RECENT 8K FILINGS August 6, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 1st Financial Services CORP NC 2.02,8.01,9.01 08/05/09 3M CO DE 8.01,9.01 08/04/09 4 KIDS ENTERTAINMENT INC NY 8.01,9.01 08/05/09 99 CENTS ONLY STORES CA 2.02,8.01,9.01 08/04/09 AB&T Financial CORP NC 9.01 06/30/09 ACADIA PHARMACEUTICALS INC DE 2.02,9.01 08/05/09 ACCENTURE LTD 8.01,9.01 08/05/09 Activision Blizzard, Inc. DE 2.02,9.01 08/05/09 ADAMS GOLF INC DE 2.02,9.01 08/05/09 ADVENTRX PHARMACEUTICALS INC DE 1.01,5.03,9.01 08/05/09 AGILYSYS INC OH 2.02,7.01,9.01 08/05/09 ALBANY MOLECULAR RESEARCH INC DE 2.02,9.01 08/04/09 Alexza Pharmaceuticals Inc. DE 2.02,9.01 08/05/09 ALLIANCE BANKSHARES CORP 2.02,9.01 08/03/09 Allis Chalmers Energy Inc. DE 7.01,9.01 08/05/09 ALLSTATE CORP DE 2.02,9.01 08/05/09 ALMOST FAMILY INC DE 2.02,9.01 06/30/09 ALMOST FAMILY INC DE 1.01 06/30/09 Alpha Natural Resources, Inc. DE 1.01,2.03,3.03,5.01,5.02,5.03, 07/31/09 5.05,9.01 Alpha Natural Resources, Inc./Old DE 2.01,3.01,4.01,5.02,9.01 07/31/09 ALPHA PRO TECH LTD DE 2.02,9.01 08/05/09 AMACORE GROUP, INC. DE 1.01,2.01,9.01 07/30/09 AMERICAN AIRLINES INC DE 8.01 08/05/09 AMERICAN AXLE & MANUFACTURING HOLDING DE 2.02,7.01,9.01 08/05/09 AMERICAN BIO MEDICA CORP NY 8.01 07/30/09 AMERICAN CAPITAL, LTD 2.02,9.01 08/04/09 AMERICAN DAIRY INC UT 7.01,9.01 08/04/09 AMERICAN ENERGY PRODUCTION INC 1.01,1.02,3.02,9.01 07/31/09 AMERICAN GENERAL FINANCE CORP IN 1.01 07/30/09 AMERICAN GENERAL FINANCE INC IN 1.01 07/30/09 American Natural Energy Corp OK 7.01,9.01 08/05/09 American Water Works Company, Inc. DE 2.02,5.02,9.01 07/31/09 AMERICREDIT CORP TX 2.02,9.01 08/05/09 AMERISAFE INC TX 2.02,9.01 08/05/09 AMERISTAR CASINOS INC NV 2.02,9.01 08/05/09 AMICUS THERAPEUTICS INC DE 2.02,9.01 08/05/09 AML COMMUNICATIONS INC DE 2.02,9.01 08/03/09 AMR CORP DE 8.01 08/05/09 ANALYSTS INTERNATIONAL CORP 1.01,2.01,8.01,9.01 08/04/09 ANALYSTS INTERNATIONAL CORP 5.02 08/05/09 ANALYSTS INTERNATIONAL CORP 2.02,9.01 08/05/09 ANDERSONS INC OH 2.02 08/05/09 ANESIVA, INC. DE 1.01,5.02,9.01 07/30/09 ANGELES PARTNERS XI CA 1.01 07/31/09 ANTIGENICS INC /DE/ DE 3.02,8.01,9.01 08/03/09 AP PHARMA INC /DE/ DE 2.02,9.01 08/04/09 APAC CUSTOMER SERVICE INC IL 2.02,9.01 08/04/09 APPLIANCE RECYCLING CENTERS OF AMERIC MN 2.02,9.01 08/05/09 APPLIED MATERIALS INC /DE DC 5.02 07/31/09 APPLIED MICRO CIRCUITS CORP DE 2.02,9.01 07/30/09 AQUA AMERICA INC PA 2.02,9.01 08/04/09 ARROWHEAD RESEARCH CORP DE 1.01 06/30/09 ARTISTDIRECT INC 8.01,9.01 08/05/09 ASHFORD HOSPITALITY TRUST INC MD 2.02,9.01 08/05/09 ASIA PREMIUM TELEVISION GROUP NV 1.01,3.02,5.01,5.02 08/01/09 ATHENAHEALTH INC DE 2.02,9.01 08/05/09 ATLAS AIR WORLDWIDE HOLDINGS INC DE 2.02,9.01 08/05/09 ATS CORP DE 2.02,9.01 08/05/09 ATWOOD OCEANICS INC TX 2.02,7.01,9.01 08/05/09 AUTOBYTEL INC DE 5.03 08/01/09 AVISTA CORP WA 2.02,9.01 08/05/09 AVNET INC NY 2.02,9.01 08/05/09 BAKER HUGHES INC DE 2.02,7.01,9.01 08/05/09 BALDWIN TECHNOLOGY CO INC DE 1.01,2.03,8.01,9.01 08/05/09 BankFinancial CORP 8.01,9.01 08/05/09 BEACON POWER CORP DE 8.01,9.01 08/05/09 Beyond Commerce NV 2.03,9.01 07/30/09 BGC Partners, Inc. DE 2.02,9.01 08/04/09 BIOCLINICA INC DE 2.02,9.01 08/04/09 BIOTIME INC CA 8.01,9.01 08/05/09 BLACKBOARD INC DE 2.02,9.01 08/05/09 Blindspot Alert, Inc. NV 1.01,9.01 08/04/09 BLOUNT INTERNATIONAL INC DE 2.02,9.01 08/05/09 BMB MUNAI INC 4.02 05/06/09 AMEND BOISE INC. DE 1.01,2.02,9.01 08/05/09 BOTETOURT BANKSHARES INC VA 2.02,8.01,9.01 08/05/09 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 2.02,9.01 08/05/09 BOYD GAMING CORP NV 2.02,9.01 08/05/09 BPO Management Services, Inc. PA 1.01,2.01,7.01,9.01 07/30/09 BRE PROPERTIES INC /MD/ MD 2.02,2.03,8.01,9.01 08/03/09 Brink's Home Security Holdings, Inc. VA 2.02,9.01 08/05/09 BROOKFIELD HOMES CORP DE 1.01,9.01 07/31/09 BUCKEYE TECHNOLOGIES INC DE 2.02,7.01,9.01 08/04/09 CADENCE PHARMACEUTICALS INC 2.02,9.01 08/05/09 CALGON CARBON CORPORATION DE 2.02 08/05/09 Calumet Specialty Products Partners, DE 2.02,9.01 08/05/09 CAMBREX CORP DE 2.02,9.01 08/05/09 CAMPBELL ALTERNATIVE ASSET TRUST DE 8.01 08/05/09 CAMPBELL FUND TRUST DE 8.01 08/05/09 CAMPBELL STRATEGIC ALLOCATION FUND LP DE 8.01 08/05/09 CANO PETROLEUM, INC 1.01,1.02 03/31/09 Capital Financial Holdings, Inc ND 2.01 08/05/09 Capital Financial Holdings, Inc ND 5.02,5.03,9.01 08/05/09 AMEND CAPITAL SENIOR LIVING CORP DE 2.02,5.02,9.01 08/03/09 CapLease, Inc. 2.02,9.01 08/05/09 CARDIONET INC CA 2.02,9.01 08/05/09 CARDTRONICS INC DE 2.02,9.01 08/05/09 CAREER EDUCATION CORP DE 2.02,9.01 08/05/09 CAREER EDUCATION CORP DE 8.01,9.01 07/27/09 CAS MEDICAL SYSTEMS INC DE 2.02,9.01 08/05/09 CATALYST HEALTH SOLUTIONS, INC. DE 2.02,9.01 08/04/09 CBEYOND, INC. 2.02,9.01 08/05/09 CBL & ASSOCIATES PROPERTIES INC DE 2.02,9.01 08/04/09 CEL SCI CORP CO 1.01 07/31/09 CELL GENESYS INC DE 2.02,9.01 08/05/09 Celldex Therapeutics, Inc. DE 2.02,9.01 08/05/09 Celsion CORP MD 2.02 08/05/09 CENTERPOINT ENERGY INC 2.02,9.01 08/05/09 CENTRAL BANCORP INC /MA/ MA 2.02,9.01 08/04/09 CENTRAL GARDEN & PET CO DE 2.02,9.01 08/05/09 CENTURYTEL INC LA 9.01 08/01/09 AMEND CERUS CORP DE 5.02,9.01 07/30/09 CHECKPOINT SYSTEMS INC PA 1.01,3.03,9.01 08/05/09 China Shoe Holdings, Inc. NV 5.03,9.01 07/22/09 CINCINNATI FINANCIAL CORP OH 7.01,9.01 08/05/09 CISCO SYSTEMS INC CA 2.02 08/05/09 CLAYTON WILLIAMS ENERGY INC /DE DE 2.02,7.01,9.01 08/05/09 Clear Skies Solar, Inc DE 1.01,2.03,3.02,9.01 07/28/09 AMEND CLECO CORP LA 2.02,9.01 07/31/09 CLENERGEN Corp NV 3.02 08/04/09 CLIFFS NATURAL RESOURCES INC. OH 8.01 08/05/09 CLINICAL DATA INC DE 7.01,9.01 08/05/09 COGNEX CORP MA 2.02,9.01 08/05/09 COLONIAL COMMERCIAL CORP NY 2.02,9.01 08/05/09 COLONIAL PROPERTIES TRUST AL 4.01,9.01 08/03/09 COLUMBIA BANKING SYSTEM INC WA 8.01 08/04/09 Commercial Vehicle Group, Inc. DE 2.02,7.01,9.01 08/04/09 Commercial Vehicle Group, Inc. DE 1.01,2.03,3.02,8.01,9.01 08/04/09 COMMONWEALTH BANKSHARES INC VA 8.01,9.01 08/05/09 COMMSCOPE INC DE 7.01 08/05/09 COMMUNITY SHORES BANK CORP MI 2.02,9.01 07/30/09 COMPETITIVE TECHNOLOGIES INC DE 1.02,9.01 08/05/09 Complete Production Services, Inc. DE 2.02,9.01 08/04/09 CONAGRA FOODS INC /DE/ DE 8.01,9.01 08/05/09 CONCUR TECHNOLOGIES INC WA 2.02,9.01 08/05/09 CONSECO INC DE 2.02,9.01 06/30/09 CONSECO INC DE 2.02,9.01 06/30/09 CONSECO INC DE 2.02,9.01 06/30/09 CONSOLIDATED GRAPHICS INC /TX/ TX 2.02,9.01 08/05/09 CONSOLIDATED GRAPHICS INC /TX/ TX 1.01,2.03,9.01 08/05/09 COOPER TIRE & RUBBER CO DE 2.02,7.01,8.01,9.01 08/05/09 CORNERSTONE BANCSHARES INC TN 2.02,9.01 07/31/09 COTT CORP /CN/ 1.01,8.01,9.01 07/29/09 CPEX Pharmaceuticals, Inc. DE 2.02,9.01 08/05/09 CRACKER BARREL OLD COUNTRY STORE, INC TN 5.02,8.01 07/30/09 CRIMSON EXPLORATION INC. 1.01,9.01 07/31/09 CUMULUS MEDIA INC DE 2.02,9.01 08/05/09 DAWSON GEOPHYSICAL CO TX 2.02,9.01 08/05/09 DCP Holding CO OH 5.02 07/30/09 DEAN FOODS CO DE 2.02,9.01 08/05/09 Deerfield Capital Corp. MD 1.01,7.01,9.01 07/31/09 DELPHI CORP DE 1.01,8.01,9.01 07/30/09 DELTEK, INC DE 5.02,9.01 08/04/09 DESIGN WITHIN REACH INC DE 1.01,3.02,3.03,5.01,5.02,5.03, 08/03/09 9.01 DEVON ENERGY CORP/DE DE 2.02,9.01 08/05/09 DEVON ENERGY CORP/DE DE 8.01 08/05/09 DIALYSIS CORP OF AMERICA FL 2.02,9.01 08/05/09 Digitiliti Inc DE 5.02 07/31/09 DISCOVER CARD MASTER TRUST I DE 1.01,9.01 07/31/09 DNB FINANCIAL CORP /PA/ PA 2.02,9.01 08/05/09 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 1.01,1.02 08/05/09 Doral Energy Corp. NV 1.01,8.01,9.01 07/30/09 Douglas Emmett Inc MD 2.02,9.01 06/30/09 DREW INDUSTRIES INC DE 7.01,9.01 07/31/09 DRI CORP NC 1.01,2.03,9.01 07/30/09 DUPONT FABROS TECHNOLOGY, INC. MD 2.02,7.01,9.01 08/04/09 DYNAVAX TECHNOLOGIES CORP DE 2.02,8.01,9.01 08/04/09 EAGLE ROCK ENERGY PARTNERS L P DE 2.02,7.01,9.01 08/04/09 ECOLOGY COATINGS, INC. NV 3.02 08/05/09 AMEND EDGEWATER TECHNOLOGY INC/DE/ DE 2.02,9.01 08/05/09 EFT BIOTECH HOLDINGS INC NV 5.02,7.01,9.01 08/05/09 EL PASO ELECTRIC CO /TX/ TX 5.02 08/04/09 EL PASO ELECTRIC CO /TX/ TX 2.02,9.01 08/05/09 ELECTRO RENT CORP CA 2.02,9.01 08/04/09 ELOYALTY CORP DE 2.02,7.01,9.01 08/05/09 EMMIS COMMUNICATIONS CORP IN 5.03 07/30/09 Emrise CORP DE 2.02,7.01,9.01 08/05/09 EMS TECHNOLOGIES INC GA 2.02,9.01 08/05/09 ENBRIDGE ENERGY PARTNERS LP DE 1.01,9.01 07/31/09 Endeavor Explorations Inc. NV 1.02,5.01,5.02,7.01,9.01 08/04/09 EnerSys DE 2.02,9.01 08/05/09 Enox Biopharma Inc NV 4.01,9.01 08/03/09 ENTRAVISION COMMUNICATIONS CORP DE 2.02,9.01 08/05/09 EPL Intermediate, Inc. DE 5.02 07/31/09 ERIE INDEMNITY CO PA 2.02,9.01 08/05/09 Evercore Partners Inc. DE 1.01,9.01 08/04/09 EVEREST RE GROUP LTD D0 5.02,9.01 08/04/09 EVOLUTION RESOURCES, INC. NV 5.02 08/04/09 EXCO RESOURCES INC TX 2.02,9.01 08/04/09 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 2.02,9.01 08/04/09 Extreme Home Staging Inc 4.01,7.01 08/04/09 FASHION NET INC 4.01 07/30/09 Federal Home Loan Bank of Boston X1 5.02 07/30/09 Federal Home Loan Bank of Chicago X1 7.01,9.01 08/05/09 AMEND Federal Home Loan Bank of Dallas 2.03 07/30/09 Federal Home Loan Bank of Indianapoli X1 5.02 08/05/09 FedFirst Financial CORP X1 2.02,9.01 08/05/09 FEEL GOLF CO INC CA 1.01,2.01,3.01,8.01 08/03/09 FEI CO OR 2.02,9.01 08/05/09 FelCor Lodging Trust Inc MD 2.02,9.01 08/05/09 FEMALE HEALTH CO WI 2.05 08/05/09 FGX International Holdings LTD 2.02,9.01 08/05/09 FIRST FEDERAL BANKSHARES INC DE 1.01,9.01 07/31/09 FIRST INDUSTRIAL REALTY TRUST INC MD 2.02,9.01 08/04/09 FIRST REGIONAL BANCORP CA 2.02,7.01,9.01 07/30/09 FISCHER WATT GOLD CO INC NV 1.01,9.01 02/27/09 AMEND FLUOR CORP DE 5.02,5.03,9.01 07/31/09 FLUSHING FINANCIAL CORP DE 7.01,9.01 08/05/09 Forestar Group Inc. DE 2.02,7.01,8.01,9.01 08/05/09 FORMCAP CORP. NV 4.02 08/05/09 FOSTER WHEELER AG D0 2.02,9.01 08/05/09 FPIC INSURANCE GROUP INC FL 2.02,9.01 08/05/09 FS Investment CORP MD 2.02,9.01 07/30/09 FTI CONSULTING INC MD 2.02,7.01,9.01 08/04/09 FURNITURE BRANDS INTERNATIONAL INC DE 2.02,9.01 08/04/09 FX ENERGY INC NV 7.01,9.01 08/05/09 GAIAM, INC CO 2.02,9.01 08/05/09 GARMIN LTD 2.02,9.01 08/05/09 GASCO ENERGY INC NV 2.02,9.01 08/04/09 Geeks On Call Holdings, Inc. DE 5.02 08/05/09 GENERAL CABLE CORP /DE/ DE 2.02,9.01 08/05/09 GENERAL GROWTH PROPERTIES INC DE 2.02,7.01,9.01 08/04/09 GEORGIA GULF CORP /DE/ DE 2.02,7.01,9.01 08/04/09 GETTY REALTY CORP /MD/ MD 2.02,9.01 08/04/09 GLACIER BANCORP INC DE 8.01 07/31/09 GLADSTONE INVESTMENT CORPORATION\DE DE 2.02,9.01 08/04/09 Global Investor Services, Inc. UT 1.01,2.03,3.02,9.01 07/31/09 Global Resource CORP CO 9.01 04/23/09 AMEND GMX RESOURCES INC OK 2.02,9.01 08/03/09 GOENERGY INC DE 4.01,7.01 08/03/09 GOLDEN KEY INTERNATIONAL INC OR 5.02 08/03/09 GOLDEN PHOENIX MINERALS INC NV 3.02 07/28/09 GOODRICH PETROLEUM CORP DE 2.02,9.01 08/05/09 GRAPHIC PACKAGING HOLDING CO DE 2.02,9.01 08/05/09 GREAT ATLANTIC & PACIFIC TEA CO INC MD 1.01,2.03,3.02,3.03,5.02,5.03, 08/04/09 8.01,9.01 GREAT PLAINS ENERGY INC MO 2.02,9.01 08/05/09 H&E Equipment Services, Inc. DE 2.02,8.01,9.01 08/05/09 HALIFAX CORP OF VIRGINIA VA 2.02,9.01 08/05/09 HAWTHORN BANCSHARES, INC. MO 2.02 08/03/09 HCC INSURANCE HOLDINGS INC/DE/ DE 2.02,5.02,9.01 08/04/09 HCP, INC. MD 7.01 08/05/09 HEALTH CARE REIT INC /DE/ DE 2.02,9.01 08/05/09 Health Fitness Corp /MN/ MN 2.02,9.01 08/05/09 HENNESSY ADVISORS INC 2.02,9.01 08/05/09 HERSHA HOSPITALITY TRUST MD 2.02,9.01 08/04/09 HEWITT ASSOCIATES INC DE 2.02,9.01 08/04/09 Hill International, Inc. DE 2.02,9.01 08/04/09 HOPFED BANCORP INC DE 7.01,9.01 08/05/09 HORIZON BANCORP /IN/ IN 7.01,9.01 08/05/09 HORTON D R INC /DE/ DE 5.03,9.01 07/30/09 HOST HOTELS & RESORTS, INC. MD 8.01,9.01 01/01/09 HOT TOPIC INC /CA/ CA 2.02,9.01 08/05/09 HSN, Inc. DE 2.02,7.01,9.01 08/05/09 Hydrogen Motors, Inc. NV 4.01,7.01 08/05/09 IASIS Healthcare LLC DE 2.02,9.01 08/05/09 IDENIX PHARMACEUTICALS INC 8.01,9.01 08/05/09 IMAGE SENSING SYSTEMS INC MN 2.02,9.01 08/05/09 IMMERSION CORP DE 5.02,8.01 07/31/09 InfoLogix Inc 1.01 07/31/09 INFOSPACE INC DE 2.02,9.01 08/05/09 INLAND REAL ESTATE CORP MD 2.02,7.01,9.01 06/30/09 INNERWORKINGS INC 2.02,9.01 08/05/09 INNOSPEC INC. DE 2.02,9.01 08/04/09 INSIGHT ENTERPRISES INC DE 2.02,9.01 08/05/09 InterAmerican Gaming, Inc. NV 5.02 08/05/09 INTERNAP NETWORK SERVICES CORP DE 2.02,9.01 08/05/09 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 2.02,9.01 08/05/09 INTERSTATE HOTELS & RESORTS INC DE 2.02,9.01 08/05/09 IRON MOUNTAIN INC DE 8.01,9.01 08/05/09 IRWIN FINANCIAL CORP IN 2.02,9.01 08/05/09 ISTA PHARMACEUTICALS INC DE 2.02,9.01 08/05/09 JONES LANG LASALLE INC MD 2.02,9.01 08/04/09 KELLY SERVICES INC DE 2.02,9.01 08/05/09 KENDLE INTERNATIONAL INC OH 2.02,9.01 08/05/09 KERYX BIOPHARMACEUTICALS INC DE 1.01,2.02,9.01 07/30/09 KEYCORP /NEW/ OH 8.01,9.01 08/05/09 KFORCE INC FL 2.02,9.01 08/04/09 KIMBALL INTERNATIONAL INC IN 2.02,9.01 08/05/09 KINDRED HEALTHCARE, INC DE 2.02,7.01,9.01 08/04/09 KRONOS WORLDWIDE INC 2.02,7.01,9.01 08/04/09 KULICKE & SOFFA INDUSTRIES INC PA 8.01,9.01 08/05/09 L-1 IDENTITY SOLUTIONS, INC. DE 5.02,9.01 07/31/09 LACROSSE FOOTWEAR INC WI 5.02,8.01 08/03/09 LAKES ENTERTAINMENT INC MN 2.02,9.01 08/05/09 Laufer Bridge Enterprises, Inc. NV 4.02 08/05/09 LEGG MASON INC MD 8.01,9.01 08/05/09 Liberty Global, Inc. 2.02,7.01 08/05/09 LINCOLN EDUCATIONAL SERVICES CORP NJ 2.02,9.01 08/05/09 LIQUIDITY SERVICES INC 7.01,9.01 08/04/09 LODGIAN INC DE 2.02,9.01 08/05/09 LogMeIn, Inc. DE 2.02,9.01 08/05/09 LOJACK CORP MA 2.02,9.01 08/05/09 LTC PROPERTIES INC MD 2.02,9.01 08/05/09 LTC PROPERTIES INC MD 1.01,9.01 08/05/09 LTX-CREDENCE CORP MA 1.01,9.01 08/05/09 Lumber Liquidators, Inc. DE 2.02,9.01 08/05/09 MAGNA ENTERTAINMENT CORP DE 8.01,9.01 07/29/09 MAKEMUSIC, INC. MN 2.02,9.01 08/05/09 MANNATECH INC TX 2.02,9.01 08/04/09 MARCHEX INC DE 2.02,9.01 08/05/09 Mariposa Resources, Ltd. NV 8.01,9.01 07/31/09 Market Leader, Inc. WA 2.02,9.01 08/04/09 MARSH & MCLENNAN COMPANIES, INC. DE 2.02,9.01 08/05/09 MARTIN MIDSTREAM PARTNERS LP DE 2.02,8.01,9.01 08/03/09 MAX CAPITAL GROUP LTD. 2.02,8.01,9.01 08/04/09 MAX CAPITAL GROUP LTD. 7.01,9.01 08/04/09 AMEND MAXIM TEP, INC TX 8.01,9.01 08/05/09 McCormick & Schmicks Seafood Restaura 2.02,9.01 08/05/09 MEADOWBROOK INSURANCE GROUP INC MI 2.02,7.01,9.01 08/03/09 Measurement Specialties Inc NJ 2.02,9.01 08/05/09 MEDICIS PHARMACEUTICAL CORP DE 2.02,9.01 08/05/09 MEDIVATION, INC. DE 2.02,9.01 08/05/09 MERCADOLIBRE INC 2.02,7.01,9.01 08/05/09 MERCURY COMPUTER SYSTEMS INC MA 2.02,9.01 08/04/09 MICROTUNE INC DE 2.01,8.01,9.01 07/31/09 MID PENN BANCORP INC PA 5.02 07/31/09 MILLER INDUSTRIES INC /TN/ TN 2.02,9.01 08/05/09 MOBILE MINI INC DE 2.02,9.01 08/05/09 MOD PAC CORP NY 2.02,9.01 08/04/09 MOHEGAN TRIBAL GAMING AUTHORITY 2.02,9.01 08/05/09 Molecular Insight Pharmaceuticals, In MA 5.02,7.01,9.01 08/04/09 Momentive Performance Materials Inc. DE 2.02,9.01 08/05/09 MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01,9.01 08/05/09 MORTONS RESTAURANT GROUP INC DE 2.02,9.01 08/05/09 MOSAIC CO DE 5.02 07/31/09 MOVE INC DE 2.02,9.01 08/05/09 MSC SOFTWARE CORP DE 2.02,8.01,9.01 08/04/09 MULTIMEDIA GAMES INC TX 2.02,9.01 08/05/09 MUNICIPAL MORTGAGE & EQUITY LLC DE 8.01 07/31/09 MUNICIPAL MORTGAGE & EQUITY LLC DE 8.01 07/30/09 MURPHY OIL CORP /DE DE 2.02,9.01 08/05/09 N-VIRO INTERNATIONAL CORP DE 1.01,9.01 08/05/09 N8 CONCEPTS, INC. CO 1.01,9.01 07/28/09 AMEND NACCO INDUSTRIES INC DE 2.02,9.01 08/05/09 NACCO INDUSTRIES INC DE 2.02,7.01,9.01 08/05/09 NASB FINANCIAL INC MO 2.02 06/30/09 NATIONAL FINANCIAL PARTNERS CORP 7.01,9.01 08/05/09 National Interstate CORP OH 2.02,8.01,9.01 08/03/09 NATIONAL RESEARCH CORP WI 2.02,9.01 08/04/09 NATIONWIDE HEALTH PROPERTIES INC MD 2.02,9.01 08/05/09 NATURALLY ADVANCED TECHNOLOGIES INC A1 8.01 07/13/09 NCI, Inc. DE 2.02,7.01,9.01 08/05/09 NeuroMetrix, Inc. 2.02,9.01 08/05/09 NEW YORK COMMUNITY BANCORP INC DE 7.01,9.01 08/05/09 NEW YORK MORTGAGE TRUST INC MD 2.02,7.01,9.01 08/04/09 NewPage Holding CORP DE 5.02 08/03/09 NEWPORT CORP NV 2.02,9.01 08/05/09 NEWS CORP 2.02,9.01 08/05/09 NewStar Financial, Inc. 2.02,9.01 08/05/09 NextMart Inc. DE 1.01,3.02,5.01,5.02 08/01/09 NightHawk Radiology Holdings Inc 2.02,9.01 08/05/09 NII HOLDINGS INC DE 8.01,9.01 08/05/09 NL INDUSTRIES INC NJ 7.01,9.01 08/04/09 NL INDUSTRIES INC NJ 2.02,7.01,9.01 08/04/09 NN INC DE 2.02,9.01 08/05/09 NORTHEAST UTILITIES MA 8.01 07/31/09 Novelis Inc. A6 8.01,9.01 08/04/09 Novelis Inc. A6 8.01,9.01 08/05/09 NTELOS HOLDINGS CORP 2.02,9.01 08/05/09 NUCRYST Pharmaceuticals Corp. A0 8.01,9.01 07/29/09 NUCRYST Pharmaceuticals Corp. A0 2.02,9.01 08/05/09 NURX PHARMACEUTICALS, INC. NV 8.01 07/30/09 NuStar Energy L.P. DE 5.02 07/30/09 NuStar GP Holdings, LLC DE 5.02 07/30/09 NV ENERGY, INC. NV 2.02,9.01 08/05/09 NxStage Medical, Inc. DE 2.02,9.01 08/05/09 OCEAN ENERGY, INC NV 4.01,7.01 08/05/09 OCEAN SHORE HOLDING CO X1 2.02,8.01,9.01 08/04/09 OGE ENERGY CORP. OK 2.02,9.01 08/05/09 OKLAHOMA GAS & ELECTRIC CO OK 2.02,9.01 08/05/09 ON ASSIGNMENT INC DE 2.02,9.01 08/05/09 ON SEMICONDUCTOR CORP DE 2.02,9.01 08/05/09 Oncothyreon Inc. DE 8.01,9.01 08/04/09 ONE LIBERTY PROPERTIES INC MD 2.02,9.01 08/05/09 ONE VOICE TECHNOLOGIES INC NV 1.01,2.03,9.01 06/21/09 Optelecom-NKF, Inc. DE 2.02,5.02,9.01 08/03/09 OPTIMER PHARMACEUTICALS INC 2.02,9.01 08/05/09 ORASURE TECHNOLOGIES INC DE 2.02,9.01 08/05/09 ORASURE TECHNOLOGIES INC DE 7.01,9.01 08/05/09 Orbitz Worldwide, Inc. DE 2.02,9.01 08/05/09 Orient Paper Inc. NV 7.01,9.01 08/03/09 OSHKOSH CORP WI 8.01,9.01 08/05/09 OTELCO INC. DE 2.02,9.01 08/05/09 Owens Corning DE 2.02,9.01 08/05/09 P2 Solar, Inc. DE 4.01,9.01 07/30/09 PACIFIC GAS & ELECTRIC CO CA 2.02,7.01,9.01 08/05/09 PACIFIC HEALTH CARE ORGANIZATION INC 5.02 08/03/09 PAETEC Holding Corp. 2.02,9.01 08/05/09 Patriot Capital Funding, Inc. DE 5.02,9.01 07/31/09 PC MALL INC DE 2.02,9.01 08/05/09 PDI INC 2.02,9.01 08/05/09 PENNANTPARK INVESTMENT CORP 2.02,7.01,9.01 08/05/09 PEOPLES FINANCIAL SERVICES CORP. PA 9.01 06/30/09 AMEND PEPSIAMERICAS INC/IL/ DE 1.01,9.01 08/03/09 AMEND PERFICIENT INC DE 2.02,5.02,9.01 08/05/09 PETROQUEST ENERGY INC DE 2.02 08/05/09 PG&E CORP CA 2.02,7.01,9.01 08/05/09 PGT, Inc. DE 2.02,9.01 08/05/09 PHH CORP MD 5.02,9.01 07/30/09 PINNACLE AIRLINES CORP DE 1.01,2.03,8.01,9.01 07/30/09 PINNACLE DATA SYSTEMS INC OH 2.02,9.01 08/05/09 PIONEER NATURAL RESOURCES CO DE 2.02,9.01 08/04/09 Pioneer Southwest Energy Partners L.P DE 2.02,9.01 08/04/09 PLAINS ALL AMERICAN PIPELINE LP DE 2.02,7.01,9.01 08/05/09 Plantation Lifecare Developers, Inc DE 5.02 08/04/09 POLO RALPH LAUREN CORP DE 2.02,9.01 08/05/09 Polypore International, Inc. 2.02,9.01 08/05/09 Polypore International, Inc. 2.02,9.01 08/05/09 Polypore International, Inc. 8.01,9.01 08/05/09 Premier Power Renewable Energy, Inc. DE 1.01,2.01,9.01 07/30/09 Prestige Brands Holdings, Inc. 2.02,7.01,9.01 08/05/09 PRIMUS GUARANTY LTD 2.02,9.01 08/05/09 PROCTER & GAMBLE CO OH 2.02 06/30/09 PROSPECT CAPITAL CORP MD 1.01,9.01 08/05/09 PROTECTIVE LIFE CORP DE 2.02,9.01 08/04/09 PROTECTIVE LIFE CORP DE 5.02,9.01 08/03/09 ProUroCare Medical Inc. 1.01,2.03,8.01 07/28/09 PRUDENTIAL FINANCIAL INC NJ 2.02,7.01,9.01 08/05/09 Puda Coal, Inc. 3.03,5.03 07/30/09 QUAINT OAK BANCORP INC 2.02,9.01 08/04/09 QUALITY DISTRIBUTION INC FL 2.02,9.01 08/05/09 QUANTA SERVICES INC DE 2.02,9.01 08/05/09 QUANTRX BIOMEDICAL CORP NV 1.01,1.02,2.01,2.03,3.02,5.02, 07/30/09 5.03,9.01 RACKSPACE HOSTING, INC. 1.01,2.03,9.01 07/31/09 RADIAN GROUP INC DE 2.02,9.01 08/05/09 RAE SYSTEMS INC DE 2.02,9.01 08/05/09 RAYONIER INC NC 8.01,9.01 08/05/09 RBC Bearings INC 2.02,9.01 08/05/09 RBS GLOBAL INC DE 2.02,9.01 08/05/09 Real Goods Solar, Inc. CO 2.02,9.01 08/05/09 Red Sun Mining, Inc. DE 1.01,2.01,3.02,5.01,5.02,5.06, 07/30/09 9.01 REDWOOD TRUST INC MD 2.02,9.01 08/05/09 REGENT COMMUNICATIONS INC DE 2.02,9.01 08/05/09 RELIABILITY INC TX 4.01,9.01 08/05/09 AMEND RHI Entertainment, Inc. DE 2.02,9.01 08/05/09 RR Donnelley & Sons Co DE 2.02,9.01 08/05/09 SAFEGUARD SCIENTIFICS INC PA 2.02,9.01 08/05/09 SALISBURY BANCORP INC CT 2.02,9.01 08/05/09 Sancon Resources Recovery, Inc. 5.02 07/31/09 SANGUI BIOTECH INTERNATIONAL INC CO 4.01,9.01 08/05/09 SCHWEITZER MAUDUIT INTERNATIONAL INC DE 2.02,9.01 08/05/09 SCICLONE PHARMACEUTICALS INC DE 2.02,9.01 08/04/09 SEACOAST BANKING CORP OF FLORIDA FL 2.02,7.01 08/04/09 AMEND SERVICE CORPORATION INTERNATIONAL TX 2.02,9.01 08/05/09 SEYCHELLE ENVIRONMENTAL TECHNOLOGIES NV 4.01,9.01 08/05/08 Shire plc 2.02,9.01 08/05/09 Shopoff Properties Trust, Inc. MD 1.01,2.03,9.01 07/31/09 SILVERLEAF RESORTS INC 5.02,7.01,9.01 08/05/09 SINCLAIR BROADCAST GROUP INC MD 2.02,9.01 08/05/09 Solar Thin Films, Inc. DE 5.02,9.01 08/03/09 Somaxon Pharmaceuticals, Inc. DE 7.01 08/04/09 Sound Financial, Inc. 8.01,9.01 08/05/09 SOUTHWESTERN ENERGY CO DE 7.01 08/05/09 SOVRAN SELF STORAGE INC MD 2.02,9.01 08/05/09 Spansion Inc. DE 1.01 07/30/09 SPAR GROUP INC DE 2.02,9.01 07/31/09 SPATIALIZER AUDIO LABORATORIES INC DE 4.01,9.01 08/05/09 AMEND Spectra Energy Partners, LP DE 2.02,9.01 08/05/09 SPRINT NEXTEL CORP KS 5.02 08/03/09 AMEND STANDARD MOTOR PRODUCTS INC NY 2.02,8.01,9.01 08/05/09 STANDARD PARKING CORP DE 2.02,7.01 08/05/09 STAR GAS PARTNERS LP DE 2.02,7.01,9.01 08/05/09 STEELCLOUD INC VA 3.01,7.01,9.01 07/30/09 STELLAR PHARMACEUTICALS INC 2.02,9.01 08/05/09 STEWARDSHIP FINANCIAL CORP NJ 2.02,9.01 08/03/09 STRATTEC SECURITY CORP WI 2.02,9.01 08/04/09 STREAMLINE HEALTH SOLUTIONS INC. DE 8.01,9.01 07/21/09 Summer Infant, Inc. DE 5.02 07/23/09 SUN HEALTHCARE GROUP INC DE 2.02,9.01 08/05/09 Sunstone Hotel Investors, Inc. MD 2.02,9.01 08/05/09 Super Micro Computer, Inc. CA 2.02,9.01 08/05/09 Susser Holdings CORP DE 2.02,7.01,9.01 08/03/09 Sutura, Inc. 2.01,2.04,8.01 07/02/09 SWIFT ENERGY CO 8.01,9.01 08/04/09 SYNIVERSE HOLDINGS INC DE 2.02,9.01 08/05/09 TANDY LEATHER FACTORY INC DE 2.02,9.01 08/05/09 TARGACEPT INC 2.02,9.01 08/05/09 TECHWELL INC 1.01,3.03,5.03,9.01 08/04/09 TEKELEC CA 2.02,9.01 08/05/09 TEMECULA VALLEY BANCORP INC CA 5.02 08/03/09 TERRA INDUSTRIES INC MD 8.01,9.01 08/05/09 TERRESTAR CORP DE 5.02 08/03/09 TFS Financial CORP DE 2.02,9.01 08/05/09 THOR INDUSTRIES INC DE 2.02,9.01 08/04/09 THORATEC CORP CA 2.02,9.01 08/05/09 TLC VISION CORP A6 1.01,8.01,9.01 08/03/09 TOR MINERALS INTERNATIONAL INC DE 2.02,9.01 08/05/09 Tower Group, Inc. DE 2.02,9.01 08/05/09 TOWERSTREAM CORP DE 2.02,9.01 08/05/09 TRANSACT TECHNOLOGIES INC DE 2.02,9.01 08/05/09 Transocean Ltd. V8 2.02,7.01,9.01 08/05/09 TRAVELCENTERS OF AMERICA LLC 2.02,9.01 08/05/09 Tremisis Energy Acquisition CORP II DE 1.01,8.01,9.01 07/30/09 Triangle Capital CORP MD 2.02,5.02,7.01,9.01 08/05/09 TRIMAS CORP DE 2.02 08/04/09 AMEND TRIPLE-S MANAGEMENT CORP 2.02,9.01 08/05/09 Tropical PC, Inc. NV 2.01,3.02,5.01,5.02,5.06, 12/08/08 AMEND 8.01,9.01 TUSCANY MINERALS LTD. WA 5.03,8.01,9.01 07/28/09 TWIN DISC INC WI 5.02,9.01 08/05/09 U S GOLD CORP CO 7.01,9.01 08/05/09 U S PHYSICAL THERAPY INC /NV NV 7.01 08/05/09 UIL HOLDINGS CORP CT 2.02,7.01,9.01 08/05/09 UMH PROPERTIES, INC. MD 7.01,9.01 08/05/09 UNITED ONLINE INC DE 2.02,9.01 08/05/09 URANIUM RESOURCES INC /DE/ DE 8.01,9.01 07/17/09 US AIRWAYS GROUP INC DE 2.02,9.01 08/05/09 USG CORP DE 1.01,2.03,9.01 08/04/09 VALIDUS HOLDINGS LTD 7.01,8.01,9.01 08/05/09 Vanity Events Holding, Inc. DE 4.01 07/17/09 VCG HOLDING CORP CO 1.01,2.01,9.01 07/31/09 VELOCITY EXPRESS CORP DE 3.01,9.01 08/04/09 VERTEX PHARMACEUTICALS INC / MA MA 2.02,9.01 08/05/09 VIASAT INC CA 2.02,9.01 08/05/09 VIEWCAST COM INC DE 1.01,2.03,9.01 07/31/09 VIROPHARMA INC DE 8.01,9.01 08/04/09 VIROPHARMA INC DE 8.01,9.01 08/04/09 AMEND VONAGE HOLDINGS CORP DE 2.02,9.01 08/05/09 WABASH NATIONAL CORP /DE DE 2.02,9.01 08/05/09 WALTER INVESTMENT MANAGEMENT CORP MD 2.02,9.01 08/05/09 WARREN RESOURCES INC MD 2.02,7.01,9.01 08/05/09 WESTELL TECHNOLOGIES INC DE 8.01,9.01 08/05/09 WILMINGTON TRUST CORP DE 5.02 07/31/09 WINTON FUTURES FUND LP (US) CO 3.02 08/01/09 WITel Corp. NV 4.01,7.01 08/03/09 XATA CORP /MN/ MN 2.02 08/05/08 XELR8 HOLDINGS, INC. NV 5.02 07/31/09 XENOPORT INC DE 2.02,9.01 08/05/09 XERIUM TECHNOLOGIES INC DE 2.02,9.01 08/04/09 XTENT INC 3.01,5.02,8.01,9.01 07/31/09 XTO ENERGY INC DE 2.02 08/05/09 Yongye Biotechnology International, I NV 8.01,9.01 08/05/09 YTB International, Inc. DE 1.01,2.05,9.01 06/30/09 AMEND ZHONGPIN INC. DE 2.02,7.01,9.01 08/04/09 ZIX CORP TX 5.02,9.01 08/01/09 Zumiez Inc WA 7.01,9.01 08/05/09