RECENT 8K FILINGS July 15, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ ACTIVE POWER INC DE 2.02,9.01 07/10/09 ADVANTA CORP DE 2.05 07/06/09 AeroGrow International, Inc. NV 5.02,9.01 07/08/09 ALASKA AIR GROUP INC DE 7.01,9.01 07/09/09 ALLEGHENY ENERGY, INC MD 5.02,9.01 07/09/09 ALLEGHENY ENERGY, INC MD 1.01,9.01 07/06/09 ALLSTATE LIFE INSURANCE CO 1.02 07/07/09 AMERICAN EAGLE OUTFITTERS INC DE 2.02,9.01 07/09/09 American Natural Energy Corp OK 7.01,9.01 07/10/09 AmeriResource Technologies, Inc. DE 3.02,8.01 07/09/09 AMGEN INC DE 5.02,9.01 07/09/09 AMSURG CORP TN 7.01,9.01 07/09/09 ANWORTH MORTGAGE ASSET CORP MD 8.01,9.01 07/10/09 Applied Nanotech Holdings, Inc TX 8.01,9.01 07/06/09 ARTIFICIAL LIFE INC DE 3.02,8.01,9.01 07/10/09 ASIAN FINANCIAL INC WY 5.02 07/09/09 BANK OF GRANITE CORP DE 5.02 07/06/09 BEARD CO /OK OK 1.01,2.01,9.01 07/09/09 BEVERLY NATIONAL CORP MA 8.01,9.01 07/07/09 Beyond Commerce NV 2.02,9.01 07/07/09 BIG CAT ENERGY CORP 5.02 07/09/09 BROADCAST INTERNATIONAL INC UT 3.02 07/08/09 Bronco Drilling Company, Inc. DE 7.01,9.01 07/10/09 BUCKEYE TECHNOLOGIES INC DE 7.01,8.01,9.01 07/10/09 BWAY Holding CO DE 5.02,9.01 05/21/09 AMEND CANO PETROLEUM, INC 8.01 07/02/09 CAPITALSOURCE INC DE 1.01,9.01 07/10/09 CARACO PHARMACEUTICAL LABORATORIES LT MI 7.01,9.01 07/10/09 CARDINAL HEALTH INC OH 7.01,8.01,9.01 07/09/09 CARDINAL HEALTH INC OH 7.01,8.01,9.01 07/10/09 CENTRAL EUROPEAN DISTRIBUTION CORP DE 8.01,9.01 07/10/09 CENTRAL EUROPEAN DISTRIBUTION CORP DE 2.01,9.01 04/30/09 AMEND CENTRAL EUROPEAN MEDIA ENTERPRISES LT 5.02 07/06/09 China 3C Group NV 2.01,8.01,9.01 07/06/09 CHINA GENGSHENG MINERALS, INC. NV 1.01,9.01 07/09/09 CITIGROUP INC DE 2.02,9.01 07/10/09 COMMONWEALTH EDISON CO IL 5.02 07/06/09 COMMUNITY BANCORP /VT VT 2.02,9.01 07/09/09 Compass Diversified Holdings DE 8.01,9.01 07/09/09 COMPASS MINERALS INTERNATIONAL INC DE 1.01 07/08/09 COREL CORP A6 2.02,9.01 07/10/09 CRA INTERNATIONAL, INC. MA 5.02,9.01 07/08/09 CROFF ENTERPRISES INC UT 1.01,9.01 07/07/09 CROSS COUNTRY HEALTHCARE INC DE 8.01,9.01 07/09/09 CRYO CELL INTERNATIONAL INC DE 2.02,9.01 07/09/09 CVR ENERGY INC DE 1.01,9.01 07/07/09 DEXCOM INC 5.02,9.01 07/09/09 DIGITAL ANGEL CORP DE 1.01,9.01 07/07/09 DSW Inc. OH 5.02 07/10/09 Echo Therapeutics, Inc. DE 1.01,3.02,5.03,9.01 07/07/09 ELECTROGLAS INC DE 5.02 07/06/09 EMC INSURANCE GROUP INC IA 7.01 07/10/09 EMPIRE RESORTS INC DE 5.02,9.01 07/09/09 EMPIRE RESORTS INC DE 1.01,9.01 07/10/09 EMPYREAN HOLDINGS, INC NV 1.01,9.01 07/08/09 EN POINTE TECHNOLOGIES INC DE 1.01,9.01 07/10/09 ENTRUST INC MD 1.01,9.01 07/09/09 EPIX Pharmaceuticals, Inc. 1.01,1.02,3.02,8.01,9.01 07/09/09 EXELIXIS INC DE 8.01 07/07/09 FCCC INC CT 5.02,8.01 07/10/09 Federal Home Loan Bank of Dallas 2.03 07/06/09 FIRST CORP /CN/ CO 2.01,9.01 07/09/09 FIRSTFED FINANCIAL CORP DE 7.01,9.01 07/08/09 FLOW INTERNATIONAL CORP WA 5.02 07/09/09 FNB BANCORP/CA/ 5.02 06/26/09 AMEND Ford Credit Auto Owner Trust 2009-C DE 1.01,9.01 07/07/09 GENERAL GROWTH PROPERTIES INC DE 5.02,9.01 07/09/09 GENERAL MOTORS CORP DE 5.02 07/06/09 GENWORTH FINANCIAL INC DE 1.01,2.01,9.01 07/07/09 GeoMet, Inc. DE 7.01,9.01 07/09/09 GEORESOURCES INC CO 7.01,9.01 07/07/09 Global Resource CORP CO 5.02 07/06/09 Goldpoint Resources, Inc. NV 4.01 06/12/09 AMEND GRIFFIN LAND & NURSERIES INC DE 1.01,2.03,9.01 07/09/09 Guaranty Financial Group Inc. DE 5.02 07/09/09 HARTMARX CORP/DE DE 1.01,9.01 07/07/09 HAWAIIAN ELECTRIC INDUSTRIES INC HI 8.01 07/02/09 HC Innovations, Inc. DE 5.02,9.01 07/10/09 Heelys, Inc. DE 3.01 07/09/09 Hemiwedge Industries, Inc DE 3.01,8.01 06/19/09 HEREUARE INC DE 5.02 07/03/09 AMEND HIGHLANDS BANKSHARES INC /VA/ VA 8.01 07/09/09 HOKU SCIENTIFIC INC DE 1.01,8.01,9.01 07/06/09 HONEYWELL INTERNATIONAL INC DE 5.02 07/06/09 HOST HOTELS & RESORTS, INC. MD 5.02,9.01 07/09/09 IA GLOBAL INC DE 2.03 06/22/09 ICF International, Inc. DE 7.01,9.01 07/10/09 IMPERIAL INDUSTRIES INC DE 5.02,7.01,9.01 07/06/09 INFORMATION ARCHITECTS CORP NC 8.01,9.01 07/09/09 INLAND WESTERN RETAIL REAL ESTATE TRU MD 7.01,9.01 07/10/09 INSULET CORP DE 5.02 07/09/09 INVERNESS MEDICAL INNOVATIONS INC DE 8.01,9.01 07/10/09 ISOLAGEN INC DE 1.03 07/06/09 JB Clothing Corp NV 2.01,3.02,5.01,5.06,8.01,9.01 07/10/09 Keewatin Windpower Corp. NV 1.01,9.01 07/08/09 KRONOS WORLDWIDE INC 7.01,9.01 07/10/09 LEAR CORP DE 1.03,8.01,9.01 07/08/09 LEXARIA CORP. 8.01 07/08/09 LINCOLN NATIONAL CORP IN 1.01,3.02,3.03,5.02,5.03,7.01, 07/10/09 9.01 LIONS GATE ENTERTAINMENT CORP /CN/ 1.01,5.02,9.01 07/09/09 LIQUIDITY SERVICES INC 8.01 07/09/09 LIVEDEAL INC NV 5.02 07/08/09 LKQ CORP DE 8.01 07/07/09 LONGWEI PETROLEUM INVESTMENT HOLDING CO 5.02,9.01 06/30/09 Main Street Capital CORP MD 1.02,9.01 07/10/09 MANAS PETROLEUM Corp NV 5.02 07/08/09 Manitex International, Inc. MI 1.01,2.03,9.01 07/09/09 MATERIAL SCIENCES CORP DE 2.02,9.01 07/10/09 MATHSTAR INC MN 7.01,9.01 07/10/09 MEDALLION FINANCIAL CORP DE 1.01,2.03,9.01 07/08/09 MGIC INVESTMENT CORP WI 1.01,9.01 07/07/09 MICROMET, INC. DE 5.02 07/06/09 MICROTUNE INC DE 1.01,3.02,8.01,9.01 07/10/09 ML MACADAMIA ORCHARDS L P DE 2.03,9.01 06/30/09 MOHEGAN TRIBAL GAMING AUTHORITY 2.02,9.01 07/10/09 MUNICIPAL MORTGAGE & EQUITY LLC DE 1.01,9.01 07/09/09 AMEND NANOVIRICIDES, INC. NV 1.01,3.02,9.01 07/07/09 NATIONAL RURAL UTILITIES COOPERATIVE DC 8.01,9.01 07/10/09 NeoStem, Inc. DE 5.02,9.01 07/06/09 Neutral Tandem Inc 5.02 07/09/09 NEW ENERGY TECHNOLOGIES, INC. 7.01,9.01 07/06/09 NEW HAMPSHIRE THRIFT BANCSHARES INC DE 2.02,9.01 07/10/09 Next 1 Interactive, Inc. NV 5.02,9.01 07/06/09 NORTHERN TECHNOLOGIES INTERNATIONAL C DE 2.02,9.01 07/09/09 NOVASTAR FINANCIAL INC MD 8.01,9.01 07/10/09 NUTRACEA CA 5.02,9.01 07/06/09 OCLARO, INC. DE 5.02 07/07/09 OCWEN FINANCIAL CORP FL 8.01,9.01 07/10/09 Oilsands Quest Inc 5.02,9.01 07/06/09 OPEN TEXT CORP A6 8.01,9.01 07/10/09 Orbitz Worldwide, Inc. DE 5.02 07/08/09 PANTRY INC DE 9.01 11/05/08 AMEND PAPA JOHNS INTERNATIONAL INC DE 5.02,9.01 04/28/09 AMEND PARLUX FRAGRANCES INC DE 2.02,9.01 07/09/09 PARTNERRE LTD 5.02,9.01 07/07/09 PHAZAR CORP DE 1.01,9.01 07/09/09 Philip Morris International Inc. VA 8.01,9.01 07/10/09 POKERTEK, INC. NC 1.01,9.01 07/09/09 PREMIER WEALTH MANAGEMENT, INC. DE 1.01,1.02,5.02,9.01 07/02/09 PRICESMART INC DE 2.02,9.01 07/10/09 PRIME GROUP REALTY TRUST MD 8.01,9.01 07/09/09 Primoris Services CORP DE 8.01,9.01 07/09/09 PROASSURANCE CORP DE 7.01,9.01 07/09/09 PROGRESS SOFTWARE CORP /MA MA 2.02,9.01 06/18/09 AMEND PROGRESSIVE CORP/OH/ OH 2.02,9.01 07/10/09 Protecwerx Inc. NV 1.01,3.02,5.01,5.02,8.01,9.01 07/07/09 Pzena Investment Management, Inc. DE 8.01,9.01 06/30/09 QUEPASA CORP NV 5.02 07/08/09 REGAL ENTERTAINMENT GROUP DE 8.01,9.01 07/10/09 REPROS THERAPEUTICS INC. DE 1.01,8.01,9.01 07/07/09 SENESCO TECHNOLOGIES INC DE 1.01,9.01 07/09/09 SENESCO TECHNOLOGIES INC DE 8.01,9.01 07/07/09 Shire plc 8.01,9.01 07/08/09 SINCLAIR BROADCAST GROUP INC MD 7.01,8.01,9.01 07/10/09 SMITHFIELD FOODS INC VA 5.02,9.01 07/06/09 SMTC CORP DE 8.01,9.01 07/06/09 SOUTHWEST WATER CO DE 1.01,8.01,9.01 07/09/09 Sparking Events, Inc. NV 1.01,3.02,9.01 07/08/09 SPATIALIZER AUDIO LABORATORIES INC DE 1.01 07/10/09 STAGE STORES INC NV 8.01,9.01 07/09/09 Star Gold Corp. NV 8.01 06/05/09 Star Gold Corp. NV 5.06 06/05/09 AMEND STEAK & SHAKE CO IN 1.01,8.01,9.01 07/10/09 STRATS (SM) TRUST FOR JPMORGAN CHASE 8.01,9.01 07/01/09 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01,9.01 06/29/09 STRATUS PROPERTIES INC DE 3.01,9.01 07/08/09 STRIKER OIL & GAS, INC. NV 1.01,2.03,3.02,5.02,9.01 07/09/09 SUMMIT HOTEL PROPERTIES LLC SD 3.02 07/07/09 TARRAGON CORP NV 8.01,9.01 07/01/09 THERMODYNETICS INC DE 1.01,9.01 03/05/09 TIDEWATER INC DE 7.01,9.01 07/09/09 TIDEWATER INC DE 5.02,9.01 07/10/09 TOYS R US INC DE 1.01,1.02,2.03,8.01,9.01 07/09/09 U S CANADIAN MINERALS INC NV 8.01 06/03/09 U S CANADIAN MINERALS INC NV 8.01 06/03/09 AMEND ULURU INC. NV 1.01,9.01 07/10/09 UNITED GUARDIAN INC DE 4.01,5.01,9.01 07/10/09 URANERZ ENERGY CORP. NV 7.01,9.01 07/10/09 UTEK CORP 5.02,9.01 07/08/08 VALUEVISION MEDIA INC MN 7.01,9.01 07/10/09 Verigy Ltd. U0 8.01,9.01 07/10/09 VIGNETTE CORP DE 8.01,9.01 07/10/09 WALTER INVESTMENT MANAGEMENT CORP MD 3.01,9.01 04/17/09 AMEND WASHINGTON REAL ESTATE INVESTMENT TRU MD 8.01,9.01 07/10/09 WIND ENERGY AMERICA INC. MN 5.02 07/09/09 WIND RIVER SYSTEMS INC DE 5.02,5.04,9.01 07/08/09 WITS BASIN PRECIOUS MINERALS INC MN 5.02,9.01 07/10/09 WORLDGATE COMMUNICATIONS INC DE 1.01,9.01 07/08/09 XECHEM INTERNATIONAL INC DE 8.01 07/10/09 Zagg INC 8.01 07/08/09 ZION OIL & GAS INC DE 8.01,9.01 07/10/09 ZYNEX INC NV 5.02 07/06/09 3PAR Inc. DE 2.02,9.01 07/14/09 99 CENTS ONLY STORES CA 2.02,9.01 07/09/09 ACACIA RESEARCH CORP DE 8.01 07/10/09 ACTEL CORP CA 5.02,9.01 07/14/09 Advanced Voice Recognition Systems, I NV 1.01,9.01 07/08/09 AEROSONIC CORP /DE/ DE 8.01,9.01 07/13/09 Air Transport Services Group, Inc. DE 1.02 07/08/09 Alon USA Energy, Inc. DE 5.02 07/09/09 ALTERA CORP DE 2.02,9.01 07/14/09 AMACORE GROUP, INC. DE 1.01,2.03,9.01 07/09/09 AMERICAN GENERAL FINANCE CORP IN 1.01 07/08/09 AMERICAN GENERAL FINANCE INC IN 1.01 07/08/09 American Realty Capital Trust, Inc. DE 2.01 07/08/09 AMERICAN STATES WATER CO CA 8.01 07/13/09 AMERICAN TECHNOLOGY CORP /DE/ DE 2.02,9.01 07/08/09 AmeriCredit Automobile Receivables Tr 8.01,9.01 07/14/09 AMERISERV FINANCIAL INC /PA/ PA 2.02 07/14/09 ANGELES PARTNERS XI CA 1.01,9.01 07/08/09 APAC CUSTOMER SERVICE INC IL 1.01,9.01 07/08/09 Approach Resources Inc DE 1.01,9.01 07/08/09 ARBITRON INC DE 7.01,9.01 07/14/09 ARI NETWORK SERVICES INC /WI WI 2.01,9.01 04/27/09 AMEND Ascent Solar Technologies, Inc. DE 5.02,9.01 07/13/09 ASSURANCEAMERICA CORP NV 5.02 07/09/09 Attitude Drinks Inc. DE 5.02,8.01 07/10/09 AUDIOVOX CORP DE 2.02,8.01,9.01 07/10/09 Aurora Oil & Gas CORP UT 1.03,2.04,9.01 07/12/09 AVALONBAY COMMUNITIES INC MD 5.02 07/13/09 AVISTAR COMMUNICATIONS CORP 5.02,7.01,9.01 07/08/09 AZTEC OIL & GAS, INC. NV 7.01 05/31/09 BANK OF THE OZARKS INC AR 2.02,7.01,9.01 07/13/09 bebe stores, inc. CA 8.01,9.01 07/14/09 BELL MICROPRODUCTS INC CA 2.02,9.01 07/13/09 BELLAVISTA CAPITAL INC MD 2.02,9.01 07/14/09 BIOJECT MEDICAL TECHNOLOGIES INC OR 1.01,9.01 07/08/09 Black Tusk Minerals Inc. NV 1.01,2.03,3.02,8.01 05/29/09 BLACKBOARD INC DE 8.01,9.01 07/14/09 BMB MUNAI INC 4.02 05/06/09 AMEND Bonds.com Group, Inc. DE 5.02,9.01 07/07/09 BROADWIND ENERGY, INC. DE 5.02 07/14/09 CANNABIS SCIENCE, INC. NV 5.02 07/14/09 CANNABIS SCIENCE, INC. NV 5.02 07/14/09 AMEND Cardinal Ethanol LLC IN 5.02 06/23/09 CARDIONET INC CA 7.01,9.01 07/12/09 CARMAX INC VA 8.01 07/14/09 CENTRAL PACIFIC FINANCIAL CORP HI 2.02,8.01,9.01 07/14/09 CENTURY PROPERTIES FUND XV CA 1.01,9.01 07/10/09 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 07/14/09 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 07/14/09 CHDT CORP FL 1.01,3.02,5.03,9.01 07/09/09 China Tel Group Inc NV 1.01,9.01 07/13/09 Chrysler Financial Auto Securitizatio 8.01,9.01 07/14/09 Cobra Oil & Gas CO NV 1.01,9.01 07/06/09 COLONIAL BANCGROUP INC DE 1.01,7.01,9.01 07/13/09 COMMONWEALTH BIOTECHNOLOGIES INC VA 1.01,9.01 07/09/09 Conmed Healthcare Management, Inc. DE 8.01,9.01 07/13/09 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 1.01,9.01 07/10/09 CPI CORP DE 5.02,9.01 07/14/09 DAYSTAR TECHNOLOGIES INC DE 5.02 07/08/09 Deep Down, Inc. NV 4.01,9.01 07/07/09 DIGITAL ANGEL CORP DE 1.01,9.01 07/10/09 DIME COMMUNITY BANCSHARES INC DE 7.01 07/13/09 DORCHESTER MINERALS LP DE 2.02,7.01,9.01 06/30/09 DRI CORP NC 7.01,9.01 07/14/09 ELECTRO OPTICAL SCIENCES INC /NY 1.01,9.01 07/14/09 ELECTRO OPTICAL SCIENCES INC /NY 1.01,9.01 07/14/09 AMEND EMERSON RADIO CORP DE 4.02 07/09/09 EMERSON RADIO CORP DE 2.02,9.01 07/14/09 EMULEX CORP /DE/ DE 8.01 07/14/09 Enable Holdings, Inc. DE 1.01,9.01 07/14/09 ENCORE CAPITAL GROUP INC DE 5.02 07/10/09 ENERGY CONVERSION DEVICES INC DE 1.02,8.01,9.01 07/13/09 Energy Recovery, Inc. DE 7.01,9.01 07/09/09 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 2.02,9.01 07/10/09 EXPRESSJET HOLDINGS INC DE 8.01,9.01 06/30/09 Federal Home Loan Bank of Atlanta X1 2.03 07/08/09 Federal Home Loan Bank of Boston X1 2.03 07/09/09 Federal Home Loan Bank of Chicago X1 2.03 07/09/09 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 07/08/09 Federal Home Loan Bank of Des Moines X1 2.03,9.01 07/08/09 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 07/09/09 Federal Home Loan Bank of New York X1 2.03,9.01 07/09/09 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 07/08/09 Federal Home Loan Bank of San Francis X1 2.03 07/08/09 Federal Home Loan Bank of San Francis X1 7.01,9.01 07/14/09 Federal Home Loan Bank of Seattle 2.03 07/13/09 FIBERNET TELECOM GROUP INC\ DE 8.01,9.01 07/10/09 FIRST NIAGARA FINANCIAL GROUP INC DE 2.02,9.01 07/14/09 FLANDERS CORP NC 5.02,9.01 07/14/09 FLEXTRONICS INTERNATIONAL LTD. U0 5.02,8.01,9.01 07/13/09 Ford Credit Auto Owner Trust 2009-C DE 8.01,9.01 07/14/09 GASCO ENERGY INC NV 7.01,9.01 07/13/09 GENERAL EMPLOYMENT ENTERPRISES INC IL 5.02 07/13/09 Glen Rose Petroleum CORP UT 2.02,9.01 07/14/09 Global Consumer Acquisition Corp. DE 1.01,9.01 07/13/09 Global Consumer Acquisition Corp. DE 7.01,9.01 07/13/09 GLOBAL PAYMENTS INC GA 1.01,2.03,9.01 07/10/09 GMAC INC. DE 8.01,9.01 07/14/09 GOLD CREST MINES INC NV 5.02 07/13/09 GOLDMAN SACHS GROUP INC DE 2.02,8.01,9.01 07/14/09 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 07/10/09 GRYPHON GOLD CORP NV 3.03,7.01,9.01 09/28/08 HAIGHTS CROSS COMMUNICATIONS INC DE 8.01,9.01 07/14/09 HAMPTON ROADS BANKSHARES INC VA 7.01,9.01 07/14/09 HELEN OF TROY LTD 2.02,9.01 07/09/09 HI TECH PHARMACAL CO INC NY 2.02,9.01 07/14/09 HLTH CORP DE 1.01,5.02,9.01 07/09/09 HOMEFED CORP DE 7.01,9.01 07/14/09 Honda Auto Receivables 2007-2 Owner T CA 6.02,8.01,9.01 07/10/09 Honda Auto Receivables 2009-3 Owner T CA 8.01,9.01 07/13/09 Honda Auto Receivables 2009-3 Owner T CA 8.01,9.01 07/14/09 HUMANA INC DE 7.01,9.01 07/13/09 IAS ENERGY, INC. OR 4.01,9.01 07/14/09 Impala Mineral Exploration Corp. NV 5.02 07/06/09 INHIBITON THERAPEUTICS, INC. NV 2.01,9.01 05/05/09 AMEND INLAND WESTERN RETAIL REAL ESTATE TRU MD 4.01,9.01 07/09/09 INTEL CORP DE 2.02 07/14/09 IntelGenx Technologies Corp. DE 1.01,3.02,8.01,9.01 07/14/09 Inter-Atlantic Financial, Inc. DE 8.01,9.01 07/10/09 INTERNATIONAL GAME TECHNOLOGY NV 2.05 07/08/09 INTERSTATE HOTELS & RESORTS INC DE 1.01,2.03 07/14/09 INTERVEST BANCSHARES CORP DE 2.02,9.01 07/14/09 INTEVAC INC CA 7.01,9.01 07/14/09 IPC HOLDINGS LTD 5.02,9.01 07/13/09 JACKSONVILLE BANCORP INC IL 2.02,9.01 07/14/09 JANUS CAPITAL GROUP INC DE 2.02,5.02,8.01,9.01 07/13/09 Jayhawk Energy, Inc. CO 5.02 07/10/09 JETBLUE AIRWAYS CORP DE 5.02 07/08/09 JOHNSON & JOHNSON NJ 2.02,9.01 07/14/09 Keewatin Windpower Corp. NV 1.01,2.01,3.02,5.01,5.03,9.01 07/13/09 KENTUCKY BANCSHARES INC /KY/ KY 2.02,9.01 07/14/09 Kentucky USA Energy, Inc. KY 7.01,9.01 07/14/09 KOWABUNGA! INC. NV 4.01,9.01 07/02/09 L-1 IDENTITY SOLUTIONS, INC. DE 1.01,9.01 07/09/09 Lake Victoria Mining Company, Inc. NV 1.01 07/14/09 LAS VEGAS SANDS CORP NV 5.02,9.01 07/10/09 LASALLE HOTEL PROPERTIES MD 7.01 07/13/09 LEMAITRE VASCULAR INC 5.02 07/13/09 LEVI STRAUSS & CO DE 2.02,9.01 07/14/09 LEXARIA CORP. 1.01,2.04,3.02 07/10/09 LIFE PARTNERS HOLDINGS INC TX 7.01,9.01 07/10/09 LILLY ELI & CO IN 5.03 07/13/09 LIONS PETROLEUM, INC DE 1.01 07/10/09 LITHIA MOTORS INC OR 7.01,9.01 07/14/09 LOGICVISION INC DE 8.01 07/14/09 LOOKSMART LTD DE 5.02 07/13/09 LYRIS, INC. 5.02,9.01 05/13/09 MAGELLAN PETROLEUM CORP /DE/ DE 1.01,3.02,5.02,5.03,8.01,9.01 07/09/09 MAGNUM HUNTER RESOURCES CORP DE 5.03,9.01 07/14/09 Manitex International, Inc. MI 7.01,9.01 07/08/09 MARTIN MARIETTA MATERIALS INC NC 2.02,7.01,9.01 07/13/09 MCKESSON CORP DE 8.01 07/14/09 MDRNA, Inc. DE 5.02,9.01 07/13/09 MEDQUIST INC NJ 5.02 07/08/09 MGMT ENERGY, INC. 1.02 07/13/09 MIDWEST BANC HOLDINGS INC DE 2.01,2.04,2.06 07/08/09 MISONIX INC NY 5.02,9.01 07/14/09 MONTANA MINING CORP NV 1.01,9.01 07/09/09 MORRIS PUBLISHING GROUP LLC GA 1.01,8.01 07/14/09 MORTGAGEBROKERS.COM HOLDINGS, INC. DE 8.01,9.01 07/08/09 Motors Liquidation Co DE 1.01, 2.01,2.03,5.02,5.03,8.01,07/08/09 9.01 NATIONAL COAL CORP FL 8.01 07/13/09 NATURAL GAS SERVICES GROUP INC 5.02 07/14/09 NEUSTAR INC 1.01 07/08/09 NEW YORK MORTGAGE TRUST INC MD 5.02,8.01,9.01 07/13/09 NNN 2003 VALUE FUND LLC 1.01,2.03,9.01 07/10/09 ONLINE VACATION CENTER HOLDINGS CORP 8.01 07/13/09 ORACLE CORP 8.01 07/14/09 ORIENT EXPRESS HOTELS LTD D0 2.02,9.01 07/14/09 PALM HARBOR HOMES INC /FL/ FL 2.02,9.01 07/14/09 PEREGRINE PHARMACEUTICALS INC DE 1.01,9.01 07/14/09 PEREGRINE PHARMACEUTICALS INC DE 2.02,9.01 07/14/09 PETMED EXPRESS INC FL 8.01,9.01 04/07/09 PIONEER DRILLING CO TX 8.01,9.01 07/09/09 POKERTEK, INC. NC 8.01 07/10/09 POWER 3 MEDICAL PRODUCTS INC NY 5.02 07/10/09 Protalix BioTherapeutics, Inc. FL 8.01,9.01 07/14/09 Quadra Projects Inc. 1.01 07/14/09 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 1.01,8.01,9.01 07/10/09 QUIKBYTE SOFTWARE INC CO 1.01,7.01,9.01 07/14/09 Rangeford Resources, Inc. NV 1.01 07/13/09 RathGibson Inc DE 1.03,8.01 07/13/09 RCM TECHNOLOGIES INC NV 5.02,9.01 07/08/09 REGI U S INC OR 4.01,9.01 07/14/09 REGIS CORP MN 1.01,9.01 07/08/09 REGIS CORP MN 8.01,9.01 07/14/09 REHABCARE GROUP INC DE 2.02,9.01 07/14/09 RF MONOLITHICS INC /DE/ DE 2.02,9.01 07/14/09 ROSTOCK VENTURES CORP NV 5.01 06/29/09 ROWAN COMPANIES INC DE 7.01,9.01 07/14/09 SANDERS MORRIS HARRIS GROUP INC TX 4.01,9.01 07/13/09 AMEND SAUL CENTERS INC MD 1.01 07/09/09 SCHMITT INDUSTRIES INC OR 2.02,5.02,9.01 07/14/09 SHORE BANCSHARES INC MD 5.02 07/13/09 SIGMATRON INTERNATIONAL INC DE 2.02,9.01 07/14/09 SMART ONLINE INC DE 8.01,9.01 07/14/09 SMITHFIELD FOODS INC VA 8.01 07/14/09 ST. BERNARD SOFTWARE, INC. CA 1.01,5.02,9.01 07/07/09 STANDARD MICROSYSTEMS CORP DE 5.02,9.01 07/08/09 STEELCLOUD INC VA 3.01,9.01 07/08/09 SUN MICROSYSTEMS, INC. DE 2.02,9.01 07/14/09 Suspect Detection Systems, Inc. DE 1.01,3.02,9.01 07/09/09 TECUMSEH PRODUCTS CO MI 8.01,9.01 07/14/09 TERRESTAR CORP DE 7.01,8.01,9.01 07/14/09 TIDEWATER INC DE 8.01,9.01 07/09/09 TIDEWATER INC DE 8.01,9.01 07/10/09 TORTOISE CAPITAL RESOURCES CORP 2.02,9.01 07/09/09 TRANS1 INC 2.02,9.01 07/09/09 ULURU INC. NV 1.01,9.01 07/13/09 UNIPROP MANUFACTURED HOUSING COMMUNIT MI 4.01,9.01 07/14/09 UNITED CAPITAL CORP /DE/ DE 1.01 07/08/09 Unity One Capital Inc NV 1.02 07/08/09 USA TECHNOLOGIES INC PA 7.01 06/30/09 UTi WORLDWIDE INC 2.03,9.01 07/09/09 WALGREEN CO IL 5.02 07/08/09 WEBDIGS INC MN 5.02 07/07/09 WebMD Health Corp. DE 1.01,5.02,9.01 07/09/09 WILSHIRE ENTERPRISES INC DE 8.01,9.01 07/14/09 XTRA-GOLD RESOURCES CORP 8.01,9.01 07/14/09 Yayi International Inc DE 1.01,1.02,9.01 07/14/09 YRC WORLDWIDE INC DE 1.01,7.01,8.01,9.01 07/14/09 ZAP COM CORP NV 5.01,5.02 07/09/09 ZAPATA CORP NV 3.01,5.01,5.02,5.03,8.01,9.01 07/09/09 3COM CORP DE 5.02,9.01 07/07/09 ABRAXAS PETROLEUM CORP NV 1.01,7.01,9.01 07/10/09 ADHEREX TECHNOLOGIES INC 5.02,9.01 07/07/09 Advanced Materials Group, Inc. NV 8.01 07/13/09 AGL RESOURCES INC GA 8.01,9.01 07/13/09 AIR T INC DE 3.01 07/08/09 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 8.01,9.01 07/10/09 ALCOA INC PA 2.02,9.01 07/08/09 Alliance Holdings GP, L.P. DE 2.02,9.01 07/13/09 ALLIANCE ONE INTERNATIONAL, INC. VA 8.01,9.01 07/13/09 ALLIANCE RESOURCE PARTNERS LP DE 7.01,9.01 07/13/09 ALLIANCEBERNSTEIN HOLDING L.P. DE 7.01,9.01 07/13/09 ALLIANCEBERNSTEIN L.P. DE 7.01,9.01 07/13/09 Alpha Natural Resources, Inc. DE 8.01 07/10/09 ALSERES PHARMACEUTICALS INC /DE DE 1.01,3.02,9.01 07/09/09 AMERIANA BANCORP IN 8.01,9.01 07/08/09 AMERICAN COMMERCIAL LINES INC. DE 1.01,1.02,2.03,9.01 07/07/09 AMERICAN DAIRY INC UT 2.02,9.01 07/13/09 AMERICAN ELECTRIC POWER CO INC NY 7.01 07/13/09 API Nanotronics Corp. 2.01,9.01 07/07/09 APPLIED SOLAR, INC. NV 2.03 07/07/09 ARGENTEX MINING CORP NV 1.01,3.02,9.01 07/13/09 ARI NETWORK SERVICES INC /WI WI 2.01,9.01 04/27/09 AMEND Atlas Energy Resources, LLC DE 8.01,9.01 07/13/09 Atlas Energy Resources, LLC DE 8.01,9.01 07/13/09 AXIS CAPITAL HOLDINGS LTD 5.02 07/13/09 AXM PHARMA INC 5.02 07/13/09 Bancorp, Inc. 1.01,9.01 07/08/09 BANK OF FLORIDA CORP FL 7.01,9.01 07/13/09 Beacon Energy Holdings, Inc. DE 4.01,9.01 07/13/09 Beacon Energy Holdings, Inc. DE 4.01,9.01 07/13/09 AMEND BEHRINGER HARVARD MULTIFAMILY REIT I 7.01,9.01 07/13/09 BIG CAT ENERGY CORP 5.02 07/13/09 BIOTIME INC CA 3.02,9.01 07/10/09 Blackhawk Biofuels, LLC DE 1.01,9.01 06/30/09 BRIGHTPOINT INC IN 2.02,9.01 07/13/09 BRINKS CO VA 5.02,9.01 07/09/09 BUTLER INTERNATIONAL INC /MD/ MD 1.01,2.01,9.01 07/07/09 CAL MAINE FOODS INC DE 8.01,9.01 07/09/09 CALLAWAY GOLF CO DE 8.01,9.01 07/10/09 Cardium Therapeutics, Inc. DE 1.01,9.01 07/10/09 CENTRAL EUROPEAN DISTRIBUTION CORP DE 8.01 07/13/09 CENTRAL EUROPEAN DISTRIBUTION CORP DE 2.01,9.01 04/30/09 AMEND CENTURY CASINOS INC /CO/ DE 1.02,2.04 07/09/09 Chanticleer Holdings, Inc. 7.01,9.01 07/13/09 CHARMING SHOPPES INC PA 7.01,9.01 07/13/09 CHASE CORP MA 2.02,9.01 07/09/09 CHINA VITUP HEALTH CARE HOLDINGS, INC 5.02 11/15/06 CINCINNATI FINANCIAL CORP OH 2.02,9.01 07/13/09 CIRCUIT CITY STORES INC VA 8.01,9.01 07/13/09 CKX, Inc. DE 1.01,9.01 07/07/09 COBIZ FINANCIAL INC CO 2.02,9.01 07/13/09 COBIZ FINANCIAL INC CO 8.01,9.01 07/13/09 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 1.01,9.01 07/07/09 CONSTITUTION MINING CORP NV 3.02,9.01 07/09/09 CORE LABORATORIES N V P7 7.01,9.01 07/13/09 Corporate Property Associates 17 - Gl MD 8.01,9.01 07/13/09 CPI AEROSTRUCTURES INC NY 6.03 06/30/09 CRAY INC WA 1.01,9.01 07/09/09 CRC CRYSTAL RESEARCH CORP NV 8.01,9.01 07/10/09 CSX CORP VA 2.02,9.01 06/26/09 DELL INC DE 8.01,9.01 07/13/09 DELPHI CORP DE 1.01,2.04,9.01 07/10/09 Discover Card Execution Note Trust DE 8.01,9.01 07/13/09 Discover Financial Services DE 8.01,9.01 07/07/09 Dussault Apparel Inc. 7.01 07/06/09 ELECTROGLAS INC DE 1.03,2.04,9.01 07/09/09 ELECTRONICS FOR IMAGING INC DE 2.02 04/29/09 AMEND EMAZING INTERACTIVE, INC. TX 7.01,9.01 07/09/09 EMISPHERE TECHNOLOGIES INC DE 8.01 07/07/09 EMTEC INC/NJ UT 5.02 07/10/09 ERHC Energy Inc CO 5.02,9.01 07/10/09 FAIRPOINT COMMUNICATIONS INC DE 7.01,8.01,9.01 07/13/09 FASTENAL CO MN 8.01,9.01 07/10/09 FASTENAL CO MN 8.01,9.01 07/10/09 FASTENAL CO MN 2.02,9.01 07/13/09 FGX International Holdings LTD 7.01,9.01 07/13/09 FINISAR CORP DE 5.02 07/07/09 FIRST CORP /CN/ CO 2.01,9.01 07/09/09 AMEND First Financial Northwest, Inc. WA 2.06,8.01,9.01 07/10/09 FIRST NATIONAL CORP /VA/ 1.01,9.01 07/10/09 FNDS3000 Corp DC 2.01,9.01 05/14/09 AMEND Foundation Coal Holdings, Inc. DE 8.01 07/10/09 FRANKLIN FINANCIAL SERVICES CORP /PA/ PA 8.01,9.01 07/10/09 FREDERICK COUNTY BANCORP INC MD 2.02,7.01,9.01 07/13/09 GENERAL EMPLOYMENT ENTERPRISES INC IL 5.02 07/09/09 GENTA INC DE/ DE 8.01,9.01 07/13/09 GLOBAL TRAFFIC NETWORK, INC. DE 5.02 07/09/09 GREAT PLAINS ENERGY INC MO 1.01,9.01 07/13/09 GSC INVESTMENT CORP. MD 2.02,9.01 07/13/09 HERBST GAMING INC NV 1.01 07/08/09 Homeland Security Network, Inc. 1.01,9.01 07/03/09 HYPERDYNAMICS CORP DE 3.02 07/09/09 INSPIRE PHARMACEUTICALS INC DE 5.02,8.01,9.01 07/08/09 INTERACTIVE INTELLIGENCE INC IN 2.02,9.01 06/30/09 JEFFERSON BANCSHARES INC TN 2.02,4.02 07/07/09 KULICKE & SOFFA INDUSTRIES INC PA 5.02,9.01 07/08/09 LHC Group, Inc 8.01 07/13/09 Lightwave Logic, Inc. NV 5.02,9.01 07/13/09 Location Based Technologies, Inc. NV 3.02,9.01 07/09/09 MEDICINOVA INC DE 8.01,9.01 07/13/09 MEDIZONE INTERNATIONAL INC NV 7.01,9.01 07/13/09 MERCER INTERNATIONAL INC. WA 8.01,9.01 07/13/09 MERIX CORP OR 2.02,9.01 07/13/09 MESA OFFSHORE TRUST TX 8.01,9.01 07/10/09 MIPS TECHNOLOGIES INC DE 5.02,9.01 07/09/09 MMR Information Systems, Inc. DE 5.03,9.01 07/10/09 NABORS INDUSTRIES LTD D0 8.01,9.01 07/13/09 NATIONAL TECHNICAL SYSTEMS INC /CA/ CA 7.01,9.01 07/08/09 NBTY INC DE 2.02,9.01 07/10/09 NeoStem, Inc. DE 8.01,9.01 07/02/09 NETREIT CA 8.01,9.01 07/09/08 AMEND Nile Therapeutics, Inc. DE 1.01,3.02,5.02,8.01,9.01 07/07/09 NISOURCE INC/DE DE 5.02 07/10/09 Noble Innovations Inc NV 4.02,9.01 05/15/09 AMEND Northstar Neuroscience, Inc. WA 8.01 07/02/09 NOVELLUS SYSTEMS INC CA 2.02,9.01 07/13/09 NRG ENERGY, INC. DE 7.01,9.01 07/13/09 NTS REALTY HOLDINGS LP DE 9.01 06/12/09 AMEND ORBIT INTERNATIONAL CORP DE 4.01 07/08/09 OSCIENT PHARMACEUTICALS CORP MA 1.03,3.01 07/10/09 PENFORD CORP WA 2.02,9.01 07/10/09 PERMA FIX ENVIRONMENTAL SERVICES INC DE 8.01 07/10/09 PHOENIX FOOTWEAR GROUP INC DE 1.01,2.01,2.05,5.02,8.01,9.01 07/09/09 AMEND PLANETOUT INC DE 5.01 06/11/09 PONIARD PHARMACEUTICALS, INC. WA 5.01,9.01 07/07/09 Premier Power Renewable Energy, Inc. DE 1.01,9.01 07/13/09 PROCTER & GAMBLE CO OH 7.01 07/13/09 PROVIDENT FINANCIAL HOLDINGS INC DE 9.01 07/07/09 RINO International CORP NV 8.01,9.01 07/13/09 RUBY TUESDAY INC GA 5.02,9.01 06/02/09 RYERSON INC. DE 8.01,9.01 07/10/09 SENIOR OPTICIAN SERVICE INC NV 4.01,9.01 05/14/09 Skinny Nutritional Corp. NV 2.01,9.01 07/07/09 SMF ENERGY CORP DE 8.01,9.01 07/07/09 SOUTH FINANCIAL GROUP INC SC 5.02,5.03,7.01,9.01 07/08/09 STANDARD MOTOR PRODUCTS INC NY 8.01 07/10/09 StellarOne CORP VA 1.01,9.01 07/13/09 Strats(SM) Trust for JPMorgan Chase C 8.01,9.01 07/01/09 STRATS(SM) Trust For Morgan Stanley S 8.01,9.01 07/01/09 SUPERVALU INC DE 5.02,5.03,9.01 07/07/09 Sustainable Power Corp. 5.02 07/10/09 SYNTA PHARMACEUTICALS CORP 8.01 07/13/09 TAKE TWO INTERACTIVE SOFTWARE INC DE 7.01,9.01 07/13/09 TAMALPAIS BANCORP 1.01,8.01,9.01 07/09/09 TELESTONE TECHNOLOGIES CORP CO 4.01,9.01 07/13/09 TEREX CORP DE 8.01,9.01 07/13/09 TERRESTAR CORP DE 4.01,9.01 07/13/09 TIBCO SOFTWARE INC DE 7.01 07/13/09 TICKETMASTER ENTERTAINMENT, INC. DE 8.01,9.01 07/13/09 TIMBERLAND CO DE 5.02 07/13/09 Tix CORP DE 5.02,8.01,9.01 07/08/09 Treaty Energy Corp NV 5.02 07/08/09 TUESDAY MORNING CORP/DE DE 2.02,9.01 07/13/09 UNISYS CORP DE 2.02,9.01 07/13/09 UNIVERSAL TRAVEL GROUP NV 8.01,9.01 07/13/09 URANIUM INTERNATIONAL CORP. 5.02,9.01 07/08/09 US ENERGY CORP WY 8.01,9.01 07/13/09 VERSA CARD, INC. DE 5.02 07/08/09 VIAD CORP DE 8.01,9.01 07/13/09 Virgin Mobile USA, Inc. DE 1.01,9.01 07/09/09 VITESSE SEMICONDUCTOR CORP DE 5.02,9.01 07/07/09 VSB BANCORP INC NY 5.02 07/10/09 WASTE SERVICES, INC. A6 2.01,9.01 12/01/08 Wells Timberland REIT, Inc. MD 1.01 07/11/09 WIND ENERGY AMERICA INC. MN 1.01,9.01 07/09/09 ZILA INC DE 8.01,9.01 07/10/09