RECENT 8K FILINGS October 21, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st Pacific Bancorp CA 1.02,5.02 10/14/09 AASTROM BIOSCIENCES INC MI 5.02,9.01 10/14/09 ACCREDITED BUSINESS CONSOLIDATORS COR PA 3.03 10/20/09 ACCURAY INC DE 5.02 10/15/09 ADEX MEDIA, INC. DE 1.02 10/16/09 ALBEMARLE CORP VA 5.02,5.03,9.01 10/14/09 ALFACELL CORP DE 1.01,2.03,3.02,5.02,8.01,9.01 10/19/09 Allegiant Travel CO NV 2.02,9.01 10/19/09 ALLIANCE PHARMACEUTICAL CORP. NY 2.02,9.01 06/30/09 AMERICAN STATES WATER CO CA 8.01,9.01 10/15/09 AMERICAN TOWER CORP /MA/ DE 1.01,2.03 10/20/09 AMERISERV FINANCIAL INC /PA/ PA 2.02 10/20/09 AMYLIN PHARMACEUTICALS INC DE 2.02,9.01 10/20/09 ANALOGIC CORP MA 5.02 10/14/09 Anchor Funding Services, Inc. DE 8.01,9.01 10/19/09 Apollo Entertainment Group, Inc. FL 5.01,5.02,8.01,9.01 10/19/09 APPLIED INDUSTRIAL TECHNOLOGIES INC OH 2.02,9.01 10/20/09 Approach Resources Inc DE 1.01,9.01 10/14/09 ARBITRON INC DE 2.02,9.01 10/20/09 ARCTIC CAT INC MN 1.01,1.02,9.01 10/14/09 Arlington Asset Investment Corp. VA 7.01,9.01 10/20/09 Artio Global Investors Inc. DE 2.03 10/20/09 ASTEC INDUSTRIES INC TN 2.02,9.01 10/20/09 Aultra Gold Inc. NV 4.01,7.01,9.01 10/16/09 AUTOLIV INC DE 2.02,7.01,9.01 10/20/09 Avro Energy Inc. NV 1.01,9.01 09/09/09 Avro Energy Inc. NV 1.01,9.01 10/16/09 Avro Energy Inc. NV 4.01 08/07/09 AMEND AWARE INC /MA/ MA 1.01 10/14/09 AWARE INC /MA/ MA 2.02,9.01 10/20/09 BANCFIRST CORP /OK/ OK 2.02,9.01 10/20/09 BANNER CORP WA 2.02,9.01 10/20/09 BASSETT FURNITURE INDUSTRIES INC VA 2.05,2.06,9.01 10/15/09 BEACON POWER CORP DE 8.01,9.01 10/20/09 BENIHANA INC DE 2.02,9.01 10/20/09 BIOGEN IDEC INC. DE 2.02,8.01,9.01 10/20/09 BIOTIME INC CA 3.03,5.03,9.01 10/15/09 BJs RESTAURANTS INC CA 8.01,9.01 10/20/09 BLACK HILLS CORP /SD/ SD 9.01 10/20/09 BlackRock Inc. DE 2.02,9.01 10/20/09 BlackRock Inc. DE 1.01,2.03,9.01 10/14/09 BOSTON SCIENTIFIC CORP DE 2.02,9.01 10/19/09 BOWNE & CO INC DE 1.01,2.03,3.03,9.01 10/19/09 BRINKER INTERNATIONAL INC DE 2.02,9.01 10/20/09 BROWN & BROWN INC FL 1.01 09/30/09 C H ROBINSON WORLDWIDE INC DE 2.02,9.01 10/20/09 CALIFORNIA COASTAL COMMUNITIES INC DE 2.04 10/14/09 CANDELA CORP /DE/ DE 2.02,9.01 10/20/09 CAPITAL CITY BANK GROUP INC FL 2.02,9.01 09/30/09 CAPITAL CROSSING PREFERRED CORP MA 7.01 10/15/09 Cardinal Ethanol LLC IN 1.01 10/14/09 Cardium Therapeutics, Inc. DE 8.01,9.01 10/14/09 CARLISLE COMPANIES INC DE 2.02,9.01 10/20/09 CATERPILLAR FINANCIAL SERVICES CORP DE 2.02,7.01,9.01 10/20/09 CATERPILLAR INC DE 2.02,9.01 10/20/09 CATERPILLAR INC DE 7.01 10/20/09 CENTRAL BANCORP INC /MA/ MA 8.01,9.01 10/15/09 CHANCERY RESOURCES, INC. NV 4.01 10/16/08 AMEND CHARMING SHOPPES INC PA 8.01 10/15/09 CHASE CORP MA 2.02,9.01 10/15/09 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 10/20/09 CHINA AGRITECH INC 1.01,3.02,8.01,9.01 10/19/09 CHINA INFRASTRUCTURE CONSTRUCTION Cor CO 1.01,3.02,3.03,9.01 10/16/09 CHINA JO-JO DRUGSTORES, INC. 7.01,9.01 10/20/09 China Yongxin Pharmaceuticals Inc. DE 2.02,7.01,9.01 10/14/09 CIRRUS LOGIC INC DE 2.02,9.01 10/20/09 CITIZENS FIRST CORP KY 2.02,7.01,9.01 10/20/09 CLEAN POWER TECHNOLOGIES INC. NV 1.01,3.02,5.02,9.01 10/20/09 Clear Skies Solar, Inc DE 1.01,3.02,9.01 10/14/09 COCA COLA CO DE 2.02,9.01 10/20/09 COMERICA INC /NEW/ 2.02,7.01,9.01 10/20/09 CONNS INC DE 7.01,9.01 10/20/09 COPsync, Inc. DE 1.01,3.02,5.02,5.03,8.01,9.01 10/20/09 CORINTHIAN COLLEGES INC 1.01,9.01 10/19/09 COSTAR GROUP INC 8.01 10/19/09 CREE INC NC 2.02,9.01 10/20/09 CROSS TIMBERS ROYALTY TRUST TX 2.02,9.01 10/20/09 CROWN CASTLE INTERNATIONAL CORP DE 2.02,8.01,9.01 10/20/09 CSB BANCORP INC /OH OH 2.02,9.01 10/20/09 CTM MEDIA HOLDINGS, INC. DE 5.02,9.01 10/14/09 CVB FINANCIAL CORP CA 1.01,2.01,7.01,9.01 10/16/09 CYBEX INTERNATIONAL INC NY 2.02,9.01 10/20/09 Cyclacel Pharmaceuticals, Inc. DE 3.03 10/19/09 CYMER INC NV 2.02,9.01 10/20/09 DAVIDSON INCOME REAL ESTATE LP DE 1.01,9.01 10/14/09 DDI CORP CA 5.02,9.01 10/16/09 DECODE GENETICS INC DE 1.01,2.03 10/15/09 Digitiliti Inc DE 7.01,9.01 10/15/09 DIRECTV GROUP INC DE 8.01,9.01 10/16/09 Domtar CORP DE 2.05,9.01 10/20/09 DRI CORP NC 7.01,9.01 10/20/09 DRIL-QUIP INC DE 1.01 10/14/09 DRUGSTORE COM INC DE 2.02,9.01 10/20/09 Duke Energy CORP DE 8.01,9.01 10/20/09 DUPONT E I DE NEMOURS & CO DE 2.02 10/20/09 EMISPHERE TECHNOLOGIES INC DE 8.01 09/13/09 EMISPHERE TECHNOLOGIES INC DE 4.02 10/15/09 Enterprise Acquisition Corp. DE 1.01,9.01 10/19/09 ENVIRONMENTAL TECTONICS CORP PA 2.02,9.01 10/14/09 EQUITY LIFESTYLE PROPERTIES INC MD 2.02,9.01 10/19/09 ESB FINANCIAL CORP PA 2.02,9.01 10/19/09 EXACT SCIENCES CORP DE 1.01 10/14/09 FBR CAPITAL MARKETS CORP VA 2.02,9.01 09/30/09 FBR CAPITAL MARKETS CORP VA 7.01,9.01 10/20/09 Federal Home Loan Bank of Atlanta X1 2.03 10/20/09 Federal Home Loan Bank of Boston X1 2.03 10/14/09 Federal Home Loan Bank of Chicago X1 2.03 10/14/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 10/14/09 Federal Home Loan Bank of Des Moines X1 2.03,9.01 10/14/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 10/14/09 Federal Home Loan Bank of Indianapoli X1 2.02,9.01 10/15/09 Federal Home Loan Bank of New York X1 2.03,9.01 10/14/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 10/14/09 Federal Home Loan Bank of San Francis X1 2.03 10/14/09 Federal Home Loan Bank of Seattle 2.03 10/19/09 Federal Home Loan Bank of Topeka 2.03 10/14/09 FIELDPOINT PETROLEUM CORP CO 7.01,9.01 10/19/09 Fifth Street Finance Corp DE 8.01,9.01 10/20/09 FIRST CASH FINANCIAL SERVICES INC DE 2.02,9.01 10/20/09 FIRST CHESTER COUNTY CORP PA 5.02,8.01,9.01 10/16/09 FIRST DEFIANCE FINANCIAL CORP OH 2.02,9.01 10/19/09 FIRST SECURITY GROUP INC/TN TN 2.02,9.01 10/20/09 FLOWSERVE CORP NY 5.02,9.01 10/20/09 FPL GROUP INC FL 5.02,5.03 10/16/09 FULTON FINANCIAL CORP PA 2.02,9.01 10/20/09 GCI INC AK 8.01,9.01 10/19/09 GENEREX BIOTECHNOLOGY CORP DE 8.01,9.01 10/20/09 Genesis Electronics Group, Inc. 4.01 08/16/09 GEO GROUP INC FL 1.01,2.03,8.01,9.01 10/14/09 GILEAD SCIENCES INC DE 2.02,9.01 10/20/09 Global Resource CORP CO 1.01,8.01,9.01 10/14/09 GLOBALSCAPE INC DE 8.01 10/20/09 GMX RESOURCES INC OK 1.01,8.01,9.01 10/17/09 Golden Aria Corp. 7.01,9.01 10/14/09 GRAMERCY CAPITAL CORP MD 1.01,9.01 10/14/09 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 10/16/09 GREAT ATLANTIC & PACIFIC TEA CO INC MD 2.02,9.01 10/19/09 GREAT ATLANTIC & PACIFIC TEA CO INC MD 5.02 10/19/09 GREAT ATLANTIC & PACIFIC TEA CO INC MD 9.01 10/20/09 AMEND Guinness Exploration, Inc NV 5.01,5.02 10/19/09 HALLIBURTON CO DE 2.02 10/16/09 HAWAIIAN HOLDINGS INC DE 2.02,9.01 10/20/09 HEALTH SCIENCES GROUP INC DE 8.01 10/20/09 HEARTLAND EXPRESS INC NV 2.02,9.01 09/30/09 Here Media Inc. DE 5.02 10/14/09 HERLEY INDUSTRIES INC /NEW DE 2.02,9.01 10/15/09 Hines Global REIT, Inc. MD 7.01,9.01 10/19/09 HIRSCH INTERNATIONAL CORP NY 8.01,9.01 10/20/09 HLTH CORP DE 1.01,8.01,9.01 10/19/09 HOLLY CORP DE 7.01,9.01 10/19/09 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 10/19/09 HUGOTON ROYALTY TRUST TX 2.02,9.01 10/20/09 HUNT J B TRANSPORT SERVICES INC AR 2.02,9.01 10/19/09 IDEX CORP /DE/ DE 2.02,9.01 10/19/09 IGATE CORP PA 2.02,9.01 10/20/09 iGo, Inc. DE 2.02,9.01 10/20/09 II-VI INC PA 2.02,9.01 10/20/09 ILLINOIS TOOL WORKS INC DE 2.02,9.01 09/30/09 IMATION CORP DE 2.02,9.01 10/20/09 INFINERA CORP DE 2.02,9.01 10/20/09 infoGROUP Inc. DE 8.01,9.01 10/20/09 Inland Diversified Real Estate Trust, MD 5.02,8.01 10/14/09 Innovative Wireless Technologies, Inc DE 5.03,9.01 10/16/09 AMEND INTERNATIONAL WIRE GROUP INC DE 5.02,9.01 10/14/09 INTERPLAY ENTERTAINMENT CORP DE 8.01 09/08/09 INTUITIVE SURGICAL INC DE 2.02,9.01 10/20/09 Invesco Ltd. D0 7.01 10/19/09 Invesco Ltd. D0 2.02,9.01 10/20/09 IRVINE SENSORS CORP/DE/ DE 3.02 10/14/09 JACO ELECTRONICS INC NY 3.01 10/20/09 JDA SOFTWARE GROUP INC DE 2.02,9.01 10/19/09 AMEND JEFFERIES GROUP INC /DE/ DE 2.02,9.01 10/20/09 JER Investors Trust Inc 1.01,8.01,9.01 10/14/09 JOURNAL COMMUNICATIONS INC 2.02,9.01 10/20/09 Kansas City Southern de Mexico, S.A. O5 5.02,9.01 10/19/09 LABRANCHE & CO INC DE 2.02,9.01 10/20/09 LANDAMERICA FINANCIAL GROUP INC VA 5.02 10/15/09 LEFT BEHIND GAMES INC. WA 7.01,9.01 10/20/09 LEGACY RESERVES LP DE 1.02 10/19/09 Leo Motors, Inc. 5.02 10/20/09 LEXARIA CORP. 7.01,9.01 10/16/09 LEXMARK INTERNATIONAL INC /KY/ DE 2.02,2.05,9.01 10/20/09 LINCARE HOLDINGS INC DE 2.02,9.01 10/19/09 Location Based Technologies, Inc. NV 7.01,9.01 10/13/09 LOCKHEED MARTIN CORP MD 2.02,5.02,9.01 10/15/09 M&T BANK CORP NY 2.02,9.01 10/20/09 Mandalay Media, Inc. DE 5.02,8.01,9.01 10/14/09 MANHATTAN ASSOCIATES INC GA 2.02,9.01 10/20/09 MARKETING WORLDWIDE CORP DE 5.02,9.01 10/10/09 MARSHALL & ILSLEY CORP WI 2.02,9.01 10/20/09 MARSHALL & ILSLEY CORP WI 7.01,9.01 10/20/09 MCMORAN EXPLORATION CO /DE/ DE 2.02 10/19/09 MDI, INC. DE 5.02,9.01 10/19/09 MEADWESTVACO Corp DE 1.01,1.02,2.03,9.01 10/19/09 Medical Care Technologies Inc. NV 5.03,9.01 10/13/09 MEDTOX SCIENTIFIC INC DE 2.02,9.01 10/14/09 MERCANTILE BANK CORP MI 2.02,9.01 10/20/09 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 8.01,9.01 10/15/09 MESABI TRUST NY 2.02,9.01 10/19/09 METABASIS THERAPEUTICS INC 5.02 10/14/09 MGM MIRAGE DE 2.02,2.06,9.01 10/19/09 Midas Medici Group Holdings, Inc. 1.01,9.01 10/14/09 MINN DAK FARMERS COOPERATIVE ND 8.01 10/20/09 Mistras Group, Inc. DE 5.02,8.01 10/14/09 MOHEGAN TRIBAL GAMING AUTHORITY 8.01,9.01 10/20/09 MONEYGRAM INTERNATIONAL INC 8.01 10/20/09 MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01,9.01 10/20/09 Mountain West Business Solutions, Inc CO 2.01,5.01,5.02,7.01,9.01 10/15/09 MPS GROUP INC FL 1.01,8.01,9.01 10/19/09 MSC INDUSTRIAL DIRECT CO INC NY 5.02,9.01 10/20/09 MUELLER INDUSTRIES INC DE 2.02,9.01 10/20/09 National Automation Services Inc NV 8.01 10/20/09 NAVISTAR INTERNATIONAL CORP DE 9.01 10/20/09 NAVISTAR INTERNATIONAL CORP DE 7.01,9.01 10/19/09 NB&T FINANCIAL GROUP INC OH 2.02,7.01,9.01 10/20/09 NEOMEDIA TECHNOLOGIES INC DE 1.01,8.01,9.01 10/16/09 NetApp, Inc. CA 5.02,5.03,9.01 10/14/09 NewMarket Technology Inc NV 1.01,3.02,9.01 10/14/09 NORDSON CORP OH 7.01,9.01 10/20/09 NORTHERN TRUST CORP DE 5.02,8.01,9.01 10/20/09 NORTHERN TRUST CORP DE 5.03,9.01 10/20/09 NOVAVAX INC DE 1.01,9.01 10/19/09 NU SKIN ENTERPRISES INC DE 2.02,8.01,9.01 10/20/09 NUCOR CORP DE 5.02,9.01 10/20/09 NUTRACEA CA 5.02 10/19/09 NUVASIVE INC DE 2.02,9.01 10/20/09 OHIO VALLEY BANC CORP OH 2.02,9.01 09/30/09 OLD LINE BANCSHARES INC 2.02,9.01 10/19/09 OLD POINT FINANCIAL CORP VA 2.02,9.01 10/20/09 ONEOK INC /NEW/ OK 8.01,9.01 10/20/09 ORCHID CELLMARK INC 2.05,9.01 10/07/09 OXFORD INDUSTRIES INC GA 7.01,9.01 10/20/09 PACKAGING CORP OF AMERICA 2.02,9.01 10/19/09 PARKER HANNIFIN CORP OH 2.02,7.01,9.01 10/20/09 PCS EDVENTURES COM INC 8.01,9.01 10/16/09 PEABODY ENERGY CORP DE 2.02,9.01 10/20/09 PENTAIR INC MN 2.02,9.01 10/20/09 PEOPLES BANCORP INC OH 2.02,9.01 10/20/09 PEOPLES FINANCIAL CORP /MS/ MS 2.02,9.01 10/20/09 PEOPLES FINANCIAL SERVICES CORP. PA 9.01 09/30/09 PERVASIVE SOFTWARE INC DE 2.02,9.01 10/20/09 PETMED EXPRESS INC FL 8.01,9.01 10/19/09 PETROHAWK ENERGY CORP DE 1.01,2.03,9.01 10/14/09 PFIZER INC DE 2.02,9.01 10/20/09 PHARMACEUTICAL HOLDRS TRUST 8.01,9.01 10/20/09 PHYSICIANS FORMULA HOLDINGS, INC. DE 5.02,9.01 10/19/09 PIXELWORKS, INC OR 2.02,9.01 10/20/09 PLURIS ENERGY GROUP INC NV 2.01,3.02,5.01,5.02,8.01,9.01 08/28/09 AMEND POLO RALPH LAUREN CORP DE 5.02,9.01 10/14/09 POLYCOM INC DE 2.02,9.01 10/20/09 PRECISION CASTPARTS CORP OR 2.02,9.01 10/20/09 PROVIDENCE SERVICE CORP DE 2.02,7.01,9.01 10/19/09 QUEST DIAGNOSTICS INC DE 2.02,9.01 10/20/09 RC2 CORP DE 2.02,9.01 10/20/09 RCN CORP /DE/ DE 5.02,9.01 10/15/09 Real Mex Restaurants, Inc. DE 5.02 10/14/09 REGIONS FINANCIAL CORP DE 2.02,7.01,9.01 10/20/09 RENASANT CORP MS 2.02,9.01 10/20/09 REPUBLIC AIRWAYS HOLDINGS INC DE 8.01,9.01 10/14/09 REPUBLIC BANCORP INC /KY/ KY 2.02,9.01 10/20/09 Resource Capital Corp. MD 1.01,9.01 10/16/09 RETAIL OPPORTUNITY INVESTMENTS CORP DE 8.01,9.01 10/20/09 REXAHN PHARMACEUTICALS, INC. DE 1.01,9.01 10/19/09 RLI CORP IL 2.02,9.01 10/19/09 ROWAN COMPANIES INC DE 7.01,9.01 10/20/09 SANDISK CORP DE 2.02,9.01 09/27/09 SEAFARER EXPLORATION CORP DE 4.01,9.01 10/20/09 Seagate Technology E9 2.02,9.01 10/20/09 SEPRACOR INC /DE/ DE 2.04,3.01,3.02,3.03,5.01,5.02, 10/14/09 5.03,8.01,9.01 SHENANDOAH TELECOMMUNICATIONS CO/VA/ VA 8.01,9.01 10/20/09 SHERWIN WILLIAMS CO OH 2.02,9.01 10/20/09 Sibling Entertainment Group Holdings, NV 3.02,5.02,9.01 10/19/09 SIMON PROPERTY GROUP INC /DE/ DE 5.02 10/16/09 SITESEARCH CORP 5.02 10/19/09 SLM CORP DE 2.02 10/20/09 SmartMetric, Inc. 4.01,9.01 10/02/09 AMEND SONIC CORP DE 2.02,9.01 10/20/09 SOUTH FINANCIAL GROUP INC SC 2.02,9.01 10/20/09 SOUTHERN FIRST BANCSHARES INC SC 2.02,9.01 10/20/09 ST JOE CO FL 1.01,2.03,9.01 10/15/09 STANCORP FINANCIAL GROUP INC OR 2.02,9.01 10/20/09 STANDARD PARKING CORP DE 8.01 10/20/09 STATE STREET Corp MA 2.02,9.01 10/20/09 STEEL DYNAMICS INC IN 2.02,9.01 10/19/09 StellarOne CORP VA 7.01,9.01 10/20/09 Stem Cell Therapy International, Inc. NV 7.01,9.01 10/20/09 STEPAN CO DE 2.02,9.01 10/20/09 STERLING BANCSHARES INC TX 5.02,9.01 10/20/09 STRYKER CORP MI 2.02,9.01 09/30/09 STUDENT LOAN CORP DE 5.02 10/19/09 Sucampo Pharmaceuticals, Inc. 1.01,5.02,7.01,9.01 10/15/09 SUN MICROSYSTEMS, INC. DE 2.05 10/20/09 SUNRISE SENIOR LIVING INC DE 1.01,9.01 10/19/09 SUPERVALU INC DE 2.02,8.01,9.01 10/20/09 SYNERGETICS USA INC 1.01,9.01 10/19/09 TACTICAL AIR DEFENSE SERVICES, INC. NV 4.01 10/20/09 AMEND TANGER FACTORY OUTLET CENTERS INC NC 7.01,9.01 10/20/09 TaxMasters, Inc. NV 2.01,9.01 08/04/09 AMEND TBS INTERNATIONAL LTD 8.01,9.01 10/19/09 Tennessee Commerce Bancorp, Inc. TN 2.02,7.01,9.01 10/19/09 TERRA INDUSTRIES INC MD 8.01,9.01 10/19/09 TIDELANDS BANCSHARES INC 5.02,9.01 10/16/09 TRUMP ENTERTAINMENT RESORTS, INC. DE 7.01,9.01 10/20/09 TRUSTCO BANK CORP N Y NY 2.02,9.01 10/20/09 UAL CORP /DE/ DE 2.02,7.01,9.01 10/20/09 UDR, Inc. MD 8.01 10/20/09 ULTRALIFE CORP DE 8.01,9.01 10/20/09 UNIGENE LABORATORIES INC DE 1.01,3.02,5.02,8.01,9.01 10/19/09 UNITED TECHNOLOGIES CORP /DE/ DE 2.02,9.01 10/20/09 UNITEDHEALTH GROUP INC MN 2.02,9.01 10/20/09 Universal Capital Management, Inc. DE 5.02,9.01 10/20/09 UNIVERSAL CITY DEVELOPMENT PARTNERS L 1.01,9.01 10/20/09 UNIVERSAL CITY DEVELOPMENT PARTNERS L 8.01,9.01 10/20/09 Universal City Florida Holding Co. I FL 7.01,9.01 10/20/09 Universal City Florida Holding Co. I FL 1.01,9.01 10/20/09 UNIVERSAL ENERGY CORP. 7.01,8.01 10/20/09 UNIVERSAL INSURANCE HOLDINGS, INC. DE 8.01 10/20/09 USA TECHNOLOGIES INC PA 5.02,5.03,8.01,9.01 10/19/09 USA Therapy Inc NV 4.01,9.01 10/19/09 VASCULAR SOLUTIONS INC MN 2.02,9.01 10/20/09 Viacom Inc. DE 8.01,9.01 10/14/09 VIASAT INC CA 7.01,8.01,9.01 10/20/09 VIRGIN MEDIA INC. DE 7.01,8.01,9.01 10/16/09 VITESSE SEMICONDUCTOR CORP DE 1.01,1.02,2.03,3.02,3.03,7.01, 10/16/09 8.01,9.01 Vocus, Inc. DE 2.02,9.01 10/20/09 WASHINGTON TRUST BANCORP INC RI 2.02,5.02,9.01 10/16/09 WATTS WATER TECHNOLOGIES INC DE 2.05 09/21/09 AMEND WERNER ENTERPRISES INC NE 2.02,9.01 10/19/09 WES Consulting, Inc. FL 1.01,2.01,9.01 10/19/09 Western Union CO DE 2.02,7.01,9.01 10/20/09 WHITNEY HOLDING CORP LA 2.02,8.01,9.01 10/19/09 Winston Pharmaceuticals, Inc. 8.01,9.01 10/15/09 WRIGHT MEDICAL GROUP INC DE 2.05 10/15/09 WSFS FINANCIAL CORP DE 8.01,9.01 10/19/09 WYNN RESORTS LTD 1.01,2.03,9.01 10/19/09 YAHOO INC DE 2.02,9.01 10/20/09 ZENITH NATIONAL INSURANCE CORP DE 2.02,9.01 10/20/09 ZHONE TECHNOLOGIES INC DE 2.02,9.01 10/20/09