RECENT 8K FILINGS May 18, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ A. H. Belo CORP DE 5.02 05/14/09 AARON'S INC GA 1.01,3.02,9.01 05/11/09 ADEX MEDIA, INC. NV 1.01,7.01,9.01 05/13/09 Air Transport Services Group, Inc. DE 1.02 05/12/09 Alcantara Brands CORP NV 4.01 05/11/09 ALL Fuels & Energy Co DE 4.01,9.01 05/14/09 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 05/15/09 ALLIED DEFENSE GROUP INC DE 2.02,9.01 05/14/09 ALLIED WORLD ASSURANCE CO HOLDINGS LT 7.01,9.01 05/14/09 ALLSTATE CORP DE 7.01,9.01 05/15/09 Alternative Asset Management Acquisit DE 8.01,9.01 05/15/09 AMEND AMEREN CORP MO 8.01,9.01 05/15/09 AMERICAN EXPRESS CO NY 7.01 05/15/09 AMERICAN INTERNATIONAL GROUP INC DE 1.01,9.01 11/25/08 AMEND AMERICAN INTERNATIONAL GROUP INC DE 1.01,9.01 12/18/08 AMEND AMERICAN ORIENTAL BIOENGINEERING INC CO 2.02,9.01 05/11/09 AMERICAN RIVER BANKSHARES CA 1.01,9.01 05/14/09 AMERICAN SCIENCE & ENGINEERING INC MA 2.02,9.01 05/13/09 AMERICAN STATES WATER CO CA 8.01,9.01 05/14/09 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 5.02 05/12/09 American Tire Distributors Holdings, 7.01 05/15/09 AMERICHIP INTERNATIONAL INC 5.02,8.01 05/07/09 AMERIGON INC MI 8.01,9.01 05/15/09 AMERITRANS CAPITAL CORP DE 2.02,9.01 03/31/09 AMH HOLDINGS, LLC DE 2.02,9.01 05/15/09 AMICAS, Inc. DE 5.03,9.01 05/12/09 ANADARKO PETROLEUM CORP DE 1.01,9.01 05/11/09 AP PHARMA INC /DE/ DE 2.02,9.01 05/14/09 APAC CUSTOMER SERVICE INC IL 7.01,9.01 05/06/09 APOLLO SOLAR ENERGY, INC. NV 2.02 05/15/09 APPLIED MICRO CIRCUITS CORP DE 5.02 05/12/09 Applied Nanotech Holdings, Inc TX 5.02,9.01 05/11/09 ARBITRON INC DE 8.01 05/15/09 ASIAN FINANCIAL INC WY 2.02,9.01 05/15/09 ASPEN TECHNOLOGY INC /DE/ DE 2.02,9.01 05/15/09 ASPYRA INC CA 2.02,9.01 05/15/09 ASSOCIATED BANC-CORP WI 5.02,9.01 05/15/09 ASSOCIATED MATERIALS, LLC DE 2.02,9.01 05/15/09 ASTEA INTERNATIONAL INC DE 2.02,9.01 05/15/09 ASTRATA GROUP INC NV 5.02,9.01 05/11/09 ATLANTIC COAST FEDERAL CORP X1 8.01,9.01 05/15/09 AUBURN NATIONAL BANCORPORATION INC DE 2.02 05/15/09 Audio Stocks, Inc. 5.03 05/15/09 AUTONATION INC /FL DE 8.01,9.01 05/14/09 Aviation Surveillance Systems, Inc. NV 5.03,9.01 05/11/09 Aviza Technology, Inc. DE 5.02 05/14/09 Axcan Intermediate Holdings Inc. DE 7.01 05/15/09 BALLY TECHNOLOGIES, INC. NV 5.02 05/13/09 Bank of Commerce Holdings CA 1.01,9.01 05/15/09 Bank of New York Mellon CORP 1.01,9.01 05/11/09 BARRETT BUSINESS SERVICES INC MD 7.01,9.01 05/14/09 Barzel Industries Inc. DE 1.01 05/14/09 BEHRINGER HARVARD REIT I INC MD 7.01,9.01 05/15/09 BELL INDUSTRIES INC /NEW/ CA 2.02,9.01 05/15/09 BERKELEY TECHNOLOGY LTD 2.02,7.01 03/15/09 BERRY PETROLEUM CO DE 5.02,5.03,8.01,9.01 05/14/09 BIOANALYTICAL SYSTEMS INC IN 2.02,9.01 05/15/09 Blackhawk Biofuels, LLC DE 1.01,9.01 04/27/09 Blackhawk Biofuels, LLC DE 1.01,9.01 05/11/09 Bridgeline Software, Inc. DE 2.02,5.02,9.01 05/11/09 BUILDING MATERIALS HOLDING Corp DE 2.02,8.01,9.01 05/15/09 CABELAS INC DE 7.01,9.01 05/15/09 CAPELLA EDUCATION CO 5.02,9.01 05/12/09 CAPITAL ONE FINANCIAL CORP DE 7.01,9.01 05/14/09 CAPSTEAD MORTGAGE CORP MD 7.01,8.01,9.01 05/15/09 CARAUSTAR INDUSTRIES INC NC 1.01,8.01 05/08/09 CASTLE GROUP INC 2.02,7.01,9.01 05/15/09 CELGENE CORP /DE/ DE 8.01,9.01 05/15/09 CELL THERAPEUTICS INC WA 8.01,9.01 05/15/09 CENTERLINE HOLDING CO DE 2.02,9.01 03/31/09 CENTEX CORP NV 5.02,9.01 05/13/09 CEPHALON INC DE 1.01,9.01 05/11/09 Chartwell International, Inc. NV 4.02 05/15/09 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 05/15/09 China Advanced Construction Materials F4 2.02,7.01,9.01 05/15/09 CHINA AGRITECH INC 8.01,9.01 05/14/09 China Biologic Products, Inc. F4 9.01 05/15/09 AMEND China Direct, Inc. FL 2.02,9.01 05/15/09 CHINA GENGSHENG MINERALS, INC. NV 1.01,9.01 05/15/09 CHINA GENGSHENG MINERALS, INC. NV 2.02,9.01 05/15/09 China Holdings, Inc. NV 1.01,3.02,9.01 05/15/09 AMEND China Solar & Clean Energy Solutions, NV 5.02 05/12/09 CHINA VALVES TECHNOLOGY, INC NV 2.02,7.01,9.01 05/15/09 China Wind Systems, Inc DE 2.02,9.01 05/15/09 CHYRON CORP NY 5.03,8.01 05/13/09 CITIBANK OMNI-S MASTER TRUST 8.01 05/15/09 CITIZENS BANCSHARES CORP /GA/ GA 2.02,9.01 05/15/09 CITY NATIONAL CORP DE 8.01,9.01 05/15/09 CITY NATIONAL CORP DE 8.01,9.01 05/15/09 CLACENDIX, INC. DE 1.01,2.01,3.02,5.01,5.02,5.06, 05/14/09 9.01 CLEARONE COMMUNICATIONS INC UT 8.01 05/14/09 CNB CORP /SC/ SC 2.02,9.01 05/11/09 COLE KENNETH PRODUCTIONS INC NY 8.01,9.01 05/15/09 Colfax CORP DE 5.02 05/12/09 COLUMBUS ACQUISITION CORP 1.02,8.01,9.01 05/15/09 Community Bankers Trust Corp DE 2.02,9.01 05/12/09 CONCORD CAMERA CORP NJ 5.02,5.03,8.01,9.01 05/12/09 CONEXANT SYSTEMS INC DE 5.02 05/13/09 CONNECTICUT WATER SERVICE INC / CT CT 8.01 05/15/09 CONOCOPHILLIPS DE 5.02 05/14/09 CONSECO INC DE 5.02 05/12/09 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA 1.01,9.01 05/12/09 CORTEX PHARMACEUTICALS INC/DE/ DE 2.02,9.01 05/15/09 CRC CRYSTAL RESEARCH CORP NV 5.02 05/12/09 CRC Health CORP DE 2.02 03/31/09 CREDO PETROLEUM CORP DE 8.01,9.01 05/14/09 CRESCENT BANKING CO GA 1.01,5.03,9.01 05/11/09 CRM Holdings, Ltd. 4.01,9.01 05/05/09 AMEND CUISINE SOLUTIONS INC DE 8.01,9.01 05/14/09 CUMMINS INC IN 1.01,8.01 05/15/09 CYTEC INDUSTRIES INC/DE/ DE 1.01,2.03,3.02,8.01 05/13/09 DAIS ANALYTIC CORP 5.02 04/09/09 AMEND DEAN FOODS CO DE 7.01,8.01,9.01 05/14/09 dELiAs, Inc. DE 1.01,9.01 05/15/09 Devine Entertainment CORP A6 9.01 05/15/09 DIAMONDHEAD CASINO CORP DE 5.02 05/12/09 DIATECT INTERNATIONAL CORP CA 3.02,9.01 03/01/09 DIGITAL POWER CORP CA 2.02,9.01 05/13/09 DIME COMMUNITY BANCSHARES INC DE 5.04,9.01 05/14/09 DIRECT INSITE CORP DE 2.02,9.01 05/13/09 DISCOVERY LABORATORIES INC /DE/ DE 8.01,9.01 05/13/09 DK INVESTORS INC NY 4.01,9.01 05/04/09 DOR BIOPHARMA INC DE 2.02,9.01 05/15/09 DREAMS INC UT 2.02,9.01 05/15/09 DRI CORP NC 2.02,7.01,9.01 05/15/09 DRYCLEAN USA INC DE 2.02,9.01 05/15/09 DTE ENERGY CO MI 2.02,9.01 05/15/09 Duke Energy CORP DE 7.01 05/14/09 DYNAMIC ALERT LTD NV 5.02 05/12/09 DYNEX CAPITAL INC VA 5.02,9.01 05/13/09 DYNEX CAPITAL INC VA 5.02,9.01 05/13/09 AMEND E-SMART TECHNOLOGIES INC NV 8.01,9.01 10/30/08 EASTON-BELL SPORTS, INC. DE 2.02,9.01 05/14/09 EAU TECHNOLOGIES, INC. DE 5.02 05/14/09 ELECTRONIC SYSTEMS TECHNOLOGY INC WA 8.01,9.01 05/14/09 EMAGIN CORP DE 2.02,9.01 05/14/09 EMCORE CORP NJ 1.01,2.02,7.01,9.01 05/11/09 EMMIS COMMUNICATIONS CORP IN 5.05 05/13/09 Emrise CORP DE 1.01,9.01 05/14/09 EMULEX CORP /DE/ DE 8.01,9.01 05/15/09 ENDOCARE INC DE 2.02,8.01,9.01 05/15/09 ENDWAVE CORP DE 5.02 05/11/09 ENERGIZER HOLDINGS INC MO 1.01,5.03,8.01,9.01 05/14/09 ENHERENT CORP DE 2.02,9.01 05/15/09 ENSCO INTERNATIONAL INC DE 2.02,9.01 05/15/09 ENTERCOM COMMUNICATIONS CORP PA 1.01,5.02,9.01 05/12/09 EPIC ENERGY RESOURCES, INC. CO 7.01,9.01 04/13/09 EQT Corp PA 1.01,9.01 05/12/09 EVERGREENBANCORP INC WA 2.02,9.01 05/15/09 EXELIXIS INC DE 5.02,9.01 05/13/09 Expedia, Inc. 5.02 05/13/09 FANSTEEL INC DE 4.01,9.01 05/15/09 Federal Home Loan Bank of Boston X1 2.02,7.01,9.01 05/15/09 Federal Home Loan Bank of Chicago X1 2.02,9.01 05/15/09 Federal Home Loan Bank of Dallas 2.03 05/11/09 Federal Home Loan Bank of Des Moines X1 2.02,7.01,9.01 05/15/09 Federal Home Loan Bank of Indianapoli X1 2.02,9.01 05/13/09 Federal Home Loan Bank of Pittsburgh PA 2.02,9.01 05/15/09 Federal Home Loan Bank of San Francis X1 2.02,9.01 05/15/09 Federal Home Loan Bank of Topeka 2.02,7.01,8.01,9.01 05/15/09 FEI CO OR 1.01,5.02,8.01,9.01 05/14/09 FIBERNET TELECOM GROUP INC\ DE 2.02,9.01 05/15/09 FINOVA GROUP INC DE 8.01 05/12/09 FIRST BANCSHARES INC /MO/ MO 8.01,9.01 05/15/09 FIRST FEDERAL BANKSHARES INC DE 8.01 05/10/09 FIRST LITCHFIELD FINANCIAL CORP DE 2.02,9.01 05/15/09 FIRST M&F CORP/MS MS 2.02,7.01,9.01 05/15/09 FIRST MERCURY FINANCIAL CORP DE 8.01,9.01 05/15/09 FIRST MERCURY FINANCIAL CORP DE 5.02,9.01 05/13/09 FIRST OTTAWA BANCSHARES INC DE 8.01,9.01 05/13/09 FIRST PACTRUST BANCORP INC MD 2.02,9.01 05/15/09 FIRST QUANTUM VENTURES INC NV 8.01,9.01 02/26/08 AMEND FIVE STAR QUALITY CARE INC 8.01,9.01 05/15/09 FLOTEK INDUSTRIES INC/CN/ DE 1.01,5.02,8.01,9.01 05/11/09 FLUID SOLUTIONS, INC. NV 9.01 05/06/09 FOOD TECHNOLOGY SERVICE INC FL 2.02,9.01 05/14/09 FORCE PROTECTION INC NV 7.01,9.01 05/11/09 FORD MOTOR CREDIT CO LLC DE 8.01,9.01 05/13/09 Forticell BioScience, Inc. DE 2.03,3.01,7.01,9.01 05/15/09 Fortress Investment Group LLC DE 1.01,9.01 05/14/09 FRONTIER COMMUNICATIONS CORP DE 1.01,3.03,9.01 05/13/09 Fuel Systems Solutions, Inc. 5.02,9.01 05/15/09 GASCO ENERGY INC NV 1.01,2.03,2.04,7.01,9.01 05/14/09 GLOBAL CASINOS INC UT 2.02,7.01,9.01 05/14/09 Global Energy Holdings Group, Inc. CO 1.02,2.03,9.01 05/13/09 GLOBAL HEALTH VENTURES INC. NV 4.01,5.02,9.01 05/14/09 Global Telecom & Technology, Inc. DE 2.02,9.01 05/15/09 GLOBAL TRAFFIC NETWORK, INC. DE 2.01,5.02,9.01 03/01/09 AMEND GULF ONSHORE, INC. NV 8.01,9.01 05/15/09 GULF RESOURCES, INC. DE 8.01,9.01 05/12/09 HANOVER INSURANCE GROUP, INC. DE 5.02 05/14/09 HARLEY DAVIDSON INC WI 2.03,8.01,9.01 05/12/09 HARRINGTON WEST FINANCIAL GROUP INC/C 2.02,9.01 05/14/09 HAYES LEMMERZ INTERNATIONAL INC DE 1.01,1.03,2.03,2.04,3.01,9.01 05/11/09 HEALTHY FAST FOOD INC 5.02 05/01/09 HEARTLAND PAYMENT SYSTEMS INC DE 5.02 05/11/09 HELEN OF TROY LTD 2.02,5.02,9.01 05/13/09 HIGHWATER ETHANOL LLC 7.01,9.01 05/15/09 HNI CORP IA 5.02 05/12/09 HOME BANCORP, INC. LA 5.02,9.01 05/12/09 Home Federal Bancorp, Inc. MD 8.01,9.01 05/15/09 HOTEL OUTSOURCE MANAGEMENT INTERNATIO DE 1.01 05/12/09 HRPT PROPERTIES TRUST MD 8.01,9.01 05/15/09 HUDSON HIGHLAND GROUP INC DE 8.01 05/13/09 HUNTINGTON BANCSHARES INC/MD MD 7.01,9.01 05/15/09 HUTCHINSON TECHNOLOGY INC MN 8.01 05/15/09 ICEWEB INC DE 2.02,9.01 05/14/09 ICO Global Communications (Holdings) DE 1.01,1.03,2.04,9.01 05/15/09 ICON INCOME FUND EIGHT B LP 7.01,9.01 05/15/09 ICOP DIGITAL, INC CO 2.02,9.01 05/15/09 IMAX CORP A6 5.02 05/14/09 INFOSPACE INC DE 5.02,9.01 05/11/09 INGLES MARKETS INC NC 1.01,2.03,9.01 05/12/09 INN OF THE MOUNTAIN GODS RESORTS & CA 5.02 05/08/09 INNOSPEC INC. DE 8.01 05/15/09 INNOTRAC CORP GA 2.02,9.01 05/15/09 INSIGHT HEALTH SERVICES HOLDINGS CORP 2.02,9.01 05/15/09 INTEGRATED ENVIRONMENTAL TECHNOLOGIES DE 4.01 04/30/09 AMEND INTELLIGENT SYSTEMS CORP GA 2.02,9.01 05/15/09 INTERLEUKIN GENETICS INC DE 2.02,3.01,9.01 05/11/09 INTERNATIONAL RECTIFIER CORP /DE/ DE 1.01 05/11/09 INTEST CORP DE 2.02,3.01,9.01 05/14/09 INVESTMENT TECHNOLOGY GROUP INC DE 5.02 05/15/09 ITALIAN OVEN INC PA 3.03 05/15/09 J C PENNEY CO INC DE 2.02,9.01 05/15/09 JACKSONVILLE BANCORP INC /FL/ FL 2.02,9.01 05/15/09 JONES APPAREL GROUP INC PA 1.01,1.02,2.03,9.01 05/13/09 JUNIPER GROUP INC NY 1.01,3.02,7.01 05/15/09 KeyOn Communications Holdings Inc. DE 3.02 05/15/09 KH FUNDING CO MD 2.02 05/15/09 KINDER MORGAN ENERGY PARTNERS L P DE 9.01 12/31/08 KITE REALTY GROUP TRUST MD 1.01,9.01 05/13/09 Kodiak Oil & Gas Corp 8.01,9.01 05/14/09 Kraton Polymers LLC 9.01 05/15/09 AMEND KRONOS WORLDWIDE INC 7.01,9.01 05/14/09 LEVEL 3 COMMUNICATIONS INC DE 1.01,2.03,9.01 05/15/09 LIGHTING SCIENCE GROUP CORP DE 1.01,2.03,9.01 05/11/09 LITHIA MOTORS INC OR 8.01,9.01 05/14/09 Local Insight Regatta Holdings, Inc. DE 2.02,9.01 05/15/09 LUDVIK CAPITAL INC DE 8.01,9.01 03/31/09 MAC-GRAY CORP DE 8.01,9.01 05/15/09 MACC PRIVATE EQUITIES INC DE 8.01,9.01 05/14/09 Maiden Holdings, Ltd. D0 2.02,9.01 05/11/09 MANITOWOC CO INC WI 8.01,9.01 05/15/09 MARINER ENERGY INC DE 5.02 05/11/09 MARKETING WORLDWIDE CORP DE 4.02 05/10/09 MDwerks, Inc. DE 3.02,5.02,9.01 05/14/09 MEDICINOVA INC DE 2.02,9.01 05/15/09 MEDICINOVA INC DE 7.01 05/15/09 MERCANTILE BANK CORP MI 1.01,3.02,3.03,5.02,5.03,9.01 05/12/09 Metabolic Research, Inc. IN 5.02,9.01 03/25/09 AMEND MEXICO FUND INC MD 8.01,9.01 05/15/09 MICROSOFT CORP WA 8.01,9.01 05/11/09 MIDDLEBY CORP DE 2.02,9.01 05/14/09 Minatura Gold NV 4.01 05/11/09 MINISTRY PARTNERS INVESTMENT COMPANY, 1.01,9.01 05/01/09 Molecular Insight Pharmaceuticals, In MA 5.02,7.01,9.01 05/12/09 Momentive Performance Materials Inc. DE 5.02 05/12/09 MONEYLOGIX GROUP INC. NV 5.02,9.01 05/14/09 MOSAIC CO DE 7.01,9.01 05/15/09 MULTI COLOR Corp OH 2.02,9.01 05/15/09 Musician's Exchange NV 4.01 05/11/09 Nalco Holding CO 1.01,2.03,8.01,9.01 05/13/09 NANOGEN INC DE 1.01,1.02,1.03,9.01 05/13/09 Nascent Wine Company, Inc. 2.02,9.01 05/15/09 NATIONAL PATENT DEVELOPMENT CORP DE 2.02,9.01 05/15/09 NATIONAL RURAL UTILITIES COOPERATIVE DC 8.01 05/12/09 NATIONAL TECHNICAL SYSTEMS INC /CA/ CA 8.01,9.01 05/11/09 NATURAL HEALTH TRENDS CORP DE 2.02,9.01 05/14/09 NAUTILUS, INC. WA 5.02 05/15/09 NEENAH ENTERPRISES, INC. 2.02,9.01 05/15/09 Neiman Marcus, Inc. DE 8.01 05/15/09 Neuralstem, Inc. DE 7.01,9.01 05/15/09 Neuralstem, Inc. DE 2.02,7.01,9.01 05/15/09 NEW YORK MORTGAGE TRUST INC MD 7.01,9.01 05/14/09 NEWBRIDGE BANCORP NC 5.02 05/13/09 NexCen Brands, Inc. DE 5.02 05/12/09 NEXSTAR BROADCASTING GROUP INC DE 5.02,9.01 05/11/09 NEXSTAR BROADCASTING GROUP INC DE 2.02,9.01 05/15/09 Nexxus Lighting, Inc. DE 2.02,9.01 05/15/09 Nielsen CO B.V. P7 2.02,9.01 05/15/09 NON INVASIVE MONITORING SYSTEMS INC / FL 4.01,9.01 05/14/09 NORTH EUROPEAN OIL ROYALTY TRUST DE 2.02,9.01 04/30/09 Northsight Capital, Inc. NV 4.01 05/11/09 NORTHWEST INDIANA BANCORP IN 8.01 05/14/09 NOTIFY TECHNOLOGY CORP CA 2.02,9.01 05/15/09 NOVADEL PHARMA INC DE 2.02,9.01 05/15/09 NOVEN PHARMACEUTICALS INC DE 5.02 05/14/09 NPC INTERNATIONAL INC KS 2.02,9.01 05/15/09 NTN BUZZTIME INC DE 1.01,2.01,3.02,9.01 05/11/09 NTS MORTGAGE INCOME FUND DE 1.01,9.01 05/15/09 NuStar Energy L.P. DE 7.01,9.01 05/15/09 Onstream Media CORP FL 7.01,8.01,9.01 05/15/09 Opexa Therapeutics, Inc. TX 1.01,2.02,3.02,9.01 05/14/09 Orange 21 Inc. DE 2.02,9.01 05/15/09 OSCIENT PHARMACEUTICALS CORP MA 8.01,9.01 05/15/09 OSI RESTAURANT PARTNERS, LLC DE 7.01 05/15/09 OUTDOOR CHANNEL HOLDINGS INC 1.01,2.01,9.01 01/12/09 AMEND Pacific Asia Petroleum Inc DE 1.01,1.02,9.01 05/15/09 PACIFIC GAS & ELECTRIC CO CA 8.01 05/13/09 PACWEST BANCORP DE 5.02,9.01 05/12/09 PALATIN TECHNOLOGIES INC DE 2.02,9.01 05/15/09 PDG ENVIRONMENTAL INC DE 2.02,9.01 05/15/09 PEERLESS SYSTEMS CORP DE 1.01,9.01 05/14/09 PEOPLES LIBERATION INC DE 2.02,9.01 05/15/09 PFSWEB INC DE 8.01 05/13/09 PG&E CORP CA 8.01 05/13/09 PHARMATHENE, INC DE 2.02,9.01 05/15/09 PHYSICIANS FORMULA HOLDINGS, INC. DE 2.02,7.01,9.01 05/11/09 AMEND Piedmont Office Realty Trust, Inc. MD 7.01,9.01 05/13/09 PINNACLE ENERGY CORP. NV 5.02 05/13/09 PINNACLE ENTERTAINMENT INC DE 4.01 05/15/09 POLYMEDIX INC 5.02 05/12/09 PORTLAND GENERAL ELECTRIC CO /OR/ OR 5.03,9.01 05/13/09 PRESIDENTIAL LIFE CORP DE 5.03 05/15/09 PRIME GROUP REALTY TRUST MD 2.02,8.01,9.01 05/15/09 PRINCIPAL FINANCIAL GROUP INC DE 8.01,9.01 05/11/09 PRO PHARMACEUTICALS INC NV 2.02,9.01 05/15/09 PROELITE, INC. NJ 1.02,8.01 05/13/09 pSivida Corp. DE 2.02,9.01 05/13/09 Puda Coal, Inc. 1.01,9.01 05/14/09 PULASKI FINANCIAL CORP MO 5.02,9.01 05/14/09 PURADYN FILTER TECHNOLOGIES INC DE 2.02,7.01,9.01 05/15/09 PUREDEPTH, INC. CO 5.02 05/15/09 QUIXOTE CORP DE 5.03,9.01 05/14/09 Rahaxi, Inc. NV 3.02,5.02 05/06/09 RAINMAKER SYSTEMS INC CA 7.01,8.01,9.01 05/15/09 RAIT Financial Trust MD 7.01,9.01 05/06/09 READERS DIGEST ASSOCIATION INC DE 2.02,9.01 05/15/09 RED METAL RESOURCES, LTD. 1.01,9.01 05/08/09 RESEARCH PHARMACEUTICAL SERVICES, INC DE 2.02,9.01 05/15/09 RF MONOLITHICS INC /DE/ DE 1.01 05/12/09 Riverview Financial Corp PA 7.01,9.01 05/13/09 Rockwood Holdings, Inc. DE 8.01,9.01 05/15/09 ROPER INDUSTRIES INC DE 9.01 05/01/09 SAN DIEGO GAS & ELECTRIC CO CA 8.01,9.01 05/11/09 SANDRIDGE ENERGY INC DE 1.01,2.03,8.01,9.01 05/11/09 SCM MICROSYSTEMS INC DE 2.02,9.01 05/15/09 SECURITY FEDERAL CORP SC 2.02,9.01 05/12/09 Seneca Gaming Corp XX 8.01 05/15/09 SENIOR OPTICIAN SERVICE INC NV 1.01,2.01,3.02,5.02,5.06,9.01 05/14/09 Sensata Technologies B.V. P7 1.01,2.03,9.01 05/11/09 SENSUS METERING SYSTEMS BERMUDA 2 LTD 2.02,9.01 05/15/09 SERVICE CORPORATION INTERNATIONAL TX 5.02 05/15/09 SERVICEMASTER CO DE 2.02,7.01,9.01 05/15/09 SERVOTRONICS INC /DE/ DE 2.02,9.01 05/11/09 SHEARSON FINANCIAL NETWORK INC NV 1.03,9.01 05/12/09 AMEND ShengdaTech, Inc. 2.02,7.01,9.01 05/14/09 Shengkai Innovations, Inc. FL 7.01,9.01 05/14/09 Shengkai Innovations, Inc. FL 2.02,9.01 05/15/09 SILICON GRAPHICS INC DE 5.02 05/11/09 SIMON PROPERTY GROUP L P /DE/ DE 1.01,2.03,9.01 05/11/09 SIX FLAGS, INC. DE 1.01,2.03,8.01,9.01 05/14/09 SMITH & WESSON HOLDING CORP NV 1.01 05/12/09 SMITHTOWN BANCORP INC NY 8.01,9.01 05/14/09 SOLAR ENERTECH CORP DE 2.02,9.01 05/15/09 SONIC AUTOMOTIVE INC DE 5.02 05/11/09 SOUTH TEXAS OIL CO NV 2.02,9.01 05/15/09 Southeastern Bank Financial CORP GA 2.02,9.01 05/11/09 SPANISH BROADCASTING SYSTEM INC DE 2.02,5.05,8.01,9.01 05/15/09 SPHERIX INC DE 2.02,9.01 05/14/09 SPORT CHALET INC DE 5.02,9.01 05/13/09 SPORT HALEY INC CO 2.02,3.01,8.01,9.01 05/13/09 STAGE STORES INC NV 8.01,9.01 05/14/09 STATION CASINOS INC NV 1.01,9.01 05/15/09 STEEL DYNAMICS INC IN 2.03,8.01,9.01 06/19/07 AMEND SUMMIT FINANCIAL SERVICES GROUP INC FL 2.02,9.01 05/15/09 SUNTRUST BANKS INC GA 8.01,9.01 05/15/09 SUNTRUST BANKS INC GA 8.01,9.01 05/15/09 Sutor Technology Group LTD 2.02,9.01 05/14/09 Sutor Technology Group LTD 2.02,9.01 05/14/09 SWIFT ENERGY CO 5.02 05/12/09 SYNERGY RESOURCES CORP CO 2.01 05/13/09 SYPRIS SOLUTIONS INC DE 5.02 05/11/09 TALON INTERNATIONAL, INC. DE 2.02,9.01 05/15/09 Team Nation Holdings CORP 8.01,9.01 05/13/09 TEAMSTAFF INC NJ 2.02,9.01 05/15/09 TechTarget Inc 3.01,9.01 05/15/09 TELKONET INC 2.02,9.01 05/14/09 TENNECO INC DE 8.01,9.01 05/15/09 Tennessee Valley Authority 1.01,2.03,8.01,9.01 05/11/09 TIAA REAL ESTATE ACCOUNT NY 2.02,7.01,9.01 05/15/09 TIENS BIOTECH GROUP USA INC 8.01,9.01 05/15/09 TRI-S SECURITY CORP GA 2.02,9.01 05/15/09 TRIAD GUARANTY INC DE 2.02,9.01 05/15/09 TRICO MARINE SERVICES INC DE 8.01,9.01 05/14/09 TRIDENT MICROSYSTEMS INC DE 1.01,2.01,3.02,3.03,9.01 05/14/09 TRM CORP OR 2.02,9.01 05/15/09 TUCOWS INC /PA/ PA 2.02,5.02,9.01 05/12/09 TUFCO TECHNOLOGIES INC DE 1.01,1.02,2.02,2.03,7.01,9.01 05/13/09 ULURU INC. NV 2.02,9.01 05/15/09 UNION PACIFIC CORP UT 5.03,9.01 05/14/09 UNITEDHEALTH GROUP INC MN 7.01 05/15/09 UNIVISION COMMUNICATIONS INC DE 2.02,9.01 05/15/09 US BANCORP \DE\ DE 8.01,9.01 05/11/09 VALEANT PHARMACEUTICALS INTERNATIONAL DE 3.03 05/15/09 VGTel, Inc. 4.01,9.01 04/27/09 AMEND VINEYARD NATIONAL BANCORP CA 8.01 05/14/09 VION PHARMACEUTICALS INC DE 2.02,9.01 05/11/09 VISHAY INTERTECHNOLOGY INC DE 9.01 05/13/09 AMEND VISTEON CORP DE 1.01,9.01 05/13/09 VORNADO REALTY LP DE 5.02,9.01 05/14/09 VORNADO REALTY TRUST MD 5.02,9.01 05/14/09 VWR Funding, Inc. DE 2.02,7.01 05/15/09 WARREN RESOURCES INC MD 1.01,2.03,9.01 05/12/09 Welwind Energy International CORP DE 4.02 03/31/09 Western Goldfields Inc. A6 7.01,9.01 05/14/09 Western Iowa Energy, L.L.C. IA 1.02,7.01,9.01 05/11/09 WILLIS LEASE FINANCE CORP DE 2.02,7.01,9.01 05/11/09 WINN DIXIE STORES INC FL 2.02,9.01 05/11/09 WORLDGATE COMMUNICATIONS INC DE 1.01,5.02 02/04/09 Worlds.com, Inc. NJ 4.02 05/11/09 WSFS FINANCIAL CORP DE 8.01,9.01 05/15/09 XTENT INC 8.01,9.01 05/11/09 YRC WORLDWIDE INC DE 1.01,9.01 05/15/09 YUM BRANDS INC NC 8.01 05/14/09 YUM BRANDS INC NC 8.01 05/14/09 Zagg INC 1.01,2.03,9.01 05/13/09 ZANETT INC DE 2.02 05/15/09 ZIOPHARM ONCOLOGY INC 2.02,9.01 05/15/09 ZOOM TECHNOLOGIES INC DE 7.01,9.01 05/14/09 ZST Digital Networks, Inc. DE 1.01,2.01,2.02,3.02,5.01,5.02, 01/09/09 AMEND 5.03,5.06,9.01 Zupintra Corporation, Inc. FL 5.02 05/12/09