RECENT 8K FILINGS October 7, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1ST CONSTITUTION BANCORP NJ 4.01,9.01 10/01/09 1st United Bancorp, Inc. FL 7.01,9.01 10/06/09 310 HOLDINGS, INC. NV 8.01,9.01 10/01/09 AbitibiBowater Inc. DE 8.01,9.01 09/30/09 ACADIA PHARMACEUTICALS INC DE 1.01 10/05/09 ACCO BRANDS CORP DE 1.01,1.02,2.03,8.01,9.01 09/30/09 ACI WORLDWIDE, INC. DE 2.02,7.01,9.01 10/06/09 Adama Technologies Corp DE 3.02,5.02,9.01 09/30/09 Advanced Life Sciences Holdings, Inc. 1.01 09/30/09 ADVENT SOFTWARE INC /DE/ DE 1.01,9.01 09/30/09 AEOLUS PHARMACEUTICALS, INC. DE 1.01,1.02,3.02,8.01,9.01 10/06/09 Agfeed Industries, Inc NV 7.01 09/30/09 AIRTRAN HOLDINGS INC NV 7.01,8.01,9.01 10/06/09 AIS FUTURES FUND IV LP DE 3.02 09/30/09 ALANCO TECHNOLOGIES INC AZ 1.01,9.01 10/05/09 ALL AMERICAN SPORTPARK INC NV 5.02 10/01/09 ALLEGHENY ENERGY, INC MD 1.01,2.03,8.01,9.01 10/01/09 Alliance Holdings GP, L.P. DE 1.01,9.01 09/30/09 ALLIANCE RESOURCE PARTNERS LP DE 1.01,9.01 09/30/09 AMERICAN APPAREL, INC DE 1.01,9.01 09/30/09 AMERICAN EXPRESS CO NY 5.02 10/02/09 AMERICAN GREETINGS CORP OH 7.01 10/06/09 American Realty Capital Trust, Inc. DE 8.01 10/05/09 American Reprographics CO DE 1.01,2.03,5.03,9.01 10/06/09 AMERICAN RIVER BANKSHARES CA 1.02 10/06/09 AMERICAN STATES WATER CO CA 8.01,9.01 09/30/09 AMHN, Inc. UT 4.01,9.01 09/29/09 AMEND ANGELES INCOME PROPERTIES LTD II CA 1.01,9.01 09/30/09 ANGIODYNAMICS INC DE 2.02,9.01 10/06/09 APAC CUSTOMER SERVICE INC IL 7.01,9.01 10/06/09 APPLETON PAPERS INC/WI 1.01,2.03,3.03,9.01 10/02/09 ARGENTEX MINING CORP NV 3.02 10/02/09 ARGYLE SECURITY, INC. 3.02,5.01,5.02,5.03,8.01,9.01 10/01/09 ARROWHEAD RESEARCH CORP DE 1.01,5.02 09/30/09 AVI BIOPHARMA INC OR 1.01,9.01 09/30/09 Axion Power International, Inc. DE 4.01 10/01/09 BAKER MICHAEL CORP PA 1.01,2.01,8.01,9.01 09/30/09 Bancorp of New Jersey, Inc. NJ 4.01,9.01 10/01/09 BARNES GROUP INC DE 2.05,2.06 10/06/09 Bidfish.com, Inc. NV 5.03,7.01,9.01 09/15/09 BIODELIVERY SCIENCES INTERNATIONAL IN DE 8.01,9.01 10/06/09 Biostar Pharmaceuticals, Inc. MD 8.01,9.01 10/02/09 BJs RESTAURANTS INC CA 8.01,9.01 10/06/09 Blackhawk Biofuels, LLC DE 1.01,9.01 10/01/09 Blindspot Alert, Inc. NV 4.01 10/05/09 BOEING CO DE 8.01,9.01 10/06/09 BOISE INC. DE 8.01 10/02/09 BOND LABORATORIES, INC. 1.01,9.01 09/30/09 Boomerang Systems, Inc. DE 3.02 10/06/09 BRIGHTPOINT INC IN 1.01,5.02 10/01/09 BROADCOM CORP CA 8.01,9.01 09/30/09 BROADPOINT GLEACHER SECURITIES GROUP, NY 1.01,1.02,2.03,7.01,9.01 09/30/09 BRUSH ENGINEERED MATERIALS INC 7.01,9.01 10/06/09 CALECO PHARMA CORP. NV 3.02,7.01,9.01 09/30/09 CAMPBELL FUND TRUST DE 3.02 10/01/09 Capital Financial Holdings, Inc ND 8.01 09/30/09 CAPITAL GROWTH SYSTEMS INC /FL/ FL 3.03,9.01 07/31/09 AMEND Cardiovascular Systems Inc 1.01,2.03,8.01,9.01 09/09/09 Cardo Medical, Inc. DE 1.01,2.01,9.01 09/30/09 CATALYST GROUP HOLDINGS CORP. DE 5.03,9.01 09/29/09 CENTER BANCORP INC NJ 4.01,9.01 10/01/09 CENTURY PROPERTIES GROWTH FUND XXII CA 2.01,9.01 09/30/09 CHATTEM INC TN 2.02,9.01 10/06/09 China Dasheng Biotechnology CO NV 5.02 09/28/09 China Direct Industries, Inc. FL 2.05,7.01,9.01 10/05/09 AMEND China Energy Recovery, Inc. DE 5.02,9.01 10/01/09 China Shuangji Cement Ltd. DE 3.02,9.01 10/06/09 China Wind Systems, Inc DE 7.01,9.01 10/05/09 CHINA YOUTV CORP. NV 5.03 10/06/09 Cinedigm Digital Cinema Corp. DE 3.03,5.02,5.03,9.01 09/30/09 Cole Credit Property Trust II Inc MD 8.01 09/30/09 Cole Credit Property Trust III, Inc. MD 8.01 09/30/09 COLORADO GOLDFIELDS INC. NV 1.01,9.01 09/30/09 Community Partners Bancorp NJ 4.01,9.01 10/01/09 COMSTOCK RESOURCES INC NV 7.01,9.01 10/05/09 COMSTOCK RESOURCES INC NV 7.01,9.01 10/05/09 COMSTOCK RESOURCES INC NV 7.01,9.01 10/05/09 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 2.01,9.01 09/30/09 COREL CORP A6 2.02,9.01 10/01/09 CORGENIX MEDICAL CORP/CO NV 1.01,1.02,2.01,2.03,9.01 09/30/09 CORINTHIAN COLLEGES INC 1.01,9.01 09/30/09 CORTS TRUST FOR INTL BUSINESS MACHINE DE 8.01 09/23/09 CORUS BANKSHARES INC MN 3.01,9.01 10/05/09 Crown Equity Holdings, Inc. NV 5.01 09/29/09 CYMER INC NV 5.02 10/01/09 DANA HOLDING CORP DE 8.01,9.01 10/06/09 Diamond Information Institute NJ 1.01 09/25/09 Discover Card Execution Note Trust DE 8.01 10/01/09 DISCOVER CARD MASTER TRUST I DE 8.01 10/01/09 DISH Network CORP NV 2.03,9.01 10/05/09 Dolat Ventures, Inc. NV 5.02,9.01 09/22/09 DPAC TECHNOLOGIES CORP CA 1.01,3.02,9.01 09/30/09 DRI CORP NC 1.01,2.03 09/30/09 DRUGSTORE COM INC DE 5.02 10/02/09 Duff & Phelps Corp DE 1.01,9.01 10/05/09 EACO CORP FL 1.02,2.01,9.01 09/30/09 Easy Scripts, Inc. NV 1.01,9.01 10/05/09 EBIX INC DE 2.01,8.01,9.01 09/30/09 ECOLOCAP SOLUTIONS INC. NV 7.01,9.01 10/06/09 ELANDIA INTERNATIONAL INC. DE 4.01 09/30/09 Electronic Sensor Technology, Inc 1.01 10/05/09 Embassy Bancorp, Inc. PA 4.01,9.01 10/01/09 EMCLAIRE FINANCIAL CORP PA 4.01,9.01 10/01/09 ENERGY PARTNERS LTD DE 1.01,5.02,9.01 09/30/09 ENHERENT CORP DE 1.01,9.01 10/02/09 EnteroMedics Inc 7.01,9.01 10/02/09 ENTROPIC COMMUNICATIONS INC DE 5.02,9.01 10/06/09 EPICOR SOFTWARE CORP DE 1.01,2.02,9.01 09/30/09 EPLUS INC DE 5.02,9.01 09/30/09 ESPEY MFG & ELECTRONICS CORP NY 4.01 10/01/09 EUROBANCSHARES INC PR 1.01,9.01 09/30/09 EVANS BANCORP INC NY 5.02,9.01 09/30/09 Exclusive Apparel, Inc. NV 4.01,9.01 10/06/09 EXCO RESOURCES INC TX 7.01,9.01 10/06/09 ExlService Holdings, Inc. DE 7.01 10/06/09 EXPRESS-1 EXPEDITED SOLUTIONS INC DE 1.01,2.02,9.01 10/05/09 Extreme Mobile Coatings Corp., Ltd. X0 7.01 08/24/09 EYE CARE CENTERS OF AMERICA INC TX 5.02 09/30/09 FARMER BROTHERS CO CA 5.02 10/01/09 FASTENAL CO MN 7.01,9.01 10/05/09 Federal Home Loan Bank of Atlanta X1 2.03 10/06/09 Federal Home Loan Bank of Boston X1 2.03 09/30/09 Federal Home Loan Bank of Chicago X1 2.03 09/30/09 Federal Home Loan Bank of Des Moines X1 2.03,9.01 09/30/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 09/30/09 Federal Home Loan Bank of New York X1 2.03,9.01 09/30/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 09/30/09 Federal Home Loan Bank of San Francis X1 2.03 09/30/09 Federal Home Loan Bank of Seattle 2.03 10/05/09 Federal Home Loan Bank of Topeka 2.03 09/30/09 FiberTower CORP DE 8.01 10/06/09 FINISAR CORP DE 1.01,2.03,9.01 10/02/09 FNB United Corp. NC 2.06,8.01,9.01 09/30/09 FOOD TECHNOLOGY SERVICE INC FL 4.01 09/21/09 FORCE FUELS INC. 5.02,9.01 10/01/09 Freedom Environmental Services, Inc. DE 8.01,9.01 12/31/08 AMEND GARTNER INC DE 7.01 10/06/09 Gate To Wire Solutions, Inc. NV 4.01 10/06/09 GC China Turbine Corp. NV 1.01,9.01 10/06/09 General Motors Co DE 8.01 10/01/09 Global Entertainment Holdings, Inc. NV 4.01,5.02,9.01 08/18/09 GLOBAL INDUSTRIES LTD LA 8.01,9.01 10/06/09 GLOBALSCAPE INC DE 8.01 10/05/09 GRANITE CITY FOOD & BREWERY LTD MN 1.01,1.02,3.01,3.02,5.01,5.02, 09/30/09 8.01,9.01 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 10/02/09 GRAYBAR ELECTRIC CO INC NY 1.01 09/30/09 GREENE COUNTY BANCORP INC DE 4.01,9.01 10/01/09 GreenHunter Energy, Inc. DE 5.02,9.01 10/02/09 GVC VENTURE CORP DE 2.01,3.02,4.01,5.01,5.02,5.03, 09/30/09 5.06,9.01 GWS Technologies, Inc. DE 4.01,9.01 09/11/09 AMEND HALLADOR PETROLEUM CO CO 8.01 09/25/09 HARRIS & HARRIS GROUP INC /NY/ NY 1.01,7.01,9.01 10/06/09 HAUPPAUGE DIGITAL INC DE 3.01,9.01 10/01/09 HEPALIFE TECHNOLOGIES INC FL 5.02,7.01 09/30/09 HERLEY INDUSTRIES INC /NEW DE 5.02 10/05/09 HF FINANCIAL CORP DE 1.01,2.03,9.01 09/30/09 Hill-Rom Holdings, Inc. IN 8.01,9.01 10/06/09 HORMEL FOODS CORP /DE/ DE 5.02,9.01 10/05/09 HUDSON TECHNOLOGIES INC /NY NY 1.01,2.03,8.01 09/30/09 Huron Consulting Group Inc. DE 1.01,2.03,8.01,9.01 09/30/09 Hydrodynex, Inc. NV 1.01,4.01,9.01 08/21/09 AMEND ICT GROUP INC PA 8.01,9.01 10/06/09 IEC ELECTRONICS CORP DE 4.01 10/06/09 InfoLogix Inc 1.01 09/30/09 INKSURE TECHNOLOGIES INC. DE 2.04 10/06/09 INOVIO BIOMEDICAL CORP 5.02,8.01,9.01 09/30/09 INTELLIGROUP INC NJ 5.02 09/30/09 INTERACTIVE DATA CORP/MA/ DE 5.02 09/30/09 InterAmerican Gaming, Inc. NV 4.01 10/06/09 INVESTORS REAL ESTATE TRUST ND 7.01,8.01,9.01 10/06/09 ION GEOPHYSICAL CORP DE 7.01 10/06/09 IRON MOUNTAIN INC DE 7.01,9.01 10/06/09 IRONCLAD PERFORMANCE WEAR CORP 4.01 10/06/09 IRVINE SENSORS CORP/DE/ DE 1.01,3.02,3.03,9.01 09/30/09 IXI Mobile, Inc. DE 5.02 09/30/09 JBI, INC. NV 5.03,9.01 10/05/09 JUNIPER NETWORKS INC DE 3.01 10/06/09 Kearny Financial Corp. X1 4.01,9.01 10/01/09 KEMET CORP DE 1.01,9.01 09/30/09 Kentucky First Federal Bancorp 4.01,9.01 09/28/09 AMEND KEY ENERGY SERVICES INC MD 2.02,9.01 10/06/09 KIT digital, Inc. DE 2.01,3.02,9.01 09/30/09 KODIAK ENERGY, INC. DE 1.01,2.01,2.03,8.01,9.01 09/30/09 KRAFT FOODS INC VA 5.02 10/01/09 KULICKE & SOFFA INDUSTRIES INC PA 5.04,9.01 10/06/09 LASALLE HOTEL PROPERTIES MD 5.02,7.01,9.01 09/30/09 LAWSON PRODUCTS INC/NEW/DE/ DE 7.01,9.01 10/06/09 LIN TV CORP DE 3.02,7.01,9.01 10/06/09 LIONS GATE ENTERTAINMENT CORP /CN/ 1.01,9.01 09/30/09 LOCAL.COM DE 2.02,9.01 10/05/09 Lumonall Inc. NV 4.01 10/06/09 MACROSOLVE INC OK 5.03,9.01 09/30/09 MAGNETEK, INC. DE 8.01,9.01 10/05/09 MALVERN FEDERAL BANCORP INC X1 4.01,9.01 10/01/09 MANNKIND CORP 7.01 10/06/09 MARKWEST ENERGY PARTNERS L P 8.01,9.01 10/05/09 MARSHALL & ILSLEY CORP WI 2.02,9.01 10/06/09 MEDICINES CO /DE DE 2.02,9.01 10/06/09 MERCURY COMPUTER SYSTEMS INC MA 7.01,9.01 10/06/09 MERIDIAN RESOURCE CORP TX 1.01 09/30/09 MERIX CORP OR 2.02,9.01 10/06/09 MERRIMAC INDUSTRIES INC DE 2.02,9.01 10/05/09 MESA AIR GROUP INC NV 3.01,9.01 10/05/09 Metavante Technologies, Inc. 1.01,1.02,2.01,2.03,3.01,3.03, 10/01/09 5.01,5.02,9.01 METRO BANCORP, INC. 4.01,9.01 10/01/09 MICRO IMAGING TECHNOLOGY, INC. CA 1.01,9.01 10/02/09 MICROWAVE FILTER CO INC /NY/ NY 4.01 10/06/09 MICRUS ENDOVASCULAR CORP 1.01,1.02 09/30/09 MID PENN BANCORP INC PA 4.01,9.01 10/01/09 MIDDLEBURG FINANCIAL CORP VA 5.02,9.01 09/30/09 MILLER PETROLEUM INC TN 2.02,9.01 10/05/09 MONEY4GOLD HOLDINGS INC DE 1.01,3.02,5.02 09/30/09 MONTPELIER RE HOLDINGS LTD 5.02,9.01 10/04/09 MOSAIC CO DE 2.02,9.01 10/05/09 MRV COMMUNICATIONS INC DE 5.02,5.03,8.01,9.01 10/01/09 MTR GAMING GROUP INC DE 7.01 10/06/09 MULTIBAND CORP MN 3.02 09/30/09 NACCO INDUSTRIES INC DE 2.05 09/30/09 NASDAQ OMX GROUP, INC. DE 5.03,9.01 10/01/09 NATIONWIDE FINANCIAL SERVICES INC/ DE 5.02 10/01/09 Neohydro Technologies Corp. NV 7.01,9.01 10/05/09 NEOMEDIA TECHNOLOGIES INC DE 1.01,9.01 10/02/09 NeoStem, Inc. DE 5.02,8.01 10/01/09 NEULION, INC. 1.01,3.02,9.01 10/05/09 NEW ENERGY TECHNOLOGIES, INC. 7.01,9.01 10/01/09 NEXT INC/TN DE 1.01,2.03,9.01 09/30/09 NGP Capital Resources Co MD 1.01,7.01,9.01 10/02/09 NITRO PETROLEUM INC. 5.02 10/01/09 NORTEK INC DE 1.01,9.01 10/06/09 NORTHWESTERN CORP DE 1.01,2.03,8.01,9.01 10/06/09 NRG ENERGY, INC. DE 1.01,2.03,9.01 09/30/09 NTK Holdings, Inc. DE 1.01,9.01 10/06/09 Nuance Communications, Inc. DE 1.01,3.02,9.01 09/30/09 Nuance Communications, Inc. DE 8.01,9.01 10/06/09 NUTRA PHARMA CORP CA 3.02 09/30/09 NUTRI SYSTEM INC /DE/ DE 8.01,9.01 10/05/09 OccuLogix, Inc. DE 5.02 09/30/09 OCEANFIRST FINANCIAL CORP DE 8.01,9.01 10/01/09 OMEGA PROTEIN CORP NV 5.02,9.01 10/05/09 ONCOGENEX PHARMACEUTICALS, INC. DE 7.01,9.01 10/06/09 ONE Holdings, Corp. 2.01,9.01 10/05/09 AMEND Optex Systems Holdings Inc DE 4.01 10/01/09 OPTI INC CA 1.01,9.01 10/01/09 ORLEANS HOMEBUILDERS INC DE 1.01,2.02,9.01 09/30/09 Paradigm Oil & Gas, Inc. NV 8.01 10/05/09 PARLUX FRAGRANCES INC DE 2.02,9.01 10/05/09 PATAPSCO BANCORP INC MD 2.02,2.06,9.01 07/24/09 AMEND PATTERSON COMPANIES, INC. MN 5.02,9.01 10/06/09 PC MALL INC DE 1.01,2.03,9.01 09/30/09 PENNSYLVANIA ELECTRIC CO PA 1.01,2.03,9.01 09/30/09 PEPSI BOTTLING GROUP INC DE 2.02,9.01 10/06/09 PEPSICO INC NC 8.01,9.01 10/05/09 PIONEER DRILLING CO TX 1.01,8.01,9.01 10/05/09 PLAYBOY ENTERPRISES INC DE 5.02,7.01,9.01 10/06/09 PLUG POWER INC DE 2.02,9.01 10/06/09 PLURISTEM THERAPEUTICS INC NV 1.01,9.01 10/06/09 PORTA SYSTEMS CORP DE 7.01,9.01 10/05/09 Pregis Holding II CORP DE 1.01,2.03,8.01,9.01 10/05/09 PREMIER ALLIANCE GROUP, INC. NV 2.01 10/06/09 PRIME GROUP REALTY TRUST MD 8.01,9.01 10/06/09 PRIMUS TELECOMMUNICATIONS GROUP INC DE 5.02 09/30/09 PRO PHARMACEUTICALS INC NV 1.01,2.03,3.02,9.01 09/30/09 PROS Holdings, Inc. DE 5.02 10/01/09 PROTECTIVE LIFE CORP DE 7.01,9.01 10/06/09 PROTECTIVE LIFE CORP DE 1.01,9.01 10/02/09 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 7.01,9.01 10/06/09 QLT INC/BC A1 7.01,9.01 10/01/09 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 3.02 09/30/09 QUIKSILVER INC DE 3.01 10/01/09 RADISYS CORP OR 5.02,9.01 09/30/09 RAPTOR PHARMACEUTICALS CORP. DE 1.01,5.01,8.01,9.01 09/29/09 RBS GLOBAL INC DE 1.01,2.03 10/05/09 RED ROBIN GOURMET BURGERS INC DE 1.01,5.02 09/30/09 REGENCY AFFILIATES INC DE 8.01 10/02/09 REX STORES CORP DE 1.02,5.02,9.01 09/30/09 RIVER VALLEY BANCORP IN 8.01 10/06/09 ROBBINS & MYERS INC OH 2.02,9.01 10/05/09 ROCKY MOUNTAIN CHOCOLATE FACTORY INC CO 2.02,7.01,9.01 10/06/09 ROLLINS INC DE 8.01,9.01 10/01/09 Rosca, Inc. NV 5.02 10/05/09 ROYAL BANCSHARES OF PENNSYLVANIA INC PA 4.01,9.01 10/01/09 SEMITOOL INC MT 2.02,9.01 10/06/09 SIGMA ALDRICH CORP DE 5.02,7.01,9.01 10/02/09 Signature Exploration & Production Co DE 1.01,3.02,5.02,9.01 09/29/09 SILVERADO GOLD MINES LTD A1 3.02 10/06/09 Silverton Adventures, Inc. NV 4.01 10/05/09 SINO PAYMENTS, INC. NV 1.01,2.03,7.01,9.01 10/05/09 SLC Student Loan Trust 2009-1 DE 8.01 10/02/09 SMITHFIELD FOODS INC VA 5.02,9.01 10/06/09 SOCKET MOBILE, INC. DE 1.01,9.01 09/30/09 Solar Power, Inc. 1.01,3.02,9.01 10/06/09 SORL Auto Parts Inc DE 4.01 10/01/09 SOUTHERN STAR CENTRAL CORP DE 5.02 10/06/09 SOVRAN SELF STORAGE INC MD 7.01,9.01 10/05/09 SPONGETECH DELIVERY SYSTEMS INC DE 8.01,9.01 10/05/09 ST JUDE MEDICAL INC MN 2.02,9.01 10/06/09 Standard Drilling, Inc. 8.01 09/15/09 STRUCTURED PROD CORP TIERS CORP BND-B DE 8.01,9.01 10/01/09 STRUCTURED PRODUCTS CORP CORTS TR IV DE 8.01 09/23/09 STRUCTURED PRODUCTS CORP TIERS R INFL DE 8.01,9.01 10/01/09 SUN RIVER ENERGY, INC CO 8.01 10/02/09 SUNOCO INC PA 2.06,5.02,8.01,9.01 09/30/09 SUREWEST COMMUNICATIONS CA 5.03,9.01 09/30/09 SUSSEX BANCORP NJ 4.01,9.01 10/01/09 SYKES ENTERPRISES INC FL 2.02,8.01,9.01 10/06/09 SyntheMed, Inc. DE 3.02 09/30/09 TapSlide, Inc. CO 5.02 09/21/09 TAUBMAN CENTERS INC MI 5.02,9.01 10/04/09 TECHNOLOGY RESEARCH CORP FL 1.01,2.03,9.01 10/06/09 TEL OFFSHORE TRUST TX 7.01 10/01/09 TELVUE CORP DE 1.01,2.03,9.01 10/05/09 TERRA ENERGY & RESOURCE TECHNOLOGIES, DE 5.02 09/29/09 THOR INDUSTRIES INC DE 8.01,9.01 10/05/09 THRESHOLD PHARMACEUTICALS INC DE 3.02,8.01,9.01 10/05/09 TIMBERLAND CO DE 5.02 09/30/09 TOREADOR RESOURCES CORP DE 1.01,2.01,8.01,9.01 09/30/09 Toyzap.com, Inc. TX 4.01 09/02/09 TRANSDEL PHARMACEUTICALS INC DE 8.01,9.01 10/06/09 TransDigm Group INC DE 1.01,2.03,5.02,8.01,9.01 10/05/09 TRICO MARINE SERVICES INC DE 1.01,9.01 09/30/09 TRIO TECH INTERNATIONAL CA 2.02,9.01 10/02/09 TWIN DISC INC WI 5.02,9.01 10/06/09 UAL CORP /DE/ DE 1.01,7.01,9.01 10/05/09 UNISYS CORP DE 8.01,9.01 10/06/09 UNITED WESTERN BANCORP INC CO 1.01,2.03,9.01 09/30/09 UNIVERSAL ENERGY CORP. 3.02,7.01 09/30/09 VARIAN INC DE 8.01,9.01 10/05/09 VERENIUM CORP DE 1.01,8.01,9.01 10/06/09 VERTEX PHARMACEUTICALS INC / MA MA 1.01,2.03,5.02,8.01 09/30/09 Vertro, Inc. DE 7.01,9.01 10/05/09 VIRGINIA COMMERCE BANCORP INC 5.02 09/30/09 Virginia Savings Bancorp, Inc. 4.01,9.01 10/01/09 VISA INC. DE 8.01 10/05/09 VIST FINANCIAL CORP PA 4.01,9.01 10/01/09 VITESSE SEMICONDUCTOR CORP DE 1.01,2.04,7.01,9.01 10/01/09 VOLT INFORMATION SCIENCES, INC. NY 1.01,2.03,8.01,9.01 09/30/09 WASTE SERVICES, INC. A6 2.01,9.01 10/05/09 Waste2Energy Holdings, Inc. DE 3.01 08/20/09 WEST BANCORPORATION INC IA 1.01,2.06,9.01 10/01/09 WESTWOOD HOLDINGS GROUP INC DE 7.01,9.01 10/06/09 WINLAND ELECTRONICS INC MN 1.01,9.01 09/30/09 WINTON FUTURES FUND LP (US) CO 3.02 10/01/09 World Energy Solutions, Inc. DE 1.01,2.03,9.01 09/30/09 World Mortgage Exchange Group, Inc. FL 5.03,9.01 09/29/09 XETA TECHNOLOGIES INC OK 1.01,9.01 09/30/09 YORK WATER CO PA 8.01,9.01 10/06/09 Zoo Entertainment, Inc DE 1.01,2.04 09/30/09