RECENT 8K FILINGS October 6, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ AAA CAPITAL ENERGY FUND L.P. II NY 3.02 10/01/09 AB&T Financial CORP NC 1.02,8.01,9.01 10/02/09 Abingdon Futures Fund LP 3.02 10/01/09 ACE MARKETING & PROMOTIONS INC NY 7.01,8.01,9.01 09/30/09 ACNB CORP PA 4.01,9.01 10/01/09 Activeworlds Corp DE 1.01,9.01 09/29/09 ALION SCIENCE & TECHNOLOGY CORP DE 3.02 09/30/09 ALLIANCE BANCORP INC OF PENNSYLVANIA X1 4.01,9.01 10/01/09 ALLOS THERAPEUTICS INC DE 8.01,9.01 10/05/09 ALLOS THERAPEUTICS INC DE 7.01,9.01 10/05/09 ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS DE 7.01,9.01 10/05/09 AMERICAN AIRLINES INC DE 8.01 10/05/09 AMERICAN COMMERCE SOLUTIONS Inc DE 2.01,9.01 09/29/09 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 1.01,9.01 09/30/09 AMERICAN POST TENSION, INC. DE 4.02 10/05/09 AMERICAN SIERRA GOLD CORP. NV 1.01,5.02,9.01 09/29/09 AMERIPRISE FINANCIAL INC DE 7.01,8.01,9.01 09/29/09 AMGEN INC DE 1.02 09/30/09 AMPCO PITTSBURGH CORP PA 8.01,9.01 10/02/09 AMR CORP DE 8.01 10/05/09 ANALYSTS INTERNATIONAL CORP 1.01,1.02,2.03,5.02,8.01,9.01 09/30/09 ARRAY BIOPHARMA INC DE 1.01,9.01 09/30/09 ASIA GLOBAL HOLDINGS CORP. NV 1.01,2.01,9.01 10/05/09 ASTA FUNDING INC DE 5.02 09/29/09 ATHENAHEALTH INC DE 1.01,7.01,9.01 10/05/09 AVIS BUDGET GROUP, INC. DE 2.02 10/05/09 BALLANTYNE STRONG, INC. DE 5.02 10/01/09 BASIC EARTH SCIENCE SYSTEMS INC DE 5.03 09/28/09 BASIC EARTH SCIENCE SYSTEMS INC DE 5.03 09/28/09 BASIC EARTH SCIENCE SYSTEMS INC DE 5.03 09/28/09 BASIC EARTH SCIENCE SYSTEMS INC DE 5.03 09/28/09 BEACON POWER CORP DE 8.01,9.01 10/05/09 BEARINGPOINT INC DE 4.01,9.01 09/29/09 BEHRINGER HARVARD MULTIFAMILY REIT I 7.01,9.01 10/05/09 BLOCKBUSTER INC DE 1.01,2.03,9.01 10/01/09 BRAND NEUE CORP NV 5.02,9.01 10/05/09 BRAZIL FAST FOOD CORP DE 5.02 09/29/09 BreitBurn Energy Partners L.P. DE 7.01,8.01,9.01 10/05/09 BRISTOL ENERGY FUND LP NY 3.02 10/01/09 BROWN & BROWN INC FL 1.01,9.01 09/30/09 C&D TECHNOLOGIES INC DE 5.02 10/01/09 Camelot Entertainment Group, Inc. DE 8.01,9.01 10/05/09 CAPITAL BANK CORP NC 5.02 10/05/09 Cardium Therapeutics, Inc. DE 8.01,9.01 10/01/09 CATERPILLAR INC DE 8.01 10/05/09 CCO HOLDINGS LLC 1.01 09/29/09 Celanese CORP DE 8.01,9.01 10/05/09 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 5.02 10/01/09 Changda International Holdings, Inc. NV 5.02 10/01/09 CHARTER COMMUNICATIONS INC /MO/ DE 1.01 09/29/09 CHESAPEAKE UTILITIES CORP DE 4.01,9.01 10/01/09 China Direct Industries, Inc. FL 2.05,7.01,9.01 10/05/09 China Information Security Technology 1.01,2.01,3.02,9.01 10/05/09 China Ritar Power Corp. UT 1.01,9.01 10/02/09 CHINA SECURITY & SURVEILLANCE TECHNOL DE 1.01,8.01,9.01 10/05/09 CHINA-BIOTICS, INC DE 7.01,9.01 10/05/09 Chrysler Financial Auto Securitizatio 8.01 10/05/09 CHRYSLER FINANCIAL AUTO SECURITIZATIO 8.01 10/05/09 CHRYSLER FINANCIAL AUTO SECURITIZATIO 8.01 10/05/09 Chrysler Financial Auto Securitizatio 8.01 10/05/09 CHURCH LOANS & INVESTMENTS TRUST TX 5.02 10/05/09 CIENA CORP DE 7.01,9.01 10/05/09 CIGNUS VENTURES INC. NV 3.02 09/30/09 CINCINNATI BELL INC OH 1.01,2.03,8.01,9.01 09/30/09 CIRRUS LOGIC INC DE 2.02,9.01 10/05/09 CISCO SYSTEMS INC CA 8.01 09/30/09 CITIGROUP DIVERSIFIED FUTURES FUND LP 3.02 10/01/09 Citizens Community Bancorp Inc. MD 5.02 09/30/09 CMS Bancorp, Inc. DE 4.01,9.01 10/01/09 CODORUS VALLEY BANCORP INC PA 4.01,9.01 10/05/09 COLONIAL BANCGROUP INC DE 8.01,9.01 09/21/09 Colony Financial, Inc. MD 5.02,9.01 09/29/09 Color Accents Holdings, Inc. NV 4.01,9.01 09/29/09 CombiMatrix Corp DE 1.01 09/30/09 COMBINATORX, INC DE 8.01,9.01 10/05/09 COMMERCIAL NATIONAL FINANCIAL CORP /P PA 4.01 10/05/09 COMMUNITY CENTRAL BANK CORP MI 3.02,3.03,5.03,9.01 10/02/09 CONCEPTUS INC DE 1.01,2.01,7.01,9.01 09/30/09 CONNS INC DE 7.01 10/05/09 CONVERGYS CORP OH 8.01,9.01 10/05/09 CORPORATE BOND BACKED CERT TR SER 199 8.01,9.01 09/01/09 CRACKER BARREL OLD COUNTRY STORE, INC TN 7.01,9.01 09/30/09 CRC CRYSTAL RESEARCH CORP NV 2.01,9.01 09/30/09 CROWN HOLDINGS INC PA 8.01 09/29/09 CVR ENERGY INC DE 1.01,9.01 10/02/09 DaimlerChrysler Auto Trust 2006-A 8.01 10/05/09 DaimlerChrysler Auto Trust 2006-B 8.01 10/05/09 DaimlerChrysler Auto Trust 2006-C 8.01 10/05/09 DaimlerChrysler Auto Trust 2006-D 8.01 10/05/09 DCP Holding CO OH 3.02 09/30/09 DEERE & CO DE 7.01 10/05/09 DELCATH SYSTEMS INC DE 8.01,9.01 10/02/09 DIAMOND OFFSHORE DRILLING INC DE 8.01,9.01 10/05/09 DiamondRock Hospitality Co 2.02,9.01 10/05/09 DIGITAL LIFESTYLES GROUP INC DE 1.01,5.02,8.01,9.01 09/29/09 Discovery Communications, Inc. DE 8.01,9.01 10/01/09 Dolan Media CO DE 1.01,9.01 10/01/09 DREAMS INC UT 4.01,9.01 09/30/09 DUNE ENERGY INC DE 1.01,8.01,9.01 10/01/09 E DISPATCH INC NV 4.01 08/07/09 AMEND EACO CORP FL 5.03,9.01 09/29/09 EBHI Holdings, Inc. DE 7.01,9.01 09/28/09 ELANDIA INTERNATIONAL INC. DE 8.01 09/29/09 ELEPHANT TALK COMMUNICATIONS INC CA 1.01,3.02 09/30/09 Elevated Concepts, Inc. NV 3.02,5.06,9.01 10/02/09 EMERGING CTA PORTFOLIO LP NY 3.02 10/01/09 EMPIRE RESORTS INC DE 1.01,9.01 09/30/09 ENBRIDGE ENERGY PARTNERS LP DE 2.06 10/02/09 ENDO PHARMACEUTICALS HOLDINGS INC DE 8.01,9.01 09/29/09 ENERGY CONVERSION DEVICES INC DE 1.01,9.01 09/30/09 Energy Future Holdings Corp /TX/ TX 8.01,9.01 10/05/09 ENERGY XXI (BERMUDA) LTD D0 8.01,9.01 10/05/09 EnteroMedics Inc 8.01,9.01 10/02/09 EnteroMedics Inc 1.01,9.01 10/02/09 ENTERPRISE PRODUCTS PARTNERS L P DE 1.01,8.01,9.01 10/05/09 ENTORIAN TECHNOLOGIES INC DE 8.01,9.01 10/05/09 EPOCH HOLDING CORP DE 8.01,9.01 10/05/09 EVANS BOB FARMS INC DE 1.01,2.03,9.01 10/01/09 Exclusive Apparel, Inc. NV 4.01,9.01 09/22/09 AMEND EXCO RESOURCES INC TX 1.01,7.01,9.01 09/29/09 EXTERRAN HOLDINGS INC. DE 1.01,5.02,7.01,9.01 09/30/09 EXTERRAN PARTNERS, L.P. DE 1.01,3.02,7.01,9.01 10/02/09 EXTREME NETWORKS INC DE 2.02,9.01 10/05/09 FAIRFIELD FUTURES FUND LP II NY 3.02 10/01/09 FERRO CORP OH 7.01,9.01 10/05/09 Fifth Street Finance Corp DE 8.01,9.01 10/05/09 FIRST COMMUNITY FINANCIAL CORP PA 4.01,9.01 10/01/09 FIRST INDUSTRIAL REALTY TRUST INC MD 8.01,9.01 09/29/09 FLATBUSH FEDERAL BANCORP INC 4.01,9.01 10/01/09 FONAR CORP DE 2.02 06/30/09 Forbes Energy Services Ltd. D0 1.01,1.02,2.03,9.01 10/02/09 FORRESTER RESEARCH INC DE 1.01,2.03 09/29/09 FRANKLIN FINANCIAL SERVICES CORP /PA/ PA 4.01,9.01 10/05/09 FRANKLIN WIRELESS CORP NV 4.01,9.01 07/27/09 AMEND FREEDOM FINANCIAL GROUP INC DE 1.01 09/29/09 FRONTIER FINANCIAL CORP /WA/ WA 1.02,9.01 10/05/09 FS Investment CORP MD 2.02,9.01 10/01/09 FSB Community Bankshares Inc X1 4.01,9.01 10/01/09 GENELINK INC PA 5.02,9.01 09/30/09 GENESIS CAPITAL CORP OF NEVADA 1.01,9.01 09/23/09 GEO GROUP INC FL 7.01,9.01 10/05/09 GEO GROUP INC FL 8.01,9.01 10/05/09 GEO GROUP INC FL 8.01,9.01 10/01/09 GLOBAL CASINOS INC UT 2.02,7.01,9.01 10/02/09 Global Energy Holdings Group, Inc. CO 4.01,9.01 09/25/09 AMEND Golden Star Resource Corp. NV 4.01 09/17/09 AMEND Granite Falls Energy, LLC MN 7.01,9.01 10/02/09 Great Lakes Dredge & Dock CORP DE 1.01,9.01 09/29/09 GREATER ATLANTIC FINANCIAL CORP DE 1.01,9.01 09/29/09 GTC BIOTHERAPEUTICS INC MA 5.02,9.01 10/01/09 GULF RESOURCES, INC. DE 2.01,3.02,8.01,9.01 09/30/09 Harley-Davidson Motorcycle Trust 2009 NV 1.01,8.01,9.01 10/01/09 HARRIS & HARRIS GROUP INC /NY/ NY 7.01,9.01 10/05/09 HARRIS CORP /DE/ DE 8.01 10/02/09 HENRY JACK & ASSOCIATES INC DE 2.01,9.01 10/01/09 HERCULES OFFSHORE, INC. DE 8.01,9.01 10/05/09 HERCULES OFFSHORE, INC. DE 7.01,9.01 10/05/09 HOLLYWOOD MEDIA CORP FL 1.01,9.01 09/30/09 Hometown Bancorp,Inc. X1 4.01,9.01 10/01/09 HOVNANIAN ENTERPRISES INC DE 8.01,9.01 10/05/09 HOVNANIAN ENTERPRISES INC DE 8.01,9.01 10/05/09 HSN, Inc. DE 5.02,9.01 10/05/09 HUBBELL INC CT 2.01,9.01 10/02/09 HUNTINGTON BANCSHARES INC/MD MD 8.01,9.01 10/02/09 IA GLOBAL INC DE 1.01,9.01 09/29/09 IBERIABANK CORP LA 5.02,9.01 09/29/09 ICU MEDICAL INC/DE DE 8.01,9.01 10/05/09 IMPERIAL CAPITAL BANCORP, INC. DE 5.02,9.01 10/01/09 INNOVATIVE CARD TECHNOLOGIES INC DE 1.01,2.03,3.02,9.01 10/05/09 INTER PARFUMS INC DE 1.01 10/05/09 INTERNATIONAL BANCSHARES CORP TX 8.01 10/05/09 INTEST CORP DE 8.01,9.01 10/05/09 JAZZ PHARMACEUTICALS INC DE 5.02 09/30/09 KANSAS CITY SOUTHERN DE 8.01,9.01 10/05/09 KAPSTONE PAPER & PACKAGING CORP DE 5.02,5.03,9.01 10/01/09 Kentucky First Federal Bancorp 4.01,9.01 09/28/09 KNOLOGY INC DE 1.01 09/28/09 KVH INDUSTRIES INC \DE\ DE 8.01,9.01 10/05/09 LACLEDE GROUP INC MO 1.01,1.02,2.03 10/02/09 Lake Shore Bancorp, Inc. X1 4.01,9.01 10/01/09 LAS VEGAS SANDS CORP NV 5.02 09/29/09 Legacy Bancorp, Inc. 7.01,9.01 10/05/09 LINCARE HOLDINGS INC DE 5.02,9.01 10/01/09 LITHIA MOTORS INC OR 8.01,9.01 10/05/09 LL&E ROYALTY TRUST TX 3.01,9.01 09/29/09 MAGNUM HUNTER RESOURCES CORP DE 2.01,5.02 09/30/09 Magyar Bancorp, Inc. DE 4.01 10/01/09 MAINE & MARITIMES CORP ME 7.01 10/05/09 MAINLAND RESOURCES INC. 1.01,5.02,9.01 09/22/09 MB FINANCIAL INC /MD MD 8.01 10/05/09 MEDICAL ACTION INDUSTRIES INC DE 5.02 10/05/09 MEDICINES CO /DE DE 5.02,9.01 09/29/09 MEDICINOVA INC DE 4.01,9.01 09/29/09 Mellanox Technologies, Ltd. L3 7.01,9.01 10/05/09 Mercedes-Benz Auto Receivables Trust DE 8.01,9.01 09/30/09 MERISEL INC /DE/ DE 1.01 09/30/09 MF Global Ltd. D0 5.02,9.01 09/29/09 MIKROS SYSTEMS CORP DE 4.01,9.01 10/01/09 MKS INSTRUMENTS INC MA 2.02,9.01 10/05/09 MORGAN STANLEY CHARTER ASPECT L.P. DE 5.03,9.01 09/29/09 MORGAN STANLEY CHARTER CAMPBELL LP DE 5.03,9.01 09/29/09 MORGAN STANLEY CHARTER GRAHAM LP/ DE 5.03,9.01 09/29/09 MORGAN STANLEY CHARTER WCM L.P. DE 5.03,9.01 09/29/09 MORGAN STANLEY SPECTRUM CURRENCY LP DE 5.03,9.01 09/29/09 MORGAN STANLEY SPECTRUM GLOBAL BALANC DE 5.03,9.01 09/29/09 MORGAN STANLEY SPECTRUM SELECT LP DE 5.03,9.01 09/29/09 MORGAN STANLEY SPECTRUM STRATEGIC LP NY 5.03,9.01 09/29/09 MORGAN STANLEY SPECTRUM TECHNICAL LP DE 5.03,9.01 09/29/09 MORRIS PUBLISHING GROUP LLC GA 1.01,8.01,9.01 10/02/09 MSC INDUSTRIAL DIRECT CO INC NY 8.01,9.01 10/05/09 MTS SYSTEMS CORP MN 5.02 09/29/09 NANOVIRICIDES, INC. NV 1.01,3.02,9.01 09/30/09 NATIONAL DATACOMPUTER INC DE 5.02,7.01,9.01 09/29/09 Neohydro Technologies Corp. NV 7.01,9.01 10/02/09 NETREIT CA 8.01,9.01 10/02/09 NewPage Holding CORP DE 1.01,8.01,9.01 09/30/09 NEWPOWER HOLDINGS INC DE 8.01,9.01 10/01/09 NORTEL NETWORKS CORP 8.01 10/05/09 NORTEL NETWORKS LTD 8.01 10/05/09 NORTHEAST COMMUNITY BANCORP INC X1 4.01,9.01 10/01/09 NRDC Acquisition Corp. DE 8.01,9.01 10/05/09 NUCLEAR SOLUTIONS INC NV 5.02 10/01/09 AMEND OMNICOMM SYSTEMS INC DE 1.01,2.03,3.02,9.01 09/30/09 Oncothyreon Inc. DE 5.02,9.01 10/05/09 ONLINE VACATION CENTER HOLDINGS CORP 2.05,2.06 09/30/09 ORION FUTURES FUND LP NY 3.02 10/01/09 ORTHOVITA INC 5.02 10/01/09 Pacific Asia Petroleum Inc DE 7.01,9.01 10/05/09 PACIFIC BIOMETRICS INC DE 5.02 10/01/09 PARAMOUNT GOLD & SILVER CORP. 7.01,9.01 10/05/09 PDL BIOPHARMA, INC. DE 7.01,9.01 10/01/09 PENNICHUCK CORP NH 4.01,9.01 10/01/09 PEOPLES EDUCATIONAL HOLDINGS MN 2.02,9.01 10/05/09 PERMA FIX ENVIRONMENTAL SERVICES INC DE 1.01,1.02,9.01 09/29/09 PetroAlgae Inc. DE 1.01 09/29/09 PFGI CAPITAL CORP MD 1.01,1.02,2.01,9.01 09/29/09 PMA CAPITAL CORP PA 4.01,9.01 10/01/09 POOL CORP DE 7.01,9.01 10/05/09 POPULAR INC 1.01,5.03 09/30/09 POPULAR INC 1.01 09/30/09 AMEND PRINCETON ACQUISITIONS INC CO 1.01,2.01,3.02,5.01,5.02,5.06, 09/29/09 9.01 PUBLIC MEDIA WORKS INC 4.01,9.01 09/30/09 PVF CAPITAL CORP OH 5.02,5.03,8.01,9.01 10/01/09 QUAINT OAK BANCORP INC 4.01,9.01 10/01/09 RAINMAKER SYSTEMS INC CA 5.02 09/30/09 Raptor Pharmaceutical Corp DE 1.01,2.01,3.03,4.01,5.01,5.02, 09/29/09 5.03,8.01,9.01 RASER TECHNOLOGIES INC UT 1.01,2.03,9.01 10/02/09 REGENERX BIOPHARMACEUTICALS INC DE 1.01,3.02,9.01 09/30/09 REGENERX BIOPHARMACEUTICALS INC DE 9.01 09/30/09 AMEND REWARDS NETWORK INC DE 1.01,8.01,9.01 10/05/09 ROCKWELL MEDICAL TECHNOLOGIES INC MI 8.01,9.01 10/05/09 RPM INTERNATIONAL INC/DE/ DE 2.02,9.01 10/05/09 SABINE ROYALTY TRUST TX 2.02,9.01 10/02/09 Sadhana Equity Investment, Inc. FL 4.01 06/10/09 AMEND SALIX PHARMACEUTICALS LTD 1.01,8.01,9.01 10/01/09 SANGAMO BIOSCIENCES INC DE 1.01,7.01,8.01,9.01 10/02/09 SCHMITT INDUSTRIES INC OR 2.02,9.01 10/02/09 SEATTLE GENETICS INC /WA DE 8.01,9.01 10/05/09 SELECT COMFORT CORP MN 1.01,3.02,7.01,8.01,9.01 10/02/09 SELECTICA INC DE 3.01,9.01 09/29/09 SEQUENOM INC DE 8.01 09/29/09 SEVERN BANCORP INC MD 4.01,9.01 10/01/09 SHARPS COMPLIANCE CORP DE 5.02,9.01 10/01/09 Shire plc 8.01,9.01 10/01/09 Signature Exploration & Production Co DE 1.01,3.02,5.02,9.01 09/29/09 SignPath Pharma, Inc. DE 4.02,9.01 10/02/09 SOAPSTONE NETWORKS INC. DE 5.02,8.01,9.01 10/02/09 SOLUTIA INC DE 8.01,9.01 10/05/09 SOUTHWEST AIRLINES CO TX 1.01,1.02,2.03,9.01 09/29/09 SOVRAN SELF STORAGE INC MD 1.01,9.01 09/30/09 SP Acquisition Holdings, Inc. NY 1.02,9.01 10/05/09 Spectrum Brands, Inc. DE 8.01 10/01/09 Spinnet Acquisition CORP DE 5.01,5.02,5.03 09/30/09 STEELCASE INC MI 7.01 10/05/09 Stream Global Services, Inc. DE 1.01,2.01,3.02,5.03,9.01 09/29/09 Sucampo Pharmaceuticals, Inc. 5.02,9.01 09/30/09 Superior Well Services, INC DE 7.01,9.01 10/05/09 TARI INC NV 1.01,2.01,4.01,5.01,5.02,5.03, 09/29/09 5.06,9.01 TEAM INC TX 2.02,9.01 10/05/09 TEKNI PLEX INC DE 1.01,9.01 09/30/09 TETON ENERGY CORP DE 1.01,2.03,8.01,9.01 09/30/09 TIDEWATER FUTURES FUND LP NY 3.02 10/01/09 TLC VISION CORP A6 1.01,8.01,9.01 10/01/09 TMST, Inc. MD 5.02,8.01 10/02/09 TORO CO DE 1.01,9.01 10/01/09 Total Nutraceutical Solutions, Inc. NV 7.01,9.01 09/30/09 TRAVELZOO INC DE 1.01,9.01 09/30/09 TRIDENT MICROSYSTEMS INC DE 2.02,9.01 10/05/09 TRIDENT MICROSYSTEMS INC DE 8.01,9.01 10/04/09 TRIDENT MICROSYSTEMS INC DE 1.01,3.02,3.03,5.02,9.01 10/04/09 TRILLIANT EXPLORATION CORP NV 8.01 09/24/09 AMEND TRIMERIS INC DE 1.01,8.01,9.01 10/02/09 TYCO INTERNATIONAL LTD /BER/ D0 1.01,2.03,9.01 09/30/09 TYCO INTERNATIONAL LTD /BER/ D0 5.02,9.01 10/01/09 U.S. Shipping Partners L.P. DE 1.03,8.01,9.01 10/01/09 UAL CORP /DE/ DE 9.01 10/05/09 UNICO AMERICAN CORP NV 5.02,8.01,9.01 09/30/09 UNION CARBIDE CORP /NEW/ NY 2.01,9.01 09/30/09 UNITED WISCONSIN GRAIN PRODUCERS LLC WI 8.01 10/05/09 URANIUM ENERGY CORP NV 8.01,9.01 10/01/09 US AIRWAYS GROUP INC DE 2.02,9.01 10/05/09 US AIRWAYS GROUP INC DE 2.02,9.01 10/05/09 US CANADIAN MINERALS INC NV 5.03 10/01/09 Venoco, Inc. DE 8.01,9.01 10/02/09 VERAMARK TECHNOLOGIES INC DE 4.01 10/01/09 VERMILLION, INC. DE 3.02 09/29/09 VIASAT INC CA 5.02,9.01 10/01/09 VILLAGE SUPER MARKET INC NJ 7.01,9.01 10/02/09 VLOV INC. NV 1.01,9.01 09/29/09 VSB BANCORP INC NY 7.01,9.01 10/05/09 Vyteris Holdings (Nevada), Inc. NV 1.01,9.01 09/30/09 WABASH NATIONAL CORP /DE DE 7.01,9.01 10/02/09 WARRINGTON FUND LP NY 3.02 10/01/09 WELLCARE HEALTH PLANS, INC. DE 1.01,9.01 09/29/09 Wellstar International, Inc. NV 1.01,2.03,3.02,5.03,9.01 10/01/09 WESTPORT JWH FUTURES FUND LP NY 3.02 10/01/09 Willing Holding, Inc. FL 2.03,9.01 08/24/09 WINTRUST FINANCIAL CORP IL 1.01,2.03,8.01,9.01 09/30/09 WMS INDUSTRIES INC /DE/ DE 3.02 10/02/09 XENOPORT INC DE 8.01 10/05/09 YOUNG BROADCASTING INC /DE/ DE 7.01,9.01 09/28/09 YTB International, Inc. DE 1.01,2.03 09/29/09 Zagg INC 1.01,7.01,9.01 09/28/09