RECENT 8K FILINGS October 8, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ AAR CORP DE 7.01,9.01 10/07/09 AASTROM BIOSCIENCES INC MI 3.01,5.02,9.01 10/02/09 ABRAXAS PETROLEUM CORP NV 7.01,9.01 10/07/09 ABRAXAS PETROLEUM CORP NV 1.01,1.02,2.01,5.02,8.01,9.01 10/05/09 ACME UNITED CORP CT 8.01,9.01 10/07/09 Acquired Sales CORP NV 5.02 10/06/09 ACUITY BRANDS INC DE 2.02,8.01,9.01 10/07/09 ADVANCED BATTERY TECHNOLOGIES, INC. DE 8.01,9.01 10/05/09 ADVENT SOFTWARE INC /DE/ DE 2.01,2.05,8.01,9.01 10/01/09 AeroVironment Inc DE 7.01,9.01 10/05/09 Allis Chalmers Energy Inc. DE 7.01,9.01 10/07/09 ALLOS THERAPEUTICS INC DE 1.01,7.01,9.01 10/07/09 ALLSTATE CORP DE 8.01,9.01 10/06/09 AMERICA FIRST TAX EXEMPT INVESTORS LP DE 8.01,9.01 10/07/09 AMERICAN EXPRESS RECEIVABLES FINANCIN DE 8.01,9.01 10/02/09 American Express Receivables Financin DE 8.01,9.01 10/02/09 American Lithium Minerals, Inc. 3.02,9.01 10/07/09 AMERICAN SPECTRUM REALTY INC MD 8.01,9.01 10/06/09 AMGEN INC DE 5.03,9.01 10/06/09 ANADARKO PETROLEUM CORP DE 5.02,9.01 10/06/09 AQUENTIUM INC DE 1.01 10/06/09 ARKANOVA ENERGY CORP. NV 1.01,2.03,9.01 10/05/09 Arrayit Corp NV 8.01,9.01 10/07/09 ASPEN INSURANCE HOLDINGS LTD D0 1.01,2.03,9.01 10/06/09 AspenBio Pharma, Inc. CO 1.01,8.01,9.01 10/06/09 Atrinsic, Inc. DE 5.02,9.01 10/06/09 ATWOOD OCEANICS INC TX 7.01,9.01 10/07/09 AVALONBAY COMMUNITIES INC MD 8.01,9.01 10/06/09 AVIS BUDGET GROUP, INC. DE 7.01,9.01 10/06/09 AVOCENT CORP DE 1.01,8.01,9.01 10/05/09 AZZ INC TX 7.01,8.01,9.01 10/07/09 Bearing Mineral Exploration, Inc. NV 5.02 10/05/09 Bedrock Energy, Inc. CO 4.01 10/05/09 BEHRINGER HARVARD SHORT TERM OPPORTUN TX 2.04 10/01/09 BOND LABORATORIES, INC. 3.02,9.01 09/30/09 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 1.01,7.01,9.01 10/06/09 Buckeye GP Holdings L.P. 7.01,9.01 10/07/09 BUCKEYE PARTNERS, L.P. DE 7.01,9.01 10/07/09 CALIFORNIA PIZZA KITCHEN, INC. DE 2.02,9.01 10/07/09 CANTERBURY PARK HOLDING CORP MN 5.02 10/01/09 CAPITOL BANCORP LTD MI 8.01,9.01 10/07/09 CAPTERRA FINANCIAL GROUP, INC. CO 1.01,2.03,9.01 10/07/09 CARBON CREDITS INTERNATIONAL, INC. NV 8.01,9.01 10/07/09 CENTER BANCORP INC NJ 3.02,8.01,9.01 10/01/09 Centro NP LLC MD 8.01,9.01 10/07/09 CHAMPIONS BIOTECHNOLOGY, INC. DE 1.01 10/01/09 CHASE PACKAGING CORP TX 1.01,9.01 10/05/09 CHINA AGRO SCIENCES CORP. FL 4.01 10/05/09 China Ritar Power Corp. UT 9.01 10/02/09 AMEND CHYRON CORP NY 5.02,9.01 10/01/09 CIENA CORP DE 1.01,3.02,8.01,9.01 10/07/09 CIT GROUP INC DE 1.01,9.01 10/07/09 CITIZENS FIRST BANCORP INC DE 2.06,4.02,5.02,5.04,8.01,9.01 10/01/09 CLAIBORNE LIZ INC DE 5.02,9.01 10/07/09 CLEAN POWER TECHNOLOGIES INC. NV 1.01,3.02,9.01 10/06/09 COLLECTIVE BRANDS, INC. DE 7.01,9.01 10/07/09 COMMUNITY BANCORP /VT VT 2.02,9.01 10/06/09 CONVERGYS CORP OH 8.01,9.01 10/07/09 COPART INC CA 5.02 10/02/09 CROSSTEX ENERGY INC DE 2.01,7.01,9.01 10/01/09 CROSSTEX ENERGY LP DE 2.01,7.01,9.01 10/01/09 DAYSTAR TECHNOLOGIES INC DE 3.02,3.03,5.02,9.01 10/01/09 DECODE GENETICS INC DE 1.01,2.03 10/01/09 DELPHI CORP DE 1.02,2.01,3.03,5.01,5.02,5.03, 10/06/09 9.01 DIAMOND OFFSHORE DRILLING INC DE 1.01,9.01 10/05/09 Doral Energy Corp. NV 8.01 10/05/09 DOVER CORP DE 7.01,9.01 10/06/09 DUPONT E I DE NEMOURS & CO DE 7.01 10/06/09 eCrypt Technologies, Inc. CO 4.01 10/07/09 EDEN ENERGY CORP NV 1.01,9.01 10/02/09 EDGAR ONLINE INC DE 2.02,9.01 10/05/09 Education Management LLC DE 8.01,9.01 10/06/09 ELECTRO RENT CORP CA 2.02,9.01 10/07/09 EnteroMedics Inc 1.01,9.01 10/02/09 Enterprise Acquisition Corp. DE 8.01,9.01 10/05/09 ENVIRONMENTAL TECTONICS CORP PA 1.01,9.01 10/01/09 EOG RESOURCES INC DE 1.01,3.03,7.01,9.01 10/07/09 FAMILY DOLLAR STORES INC DE 2.02,9.01 10/07/09 FAR EAST ENERGY CORP NV 1.01,5.02,7.01,9.01 10/01/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 10/02/09 Federal Home Loan Bank of Pittsburgh PA 5.02,7.01,9.01 10/07/09 FINISAR CORP DE 8.01,9.01 10/07/09 FINISAR CORP DE 8.01,9.01 10/07/09 FIRST COMMONWEALTH FINANCIAL CORP /PA PA 5.02 10/05/09 FIRST CORP /CN/ CO 8.01,9.01 09/30/09 FIRST MERCURY FINANCIAL CORP DE 5.02,9.01 10/02/09 FIRST UNITED CORP/MD/ MD 4.01,9.01 10/01/09 FMC TECHNOLOGIES INC DE 5.02 10/02/09 FOREST CITY ENTERPRISES INC OH 1.01,9.01 10/05/09 FOUR RIVERS BIOENERGY INC. 5.02 10/01/09 FRANKLIN RESOURCES INC DE 1.02 10/01/09 FreightCar America, Inc. DE 8.01,9.01 10/01/09 FUELCELL ENERGY INC DE 5.02 10/01/09 GAYLORD ENTERTAINMENT CO /DE DE 1.01,8.01,9.01 10/06/09 GEN PROBE INC DE 1.01 10/06/09 GENTA INC DE/ DE 1.01 10/01/09 GigOptix, Inc. 1.01,9.01 10/05/09 GLOBAL ENERGY INC NV 5.02 10/07/09 GLOBAL PARTNERS LP 8.01,9.01 10/07/09 GLOBE SPECIALTY METALS INC 3.02 10/01/09 GOLDEN GRAIN ENERGY IA 8.01,9.01 10/05/09 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 10/07/09 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 3.02 10/07/09 GOLDRICH MINING CO AK 7.01,9.01 10/06/09 GOLF TRUST OF AMERICA INC MD 1.01,9.01 10/06/09 GYMBOREE CORP DE 7.01 10/07/09 Harbin Electric, Inc 1.01,9.01 10/02/09 HEALTH ENHANCEMENT PRODUCTS INC NV 1.01,1.02 10/06/09 HOME BANCSHARES INC 8.01,9.01 10/07/09 Hydrodynex, Inc. NV 1.01,4.01,9.01 09/21/09 AMEND IMPACT FUSION INTERNATIONAL INC,. FL 4.01,9.01 10/07/09 INFINITE GROUP INC DE 5.02,9.01 10/02/09 INFINITY PHARMACEUTICALS, INC. DE 5.02 10/06/09 Insight Management Corp FL 9.01 07/07/09 AMEND INTEGRATED ELECTRICAL SERVICES INC DE 5.02 10/07/09 Intrepid Potash, Inc. DE 7.01,9.01 10/07/09 INverso Corp DE 1.01,3.02,9.01 10/02/09 JAG MEDIA GROUP, INC. CO 4.01,5.02,9.01 10/07/09 Jasper Ventures Inc. NV 1.01,2.01,3.02,5.01,5.02,5.03, 10/05/09 5.06,9.01 JBI, INC. NV 1.01,2.01,3.02,9.01 09/30/09 AMEND KAYNE ANDERSON ENERGY DEVELOPMENT CO MD 8.01,9.01 10/06/09 KEYSTONE CONSOLIDATED INDUSTRIES INC DE 1.01,2.03,9.01 10/02/09 LAS VEGAS GAMING INC NV 5.02 10/05/09 LEAF Equipment Finance Fund 4, L.P. DE 5.02 10/07/09 LEAF Equipment Leasing Income Fund II DE 5.02 10/07/09 LEASE EQUITY APPRECIATION FUND I LP DE 5.02 10/07/09 Lease Equity Appreciation Fund II, L. DE 5.02 10/07/09 LEXICON PHARMACEUTICALS, INC./DE DE 1.01,9.01 10/07/09 Lid Hair Studios International, Inc. NV 1.01,2.01,3.02,5.01,5.02,5.06, 10/06/09 9.01 LIGHTPATH TECHNOLOGIES INC DE 8.01,9.01 10/07/09 LINN ENERGY, LLC DE 1.01,8.01,9.01 10/06/09 LIONS GATE ENTERTAINMENT CORP /CN/ 1.01,2.03 10/06/09 Location Based Technologies, Inc. NV 7.01,9.01 10/07/09 Manhattan Bancorp CA 1.01,8.01,9.01 10/01/09 Mantra Venture Group Ltd. A1 1.02,5.02,9.01 10/01/09 Maxray Optical Technology Co. Ltd. DE 4.01 10/07/09 MDC PARTNERS INC A6 7.01,9.01 10/06/09 MENS WEARHOUSE INC TX 8.01,9.01 10/07/09 MERIX CORP OR 1.01,9.01 10/06/09 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 10/01/09 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 10/01/09 MHI Hospitality CORP MD 8.01,9.01 10/07/09 MICROSEMI CORP DE 1.01,1.02,9.01 10/02/09 MMC ENERGY, INC. DE 2.01,8.01,9.01 09/30/09 MOHEGAN TRIBAL GAMING AUTHORITY 5.02 10/05/09 AMEND MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01,9.01 10/07/09 MONSANTO CO /NEW/ DE 2.02,9.01 10/07/09 Musician's Exchange NV 4.01,9.01 05/11/09 AMEND MV Oil Trust DE 7.01,9.01 10/07/09 National Automation Services Inc NV 8.01,9.01 10/06/09 NBC ACQUISITION CORP DE 1.01,2.03,8.01,9.01 10/02/09 NCR CORP MD 5.02,9.01 10/02/09 NEBRASKA BOOK CO KS 1.01,2.03,9.01 10/02/09 NEFFS BANCORP INC PA 4.01,9.01 10/01/09 NexCen Brands, Inc. DE 2.02,9.01 10/06/09 NORTEL NETWORKS CORP 1.01,8.01 10/07/09 NORTEL NETWORKS LTD 1.01,8.01 10/07/09 NORTH AMERICAN GALVANIZING & COATINGS DE 7.01,9.01 10/02/09 NU SKIN ENTERPRISES INC DE 1.01 10/02/09 Opko Health, Inc. DE 1.01,2.01,8.01,9.01 10/01/09 PALADIN REALTY INCOME PROPERTIES INC MD 2.01,2.03,9.01 10/01/09 PALL CORP NY 5.02,9.01 10/01/09 PARTNERRE LTD 1.01,2.01,5.02,9.01 10/02/09 Patriot Coal CORP DE 7.01,9.01 10/07/09 PENN TREATY AMERICAN CORP PA 8.01,9.01 10/02/09 PIONEER DRILLING CO TX 7.01,9.01 10/07/09 PRE PAID LEGAL SERVICES INC OK 8.01,9.01 10/07/09 PREMIER FINANCIAL BANCORP INC KY 2.01,3.02,3.03,5.02,8.01,9.01 10/01/09 PROTECTION ONE INC DE 5.02 10/05/09 PSYCHIATRIC SOLUTIONS INC DE 5.02 10/01/09 QLT INC/BC A1 1.01,2.01,9.01 10/01/09 QUALITY DISTRIBUTION INC FL 8.01,9.01 10/06/09 QUANTA SERVICES INC DE 2.01,5.02,7.01,9.01 10/01/09 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 3.02 10/01/09 Raptor Pharmaceutical Corp DE 9.01 09/29/09 AMEND Real Goods Solar, Inc. CO 5.02 10/02/09 RIVERVIEW BANCORP INC WA 5.02,5.03,9.01 09/23/09 RUBY TUESDAY INC GA 2.02,9.01 09/01/09 SANDY SPRING BANCORP INC MD 2.02,9.01 10/06/09 SARA CREEK GOLD CORP. NV 1.01,8.01,9.01 09/30/09 SAVVIS, Inc. DE 5.02 10/01/09 SEQUENOM INC DE 5.02 09/25/09 AMEND Solar Energy Towers, Inc. WA 8.01 10/06/09 SOLERA HOLDINGS, INC DE 2.01,7.01,9.01 10/01/09 SOUTHERN COPPER CORP/ DE 8.01 10/01/09 SOUTHWEST AIRLINES CO TX 2.02 09/30/09 SPEEDWAY MOTORSPORTS INC DE 8.01,9.01 10/06/09 STANDARD PARKING CORP DE 1.02,8.01,9.01 10/05/09 Stereotaxis, Inc. DE 8.01,9.01 10/07/09 STERLING CAPITAL INVESTMENT GROUP INC NV 5.03 09/30/09 Stream Global Services, Inc. DE 8.01 10/07/09 SUNOCO LOGISTICS PARTNERS L.P. DE 7.01,9.01 10/06/09 SUNRISE SENIOR LIVING INC DE 1.01 10/01/09 SUPERIOR INDUSTRIES INTERNATIONAL INC CA 5.02,9.01 10/02/09 SVB FINANCIAL GROUP 5.02 10/01/09 SYMS CORP NJ 2.02,9.01 10/05/09 SYNALLOY CORP DE 1.01,2.01,9.01 10/07/09 SYNERGX SYSTEMS INC DE 8.01 10/01/09 SYNTEC BIOFUEL INC WA 3.02 10/02/09 Syzygy Entertainment Ltd OH 8.01 10/06/09 TAMM Oil & Gas Corp. NV 1.01,9.01 10/07/09 TARRAGON CORP NV 8.01,9.01 10/05/09 TRANSATLANTIC PETROLEUM LTD. D0 3.02,3.03,5.03,9.01 10/01/09 Travelport LTD D0 5.02,9.01 10/07/09 Tremisis Energy Acquisition CORP II DE 1.01,9.01 10/01/09 TRIAD GUARANTY INC DE 1.01,9.01 10/07/09 TRIDENT MICROSYSTEMS INC DE 1.01,9.01 10/04/09 TRONOX INC DE 7.01 10/07/09 UAL CORP /DE/ DE 1.01,2.03,9.01 10/01/09 UBIQUITECH SOFTWARE CORP 3.02 10/02/09 UMH PROPERTIES, INC. MD 7.01,9.01 10/07/09 UNITED FIRE & CASUALTY CO IA 5.02,9.01 10/07/09 UNITED SECURITY BANCSHARES INC DE 5.02 10/02/09 US Oncology Holdings, Inc. DE 8.01,9.01 10/01/09 Venoco, Inc. DE 1.01,1.02,2.03,9.01 10/07/09 VeriChip CORP DE 1.01,9.01 10/06/09 VINEYARD NATIONAL BANCORP CA 4.01,9.01 10/02/09 Vista International Technologies Inc DE 5.02,8.01 10/01/09 WADDELL & REED FINANCIAL INC DE 1.01,1.02,2.03,9.01 10/05/09 Waste2Energy Holdings, Inc. DE 1.01,2.03,3.02,9.01 10/01/09 WELLS FARGO & CO/MN DE 9.01 10/07/09 WELLS FARGO & CO/MN DE 9.01 10/07/09 WELLS FARGO & CO/MN DE 9.01 10/07/09 WIND ENERGY AMERICA INC. MN 5.02 10/02/09 WindTamer Corp NY 4.01 10/01/09 WINNER MEDICAL GROUP INC NV 3.01,9.01 10/06/09 WINNER MEDICAL GROUP INC NV 5.03,8.01,9.01 10/06/09 WINSONIC DIGITAL MEDIA GROUP, LTD. NV 2.02,5.03 10/07/09 WOLVERINE WORLD WIDE INC /DE/ MI 2.02,9.01 10/07/09 WOLVERINE WORLD WIDE INC /DE/ MI 7.01 10/07/09 WOLVERINE WORLD WIDE INC /DE/ MI 2.05 01/07/09 AMEND WOODWARD GOVERNOR CO DE 7.01 10/07/09 World Series of Golf, Inc. 5.02,9.01 10/06/09 WYNDHAM WORLDWIDE CORP DE 2.03,9.01 10/07/09 X-CHANGE CORP NV 5.02,9.01 10/06/09 YUM BRANDS INC NC 2.02 10/06/09 ZST Digital Networks, Inc. DE 5.03,9.01 10/06/09 Zumiez Inc WA 7.01,9.01 10/07/09