RECENT 8K FILINGS August 28, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: publicinfo@sec.gov. In most cases, this information is also available on the Commission's website: www.sec.gov. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 2020 ChinaCap Acquirco, Inc. 8.01,9.01 05/11/09 AMEND 2020 ChinaCap Acquirco, Inc. 1.01,8.01,9.01 05/08/09 AMEND ABINGTON BANCORP, INC./PA 8.01,9.01 08/27/09 ACACIA RESEARCH CORP DE 8.01 08/26/09 ADVANCED ENVIRONMENTAL RECYCLING TECH DE 8.01,9.01 08/26/09 ADVOCAT INC DE 8.01,9.01 08/26/09 Allegiant Travel CO NV 7.01,9.01 08/27/09 ALLIANCE FINANCIAL CORP /NY/ NY 5.03,8.01,9.01 08/25/09 American Electric Technologies Inc FL 5.02,9.01 08/25/09 AMERICAN PETRO-HUNTER INC NV 1.01,8.01,9.01 08/27/09 AMERICAN TOWER CORP /MA/ DE 8.01,9.01 08/27/09 ANTS SOFTWARE INC DE 7.01 08/24/09 AQUENTIUM INC DE 1.01,9.01 08/18/09 ARABIAN AMERICAN DEVELOPMENT CO DE 1.01 08/25/09 ARBOR REALTY TRUST INC MD 8.01 08/27/09 ARCH COAL INC DE 7.01,9.01 08/27/09 ARIAD PHARMACEUTICALS INC DE 5.03,9.01 08/25/09 ARUBA NETWORKS, INC. DE 2.02,9.01 08/27/09 ASSURANCEAMERICA CORP NV 8.01,9.01 08/25/09 AUTODESK INC DE 2.02,9.01 08/13/09 AMEND AUTOZONE INC NV 1.02 08/27/09 AVON PRODUCTS INC NY 8.01 08/21/09 AXESSTEL INC NV 5.03,8.01,9.01 08/25/09 Axion Power International, Inc. DE 5.03 08/21/09 BANKRATE INC FL 3.02,5.01,5.02,9.01 08/25/09 BEARINGPOINT INC DE 5.02 08/21/09 bebe stores, inc. CA 2.02,9.01 08/27/09 BOEING CO DE 8.01,9.01 08/27/09 BOSS HOLDINGS INC DE 8.01,9.01 08/26/09 BOYD GAMING CORP NV 5.02 08/25/09 BRAND NEUE CORP NV 4.01 08/27/09 BRIGHAM EXPLORATION CO DE 7.01,9.01 08/26/09 BROADPOINT GLEACHER SECURITIES GROUP, NY 5.02,9.01 08/21/09 CABCO SERIES 2004-1 TRUST (GOLDMAN SA 8.01,9.01 08/17/09 CABCO SERIES 2004-101 TRUST (GOLDMAN 8.01,9.01 08/17/09 CAPSTONE TURBINE CORP DE 5.02,8.01,9.01 08/27/09 CARDINAL HEALTH INC OH 8.01,9.01 08/27/09 CENTRA FINANCIAL HOLDINGS INC WV 8.01,9.01 08/27/09 CENTURY ALUMINUM CO DE 3.02 08/21/09 CHINA ECO-HOSPITALITY OPERATIONS, INC DE 5.03 08/25/09 China Fruits Corportion DE 5.02 08/24/09 China Logistics Group Inc FL 4.02,8.01 08/25/09 CHINA MEDICINE CORP 8.01,9.01 08/27/09 CHINA SECURITY & SURVEILLANCE TECHNOL DE 1.01,8.01,9.01 08/27/09 ChinaNet Online Holdings, Inc. TX 1.01,3.02,5.03,8.01,9.01 08/21/09 CHUGACH ELECTRIC ASSOCIATION INC AK 1.01,9.01 08/21/09 CIRCOR INTERNATIONAL INC DE 8.01,9.01 08/25/09 CITIZENS HOLDING CO /MS/ MS 7.01,9.01 08/27/09 CITIZENS REPUBLIC BANCORP, INC. MI 8.01,9.01 08/27/09 CNS RESPONSE, INC. DE 8.01,9.01 08/27/09 COLLECTORS UNIVERSE INC DE 9.01 08/27/09 COMMUNITY CAPITAL CORP /SC/ SC 1.01,9.01 08/26/09 COMPUTER SCIENCES CORP NV 8.01 08/27/09 CONNS INC DE 2.02,9.01 08/27/09 CONVENIENTCAST INC. NV 5.03,9.01 08/20/09 Copano Energy, L.L.C. DE 8.01 08/25/09 CORPORATE OFFICE PROPERTIES TRUST MD 5.02 08/26/09 COST PLUS INC/CA/ CA 2.02,9.01 08/27/09 CREDIT ACCEPTANCE CORP MI 1.01,2.03,8.01,9.01 08/24/09 Cryoport, Inc. NV 5.02,9.01 08/21/09 CTS CORP IN 8.01 08/27/09 CYTOMEDIX INC DE 1.01,8.01,9.01 08/26/09 DAIS ANALYTIC CORP 1.01,9.01 08/21/09 DECODE GENETICS INC DE 5.02 08/26/09 Delek US Holdings, Inc. 5.02,9.01 08/25/09 dELiAs, Inc. DE 2.02,9.01 08/27/09 DELL INC DE 2.02,9.01 08/27/09 DILLARDS INC DE 7.01,9.01 08/26/09 Dorman Products, Inc. PA 8.01 08/27/09 DYCOM INDUSTRIES INC FL 2.02,9.01 08/26/09 ECOTALITY, INC. NV 7.01 08/26/09 ELECTRONICS FOR IMAGING INC DE 8.01 08/25/09 ENCORIUM GROUP INC NV 2.02,8.01,9.01 08/27/09 Endeavor Power Corp NV 4.01,9.01 08/26/09 ENER1 INC FL 1.01,9.01 08/24/09 ENERGY CONVERSION DEVICES INC DE 2.02,9.01 08/27/09 Energy Transfer Partners, L.P. DE 8.01,9.01 08/26/09 ENTECH SOLAR, INC. DE 7.01,9.01 08/27/09 ESSA Bancorp, Inc. PA 8.01,9.01 08/26/09 EZCORP INC DE 5.02,9.01 08/25/09 FAR EAST ENERGY CORP NV 1.01,9.01 08/25/09 Federal Home Loan Bank of Chicago X1 2.03 08/24/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 08/24/09 Federal Home Loan Bank of Des Moines X1 2.03,9.01 08/24/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 08/25/09 Federal Home Loan Bank of New York X1 2.03,9.01 08/25/09 Federal Home Loan Bank of New York X1 5.02,9.01 08/27/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 08/24/09 Federal Home Loan Bank of San Francis X1 2.03 08/24/09 Federal Home Loan Bank of Seattle 2.03 08/21/09 Federal Home Loan Bank of Topeka 2.03 08/24/09 FIRST BANCORP /NC/ NC 8.01,9.01 08/27/09 First Bankshares, Inc. VA 8.01 08/27/09 FIRST MIDWEST BANCORP INC DE 8.01,9.01 08/21/09 FirstEnergy Solutions Corp. OH 5.03,9.01 08/26/09 FLEETWOOD ENTERPRISES INC/DE/ DE 8.01,9.01 08/25/09 FLUSHING FINANCIAL CORP DE 8.01,9.01 08/27/09 FOREST CITY ENTERPRISES INC OH 5.02 08/14/09 FREDS INC TN 2.02,9.01 08/27/09 Frontier Airlines Holdings, Inc. DE 2.02,9.01 07/31/09 Future Canada China Environment Inc. NV 1.01,9.01 08/24/09 AMEND FX ENERGY INC NV 8.01,9.01 08/27/09 GENESCO INC TN 2.02,9.01 08/27/09 GENVEC INC DE 1.01,9.01 08/26/09 GEOKINETICS INC DE 7.01,9.01 08/27/09 GERBER SCIENTIFIC INC CT 2.02,9.01 08/27/09 GILEAD SCIENCES INC DE 8.01 08/26/09 GLOBAL MACRO TRUST DE 5.03,9.01 08/24/09 Globalstar, Inc. DE 5.02 08/24/09 Grand Canyon Education, Inc. DE 8.01,9.01 08/27/09 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 08/21/09 AMEND Graphics Properties Holdings, Inc. DE 2.02,9.01 08/20/09 HABER INC DE 8.01,9.01 08/26/09 Halcyon Jets Holdings, Inc. DE 2.01,3.03,5.01,8.01,9.01 08/21/09 HANCOCK FABRICS INC DE 2.02,7.01,9.01 08/26/09 HAWK CORP DE 5.02,9.01 08/21/09 HEALTHCARE TRUST OF AMERICA, INC. MD 1.01,5.03,7.01,9.01 08/21/09 HIGHWATER ETHANOL LLC 5.02 08/24/09 HUDSON CITY BANCORP INC DE 7.01,9.01 08/27/09 IBERIABANK CORP LA 1.01,2.01,7.01,9.01 08/21/09 IMMUNOMEDICS INC DE 2.02,9.01 08/27/09 Inland American Real Estate Trust, In MD 7.01,9.01 08/27/09 Inland Diversified Real Estate Trust, MD 1.01,9.01 08/24/09 INLAND WESTERN RETAIL REAL ESTATE TRU MD 7.01,9.01 08/27/09 INTEGRAL SYSTEMS INC /MD/ MD 5.02 08/10/09 AMEND InterAmerican Acquisition Group Inc 1.01,8.01,9.01 08/27/09 J CREW GROUP INC DE 2.02,9.01 08/27/09 JO-ANN STORES INC OH 2.02,9.01 08/26/09 JONES LANG LASALLE INC MD 7.01,9.01 08/27/09 K's Media NV 4.01 08/27/09 KEWAUNEE SCIENTIFIC CORP /DE/ DE 2.02,9.01 08/25/09 Kraton Polymers LLC 1.01,9.01 08/25/09 Kryptic Entertainment Inc. 4.01,9.01 08/06/09 AMEND LABARGE INC DE 2.02,9.01 08/27/09 LAKES ENTERTAINMENT INC MN 8.01,9.01 08/24/09 LAS VEGAS GAMING INC NV 1.01,2.01 08/19/09 AMEND LIGHTING SCIENCE GROUP CORP DE 1.01,5.02,9.01 08/21/09 LIGHTPATH TECHNOLOGIES INC DE 8.01,9.01 08/27/09 Lumonall Inc. NV 1.01,9.01 08/26/09 Madison Management, Inc. NV 4.01,9.01 08/07/09 MAGMA DESIGN AUTOMATION INC DE 2.02,8.01,9.01 08/27/09 MAN SANG HOLDINGS INC NV 8.01,9.01 08/27/09 MARINER ENERGY INC DE 1.01,2.03,8.01,9.01 08/25/09 MARVELL TECHNOLOGY GROUP LTD D0 2.02,9.01 08/27/09 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 8.01,9.01 08/17/09 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 8.01,9.01 08/17/09 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 8.01,9.01 08/17/09 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 08/17/09 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 08/17/09 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 08/17/09 META FINANCIAL GROUP INC DE 8.01,9.01 08/27/09 MFA FINANCIAL, INC. MD 5.02,9.01 08/26/09 MGM MIRAGE DE 8.01,9.01 08/27/09 MICROS SYSTEMS INC MD 2.02,9.01 08/27/09 Midas Medici Group Holdings, Inc. 2.01,5.06,9.01 08/21/09 MIRANT CORP DE 5.02 08/26/09 MONUMENT RESOURCES INC CO 5.02 08/24/09 AMEND Musician's Exchange NV 4.01,9.01 08/07/09 NAVISTAR INTERNATIONAL CORP DE 5.02,9.01 08/24/09 NCI BUILDING SYSTEMS INC DE 1.01,8.01,9.01 08/21/09 NET 1 UEPS TECHNOLOGIES INC 2.02,5.05,7.01,9.01 08/27/09 NETEZZA CORP 2.02,9.01 08/27/09 NETREIT CA 1.01,2.01,9.01 08/21/09 NEW ENERGY TECHNOLOGIES, INC. 7.01,9.01 08/24/09 NEWS CORP 1.01,2.03,9.01 08/25/09 NEXT INC/TN DE 1.01,2.03 08/21/09 Noble Corp / Switzerland V8 7.01,9.01 08/27/09 NORTH VALLEY BANCORP CA 1.02,8.01 08/26/09 Northern Explorations Ltd. 5.02 08/24/09 NovaRay Medical, Inc. DE 1.01,3.02,9.01 08/21/09 NOVELL INC DE 2.02,9.01 07/31/09 NTELOS HOLDINGS CORP 7.01,9.01 08/27/09 NYFIX INC DE 1.01,5.02,8.01,9.01 08/26/09 Oilsands Quest Inc 5.02 08/25/09 OMNIVISION TECHNOLOGIES INC DE 2.02,9.01 08/27/09 ONE Holdings, Corp. 5.02 08/27/09 Orchids Paper Products CO /DE DE 8.01,9.01 08/26/09 OSI SYSTEMS INC CA 2.02,9.01 08/27/09 Ottawa Savings Bancorp, Inc. X1 8.01,9.01 08/27/09 Pacific Coast National Bancorp CA 1.01,5.02,8.01,9.01 08/18/09 PACWEST BANCORP DE 1.01,9.01 08/25/09 PALADIN REALTY INCOME PROPERTIES INC MD 8.01 08/25/09 PAMRAPO BANCORP INC DE 8.01,9.01 08/27/09 PC MALL INC DE 1.01 08/21/09 PENN TRAFFIC CO DE 4.01,9.01 08/13/09 AMEND PEOPLES BANCORP INC OH 8.01 08/27/09 PEPSICO INC NC 8.01,9.01 08/27/09 PIER 1 IMPORTS INC/DE DE 5.02 08/21/09 Pinnacle Gas Resources, Inc. DE 8.01,9.01 08/26/09 PIONEER NATURAL RESOURCES CO DE 1.01,9.01 08/26/09 POLYMER GROUP INC DE 8.01,9.01 08/21/09 PPLUS Trust Series GSC-2 DE 8.01,9.01 08/17/09 PPLUS TRUST SERIES GSC-3 DE 8.01,9.01 08/17/09 PRECISION CASTPARTS CORP OR 8.01,9.01 08/26/09 PRESTIGE CAPITAL CORP NV 5.01,5.02 08/27/09 PRICELINE COM INC DE 8.01 08/24/09 PROFESSIONAL VETERINARY PRODUCTS LTD NE 1.01,2.03,9.01 08/21/09 QUESTAR MARKET RESOURCES INC UT 8.01,9.01 08/24/09 RAYMOND JAMES FINANCIAL INC FL 7.01,9.01 08/26/09 ROCKY MOUNTAIN CHOCOLATE FACTORY INC CO 7.01,9.01 08/27/09 ROYAL GOLD INC DE 8.01,9.01 08/27/09 SAFE TECHNOLOGIES INTERNATIONAL INC DE 1.01,3.02,5.02 08/25/09 SAFEGUARD SCIENTIFICS INC PA 5.03,8.01,9.01 08/26/09 SAFEGUARD SCIENTIFICS INC PA 8.01,9.01 08/27/09 SAFEWAY INC DE 5.02,9.01 08/25/09 SANDERSON FARMS INC MS 2.02,9.01 08/25/09 SEAFARER EXPLORATION CORP DE 8.01 03/12/09 SECURECARE TECHNOLOGIES INC NV 1.01,3.02,9.01 08/21/09 SecureLogic Corp NV 4.01 05/18/09 AMEND SELECT COMFORT CORP MN 7.01 08/27/09 Seven Arts Pictures PLC X0 5.02 08/26/09 SHOE CARNIVAL INC IN 2.02,9.01 08/27/09 SOLERA HOLDINGS, INC DE 2.02,7.01,9.01 08/27/09 Solera National Bancorp, Inc. DE 5.02 08/27/09 SOLITARIO EXPLORATION & ROYALTY CORP. CO 1.01,3.02,9.01 08/24/09 SOUTHERN CO DE 8.01 08/27/09 SPORT SUPPLY GROUP, INC. DE 2.02,9.01 08/27/09 Standard Drilling, Inc. 4.01,9.01 08/18/09 SUN COMMUNITIES INC MD 1.01,9.01 08/27/09 SUPREME INDUSTRIES INC DE 1.01 08/25/09 TANDY BRANDS ACCESSORIES INC DE 2.02,9.01 08/27/09 TANGER FACTORY OUTLET CENTERS INC NC 5.02,9.01 08/27/09 TAPIMMUNE INC NV 5.02 08/27/09 TERRESTAR CORP DE 7.01,8.01,9.01 08/27/09 THERMOENERGY CORP AK 1.01,9.01 08/21/09 TOLL BROTHERS INC DE 2.02,9.01 08/27/09 TOLLGRADE COMMUNICATIONS INC \PA\ PA 5.02 08/24/09 TRAILER BRIDGE INC 5.02,7.01,9.01 08/26/09 TRICO BANCSHARES / CA 8.01,9.01 08/26/09 TRINITYCARE SENIOR LIVING, INC. NV 5.03 08/27/09 UC Hub Group Inc NV 8.01 08/26/09 Universal Capital Management, Inc. DE 4.01,9.01 08/24/09 UROLOGIX INC MN 2.02,9.01 08/25/09 VALCOM, INC DE 4.02 08/27/09 Vanguard Natural Resources, LLC DE 8.01,9.01 08/26/09 Vantage Drilling CO E9 1.01,8.01,9.01 08/26/09 VECTOR GROUP LTD DE 8.01,9.01 08/27/09 VITRAN CORP INC 8.01 08/27/09 WATSON PHARMACEUTICALS INC NV 8.01 08/24/09 WESBANCO INC WV 8.01,9.01 08/27/09 WESCO INTERNATIONAL INC DE 8.01,9.01 08/27/09 Westway Group, Inc. DE 8.01,9.01 08/26/09 WHX CORP DE 8.01,9.01 08/27/09 WILLIAMS COMPANIES INC DE 8.01,9.01 08/27/09 WorldSpace, Inc DE 1.02,8.01,9.01 08/27/09 XETA TECHNOLOGIES INC OK 1.01,2.02,9.01 08/21/09 YOUNG BROADCASTING INC /DE/ DE 7.01,9.01 08/24/09