORP AL 2.02,7.01,9.01 10/28/09 Energy Transfer Equity, L.P. DE 7.01,8.01,9.01 10/28/09 Energy Transfer Partners, L.P. DE 7.01,8.01,9.01 10/28/09 ENERGY XXI (BERMUDA) LTD D0 8.01,9.01 10/26/09 ENOVA SYSTEMS INC CA 5.02,7.01 10/22/09 Enterprise Acquisition Corp. DE 1.01,8.01,9.01 10/22/09 ENTERPRISE PRODUCTS PARTNERS L P DE 2.02,6.03 10/27/09 ENTERPRISE PRODUCTS PARTNERS L P DE 2.02,9.01 10/28/09 ENTERPRISE PRODUCTS PARTNERS L P DE 1.01,2.01,2.03,5.03,7.01,9.01 10/26/09 ENTERPRISE PRODUCTS PARTNERS L P DE 2.02,9.01 10/27/09 AMEND EQUIFAX INC GA 7.01,9.01 10/27/09 EURONET WORLDWIDE INC DE 2.02,9.01 10/27/09 EVANS BANCORP INC NY 5.02,9.01 10/22/09 Evercore Partners Inc. DE 2.02,9.01 10/28/09 EVEREST RE GROUP LTD D0 2.02,9.01 10/28/09 EVEREST REINSURANCE HOLDINGS INC DE 2.02,9.01 10/28/09 EVERGREENBANCORP INC WA 1.01,9.01 10/23/09 EXPRESS SCRIPTS INC DE 2.02,9.01 09/30/09 EXXON MOBIL CORP NJ 8.01 10/28/09 FALCONSTOR SOFTWARE INC DE 2.02,9.01 06/30/09 FALCONSTOR SOFTWARE INC DE 7.01 10/28/09 FAMOUS DAVES OF AMERICA INC MN 2.02,9.01 10/28/09 FAUQUIER BANKSHARES, INC. VA 5.02 10/28/09 FBR CAPITAL MARKETS CORP VA 7.01 10/28/09 FINISH LINE INC /IN/ IN 5.02,9.01 10/27/09 FIRST BANCSHARES INC /MO/ MO 8.01,9.01 10/22/09 FIRST LITCHFIELD FINANCIAL CORP DE 1.01,9.01 10/27/09 FIRST LITCHFIELD FINANCIAL CORP DE 1.01,9.01 10/25/09 FIRST SOLAR, INC. DE 2.02,9.01 10/28/09 FIRSTMERIT CORP /OH/ OH 2.02,9.01 10/27/09 FLAGSTAR BANCORP INC MI 5.02,7.01,9.01 10/22/09 Flex Fuels Energy, Inc. NV 3.02 10/22/09 FLUSHING FINANCIAL CORP DE 8.01,9.01 10/28/09 FMC TECHNOLOGIES INC DE 2.02,9.01 10/27/09 FORGENT NETWORKS INC DE 1.01,3.03,5.03,8.01,9.01 10/28/09 FORGENT NETWORKS INC DE 2.02,9.01 10/28/09 FORMFACTOR INC DE 2.02,9.01 10/28/09 FOUR RIVERS BIOENERGY INC. 8.01 10/28/09 FPL GROUP INC FL 7.01 10/27/09 AMEND FRANKLIN FINANCIAL SERVICES CORP /PA/ PA 8.01,9.01 10/28/09 Freedom Environmental Services, Inc. DE 8.01,9.01 12/31/08 AMEND FRONTIER COMMUNICATIONS CORP DE 8.01,9.01 10/28/09 GENCO SHIPPING & TRADING LTD 2.02,9.01 10/28/09 GENERAL DYNAMICS CORP DE 2.02,9.01 10/28/09 General Maritime Corp / MI 1.01,2.02,2.03,7.01,9.01 10/27/09 Georgia-Carolina Bancshares, Inc GA 2.02,9.01 10/27/09 GLOBAL CROSSING LTD 2.02,9.01 10/28/09 GLOBAL GOLD CORP DE 8.01,9.01 10/27/09 GMX RESOURCES INC OK 1.01,2.03,2.04,8.01,9.01 10/22/09 GOODYEAR TIRE & RUBBER CO /OH/ OH 2.02,9.01 10/28/09 GREEN BANKSHARES, INC. TN 5.02,9.01 10/27/09 GTJ REIT, Inc. MD 8.01 09/29/09 Guaranty Financial Group Inc. DE 8.01,9.01 10/16/09 GULFMARK OFFSHORE INC DE 2.02,9.01 10/27/09 HANCOCK HOLDING CO MS 8.01,9.01 10/27/09 Hanesbrands Inc. MD 2.02,2.05,7.01,9.01 10/27/09 HANGER ORTHOPEDIC GROUP INC DE 2.02,9.01 10/26/09 HARLEYSVILLE GROUP INC DE 2.02,9.01 10/28/09 HARMONIC INC DE 2.02,9.01 10/28/09 HARRIS CORP /DE/ DE 8.01 10/23/09 Hatteras Financial Corp 2.02,9.01 10/27/09 HEALTH GRADES INC DE 2.02,9.01 10/28/09 HEARUSA INC DE 5.02,9.01 10/25/09 HERCULES OFFSHORE, INC. DE 7.01,9.01 10/27/09 HERCULES OFFSHORE, INC. DE 2.02,9.01 10/28/09 HERITAGE BANKSHARES INC /VA VA 8.01 10/28/09 HESS CORP DE 2.02,7.01,9.01 10/28/09 HEXCEL CORP /DE/ DE 5.02,9.01 10/28/09 HICKORY TECH CORP MN 2.02,7.01,9.01 10/28/09 HORACE MANN EDUCATORS CORP /DE/ DE 2.02,9.01 10/28/09 Horizon Lines, Inc. 2.02,7.01,8.01,9.01 10/22/09 HUDSON VALLEY HOLDING CORP NY 1.01,8.01,9.01 10/26/09 IEC ELECTRONICS CORP DE 4.01,9.01 10/06/09 AMEND ImmunoCellular Therapeutics, Ltd. 8.01,9.01 10/27/09 INFOSPACE INC DE 2.02,9.01 10/28/09 INHIBITEX, INC. 1.01,3.02,8.01,9.01 10/22/09 Insight Management Corp FL 5.02,9.01 06/29/09 Intelli Check Mobilisa, Inc DE 5.03,9.01 10/28/09 Intelli Check Mobilisa, Inc DE 2.02,9.01 10/27/09 INTERFACE INC GA 2.02,9.01 10/28/09 International Coal Group, Inc. DE 2.02,9.01 10/28/09 INTERNATIONAL PAPER CO /NEW/ NY 2.02,9.01 10/28/09 INTERNET BRANDS, INC. DE 2.02,9.01 10/27/09 INTRICON CORP PA 2.02,7.01,9.01 10/28/09 INTUIT INC DE 8.01 10/28/09 INTUITIVE SURGICAL INC DE 5.02,9.01 10/23/09 ISSUER DIRECT CORP 8.01,9.01 06/30/09 ISSUER DIRECT CORP 2.02,9.01 10/28/09 Itokk, Inc. 2.01,3.02,3.03,5.01,5.02,5.03, 10/28/09 5.06,9.01 ITRON INC /WA/ WA 2.02,9.01 10/28/09 IVANY MINING INC DE 4.01,9.01 10/28/09 IXIA CA 2.02,9.01 10/28/09 JARDEN CORP DE 2.02,9.01 10/28/09 Jasper Ventures Inc. NV 1.01,2.03 10/22/09 JONES APPAREL GROUP INC PA 2.02,7.01,9.01 10/28/09 JONES LANG LASALLE INC MD 2.02,9.01 10/27/09 K-SEA TRANSPORTATION PARTNERS LP DE 2.02,9.01 10/28/09 KAR Holdings, Inc. DE 1.01,9.01 10/23/09 KBS Real Estate Investment Trust, Inc MD 1.01,8.01,9.01 10/23/09 KELLOGG CO DE 8.01,9.01 10/28/09 KEMET CORP DE 2.02,7.01,9.01 10/28/09 Laredo Oil, Inc. DE 5.02,9.01 10/22/09 LAWSON PRODUCTS INC/NEW/DE/ DE 2.02,9.01 10/28/09 Lazard Ltd D0 2.02,9.01 10/28/09 LEADIS TECHNOLOGY INC DE 3.01,8.01 10/27/09 LECG CORP DE 2.02,8.01,9.01 10/27/09 LECROY CORP DE 2.02,9.01 10/28/09 Legacy Bancorp, Inc. 2.02,9.01 10/28/09 LEMAITRE VASCULAR INC 2.02,9.01 10/28/09 LEVEL 3 COMMUNICATIONS INC DE 2.02,9.01 10/28/09 LIBERATOR MEDICAL HOLDINGS, INC. NV 2.02,9.01 10/27/09 Liberty Global, Inc. 2.02,7.01 10/27/09 AMEND LIBERTY MEDIA CORP 8.01,9.01 10/27/09 LIBERTY MEDIA CORP 8.01,9.01 10/27/09 Life Quotes DE 2.02,7.01,9.01 10/28/09 LIGAND PHARMACEUTICALS INC DE 1.01,9.01 10/26/09 LIGHTPATH TECHNOLOGIES INC DE 8.01,9.01 10/28/09 LINCOLN NATIONAL CORP IN 2.02,9.01 10/28/09 LITTLEFIELD CORP DE 2.02,9.01 10/28/09 LOCKHEED MARTIN CORP MD 5.03,9.01 10/23/09 LogMeIn, Inc. DE 2.02,9.01 10/28/09 LoopNet, Inc. DE 2.02,9.01 10/27/09 LSI CORP DE 2.02,9.01 10/28/09 Macy's, Inc. DE 5.02 10/23/09 MAINSOURCE FINANCIAL GROUP IN 2.02,9.01 10/28/09 MALVERN FEDERAL BANCORP INC X1 2.02,9.01 10/28/09 MANTECH INTERNATIONAL CORP DE 2.02,7.01,9.01 10/28/09 MARINE PRODUCTS CORP DE 2.02,9.01 10/27/09 MARKETAXESS HOLDINGS INC 2.02,8.01,9.01 10/28/09 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 10/28/09 MARVELL TECHNOLOGY GROUP LTD D0 1.01,9.01 10/22/09 Mass Hysteria Entertainment Company, NV 4.01,9.01 09/29/09 AMEND MASSEY ENERGY CO DE 2.02,9.01 10/27/09 Mastech Holdings, Inc. PA 2.02,9.01 10/28/09 MATRIX SERVICE CO DE 5.02,9.01 10/23/09 MEADWESTVACO Corp DE 2.02,9.01 10/28/09 MEDASSETS INC DE 2.02,9.01 10/28/09 MEDICINES CO /DE DE 2.02,9.01 10/28/09 MEMC ELECTRONIC MATERIALS INC DE 1.01 10/22/09 MERCER INTERNATIONAL INC. WA 2.02,9.01 10/28/09 METABASIS THERAPEUTICS INC 1.01,5.02,8.01,9.01 10/23/09 MHI Hospitality CORP MD 7.01,9.01 10/28/09 MIDSOUTH BANCORP INC LA 2.02,5.02,9.01 09/30/09 MIDWEST BANC HOLDINGS INC DE 1.01,9.01 10/22/09 MIDWEST BANC HOLDINGS INC DE 2.02,9.01 10/27/09 MidWestOne Financial Group, Inc. IA 2.02,8.01,9.01 10/28/09 MOLEX INC DE 2.02,9.01 10/28/09 AMEND MOLINA HEALTHCARE INC DE 2.02,9.01 10/28/09 MONRO MUFFLER BRAKE INC NY 2.02,9.01 10/26/09 MORRIS PUBLISHING GROUP LLC GA 1.01 10/27/09 MS STRUCTURED ASSET CORP CBT SERIES 2 DE 8.01 10/26/09 Nalco Holding CO 2.02,9.01 10/27/09 NANOPHASE TECHNOLOGIES CORPORATION IL 2.02,9.01 10/28/09 NASB FINANCIAL INC MO 8.01 10/28/09 Naugatuck Valley Financial Corp X1 2.02,9.01 10/27/09 NAVIGANT CONSULTING INC DE 5.02,9.01 10/27/09 NAVISTAR INTERNATIONAL CORP DE 1.01,2.03,3.02,9.01 10/22/09 NETFLIX INC DE 8.01,9.01 10/28/09 NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ DE 1.01,3.03,5.02,5.03,8.01,9.01 10/27/09 NEUROCRINE BIOSCIENCES INC CA 2.02,9.01 10/28/09 NEW YORK COMMUNITY BANCORP INC DE 2.02,7.01,9.01 10/28/09 NEWALLIANCE BANCSHARES INC 7.01,9.01 10/28/09 NEWBRIDGE BANCORP NC 2.02,9.01 10/28/09 NEWELL RUBBERMAID INC DE 2.02,7.01,9.01 10/28/09 NEWPORT CORP NV 2.02,9.01 10/28/09 NEXEN INC A0 2.02,9.01 10/28/09 NORTEL NETWORKS CORP 8.01 10/28/09 NORTEL NETWORKS LTD 8.01 10/28/09 North Horizon, Inc. NV 4.01,7.01 10/20/09 Northport Network Systems, Inc. 5.02 10/28/09 NovaRay Medical, Inc. DE 5.03,9.01 10/22/09 ODYSSEY HEALTHCARE INC DE 2.02,9.01 10/28/09 ONLINE RESOURCES CORP DE 2.02,9.01 10/28/09 Orchids Paper Products CO /DE DE 2.02,8.01,9.01 10/28/09 Owens Corning DE 2.02,9.01 10/28/09 OWENS ILLINOIS INC /DE/ DE 2.02,9.01 10/28/09 PACWEST BANCORP DE 2.02,9.01 10/27/09 PAM TRANSPORTATION SERVICES INC DE 2.02,9.01 10/28/09 PANERA BREAD CO DE 2.02,7.01,9.01 10/27/09 PAREXEL INTERNATIONAL CORP MA 2.02,2.05,9.01 10/27/09 PARK NATIONAL CORP /OH/ OH 1.01,9.01 10/28/09 PARK NATIONAL CORP /OH/ OH 1.01,9.01 10/28/09 PC GROUP, INC. DE 3.01,9.01 10/22/09 PDL BIOPHARMA, INC. DE 2.02,7.01,9.01 10/28/09 PENN NATIONAL GAMING INC PA 8.01,9.01 10/26/09 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 2.02,9.01 10/28/09 PEOPLES BANCORP INC OH 2.02,9.01 10/28/09 PEOPLES BANCORP OF NORTH CAROLINA INC NC 2.02,9.01 10/26/09 PEPSIAMERICAS INC/IL/ DE 2.02,9.01 10/28/09 PFIZER INC DE 5.02,9.01 10/22/09 PINNACLE BANKSHARES CORP VA 2.02,9.01 10/27/09 PLEXUS CORP WI 2.02 10/28/09 POLYMEDIX INC 8.01,9.01 10/27/09 POPE RESOURCES LTD PARTNERSHIP DE 2.02,9.01 10/28/09 POZEN INC /NC 2.02,9.01 09/30/09 PRAXAIR INC DE 2.02,9.01 10/28/09 PREMIERWEST BANCORP OR 2.02,9.01 10/28/09 Printing Components Inc. NV 5.02 10/27/09 Protecwerx Inc. NV 8.01 10/26/09 PSS WORLD MEDICAL INC FL 2.02,8.01,9.01 10/28/09 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 2.02,7.01,9.01 10/28/09 QWEST COMMUNICATIONS INTERNATIONAL IN DE 2.02 10/28/09 RAINIER PACIFIC FINANCIAL GROUP INC WA 3.01,9.01 10/23/09 RAMCO GERSHENSON PROPERTIES TRUST MD 2.02,9.01 10/27/09 REALTY INCOME CORP MD 2.02 10/28/09 Regency Energy Partners LP DE 8.01,9.01 10/27/09 RENAISSANCERE HOLDINGS LTD 2.02,9.01 10/27/09 RESEARCH FRONTIERS INC DE 7.01 10/28/09 REWARDS NETWORK INC DE 2.02,9.01 10/28/09 ROLLINS INC DE 8.01,9.01 10/27/09 ROLLINS INC DE 2.02,9.01 10/28/09 ROME BANCORP INC DE 2.02,9.01 10/28/09 RPC INC DE 8.01,9.01 10/27/09 RPC INC DE 2.02,9.01 10/27/09 RTI Biologics, Inc. DE 2.02,9.01 10/28/09 RYLAND GROUP INC MD 2.02,9.01 10/28/09 Sara Lee Corp MD 7.01,9.01 10/28/09 SAVVIS, Inc. DE 2.02,7.01,9.01 10/28/09 SCHWAB CHARLES CORP DE 5.02 10/22/09 SCICLONE PHARMACEUTICALS INC DE 2.05,9.01 10/28/09 SEALED AIR CORP/DE DE 2.02,9.01 10/28/09 Secure America Acquisition CORP DE 1.01,8.01,9.01 10/28/09 SELECTIVE INSURANCE GROUP INC NJ 2.02,7.01,9.01 10/28/09 Sensata Technologies B.V. P7 2.02,9.01 10/28/09 SENSUS (BERMUDA 2) LTD D0 2.02,9.01 10/28/09 Shire plc 8.01,9.01 10/26/09 ShoreTel Inc CA 2.02,9.01 10/28/09 SHUTTERFLY INC DE 2.02 09/30/09 SILICON LABORATORIES INC DE 2.02,9.01 10/28/09 SLM CORP DE 2.01 10/22/09 SLM Student Loan Trust 2004-10 DE 8.01,9.01 10/26/09 SOHU COM INC DE 2.02,9.01 10/26/09 SONO TEK CORP NY 5.02 10/22/09 SoTech, Inc. GA 2.01,5.06,9.01 01/07/09 Source Gold Corp. NE 1.01,3.02,9.01 10/27/09 SOUTHERN CO DE 2.02 10/28/09 SPARTECH CORP DE 7.01,9.01 10/28/09 SPECTRANETICS CORP DE 2.02,9.01 10/28/09 Spectrum Brands, Inc. DE 5.02,9.01 10/22/09 SPHERION CORP DE 2.02 09/27/09 SPX CORP DE 2.02,9.01 10/28/09 STANDARD PACIFIC CORP /DE/ DE 5.02,5.03,9.01 10/26/09 STATE BANCORP INC NY 1.01,5.02,8.01,9.01 10/27/09 STEINER LEISURE LTD C5 9.01 09/30/09 StellarOne CORP VA 2.02,9.01 10/28/09 STEMCELLS INC DE 8.01,9.01 10/28/09 STERLING BANCORP NY 2.02,7.01,9.01 10/27/09 STRATS SM TRUST FOR DAIMLERCHRYSLER N 8.01,9.01 10/15/09 STRATS SM TRUST FOR Goldman Sachs Cap 8.01,9.01 10/15/09 STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01,9.01 10/15/09 STRATS SM TRUST FOR JPMORGAN CHASE & 8.01,9.01 10/15/09 STRATS SM TRUST FOR WAL-MART STORES, 8.01,9.01 10/15/09 STRATS(SM) TRUST FOR DOMINION RESOURC 8.01,9.01 10/15/09 STRATS(SM) TRUST FOR GEN ELEC CAP COR 8.01,9.01 10/15/09 STRATS(SM) Trust For Goldman Sachs Ca 8.01,9.01 10/15/09 STURM RUGER & CO INC DE 2.02,9.01 10/28/09 SUNRISE SENIOR LIVING INC DE 1.01,2.03,3.02,9.01 10/22/09 SUPERGEN INC DE 1.01,3.02,9.01 10/22/09 Support.com, Inc. DE 2.02,9.01 10/28/09 Surge Global Energy, Inc. 1.01,2.06 10/20/09 SUSQUEHANNA BANCSHARES INC PA 2.02,9.01 10/28/09 SYMANTEC CORP DE 2.02,8.01,9.01 10/28/09 SYMYX TECHNOLOGIES INC DE 2.02,2.05,2.06,5.02,9.01 10/23/09 SYNAPTICS INC CA 8.01,9.01 10/28/09 TAL International Group, Inc. DE 1.01,2.03 10/26/09 TALEO CORP DE 8.01,9.01 10/28/09 TALEO CORP DE 2.02,9.01 10/28/09 TAYLOR CAPITAL GROUP INC DE 2.02,9.01 10/28/09 TECHNE CORP /MN/ MN 2.02,9.01 10/28/09 TENNECO INC DE 8.01,9.01 10/27/09 TEPPCO PARTNERS LP DE 1.01,1.02,2.01,3.03,5.03,7.01, 10/26/09 9.01 TETON ENERGY CORP DE 8.01 10/28/09 TEXAS PACIFIC LAND TRUST 2.02,9.01 10/28/09 THERMADYNE HOLDINGS CORP /DE DE 2.02,9.01 10/27/09 Thomas Weisel Partners Group, Inc. DE 2.02,7.01,9.01 09/30/09 TIMKEN CO OH 2.02 10/28/09 TN-K ENERGY GROUP INC. DE 7.01,8.01,9.01 10/28/09 TomoTherapy Inc 2.02,9.01 10/28/09 TomoTherapy Inc 1.01,9.01 04/29/09 AMEND TOWN SPORTS INTERNATIONAL HOLDINGS IN DE 2.02,9.01 10/28/09 TRANSATLANTIC HOLDINGS INC DE 2.02,9.01 10/28/09 TRANSCEND SERVICES INC DE 2.02,9.01 10/28/09 TRANSTECH INDUSTRIES INC DE 5.02,5.03,9.01 10/27/09 TRANSWITCH CORP /DE DE 2.02,9.01 10/28/09 TRAVELZOO INC DE 2.02,9.01 10/28/09 Tremont Fair, Inc. NV 4.01,5.02 10/27/09 TRI CITY BANKSHARES CORP WI 1.01,2.01,5.02,7.01,9.01 10/22/09 TRIMEX EXPLORATION INC. NV 4.01 10/28/09 Two Harbors Investment Corp. 5.02 10/22/09 UGI CORP /PA/ PA 2.02,7.01,9.01 10/28/09 ULTIMATE SOFTWARE GROUP INC DE 2.02,9.01 10/27/09 UNIFIRST CORP MA 2.02,9.01 08/29/09 UNISYS CORP DE 2.02,9.01 09/30/09 UNITED MINES INC AZ 3.02 08/31/09 UNIVERSAL AMERICAN CORP. NY 2.02,9.01 10/28/09 UNIVEST CORP OF PENNSYLVANIA PA 2.02,9.01 10/28/09 UQM TECHNOLOGIES INC CO 8.01,9.01 10/22/09 Urigen Pharmaceuticals, Inc. DE 1.01,3.02,9.01 10/26/09 UROLOGIX INC MN 2.02,9.01 10/27/09 USChina Channel Inc 8.01 09/30/09 USChina Channel Inc 5.06 09/30/09 UTEK CORP 1.01,2.03,3.02,9.01 10/22/09 VIASYSTEMS INC DE 9.01 10/26/09 VIROPHARMA INC DE 2.02,9.01 10/28/09 Vista International Technologies Inc DE 8.01 10/28/09 VISTAPRINT N.V. P7 5.02 10/23/09 VISTEON CORP DE 2.02,7.01,9.01 10/28/09 vitaminspice 4.01,9.01 10/26/09 vitaminspice 5.02 10/16/09 vitaminspice 1.01,2.01,3.02,5.01,5.02,5.03, 09/28/09 AMEND 8.01,9.01 VITESSE SEMICONDUCTOR CORP DE 5.02 10/22/09 WABCO Holdings Inc. DE 2.02,7.01,9.01 10/28/09 WAUSAU PAPER CORP. WI 2.02,9.01 10/28/09 WCA WASTE CORP 2.02,9.01 10/28/09 We Save Homes, Inc. 5.02 10/21/09 WELLPOINT INC IN 2.02,9.01 10/28/09 WELLPOINT INC IN 5.03,9.01 10/23/09 WERNER ENTERPRISES INC NE 7.01,9.01 10/28/09 WEST COAST BANCORP /NEW/OR/ OR 1.01,3.02,3.03,5.03,9.01 10/22/09 WESTFIELD FINANCIAL INC MA 2.02,9.01 10/28/09 Williams Partners L.P. 8.01,9.01 10/28/09 WINTRUST FINANCIAL CORP IL 2.02,9.01 10/27/09 Wright Express CORP 2.02,9.01 10/28/09 WYNDHAM WORLDWIDE CORP DE 2.02,9.01 10/28/09 WYNDHAM WORLDWIDE CORP DE 1.01,2.03,9.01 10/23/09 XCEL ENERGY INC MN 5.02 10/28/09 XFONE INC. NV 8.01 10/28/09 XL CAPITAL LTD 2.02,9.01 10/28/09 XTRA-GOLD RESOURCES CORP 8.01,9.01 10/28/09 YAHOO INC DE 7.01 10/28/09 Yasheng Eco-Trade Corp DE 8.01 08/19/09 AMEND ZILOG INC CA 2.02,9.01 10/28/09