RECENT 8K FILINGS August 7, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ A. H. Belo CORP DE 5.02,9.01 08/06/09 AAC Group Holding Corp. DE 8.01,9.01 08/06/09 AB&T Financial CORP NC 2.02 06/30/09 AMEND ABERCROMBIE & FITCH CO /DE/ DE 2.02,7.01,9.01 08/06/09 ABIOMED INC DE 2.02,9.01 08/06/09 AbitibiBowater Inc. DE 8.01,9.01 07/31/09 Abraxis BioScience, Inc. DE 2.02,9.01 08/06/09 ACCELRYS, INC. DE 2.02,9.01 08/06/09 ACCENTURE SCA 3.02 07/31/09 ACCURIDE CORP DE 2.02,7.01,8.01,9.01 08/06/09 ACI WORLDWIDE, INC. DE 2.02,7.01,9.01 08/06/09 ACURA PHARMACEUTICALS, INC NY 8.01,9.01 08/06/09 ADVOCAT INC DE 2.02,9.01 08/06/09 AECOM TECHNOLOGY CORP DE 2.02,9.01 08/06/09 AEROPOSTALE INC 7.01,9.01 08/06/09 AFFILIATED COMPUTER SERVICES INC DE 2.02,9.01 08/06/09 AFFYMAX INC DE 2.02,9.01 08/05/09 AHERN RENTALS INC 8.01,9.01 08/05/09 AIR METHODS CORP DE 2.02,9.01 08/06/09 AIS FUTURES FUND IV LP DE 3.02 07/31/09 ALDILA INC DE 2.02,7.01,9.01 08/06/09 ALEXANDRIA REAL ESTATE EQUITIES INC MD 2.02,9.01 08/06/09 ALKERMES INC PA 2.02,9.01 08/06/09 ALLEGHANY CORP /DE DE 2.02,9.01 08/06/09 ALLIANT ENERGY CORP WI 2.02,9.01 08/06/09 ALLIANT TECHSYSTEMS INC DE 2.02,9.01 08/06/09 ALLIANT TECHSYSTEMS INC DE 2.02,9.01 08/06/09 ALLION HEALTHCARE INC DE 2.02,9.01 08/06/09 ALLOY INC DE 5.02,9.01 08/06/09 ALLOY STEEL INTERNATIONAL INC 8.01 08/05/09 ALNYLAM PHARMACEUTICALS, INC. 2.02,9.01 08/06/09 Alon USA Energy, Inc. DE 2.02,9.01 08/05/09 ALPHA INNOTECH CORP DE 2.02,9.01 08/05/09 ALTAIR NANOTECHNOLOGIES INC A6 2.02,7.01,9.01 08/04/09 AMCORE FINANCIAL INC NV 5.02,9.01 08/04/09 AMEREN CORP MO 2.02,8.01,9.01 08/06/09 AMERICAN APPAREL, INC DE 7.01,9.01 08/06/09 American Caresource Holdings, Inc. DE 5.02 08/02/09 AMERICAN EAGLE OUTFITTERS INC DE 2.02,9.01 08/06/09 American Electric Technologies Inc FL 2.02,9.01 08/06/09 AMERICAN EXPRESS CO NY 7.01 08/05/09 AMERICAN GREETINGS CORP OH 7.01 08/06/09 AMERICAN ITALIAN PASTA CO DE 2.02,9.01 08/06/09 American Railcar Industries, Inc. ND 2.02,9.01 08/05/09 American Reprographics CO DE 2.02,9.01 08/06/09 AMERICAN SCIENCE & ENGINEERING INC MA 2.02,9.01 08/06/09 AMERICAN STATES WATER CO CA 2.02,9.01 08/06/09 AMERICAN TOWER CORP /MA/ DE 8.01,9.01 08/06/09 AMERICAN VANGUARD CORP DE 2.02,9.01 08/06/09 AMICAS, Inc. DE 2.02,9.01 08/05/09 AMN HEALTHCARE SERVICES INC DE 2.02,9.01 08/06/09 Amtrust Financial Services, Inc. DE 2.02,9.01 08/05/09 ANALOGIC CORP MA 2.05,8.01,9.01 07/31/09 ANAREN INC NY 2.02,9.01 08/06/09 ANAVEX LIFE SCIENCES CORP. NV 1.01,1.02,2.03,3.02,5.02,9.01 05/14/09 AMEND ANGELES INCOME PROPERTIES LTD II CA 1.01,9.01 07/31/09 ANGIOTECH PHARMACEUTICALS INC 2.02,9.01 08/06/09 ANSYS INC DE 2.02,9.01 08/06/09 APARTMENT INVESTMENT & MANAGEMENT CO MD 1.01,9.01 08/04/09 APOLLO INVESTMENT CORP MD 2.02,9.01 08/06/09 AQUA AMERICA INC PA 5.02 08/04/09 ARBINET Corp DE 2.02,9.01 08/06/09 ARCHER DANIELS MIDLAND CO DE 5.02,9.01 08/05/09 ARES CAPITAL CORP MD 2.02,7.01,9.01 08/06/09 ARES VENTURES CORP. NV 4.01,9.01 08/04/09 ARGON ST, Inc. DE 2.02,9.01 08/06/09 ARQULE INC DE 2.02,9.01 08/06/09 ARRAY BIOPHARMA INC DE 1.01,2.03,3.02 07/31/09 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 08/06/09 ASSURED GUARANTY LTD 2.02,9.01 08/06/09 ASTA FUNDING INC DE 2.02,9.01 08/04/09 ASTORIA FINANCIAL CORP DE 2.02,9.01 08/04/09 ATHERSYS, INC / NEW DE 2.02,9.01 08/06/09 Atrinsic, Inc. DE 8.01,9.01 07/31/09 AUTHENTEC INC DE 2.02,9.01 08/06/09 AUXILIUM PHARMACEUTICALS INC 2.02,9.01 08/06/09 AXA FINANCIAL INC DE 2.02,9.01 08/05/09 BAKERS FOOTWEAR GROUP INC MO 2.02,7.01,9.01 08/06/09 Bank of Commerce Holdings CA 9.01 08/05/09 Bank of New York Mellon CORP 8.01,9.01 08/05/09 BANKERS STORE INC NY 4.01 03/23/09 AMEND BARK GROUP INC NV 1.02,9.01 08/01/09 BAY NATIONAL CORP MD 2.02,9.01 08/05/09 BEAZER HOMES USA INC DE 2.02,9.01 08/06/09 BIOJECT MEDICAL TECHNOLOGIES INC OR 2.02,9.01 08/05/09 BIOLASE TECHNOLOGY INC DE 2.02,9.01 08/06/09 Biostar Pharmaceuticals, Inc. MD 5.02,9.01 08/01/09 BLACKBOARD INC DE 2.02 08/05/09 BlackRock Kelso Capital CORP DE 2.02,7.01,9.01 08/06/09 Blackstone Group L.P. DE 2.02,9.01 08/06/09 BLONDER TONGUE LABORATORIES INC DE 2.02,9.01 08/06/09 BLUE DOLPHIN ENERGY CO DE 1.01,7.01,9.01 07/31/09 BLUE NILE INC DE 2.02,9.01 08/06/09 BLUEFLY INC DE 2.02,9.01 08/06/09 BlueLinx Holdings Inc. DE 2.02,9.01 08/06/09 BORLAND SOFTWARE CORP DE 1.01,2.03,9.01 07/27/09 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 1.01,8.01,9.01 08/06/09 BRAND NEUE CORP NV 4.01,9.01 08/03/09 Brazos International Exploration, Inc NV 4.01,9.01 08/06/09 BRIGHAM EXPLORATION CO DE 2.02,9.01 08/05/09 Bristow Group Inc DE 2.02,9.01 08/06/09 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 1.01,2.03,5.02,9.01 08/04/09 BROOKS AUTOMATION INC DE 2.02,8.01 08/06/09 BRT REALTY TRUST MA 2.02,9.01 08/06/09 BSQUARE CORP /WA WA 2.02,9.01 08/06/09 BUCKEYE TECHNOLOGIES INC DE 5.02,7.01 08/05/09 C&D TECHNOLOGIES INC DE 5.02,9.01 08/06/09 CALAVO GROWERS INC CA 1.01,2.03,9.01 07/31/09 CALGON CARBON CORPORATION DE 5.02,9.01 08/06/09 CALIFORNIA PIZZA KITCHEN, INC. DE 2.02,9.01 08/06/09 CAMCO FINANCIAL CORP DE 1.01 07/31/09 CAPITAL ONE FINANCIAL CORP DE 8.01,9.01 08/05/09 CAPITALSOURCE INC DE 2.02,7.01,9.01 08/06/09 CAPITOL BANCORP LTD MI 1.01,9.01 08/06/09 Capmark Financial Group Inc. NV 5.02 07/31/09 CARACO PHARMACEUTICAL LABORATORIES LT MI 3.02 07/30/09 CAREY W P & CO LLC DE 2.02,9.01 08/06/09 CARRIAGE SERVICES INC DE 2.02,9.01 07/30/09 CASCADE BANCORP OR 4.01,9.01 08/05/09 AMEND CB RICHARD ELLIS GROUP INC DE 8.01 08/06/09 CBS CORP DE 2.02,9.01 08/06/09 CECO ENVIRONMENTAL CORP DE 2.02,9.01 08/06/09 Celera CORP DE 2.02,9.01 08/06/09 CELL THERAPEUTICS INC WA 2.02,9.01 08/06/09 CELL THERAPEUTICS INC WA 2.02,7.01,9.01 08/06/09 CENTURYTEL INC LA 2.02,9.01 08/06/09 CENVEO, INC CO 2.02,9.01 08/05/09 CHARMING SHOPPES INC PA 1.01,2.03,9.01 07/31/09 CHARTER COMMUNICATIONS INC /MO/ DE 2.02,9.01 06/30/09 CHECKPOINT SYSTEMS INC PA 2.02 08/05/09 CHESAPEAKE UTILITIES CORP DE 2.02,9.01 08/06/09 CHICOS FAS INC FL 2.02,7.01,9.01 08/06/09 CHILDRENS PLACE RETAIL STORES INC 5.02,7.01,8.01,9.01 08/04/09 China Information Security Technology 2.02,9.01 08/06/09 CHINA SKY ONE MEDICAL, INC. NV 5.02,7.01,9.01 08/04/09 China Youth Media, Inc. DE 8.01,9.01 08/05/09 CHIQUITA BRANDS INTERNATIONAL INC NJ 5.02,9.01 08/01/09 CHIQUITA BRANDS INTERNATIONAL INC NJ 2.02,9.01 08/06/09 CHYRON CORP NY 2.02,9.01 08/06/09 CLACENDIX, INC. DE 5.03,9.01 07/31/09 CLARUS CORP DE 2.02,9.01 08/06/09 CLEAR-LITE HOLDINGS, INC. NV 4.01,9.01 08/03/09 CLEAR-LITE HOLDINGS, INC. NV 5.02,9.01 08/03/09 CME GROUP INC. DE 5.02,9.01 08/05/09 COGENCO INTERNATIONAL INC CO 8.01 08/03/09 Cogo Group, Inc. MD 2.02,9.01 08/06/09 COLE KENNETH PRODUCTIONS INC NY 1.01,2.03,9.01 08/06/09 COLORADO INTERSTATE GAS CO DE 2.02,9.01 08/06/09 COLUMBIA BANKING SYSTEM INC WA 1.01,7.01,9.01 08/05/09 COLUMBIA LABORATORIES INC DE 2.02,9.01 08/06/09 COMCAST CORP PA 2.02,9.01 08/06/09 COMFORCE CORP DE 2.02,9.01 08/05/09 COMMUNITY VALLEY BANCORP CA 2.02,9.01 08/06/09 COMPUTER SCIENCES CORP NV 2.02,9.01 07/03/09 Comverge, Inc. DE 2.02,9.01 08/06/09 CONNS INC DE 2.02,9.01 08/06/09 CONOLOG CORP DE 1.01,2.03,3.02,9.01 08/03/09 Consolidated Communications Holdings, DE 2.02,9.01 08/06/09 Constant Contact, Inc. DE 2.02,9.01 08/06/09 CONTINENTAL RESOURCES INC OK 2.02,7.01,9.01 08/06/09 Copano Energy, L.L.C. DE 7.01,9.01 08/05/09 COPsync, Inc. DE 7.01,9.01 08/06/09 Core-Mark Holding Company, Inc. DE 2.02,9.01 08/06/09 CORNELL COMPANIES INC DE 2.02,9.01 08/06/09 CORPORATE EXECUTIVE BOARD CO DE 8.01,9.01 08/06/09 CORRECTIONS CORP OF AMERICA MD 2.02,9.01 08/05/09 Cowen Group, Inc. DE 2.02,9.01 08/06/09 CREDITRISKMONITOR COM INC NV 2.02,9.01 08/06/09 CRM Holdings, Ltd. 2.02,9.01 08/06/09 Crocs, Inc. 1.02,2.02,9.01 08/03/09 CROWN MEDIA HOLDINGS INC DE 2.02,9.01 06/30/09 CTC Media, Inc. 2.02,9.01 08/06/09 CVR ENERGY INC DE 2.02,9.01 08/05/09 CYBRA CORP NY 8.01 08/03/09 Cyclacel Pharmaceuticals, Inc. DE 2.02,9.01 08/06/09 D&E COMMUNICATIONS INC PA 2.02,7.01,8.01,9.01 08/05/09 D?COR PRODUCTS INTERNATIONAL, INC. FL 8.01,9.01 08/06/09 DANA HOLDING CORP DE 2.02,7.01,9.01 08/06/09 DANA HOLDING CORP DE 5.02,9.01 07/31/09 DATAWATCH CORP DE 2.02,9.01 08/04/09 DCT Industrial Trust Inc. MD 2.02,9.01 08/06/09 DealerTrack Holdings, Inc. DE 2.02,9.01 08/06/09 Delek US Holdings, Inc. 2.02,9.01 08/06/09 DELTA PETROLEUM CORP/CO CO 2.02,7.01,9.01 08/06/09 DEVELOCAP INC 1.01,2.01,3.02,5.01,5.02,5.06, 08/06/09 9.01 DG FastChannel, Inc DE 2.02,9.01 08/06/09 DIAMOND MANAGEMENT & TECHNOLOGY CONSU DE 2.02,9.01 08/06/09 DIGITAL ANGEL CORP DE 2.02,9.01 08/06/09 DILLARDS INC DE 7.01,9.01 08/06/09 DIONEX CORP /DE CA 2.02,9.01 08/06/09 DIRECTV GROUP INC DE 2.02 08/06/09 DIRECTV HOLDINGS LLC DE 2.02 08/06/09 Dividend Capital Total Realty Trust I MD 1.01,9.01 08/05/09 DOLLAR TREE INC VA 2.02,7.01,9.01 08/06/09 DOLLAR TREE INC VA 2.02,7.01,9.01 08/06/09 AMEND DORCHESTER MINERALS LP DE 2.02,7.01,9.01 06/30/09 DOUBLE EAGLE PETROLEUM CO MD 2.01,7.01,9.01 08/06/09 DRI CORP NC 1.01,2.03 07/31/09 DUANE READE HOLDINGS INC 1.01,3.03,9.01 07/31/09 DUKE REALTY LIMITED PARTNERSHIP/ IN 5.03,9.01 07/31/09 DYNCORP INTERNATIONAL INC. DE 1.01,8.01,9.01 08/05/09 DYNEX CAPITAL INC VA 2.02,5.02,9.01 07/31/09 Eastern Insurance Holdings, Inc. PA 2.02,9.01 08/06/09 Easy Energy Inc NV 4.01,9.01 08/03/09 EBIX INC DE 2.02,9.01 08/05/09 ECLIPSYS CORP DE 2.02,5.02,9.01 08/03/09 ECOSYSTEM CORP 1.01,3.02 08/04/09 EDEN BIOSCIENCE CORP WA 8.01,9.01 08/03/09 EF Johnson Technologies, Inc. DE 2.02,9.01 08/06/09 EINSTEIN NOAH RESTAURANT GROUP INC DE 2.02,9.01 08/06/09 EL PASO CORP/DE DE 2.02,7.01,9.01 08/06/09 El Paso Pipeline Partners, L.P. DE 2.02,9.01 08/06/09 ELEPHANT TALK COMMUNICATIONS INC CA 1.01,3.02 07/31/09 ELKO VENTURES INC. NV 4.01,9.01 08/04/09 Emergent BioSolutions Inc. DE 2.02,9.01 08/06/09 EMERITUS CORP\WA\ WA 8.01,9.01 08/05/09 EMERITUS CORP\WA\ WA 2.02 08/06/09 EMPIRE RESORTS INC DE 2.04,9.01 08/03/09 Employers Holdings, Inc. NV 2.02,8.01,9.01 08/06/09 EMULEX CORP /DE/ DE 2.02,9.01 08/06/09 ENCORIUM GROUP INC NV 4.01 07/31/09 ENER1 INC FL 2.02,9.01 08/06/09 Energy Recovery, Inc. DE 2.02,9.01 08/06/09 EnergyConnect Group Inc OR 5.02,9.01 08/03/09 ENERNOC INC 1.01,9.01 08/05/09 ENTREMED INC DE 2.02,9.01 08/06/09 EOG RESOURCES INC DE 2.02,7.01,9.01 08/06/09 EPICEPT CORP 2.02,3.01,9.01 08/06/09 ESCALADE INC IN 2.02,9.01 08/06/09 ESSEX PROPERTY TRUST INC MD 2.02,9.01 06/30/09 EVOLUTION RESOURCES, INC. NV 1.01,3.02,9.01 07/31/09 EXIDE TECHNOLOGIES DE 2.02,9.01 08/06/09 ExlService Holdings, Inc. DE 2.02,9.01 08/06/09 EXTERRAN HOLDINGS INC. DE 2.02,9.01 08/06/09 EXTERRAN PARTNERS, L.P. DE 2.02,9.01 08/06/09 Extreme Home Staging Inc 4.01,9.01 08/04/09 AMEND EZCORP INC DE 5.02,9.01 08/03/09 FACTSET RESEARCH SYSTEMS INC DE 7.01 08/05/09 FBL FINANCIAL GROUP INC IA 2.02 08/06/09 Federal Home Loan Bank of Atlanta X1 2.03 08/06/09 Federal Home Loan Bank of Chicago X1 2.03 08/03/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 08/03/09 Federal Home Loan Bank of Des Moines X1 2.03,9.01 08/04/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 08/03/09 Federal Home Loan Bank of New York X1 2.03,9.01 08/04/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 08/03/09 Federal Home Loan Bank of San Francis X1 2.03 08/03/09 Federal Home Loan Bank of Seattle 2.03 08/05/09 Federal Home Loan Bank of Topeka 2.03 08/03/09 FERRO CORP OH 8.01,9.01 08/06/09 FiberTower CORP DE 2.02,9.01 08/06/09 FINISAR CORP DE 2.02,9.01 08/04/09 FINLAY ENTERPRISES INC /DE DE 1.01,1.03,2.04,9.01 08/05/09 FIRST BANCORP /NC/ NC 2.02,9.01 08/06/09 FIRST BANCSHARES INC /MS/ MS 2.02,9.01 08/05/09 FIRST STATE BANCORPORATION NM 8.01,9.01 08/05/09 FISHER COMMUNICATIONS INC WA 2.02,9.01 08/06/09 FLINT TELECOM GROUP INC. 5.02 07/31/09 FMC CORP DE 7.01,9.01 08/06/09 Fortress International Group, Inc. DE 5.02 08/06/09 FORWARD INDUSTRIES INC NY 2.02,9.01 08/05/09 FOUR OAKS FINCORP INC NC 2.03 07/31/09 FREIGHT MANAGEMENT CORP NV 4.01,9.01 08/06/09 FRONTIER FINANCIAL CORP /WA/ WA 1.01,7.01,8.01,9.01 08/05/09 FRONTIER FINANCIAL CORP /WA/ WA 1.01,7.01,8.01,9.01 08/06/09 AMEND FRONTIER OIL CORP /NEW/ WY 2.02,9.01 08/06/09 FSP 303 East Wacker Drive Corp. 7.01,9.01 08/06/09 Fuel Systems Solutions, Inc. 2.02,9.01 08/06/09 FUQI INTERNATIONAL, INC. DE 2.02,7.01,9.01 08/03/09 Fushi Copperweld, Inc. NV 2.02,9.01 08/05/09 FutureFuel Corp. DE 8.01 08/05/09 FX ENERGY INC NV 7.01,9.01 08/06/09 G&K SERVICES INC MN 2.02,9.01 08/06/09 GAMCO INVESTORS, INC. ET AL NY 2.02,9.01 08/06/09 GAMCO INVESTORS, INC. ET AL NY 8.01 08/04/09 GAP INC DE 2.02,9.01 08/06/09 GCI INC AK 2.02,9.01 08/05/09 GENERAL COMMUNICATION INC AK 2.02,9.01 08/05/09 GENERAL METALS CORP DE 3.02 06/16/09 AMEND GENEREX BIOTECHNOLOGY CORP DE 1.01,9.01 08/06/09 GENESIS ENERGY LP DE 2.02,9.01 08/06/09 GENVEC INC DE 2.02,9.01 08/06/09 GIBRALTAR INDUSTRIES, INC. DE 2.02,7.01,9.01 08/05/09 GLATFELTER P H CO PA 2.02,9.01 08/04/09 GLG Partners, Inc. DE 2.02,9.01 08/06/09 GLOBAL INDUSTRIES LTD LA 2.02,9.01 08/05/09 GLOBAL PARTNERS LP 1.01,2.02,5.02,7.01,9.01 08/05/09 GOENERGY INC DE 4.01,9.01 08/03/09 AMEND Golden Aria Corp. 2.01,9.01 07/31/09 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 08/06/09 GOODYEAR TIRE & RUBBER CO /OH/ OH 5.02,9.01 06/02/09 AMEND GRAMERCY CAPITAL CORP MD 2.02,7.01,9.01 08/06/09 Great American Group, Inc. 1.01,2.01,2.03,5.01,5.02,5.06, 07/31/09 8.01,9.01 Great Wolf Resorts, Inc. DE 2.02,7.01,9.01 08/04/09 Great Wolf Resorts, Inc. DE 1.01,9.01 07/31/09 Great Wolf Resorts, Inc. DE 8.01 08/06/09 GRIFFON CORP DE 2.02,9.01 08/06/09 Grubb & Ellis Apartment REIT, Inc. MD 7.01,9.01 08/06/09 GSI COMMERCE INC DE 5.02,9.01 07/31/09 GTSI CORP DE 2.02,9.01 08/06/09 GULFPORT ENERGY CORP DE 2.02,9.01 08/06/09 GYMBOREE CORP DE 2.02,9.01 08/06/09 HALLWOOD GROUP INC DE 7.01 08/03/09 HANMI FINANCIAL CORP DE 2.02,4.02,9.01 08/03/09 HANSEN NATURAL CORP DE 2.02,9.01 08/06/09 Harbin Electric, Inc 8.01,9.01 08/04/09 HARDINGE INC NY 2.02,9.01 08/04/09 HARRINGTON WEST FINANCIAL GROUP INC/C 1.01,9.01 07/31/09 HARTMARX CORP/DE DE 1.01,9.01 07/31/09 HARVARD BIOSCIENCE INC DE 2.02,9.01 08/06/09 HAVERTY FURNITURE COMPANIES INC MD 2.02,9.01 08/06/09 HAWK CORP DE 2.02,9.01 08/06/09 HEALTH CARE REIT INC /DE/ DE 8.01,9.01 08/06/09 HEINZ H J CO PA 8.01,9.01 08/04/09 Helix Wind, Corp. NV 1.01,8.01,9.01 08/04/09 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 2.02,9.01 08/06/09 HERSHA HOSPITALITY TRUST MD 1.01,5.02,9.01 08/04/09 Hicks Acquisition CO I Inc. DE 1.01,9.01 08/02/09 Hicks Acquisition CO I Inc. DE 8.01 08/06/09 HOLLOMAN ENERGY CORP NV 5.02 08/04/09 HOLLY CORP DE 1.01,9.01 08/01/09 HOLLY ENERGY PARTNERS LP DE 1.01,9.01 08/01/09 HOSPITALITY PROPERTIES TRUST MD 2.02,9.01 08/06/09 HUDSON VALLEY HOLDING CORP NY 2.02,8.01,9.01 08/04/09 Hughes Communications, Inc. DE 2.02,9.01 08/06/09 Hughes Network Systems, LLC DE 2.02,9.01 08/06/09 Huntsman CORP DE 2.02,9.01 08/06/09 Hydrogen Motors, Inc. NV 4.01,9.01 08/05/09 AMEND I2 TECHNOLOGIES INC DE 2.02,7.01,9.01 08/06/09 IA GLOBAL INC DE 1.01,2.02,5.02 08/02/09 IBASIS INC DE 7.01,9.01 08/05/09 IBI ACQUISITIONS, INC. CO 4.01,9.01 03/24/09 ICAHN ENTERPRISES L.P. DE 2.02,9.01 08/05/09 ICF International, Inc. DE 2.02,9.01 08/06/09 ICOP DIGITAL, INC CO 2.02,9.01 08/06/09 IDT CORP DE 2.01 07/31/09 IMAX CORP A6 2.02,9.01 08/06/09 IMMUNOGEN INC MA 2.02,9.01 08/06/09 inContact, Inc. DE 2.02,9.01 08/06/09 INERGY L P DE 1.01,7.01,9.01 08/05/09 INFINITY PHARMACEUTICALS, INC. DE 2.02,9.01 08/05/09 INFINITY PROPERTY & CASUALTY CORP OH 2.02,9.01 08/06/09 INNODATA ISOGEN INC DE 2.02,9.01 08/06/09 INSITE VISION INC DE 2.02,9.01 08/06/09 INTEGRA LIFESCIENCES HOLDINGS CORP DE 2.02,7.01,9.01 08/06/09 INTEGRA LIFESCIENCES HOLDINGS CORP DE 8.01,9.01 08/06/09 INTEGRAMED AMERICA INC DE 2.02,9.01 08/06/09 INTEGRATED DEVICE TECHNOLOGY INC DE 1.01,2.05 08/06/09 INTEGRYS ENERGY GROUP, INC. WI 2.02,9.01 08/05/09 INTELLIGENT SYSTEMS CORP GA 8.01,9.01 08/06/09 INTERMUNE INC DE 2.02,9.01 08/06/09 INTERNATIONAL ASSETS HOLDING CORP DE 2.02,7.01,9.01 08/06/09 INTERNATIONAL SILVER INC AZ 4.01,9.01 08/06/09 INVENTIV HEALTH INC DE 2.02,7.01,9.01 06/30/09 ION GEOPHYSICAL CORP DE 2.02,9.01 08/05/09 IPASS INC DE 2.02,9.01 08/06/09 IPC HOLDINGS LTD 8.01,9.01 08/06/09 IPC The Hospitalist Company, Inc. DE 2.02,9.01 08/06/09 IRON MOUNTAIN INC DE 8.01,9.01 08/05/09 IRWIN FINANCIAL CORP IN 2.02,9.01 08/05/09 IRWIN FINANCIAL CORP IN 5.03,9.01 08/06/09 ISIS PHARMACEUTICALS INC DE 2.02,9.01 08/06/09 IXIA CA 2.02,9.01 08/06/09 J C PENNEY CO INC DE 2.02,9.01 08/06/09 J2 GLOBAL COMMUNICATIONS INC DE 2.02,7.01,9.01 08/05/09 Jade Art Group Inc. NV 5.02 07/31/09 Jingwei International LTD NV 2.01,8.01,9.01 07/31/09 JMP Group Inc. DE 2.02,9.01 08/06/09 JO-ANN STORES INC OH 2.02,9.01 08/06/09 JONES SODA CO WA 2.02,9.01 08/06/09 K SWISS INC DE 2.02,9.01 08/06/09 K-SEA TRANSPORTATION PARTNERS LP DE 8.01,9.01 06/30/08 KADANT INC DE 2.02,9.01 08/05/09 KAMAN CORP CT 2.02,9.01 08/06/09 KENEXA CORP 2.02,9.01 08/06/09 KEY ENERGY SERVICES INC MD 2.02,9.01 08/05/09 KEY TECHNOLOGY INC OR 2.02,9.01 08/06/09 KING PHARMACEUTICALS INC TN 2.02,9.01 08/06/09 KKR Financial Holdings LLC DE 2.02,9.01 08/06/09 KLA TENCOR CORP DE 8.01,9.01 08/06/09 KNIGHT CAPITAL, CORP. 4.01,9.01 03/24/09 KNOT INC DE 2.02,9.01 08/06/09 KOHLS CORPORATION WI 2.02,9.01 08/06/09 Koppers Holdings Inc. PA 2.02,9.01 08/06/09 KRATOS DEFENSE & SECURITY SOLUTIONS, DE 2.02,3.03,9.01 08/06/09 Kryptic Entertainment Inc. 4.01,9.01 08/06/09 KULICKE & SOFFA INDUSTRIES INC PA 1.01,8.01,9.01 08/05/09 LAMAR ADVERTISING CO/NEW DE 2.02,9.01 08/06/09 LEAP WIRELESS INTERNATIONAL INC DE 2.02,9.01 08/06/09 LEAR CORP DE 8.01 08/04/09 LEGACY RESERVES LP DE 2.02,9.01 08/05/09 LIFETIME BRANDS, INC DE 2.02,9.01 08/06/09 LIGHTING SCIENCE GROUP CORP DE 1.01,9.01 07/24/09 Limelight Networks, Inc. DE 2.02,9.01 08/06/09 LIN TV CORP DE 1.01,2.02,9.01 08/06/09 LINN ENERGY, LLC DE 2.02,9.01 06/30/09 LIQUIDMETAL TECHNOLOGIES INC DE 5.03 06/04/09 Live Nation, Inc. DE 2.02,8.01,9.01 08/06/09 LTC PROPERTIES INC MD 2.02,9.01 08/05/09 LUMINEX CORP DE 2.02,9.01 08/06/09 Macquarie Infrastructure CO LLC DE 2.02,9.01 08/06/09 Macy's, Inc. DE 2.02,9.01 08/06/09 Macy's, Inc. DE 2.02,9.01 08/06/09 AMEND MADISON GAS & ELECTRIC CO WI 2.02,9.01 08/06/09 Madison Management, Inc. NV 5.02,8.01 08/06/09 MAGELLAN MIDSTREAM PARTNERS LP DE 1.01,9.01 08/05/09 MAGMA DESIGN AUTOMATION INC DE 2.02,9.01 08/06/09 MAP Pharmaceuticals, Inc. DE 1.01,8.01,9.01 08/05/09 Marine Exploration Inc CO 8.01 08/06/09 MARRIOTT INTERNATIONAL INC /MD/ DE 5.02,9.01 08/06/09 Marvel Entertainment, Inc. DE 2.02,9.01 08/04/09 MAUI LAND & PINEAPPLE CO INC HI 2.02,9.01 08/03/09 MAXIM INTEGRATED PRODUCTS INC DE 2.02,9.01 08/06/09 MAXLIFE FUND CORP. WY 8.01,9.01 08/04/09 MAXWELL TECHNOLOGIES INC DE 2.02,9.01 08/06/09 MAXYGEN INC DE 2.02,9.01 08/06/09 MBIA INC CT 2.02,7.01,9.01 08/05/09 MCGRATH RENTCORP CA 2.02,9.01 08/06/09 MEDCATH CORP DE 2.02,9.01 08/05/09 MEDICAL ACTION INDUSTRIES INC DE 7.01,9.01 08/06/09 MEDICAL PROPERTIES TRUST INC 2.02,9.01 08/06/09 MEDICAL STAFFING NETWORK HOLDINGS INC DE 2.02,9.01 08/06/09 MEDIS TECHNOLOGIES LTD DE 1.01,3.02 07/30/09 MERIDIAN RESOURCE CORP TX 2.02,9.01 08/06/09 Merriman Curhan Ford Group, Inc. DE 3.02 07/31/09 METABASIS THERAPEUTICS INC 2.02,9.01 08/06/09 METRO BANCORP, INC. 8.01,9.01 08/06/09 METROPCS COMMUNICATIONS INC DE 2.02,9.01 08/06/09 MF Global Ltd. D0 2.02,9.01 08/06/09 MF Global Ltd. D0 2.02,9.01 08/06/09 AMEND MGE ENERGY INC WI 2.02,9.01 08/06/09 MICROCHIP TECHNOLOGY INC DE 2.02,9.01 08/06/09 MICROMET, INC. DE 2.02,9.01 08/06/09 MICROVISION INC DE 2.02,9.01 08/06/09 MICRUS ENDOVASCULAR CORP 2.02,9.01 08/06/09 MID AMERICA APARTMENT COMMUNITIES INC TN 2.02,9.01 08/06/09 MIDAS INC DE 2.02 08/06/09 MiddleBrook Pharmaceuticals, Inc. 2.02,9.01 08/06/09 MIDDLESEX WATER CO NJ 2.02,9.01 08/06/09 MILACRON INC DE 7.01,9.01 08/04/09 MILACRON INC DE 7.01,9.01 08/04/09 AMEND MILLIPORE CORP /MA MA 2.02,9.01 08/06/09 MIRANT CORP DE 5.03,9.01 08/06/09 MISONIX INC NY 2.01,9.01 08/06/09 MIT Holding, Inc. DE 4.01,9.01 06/24/09 MOBILEPRO CORP DE 8.01 08/06/09 MONEYGRAM INTERNATIONAL INC 2.02 08/06/09 MONEYLOGIX GROUP INC. NV 1.01,2.01,3.02,9.01 08/06/09 AMEND MONMOUTH REAL ESTATE INVESTMENT CORP MD 2.02,9.01 08/06/09 Morgans Hotel Group Co. DE 1.01,9.01 08/05/09 MULTI FINELINE ELECTRONIX INC 1.01,2.03,9.01 07/31/09 MULTI FINELINE ELECTRONIX INC 2.02,9.01 08/06/09 NABI BIOPHARMACEUTICALS DE 2.02,8.01,9.01 08/06/09 NASDAQ OMX GROUP, INC. DE 2.02,7.01,9.01 08/06/09 National CineMedia, Inc. DE 2.02,9.01 08/06/09 NATIONAL LAMPOON INC CA 5.02 08/03/09 NATURAL RESOURCE PARTNERS LP DE 2.02,7.01,9.01 08/06/09 NAVISTAR FINANCIAL CORP DE 1.01,9.01 01/30/09 Neiman Marcus, Inc. DE 2.02,7.01 08/06/09 NeurogesX Inc CA 8.01,9.01 08/05/09 Neutral Tandem Inc 2.02,9.01 08/06/09 NIC INC CO 2.02,7.01,9.01 08/06/09 NMT MEDICAL INC DE 5.02,9.01 08/05/09 NORD RESOURCES CORP DE 8.01,9.01 08/06/09 NORDSTROM INC WA 7.01 08/06/09 NORTH AMERICAN TECHNOLOGIES GROUP INC 1.01,4.01,9.01 07/31/09 NORTHERN GROWERS LLC SD 5.03,8.01,9.01 07/31/09 NORTHWEST PIPELINE GP 2.02,9.01 08/06/09 NORTHWESTERN CORP DE 1.01 08/06/09 NPS PHARMACEUTICALS INC DE 2.02,9.01 08/06/09 NPS PHARMACEUTICALS INC DE 1.01,9.01 08/05/09 NUVEEN INVESTMENTS INC DE 2.02 08/06/09 NVIDIA CORP DE 2.02,9.01 08/06/09 NYFIX INC DE 2.02,9.01 08/06/09 NYMAGIC INC NY 2.02,9.01 08/03/09 O CHARLEYS INC TN 2.02,7.01,9.01 08/06/09 Obagi Medical Products, Inc. DE 2.02 06/30/09 OCCAM NETWORKS INC/DE DE 2.02,9.01 08/06/09 OCEAN ENERGY, INC NV 4.01,9.01 08/05/09 AMEND OCEANEERING INTERNATIONAL INC DE 5.02,9.01 08/04/09 Oculus Innovative Sciences, Inc. CA 2.02,9.01 08/06/09 OLD DOMINION ELECTRIC COOPERATIVE VA 5.02 08/03/09 OM GROUP INC DE 2.02,9.01 08/06/09 OMNI ENERGY SERVICES CORP LA 2.02,9.01 08/05/09 OMNIRELIANT HOLDINGS, INC. NV 5.01 07/31/09 ON2 TECHNOLOGIES, INC. DE 1.01,5.02,8.01,9.01 08/04/09 ON2 TECHNOLOGIES, INC. DE 2.02,9.01 08/06/09 ONCOGENEX PHARMACEUTICALS, INC. DE 2.02,9.01 08/06/09 ONEOK INC /NEW/ OK 5.02,9.01 08/06/09 ONEOK Partners LP DE 5.02,9.01 08/06/09 ONLINE RESOURCES CORP DE 2.02,9.01 08/06/09 ONVIA INC DE 2.02,9.01 08/06/09 OPLINK COMMUNICATIONS INC DE 2.02,9.01 08/06/09 OPNEXT INC 2.02,9.01 08/06/09 OPTIMIZED TRANSPORTATION MANAGEMENT, DE 4.01,9.01 08/06/09 ORBIT INTERNATIONAL CORP DE 2.02 08/06/09 Orchids Paper Products CO /DE DE 1.01,2.03,9.01 07/31/09 ORE PHARMACEUTICALS INC. DE 1.02,5.02,9.01 07/31/09 Orexigen Therapeutics, Inc. DE 2.02,9.01 08/06/09 ORIENT EXPRESS HOTELS LTD D0 2.02,9.01 08/05/09 Orion Marine Group Inc DE 2.02,9.01 08/06/09 ORMAT TECHNOLOGIES, INC. DE 2.02,9.01 08/06/09 ORTHOFIX INTERNATIONAL N V 5.02 07/30/09 ORTHOVITA INC 2.02,9.01 08/05/09 OSG America L.P. DE 2.02,8.01,9.01 08/05/09 OSIRIS THERAPEUTICS, INC. DE 2.02,9.01 08/06/09 OVERSEAS SHIPHOLDING GROUP INC DE 2.02,8.01,9.01 08/05/09 PACER INTERNATIONAL INC TN 2.02,9.01 06/30/09 PACIFIC ALLIANCE CORP /UT/ DE 1.01,8.01 07/31/09 PACIFIC OFFICE PROPERTIES TRUST, INC. 2.02,9.01 08/05/09 PAIN THERAPEUTICS INC DE 5.02 07/31/09 PARAMOUNT GOLD & SILVER CORP. 1.01,9.01 08/05/09 PATHFINDER BANCORP INC DE 2.02,9.01 06/30/09 Patriot Capital Funding, Inc. DE 1.01,9.01 08/03/09 PC GROUP, INC. DE 2.02,9.01 08/05/09 PC MALL INC DE 1.01,2.03,9.01 08/05/09 PDL BIOPHARMA, INC. DE 5.02 08/01/09 PEABODY ENERGY CORP DE 8.01,9.01 08/06/09 PENN VIRGINIA CORP VA 2.02,7.01,9.01 08/05/09 Penn Virginia GP Holdings, L.P. 2.02,7.01,9.01 08/05/09 PENN VIRGINIA RESOURCE PARTNERS L P DE 2.02,7.01,9.01 08/05/09 PEPCO HOLDINGS INC DE 2.02,9.01 08/06/09 PERMA FIX ENVIRONMENTAL SERVICES INC DE 2.02,9.01 08/06/09 PERRY ELLIS INTERNATIONAL INC FL 1.01,5.02,9.01 08/03/09 PetroHunter Energy Corp MD 5.02 07/31/09 PHARMACYCLICS INC DE 8.01,9.01 08/05/09 PHARMATHENE, INC DE 1.02 07/31/09 PHOENIX FOOTWEAR GROUP INC DE 1.01,9.01 07/31/09 PHYSICIANS FORMULA HOLDINGS, INC. DE 2.02,7.01,9.01 08/06/09 Pinnacle Foods Finance LLC DE 5.02 07/31/09 PIONEER DRILLING CO TX 2.02,9.01 08/06/09 PIPER JAFFRAY COMPANIES 5.02 08/04/09 PLAINS EXPLORATION & PRODUCTION CO DE 2.02,9.01 08/06/09 POLYONE CORP 2.02,9.01 08/06/09 POMEROY IT SOLUTIONS INC DE 4.02 07/31/09 POWERSECURE INTERNATIONAL, INC. DE 2.02,9.01 08/06/09 PRIMEDIA INC DE 2.02,7.01,9.01 08/06/09 PRINCETON REVIEW INC DE 2.02,9.01 08/06/09 PROGENICS PHARMACEUTICALS INC DE 2.02,9.01 06/30/09 PROS Holdings, Inc. DE 2.02,9.01 08/06/09 PS BUSINESS PARKS INC/CA CA 2.02,9.01 08/05/09 PULTE HOMES INC/MI/ MI 1.01,9.01 07/31/09 QUALITY SYSTEMS INC CA 2.02,9.01 07/30/09 AMEND QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 3.01,9.01 07/31/09 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 1.01,9.01 08/03/09 RAE SYSTEMS INC DE 2.02,9.01 08/05/09 RAINMAKER SYSTEMS INC CA 2.02,7.01,9.01 08/06/09 RAIT Financial Trust MD 2.02,9.01 08/06/09 RALCORP HOLDINGS INC /MO MO 2.02,9.01 08/06/09 Rand Logistics, Inc. DE 8.01,9.01 08/06/09 RASER TECHNOLOGIES INC UT 2.02,9.01 08/06/09 RAYONIER INC NC 8.01,9.01 08/05/09 RBC LIFE SCIENCES, INC. DE 2.02,9.01 08/05/09 Red Lion Hotels CORP WA 2.02,9.01 08/05/09 REGENCY CENTERS CORP FL 2.02,9.01 08/05/09 REHABCARE GROUP INC DE 2.02,7.01,9.01 08/06/09 RENTRAK CORP OR 2.02,9.01 08/06/09 REPLIGEN CORP DE 2.02,9.01 08/06/09 REPUBLIC AIRWAYS HOLDINGS INC DE 2.01,5.02,9.01 07/31/09 RESMED INC DE 2.02,9.01 08/06/09 RESOURCE AMERICA INC DE 2.02,9.01 08/05/09 ROCKFORD CORP AZ 3.01,7.01,9.01 08/06/09 ROFIN SINAR TECHNOLOGIES INC DE 2.02,9.01 06/30/09 RONSON CORP NJ 1.01,2.03,8.01,9.01 07/31/09 ROSS STORES INC DE 2.02,9.01 08/06/09 Rovi Corp DE 2.02,9.01 08/06/09 Rovi Corp DE 1.01,1.02,2.03,9.01 08/04/09 ROYALE ENERGY INC CA 1.01,3.02,8.01,9.01 08/04/09 RUDOLPH TECHNOLOGIES INC DE 2.02,9.01 06/30/09 RUSS BERRIE & CO INC NJ 2.02,9.01 08/06/09 SABINE ROYALTY TRUST TX 2.02,9.01 08/05/09 SAGA COMMUNICATIONS INC DE 2.02,9.01 08/06/09 SAGE FUND LP MD 3.02 08/01/09 SAKS INC TN 7.01,9.01 08/06/09 SALARY. COM, INC. DE 2.02,9.01 08/06/09 SALEM COMMUNICATIONS CORP /DE/ DE 2.02,7.01,9.01 08/06/09 SANDRIDGE ENERGY INC DE 2.02,9.01 08/06/09 Santa Monica Media CORP DE 8.01,9.01 08/05/09 SAPIENT CORP DE 2.02,9.01 08/06/09 SAUL CENTERS INC MD 2.02,9.01 08/06/09 Sawadee Ventures Inc. NV 4.01,9.01 08/06/09 SCO GROUP INC DE 1.03,5.02,9.01 08/03/09 Scripps Networks Interactive, Inc. OH 2.02,9.01 08/06/09 SEALY CORP DE 5.02 08/01/09 SEQUENOM INC DE 2.02,9.01 08/06/09 SHUFFLE MASTER INC MN 5.02 07/28/09 Silicon Graphics International Corp DE 2.02,9.01 08/06/09 SIRIUS XM RADIO INC. DE 2.02,9.01 08/06/09 SKYWEST INC UT 2.02,9.01 08/06/09 SMART BALANCE, INC. DE 2.02,5.02,9.01 08/03/09 SMOKY MARKET FOODS INC NV 4.01,9.01 08/05/09 Somaxon Pharmaceuticals, Inc. DE 2.02,9.01 08/06/09 SONIC CORP DE 5.02,9.01 08/06/09 SONIC SOLUTIONS/CA/ CA 2.02,9.01 08/06/09 SOUNDBITE COMMUNICATIONS INC 2.02,9.01 08/06/09 SOUTH JERSEY INDUSTRIES INC NJ 2.02,7.01,9.01 06/30/09 SOUTHERN MISSOURI BANCORP INC MO 8.01 08/05/09 SOUTHERN NATURAL GAS CO DE 2.02,9.01 08/06/09 SOUTHERN UNION CO DE 2.02,7.01,9.01 08/06/09 SOUTHWEST AIRLINES CO TX 2.02 07/31/09 SOUTHWEST BANCORP INC OK 2.02,7.01,9.01 08/06/09 Soy Energy, LLC IA 8.01,9.01 08/06/09 SpectrumDNA, Inc. DE 3.02,8.01 07/31/09 SPEEDWAY MOTORSPORTS INC DE 2.02,9.01 08/06/09 Spheris Inc. DE 2.02,9.01 08/06/09 SRS LABS INC DE 2.02,9.01 08/06/09 STANDARD PARKING CORP DE 5.02,9.01 08/03/09 STEEL DYNAMICS INC IN 5.03,9.01 07/31/09 STEINWAY MUSICAL INSTRUMENTS INC DE 2.02,9.01 08/06/09 Stereotaxis, Inc. DE 2.02,5.02,7.01,9.01 08/06/09 Stereotaxis, Inc. DE 8.01,9.01 08/06/09 STERLING BANCORP NY 7.01,9.01 08/05/09 STILLWATER MINING CO /DE/ DE 2.02,5.02,9.01 08/05/09 STONE TAN CHINA ACQUISITION CORP. 8.01,9.01 08/06/09 STRATEGIC HOTELS & RESORTS, INC 2.02,9.01 08/05/09 SUBURBAN PROPANE PARTNERS LP DE 2.02,9.01 08/06/09 Sucampo Pharmaceuticals, Inc. 2.02,5.02,9.01 08/03/09 Summer Infant, Inc. DE 2.02,9.01 08/06/09 SUN RIVER ENERGY, INC CO 3.02,8.01 07/31/09 SUNGARD CAPITAL CORP 2.02,9.01 08/06/09 SUNOCO INC PA 2.02,7.01,9.01 08/05/09 SUNRISE SENIOR LIVING INC DE 2.02,9.01 08/06/09 SUNRISE SENIOR LIVING INC DE 8.01 08/06/09 SUPERCONDUCTOR TECHNOLOGIES INC DE 3.01,9.01 08/05/09 SUPERCONDUCTOR TECHNOLOGIES INC DE 2.02,9.01 08/06/09 SUREWEST COMMUNICATIONS CA 2.02,9.01 08/06/09 SXC Health Solutions Corp. A6 2.02,9.01 08/06/09 Targa Resources Partners LP DE 2.02,9.01 08/05/09 Targa Resources, Inc. DE 2.02,9.01 08/06/09 TARRAGON CORP NV 8.01,9.01 08/03/09 TBS INTERNATIONAL LTD 2.02,9.01 08/05/09 TECHNOLOGY RESEARCH CORP FL 9.01 08/06/09 TECUMSEH PRODUCTS CO MI 2.02,8.01,9.01 08/05/09 TECUMSEH PRODUCTS CO MI 8.01,9.01 08/06/09 TECUMSEH PRODUCTS CO MI 8.01,9.01 08/06/09 TELEPHONE & DATA SYSTEMS INC /DE/ DE 2.02,9.01 06/30/09 TELIK INC DE 2.02,9.01 08/06/09 TENNECO INC DE 4.01,9.01 08/05/09 TERADATA CORP /DE/ 2.02,7.01,9.01 08/06/09 TESCO CORP 2.02,9.01 08/05/09 TETON ENERGY CORP DE 8.01 07/31/09 TETRA TECHNOLOGIES INC DE 2.02,9.01 08/06/09 THERAGENICS CORP DE 2.02 08/06/09 THOMAS PROPERTIES GROUP INC DE 2.02,9.01 08/05/09 Thorium Power, Ltd NV 1.01,9.01 08/06/09 TICC Capital Corp. MD 2.02,9.01 08/06/09 TIER TECHNOLOGIES INC DE 2.02,9.01 08/06/09 Tim Hortons Inc. DE 2.02,8.01,9.01 08/06/09 TIME WARNER CABLE INC. DE 5.02,8.01 07/31/09 TORVEC INC NY 1.01 07/31/09 Travelport LTD D0 2.02,4.01,5.02,8.01,9.01 08/03/09 TreeHouse Foods, Inc. DE 2.02,5.02,5.03,7.01,9.01 08/06/09 Trubion Pharmaceuticals, Inc 2.02,9.01 08/06/09 TUTOR PERINI Corp MA 2.02,9.01 06/30/09 U S PHYSICAL THERAPY INC /NV NV 2.02 08/06/09 U.S. Auto Parts Network, Inc. DE 2.02,9.01 08/06/09 UCI MEDICAL AFFILIATES INC DE 4.02 07/31/09 UMH PROPERTIES, INC. MD 2.02,9.01 08/06/09 UNION BANKSHARES CORP VA 8.01,9.01 08/03/09 UNION BANKSHARES INC VT 2.02,9.01 08/06/09 UNITED ONLINE INC DE 1.01,2.03,9.01 08/04/08 AMEND UNITED ONLINE INC DE 1.01,2.03,9.01 08/11/08 AMEND UNITED STATES CELLULAR CORP DE 2.02,9.01 06/30/09 UNIVERSAL ELECTRONICS INC DE 2.02,9.01 08/06/09 UTSTARCOM INC DE 2.02,9.01 08/06/09 VALHI INC /DE/ DE 7.01,9.01 08/06/09 VALIDUS HOLDINGS LTD 8.01,9.01 08/06/09 Vemics, Inc. NV 5.02,8.01 08/03/09 Venoco, Inc. DE 2.02,9.01 08/06/09 VENTURE FINANCIAL GROUP INC WA 5.02,9.01 08/06/09 Veraz Networks, Inc. DE 2.02,9.01 08/06/09 VERISIGN INC/CA DE 2.02,9.01 08/06/09 VERSADIAL, INC. NV 8.01 07/31/09 Verso Paper Corp. DE 2.02,9.01 08/06/09 VICAL INC DE 2.02,9.01 08/06/09 VICON INDUSTRIES INC /NY/ NY 2.02,9.01 08/06/09 VIRGIN MEDIA INC. DE 2.02,9.01 08/06/09 VIRTUSA CORP 7.01,8.01,9.01 08/05/09 VISTEON CORP DE 2.02,7.01,9.01 08/06/09 VITAL IMAGES INC MN 2.02,9.01 08/05/09 W&T OFFSHORE INC TX 1.01,9.01 08/05/09 Warner Chilcott Ltd D0 5.02,8.01,9.01 08/05/09 Warner Music Group Corp. DE 2.02,7.01,9.01 08/06/09 WEIGHT WATCHERS INTERNATIONAL INC VA 2.02,9.01 08/06/09 WELLS FARGO & CO/MN DE 5.02,9.01 08/03/09 WENDY'S/ARBY'S GROUP, INC. DE 2.02,9.01 08/06/09 WENDY'S/ARBY'S GROUP, INC. DE 7.01,9.01 08/06/09 WESTAR ENERGY INC /KS KS 2.02,9.01 08/06/09 Western Refining, Inc. DE 2.02,9.01 08/06/09 WGL HOLDINGS INC VA 2.02,9.01 08/05/09 White River Capital Inc IN 2.02,9.01 08/04/09 WILLIAMS COMPANIES INC DE 2.02,9.01 08/06/09 WILLIAMS CONTROLS INC DE 2.02,9.01 08/03/09 Williams Partners L.P. 2.02,9.01 08/06/09 WILLIAMS PIPELINE PARTNERS L.P. DE 2.02,9.01 08/06/09 WINDSTREAM CORP DE 2.02,8.01,9.01 08/06/09 WINNER MEDICAL GROUP INC NV 8.01,9.01 08/06/09 WIRELESS RONIN TECHNOLOGIES INC MN 2.02,9.01 08/06/09 WITel Corp. NV 4.01,9.01 08/03/09 AMEND WMS INDUSTRIES INC /DE/ DE 2.02,8.01,9.01 08/03/09 WORLD FUEL SERVICES CORP FL 2.02,7.01,9.01 08/06/09 WORLD WRESTLING ENTERTAINMENTINC DE 2.02,9.01 08/06/09 Yasheng Eco-Trade Corp DE 8.01 08/05/09 Yasheng Eco-Trade Corp DE 5.02 08/03/09 AMEND Your Event, Inc. NV 4.01,9.01 08/06/09 ZALE CORP DE 2.04,2.05,9.01 07/31/09 ZOOM TECHNOLOGIES INC DE 2.02,9.01 08/05/09