RECENT 8K FILINGS May 14, 2009 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------ 3M CO DE 8.01,9.01 05/12/09 ACCEPTANCE INSURANCE COMPANIES INC DE 8.01,9.01 05/13/09 ACXIOM CORP DE 2.02,9.01 03/31/09 ADAMS GOLF INC DE 2.02,9.01 05/13/09 ADAMS RESOURCES & ENERGY, INC. DE 2.02 03/31/09 AFFINITY GOLD CORP. NV 1.01,8.01,9.01 05/08/09 Agfeed Industries, Inc NV 7.01,9.01 05/13/09 Air Transport Services Group, Inc. DE 2.02,7.01,9.01 05/12/09 ALAMO GROUP INC DE 5.02,9.01 05/07/09 ALASKA PACIFIC BANCSHARES INC AK 2.02,9.01 03/31/09 ALASKA PACIFIC BANCSHARES INC AK 2.02,9.01 03/31/09 AMEND ALCOA INC PA 5.02,9.01 05/08/09 ALLETE INC MN 5.02 05/13/09 ALLIANCE FINANCIAL CORP /NY/ NY 1.01,8.01,9.01 05/13/09 ALLIED MOTION TECHNOLOGIES INC CO 2.02,9.01 05/13/09 Allied Security Innovations, Inc. DE 5.02,5.03,9.01 05/11/09 ALLSTATE CORP DE 8.01,9.01 05/11/09 ALMOST FAMILY INC DE 7.01,9.01 05/12/09 ALPHA INNOTECH CORP DE 2.02 05/12/09 Alphametrix Managed Futures LLC (Aspe 4.01,9.01 04/27/09 AMEND AMBASSADORS GROUP INC DE 5.02,9.01 05/07/09 AMERICAN DAIRY INC UT 1.01,3.02,5.02,9.01 05/07/09 AMERICAN DEFENSE SYSTEMS INC 2.02,9.01 05/13/09 AMERICAN SHARED HOSPITAL SERVICES CA 2.02,9.01 05/13/09 AMERICAN STATES WATER CO CA 8.01,9.01 05/13/09 AMERICAN TONERSERV CORP. DE 2.02,9.01 05/13/09 ANNTAYLOR STORES CORP DE 2.02,9.01 05/13/09 Apextalk Holdings Inc DE 5.02 05/02/09 ARBINET THEXCHANGE INC DE 3.01,9.01 04/27/09 ARCH COAL INC DE 7.01,9.01 05/13/09 ARKANOVA ENERGY CORP. NV 1.01,2.03,9.01 04/17/09 ARROWHEAD RESEARCH CORP DE 7.01,9.01 05/13/09 ASHLAND INC. KY 7.01,8.01,9.01 05/13/09 ASPECT MEDICAL SYSTEMS INC DE 1.01,8.01 04/14/09 ASTA FUNDING INC DE 2.02,9.01 05/11/09 ATLAS AIR WORLDWIDE HOLDINGS INC DE 8.01,9.01 05/12/09 Audio Stocks, Inc. 1.01 05/13/09 AuraSound, Inc. NV 8.01,9.01 05/13/09 AuraSource, Inc. 1.02 05/13/09 AUXILIUM PHARMACEUTICALS INC 7.01,9.01 05/13/09 AXS ONE INC DE 2.02,9.01 05/13/09 BAKBONE SOFTWARE INC 5.02,9.01 05/07/09 Bank of Commerce Holdings CA 5.03,9.01 05/13/09 Bank of Commerce Holdings CA 7.01,8.01,9.01 05/13/09 Bank of the Carolinas CORP NC 2.02,9.01 05/11/09 BARNWELL INDUSTRIES INC DE 2.02,9.01 05/13/09 BEACON ENTERPRISE SOLUTIONS GROUP INC NV 2.02,9.01 05/13/09 BECKMAN COULTER INC DE 7.01 05/13/09 BECKMAN COULTER INC DE 1.01,9.01 05/08/09 BECTON DICKINSON & CO NJ 8.01,9.01 05/13/09 Benda Pharmaceutical, Inc. MN 5.02,9.01 05/06/09 BH RE LLC NV 1.01,9.01 05/07/09 BITSTREAM INC DE 2.02,9.01 05/13/09 BOOTS & COOTS INTERNATIONAL WELL CONT DE 5.02 05/13/09 BPO Management Services, Inc. PA 5.02,9.01 05/06/09 BRINKS CO VA 8.01,9.01 05/13/09 BRINKS CO VA 5.02,9.01 05/11/09 BRUSH ENGINEERED MATERIALS INC 7.01,9.01 05/13/09 BULLION MONARCH MINING, INC. 1.01,7.01,9.01 05/10/09 Bunge LTD 5.02 05/08/09 CA, INC. DE 2.02,9.01 05/13/09 CALPINE CORP DE 8.01,9.01 05/12/09 CANO PETROLEUM, INC 5.03,9.01 05/07/09 CANTERBURY PARK HOLDING CORP MN 2.02,9.01 05/13/09 Capital City Energy Group, Inc. NV 5.02 05/07/09 CARMAX INC VA 7.01,9.01 05/13/09 CASH AMERICA INTERNATIONAL INC TX 8.01,9.01 05/12/09 CATAPULT COMMUNICATIONS CORP CA 1.01,9.01 05/11/09 CBS CORP DE 8.01,9.01 05/08/09 CHEMBIO DIAGNOSTICS, INC. NV 5.02,7.01,9.01 05/13/09 CHICAGO BRIDGE & IRON CO N V 5.02,9.01 05/07/09 CHINA FIRE & SECURITY GROUP, INC. 2.02,7.01,9.01 05/13/09 China Gateway CORP 4.02,9.01 11/11/08 China Holdings Acquisition Corp. DE 3.01,8.01,9.01 05/12/09 CHINA SHEN ZHOU MINING & RESOURCES, I NV 2.04 05/12/09 CLAIBORNE LIZ INC DE 1.01,2.02,9.01 05/12/09 CLAIBORNE LIZ INC DE 5.02 05/13/09 Clear Skies Solar, Inc DE 1.01,2.03,3.02,9.01 05/08/09 Clearwire Corp /DE DE 2.02,5.02,7.01,9.01 05/08/09 CLIFFS NATURAL RESOURCES INC. OH 8.01 05/12/09 CMS ENERGY CORP MI 8.01 05/12/09 CNB Financial Corp. MA 7.01,9.01 05/13/09 CNB FINANCIAL CORP/PA PA 8.01 05/12/09 COASTAL BANKING CO INC SC 2.02,9.01 05/12/09 Coda Octopus Group, Inc. DE 5.02 04/30/09 COHU INC DE 5.02,8.01,9.01 05/12/09 COLLECTORS UNIVERSE INC DE 2.02,2.05,9.01 05/11/09 COLONIAL COMMERCIAL CORP NY 2.02,9.01 05/13/09 COLUMBUS ACQUISITION CORP 8.01,9.01 05/12/09 Command Center, Inc. WA 5.02,7.01 05/13/09 COMMVAULT SYSTEMS INC DE 2.02,9.01 05/13/09 COMTECH TELECOMMUNICATIONS CORP /DE/ DE 1.01,2.03,3.02,9.01 05/08/09 COMTEX NEWS NETWORK INC DE 2.02,9.01 05/13/09 CONAGRA FOODS INC /DE/ DE 7.01,9.01 05/13/09 CONSECO INC DE 2.02,9.01 03/31/09 CONSECO INC DE 8.01,9.01 05/12/09 CONTANGO OIL & GAS CO DE 2.02,9.01 05/11/09 Converted Organics Inc. DE 1.01,2.03,3.02,9.01 05/07/09 CORUS BANKSHARES INC MN 8.01,9.01 05/12/09 COSINE COMMUNICATIONS INC DE 2.02,9.01 05/11/09 CPG INTERNATIONAL INC. DE 7.01,9.01 03/31/09 CRACKER BARREL OLD COUNTRY STORE, INC TN 7.01,9.01 05/13/09 CRAFTMADE INTERNATIONAL INC DE 2.02,7.01,9.01 05/13/09 DEERE & CO DE 7.01 05/13/09 DELTA PETROLEUM CORP/CO CO 1.01,8.01,9.01 05/07/09 DemandTec, Inc. DE 1.01,2.03 05/07/09 DENDREON CORP DE 8.01,9.01 05/13/09 Devine Entertainment CORP A6 4.02,9.01 04/24/09 AMEND DOVER CORP DE 5.02,9.01 05/07/09 Dr Pepper Snapple Group, Inc. DE 2.02,9.01 05/13/09 EASTERN LIGHT CAPITAL, INC. DE 4.01,9.01 05/11/09 EASTMAN CHEMICAL CO DE 9.01 05/07/09 EFT BIOTECH HOLDINGS INC NV 7.01,9.01 05/13/09 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 05/13/09 EnerSys DE 2.02,9.01 05/13/09 EPIX Pharmaceuticals, Inc. 3.01,7.01,9.01 05/12/09 EQUITY LIFESTYLE PROPERTIES INC MD 8.01 05/12/09 Espre Solutions Inc 1.03,5.02,9.01 05/12/09 Ethos Environmental, Inc. NV 1.01,2.03,3.02,9.01 05/08/09 Ethos Environmental, Inc. NV 1.01,2.03,3.02,9.01 05/11/09 EVERGREEN ENERGY INC DE 5.02 05/12/09 FAIRPOINT COMMUNICATIONS INC DE 1.01 05/12/09 FARMER BROTHERS CO CA 2.02,9.01 05/12/09 FEDERAL HOME LOAN MORTGAGE CORP 9.01 05/12/09 AMEND FIRST BANCSHARES INC /MO/ MO 2.02,9.01 05/13/09 FIRST COMMONWEALTH FINANCIAL CORP /PA PA 7.01,9.01 05/12/09 FIRST INDUSTRIAL REALTY TRUST INC MD 5.02 05/13/09 FIRST NATIONAL BANCSHARES INC /SC/ SC 2.02,9.01 05/13/09 FIRST NATIONAL COMMUNITY BANCORP INC PA 8.01,9.01 05/13/09 FLUSHING FINANCIAL CORP DE 7.01,9.01 05/13/09 FOREST CITY ENTERPRISES INC OH 2.02,7.01,9.01 05/13/09 FOREST OIL CORP NY 1.01,9.01 05/11/09 Forestar Group Inc. DE 5.02,9.01 05/12/09 Fortress Investment Group LLC DE 8.01,9.01 05/12/09 FULTON FINANCIAL CORP PA 7.01,9.01 05/13/09 AMEND FX ENERGY INC NV 8.01,9.01 05/12/09 G&K SERVICES INC MN 5.02,9.01 05/07/09 GASTAR EXPLORATION LTD 2.02,7.01,9.01 05/11/09 GENELINK INC 8.01,9.01 05/05/09 GEOGLOBAL RESOURCES INC. DE 5.02,9.01 05/11/09 GeoMet, Inc. DE 5.02,9.01 05/08/09 GEORGIA GULF CORP /DE/ DE 1.01,8.01,9.01 05/13/09 GigOptix, Inc. 2.02,9.01 05/13/09 GLG Partners, Inc. DE 8.01,9.01 05/12/09 GLOBAL CASINOS INC UT 2.03,9.01 05/11/09 Global Consumer Acquisition Corp. DE 8.01,9.01 05/11/09 GLOWPOINT INC DE 2.02,8.01,9.01 05/13/09 Golden Minerals Co 2.02,9.01 05/11/09 GOLDEN PHOENIX MINERALS INC NV 1.01,9.01 05/07/09 GTC BIOTHERAPEUTICS INC MA 2.02,9.01 05/13/09 HALIFAX CORP OF VIRGINIA VA 5.02,9.01 05/13/09 HAMPSHIRE GROUP LTD DE 8.01 05/13/09 HAMPTON ROADS BANKSHARES INC VA 3.01,7.01,9.01 05/13/09 HANCOCK HOLDING CO MS 8.01 05/07/09 HARLEYSVILLE NATIONAL CORP PA 5.03,9.01 05/12/09 HARRIS & HARRIS GROUP INC /NY/ NY 1.01,9.01 05/13/09 HASBRO INC RI 1.01,2.03,8.01,9.01 05/13/09 HEALTH CARE REIT INC /DE/ DE 5.02,9.01 05/07/09 HEALTH NET INC DE 7.01,9.01 05/12/09 HEALTHSOUTH CORP DE 7.01,9.01 05/13/09 HI TECH PHARMACAL CO INC NY 2.01,9.01 02/27/09 AMEND HIGHLANDS BANKSHARES INC /WV/ WV 9.01 05/12/09 HITOR GROUP, IN. NV 4.02,9.01 01/05/09 AMEND HOME SOLUTIONS OF AMERICA INC DE 5.02,9.01 04/30/09 Honda Auto Receivables 2009-2 Owner T CA 8.01,9.01 05/12/09 HOOPER HOLMES INC NY 2.02,9.01 05/08/09 HORTON D R INC /DE/ DE 8.01,9.01 05/06/09 Houston Wire & Cable CO 2.02,9.01 05/11/09 IASIS Healthcare LLC DE 2.02,9.01 05/13/09 IDACORP INC ID 1.01 05/13/09 IDT CORP DE 2.02,8.01 05/12/09 IHS Inc. DE 7.01,9.01 05/13/09 INFITECH VENTURES INC NV 3.02 05/11/09 InfoLogix Inc 2.02,9.01 05/12/09 Inland American Real Estate Trust, In MD 7.01,9.01 05/13/09 Innophos Holdings, Inc. 5.02 05/07/09 INNSUITES HOSPITALITY TRUST OH 5.02 05/13/09 INSMED INC VA 2.02,9.01 05/13/09 instaCare Corp. NV 4.01,9.01 05/13/09 INTEGRAMED AMERICA INC DE 5.03,9.01 05/12/09 INTEL CORP DE 7.01,9.01 05/13/09 INTELSAT LTD 2.02,9.01 05/13/09 INTERNATIONAL BUSINESS MACHINES CORP NY 7.01 05/13/09 INTERNATIONAL PAPER CO /NEW/ NY 8.01,9.01 05/13/09 Interval Leisure Group, Inc. DE 2.02,9.01 05/13/09 INX Inc DE 8.01,9.01 05/12/09 IRONCLAD PERFORMANCE WEAR CORP 2.02,7.01,9.01 05/13/09 IVAX DIAGNOSTICS INC DE 2.02,9.01 05/13/09 JACK IN THE BOX INC /NEW/ DE 2.02,9.01 05/13/09 JACOBS ENTERTAINMENT INC DE 2.02,9.01 05/13/09 JAMBA, INC. DE 5.02 05/07/09 K TRON INTERNATIONAL INC NJ 2.02,9.01 05/11/09 KAR Holdings, Inc. DE 2.02,9.01 05/13/09 KATY INDUSTRIES INC DE 2.02,9.01 05/13/09 KENTUCKY BANCSHARES INC /KY/ KY 2.02,9.01 05/13/09 KERYX BIOPHARMACEUTICALS INC DE 2.02,9.01 05/13/09 KITE REALTY GROUP TRUST MD 7.01 05/13/09 KMG CHEMICALS INC TX 1.01,9.01 05/12/09 LANDMARK BANCORP INC DE 2.02,8.01,9.01 05/13/09 LANTRONIX INC DE 2.02,9.01 05/13/09 Legacy Bancorp, Inc. DE 7.01,9.01 05/13/09 Legacy Bancorp, Inc. DE 7.01,9.01 05/13/09 LEGEND INTERNATIONAL HOLDINGS INC DE 8.01,9.01 05/12/09 Liberty Global, Inc. 7.01,9.01 05/13/09 LIFE PARTNERS HOLDINGS INC TX 8.01,9.01 05/07/09 LIONS GATE ENTERTAINMENT CORP /CN/ 2.01,9.01 03/02/09 AMEND Location Based Technologies, Inc. NV 1.01,2.03,3.02,9.01 05/07/09 LSB FINANCIAL CORP IN 2.02,9.01 05/11/09 LSB INDUSTRIES INC DE 1.01,9.01 05/08/09 LUNA INNOVATIONS INC 2.02,9.01 05/13/09 LYRIS, INC. 2.02,9.01 05/13/09 MACH ONE CORP NV 4.01,9.01 05/13/09 MACHINETALKER INC DE 1.01,3.02,8.01,9.01 05/08/09 Macy's, Inc. DE 2.02,9.01 05/13/09 Maidenform Brands, Inc. DE 2.02,9.01 05/13/09 MASTERCARD INC DE 7.01,9.01 05/13/09 MATRIXX INITIATIVES INC DE 5.02 05/07/09 MATRIXX INITIATIVES INC DE 8.01 05/12/09 MAXXAM INC DE 2.02,9.01 05/13/09 MBIA INC CT 7.01,9.01 05/13/09 McCormick & Schmicks Seafood Restaura 8.01 05/12/09 MEDIFAST INC DE 8.01 05/13/09 MEMC ELECTRONIC MATERIALS INC DE 5.02,9.01 05/12/09 MENDOCINO BREWING CO INC CA 2.04 05/08/09 MESA AIR GROUP INC NV 2.02,9.01 05/11/09 METLIFE INC DE 7.01,9.01 05/13/09 METTLER TOLEDO INTERNATIONAL INC/ DE 8.01,9.01 05/12/09 MGM MIRAGE DE 8.01,9.01 05/13/09 MIDDLEBY CORP DE 5.02,9.01 05/07/09 MIDWAY GAMES INC DE 8.01,9.01 05/08/09 MIPS TECHNOLOGIES INC DE 1.01,2.03,9.01 05/07/09 MONEY4GOLD HOLDINGS INC 1.01,2.01,3.02,5.02,5.03 05/07/09 Mueller Water Products, Inc. DE 5.02,9.01 05/12/09 NATIONAL BANKSHARES INC VA 7.01,8.01,9.01 05/13/09 NaturalNano , Inc. NV 1.01,2.03,9.01 05/13/09 NETWORK CN INC DE 5.02,9.01 05/13/09 New Concept Energy, Inc. NV 2.02,9.01 05/13/09 New Generation Biofuels Holdings, Inc FL 3.01,9.01 04/09/09 NEW YORK MORTGAGE TRUST INC MD 7.01,9.01 05/08/09 NewPage CORP DE 2.02,9.01 05/13/09 nFinanSe Inc. NV 1.01,2.03,3.02,3.03 05/07/09 NL INDUSTRIES INC NJ 7.01,9.01 05/12/09 Noble Corp / Switzerland V8 5.02 05/07/09 NUVEEN INVESTMENTS INC DE 2.02,9.01 05/13/09 NYSE Euronext DE 8.01,9.01 05/13/09 O CHARLEYS INC TN 5.03,9.01 05/13/09 OCCAM NETWORKS INC/DE DE 5.02,9.01 05/07/09 OPNET TECHNOLOGIES INC DE 2.02,8.01,9.01 05/13/09 Osiris CORP DE 2.04,9.01 05/09/09 OWENS ILLINOIS GROUP INC DE 1.01,2.03,7.01,9.01 05/12/09 P2 Solar, Inc. DE 1.01,1.02,9.01 05/07/09 Pacific Asia Petroleum Inc DE 5.02,9.01 05/12/09 PACIFIC MERCANTILE BANCORP CA 2.02,9.01 05/12/09 PATRIOT TRANSPORTATION HOLDING INC FL 2.02,9.01 05/06/09 PECO II INC OH 2.02,9.01 05/13/09 PETMED EXPRESS INC FL 8.01,9.01 05/11/09 PFSWEB INC DE 2.02 05/13/09 Phase Forward Inc DE 5.02,5.03,9.01 05/08/09 PHAZAR CORP DE 5.02,9.01 05/13/09 PHC INC /MA/ MA 2.02,9.01 05/13/09 PHH CORP MD 7.01,9.01 05/13/09 PINNACLE ENTERTAINMENT INC DE 4.01,9.01 05/12/09 AMEND PIXELWORKS, INC OR 7.01,9.01 05/13/09 PIZZA INN INC /MO/ MO 2.02,9.01 05/12/09 Point.360 CA 2.02,9.01 05/13/09 POPE RESOURCES LTD PARTNERSHIP DE 8.01,9.01 05/11/09 Power Medical Interventions, Inc. DE 2.02,9.01 05/13/09 POZEN INC /NC 8.01,9.01 05/13/09 PREMIER EXHIBITIONS, INC. 1.01,2.03,3.02,9.01 05/06/09 PREMIERWEST BANCORP OR 2.02,9.01 05/13/09 PRESIDENTIAL REALTY CORP/DE/ DE 2.02 05/13/09 Primoris Services CORP DE 2.02,9.01 05/13/09 PROGINET CORP DE 2.02,9.01 05/13/09 PROGRESSIVE CORP/OH/ OH 7.01,9.01 05/13/09 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 1.01 05/07/09 QUESTAR CORP UT 5.02 05/07/09 QUESTCOR PHARMACEUTICALS INC CA 8.01 05/12/09 RAMCO GERSHENSON PROPERTIES TRUST MD 1.01,9.01 05/12/09 REALOGY CORP DE 4.01,9.01 05/13/09 AMEND Reis, Inc. MD 2.02,9.01 05/08/09 REMINGTON ARMS CO INC/ DE 5.02 05/07/09 RGC RESOURCES INC VA 2.02,9.01 05/12/09 ROCK OF AGES CORP DE 2.02 05/12/08 Rock-Tenn CO GA 1.01,9.01 08/22/08 Rockville Financial Inc. 8.01 05/13/09 RODMAN & RENSHAW CAPITAL GROUP, INC. DE 2.02,9.01 05/13/09 Rosetta Resources Inc. DE 8.01,9.01 05/13/09 ROYAL CARIBBEAN CRUISES LTD 1.01,9.01 05/07/09 RR Donnelley & Sons Co DE 7.01,9.01 05/12/09 RUBIOS RESTAURANTS INC DE 2.02,9.01 05/13/09 SAN JOAQUIN BANCORP CA 5.02 05/12/09 SANDERS MORRIS HARRIS GROUP INC TX 1.01,1.02,2.01,2.03,2.06,9.01 05/11/09 SBT Bancorp, Inc. CT 8.01,9.01 05/13/09 SCBT FINANCIAL CORP SC 1.01,8.01,9.01 05/12/09 SCHAWK INC DE 2.02,9.01 05/12/09 Seagate Technology E9 2.05,7.01,9.01 05/13/09 SEPRACOR INC /DE/ DE 8.01 05/13/09 SERVICE CORPORATION INTERNATIONAL TX 7.01,9.01 05/13/09 Shengkai Innovations, Inc. FL 2.02,9.01 05/12/09 SILGAN HOLDINGS INC DE 1.01,2.03,9.01 05/12/09 SILICON GRAPHICS INC DE 2.01,8.01,9.01 05/07/09 SIRIUS XM RADIO INC. DE 5.02,9.01 05/13/09 SMITHFIELD FOODS INC VA 2.02,9.01 05/13/09 SMITHTOWN BANCORP INC NY 8.01,9.01 05/13/09 Socialwise, Inc. (formerly known as I CO 8.01 05/12/09 Socialwise, Inc. (formerly known as I CO 8.01 05/12/09 SOLTA MEDICAL INC DE 4.01,9.01 04/29/09 AMEND Soltera Mining Corp. NV 1.01,7.01,8.01,9.01 05/13/09 SONIC AUTOMOTIVE INC DE 1.01,2.01,2.03,3.02,9.01 05/07/09 SORL Auto Parts Inc DE 7.01,9.01 05/13/09 SOTHEBYS DE 2.02,9.01 05/07/09 SOUTHWALL TECHNOLOGIES INC /DE/ DE 2.02,9.01 05/13/09 SP Acquisition Holdings, Inc. NY 3.01,9.01 05/11/09 Spansion Inc. DE 2.02,5.02,9.01 05/07/09 SPARTAN STORES INC MI 2.02,9.01 05/13/09 Spectra Energy Corp. DE 5.03,9.01 05/08/09 SPEEDEMISSIONS INC FL 2.02,9.01 05/12/09 Spheris Inc. DE 2.02,9.01 05/13/09 SS&C TECHNOLOGIES INC DE 2.02,9.01 05/12/09 ST. LAWRENCE ENERGY CORP. DE 8.01,9.01 05/12/09 STAGE STORES INC NV 8.01,9.01 05/12/09 Stanley, Inc. DE 2.02,9.01 05/13/09 Stargold Mines, Inc. 5.02 03/27/09 State Auto Financial CORP OH 1.01,2.03,5.02,9.01 05/08/09 STEPHAN CO FL 4.01,9.01 04/28/09 AMEND STRATEGIC HOTELS & RESORTS, INC 2.02,9.01 05/07/09 Strategic Storage Trust, Inc. MD 8.01 05/13/09 Swank, Inc. DE 2.02,9.01 05/12/09 SYSTEMAX INC DE 2.02,9.01 05/12/09 Telanetix,Inc DE 2.02,9.01 05/13/09 TENET HEALTHCARE CORP NV 8.01,9.01 05/13/09 TIDEWATER INC DE 2.02,9.01 05/13/09 TIDEWATER INC DE 7.01,9.01 05/13/09 Transcept Pharmaceuticals Inc DE 2.02,9.01 05/13/09 TRANSGENOMIC INC DE 2.02,9.01 05/13/09 TRANSTECH INDUSTRIES INC DE 8.01 05/13/09 TRICO MARINE SERVICES INC DE 8.01,9.01 05/13/09 Triplecrown Acquisition Corp. DE 5.03,9.01 05/13/09 Trist Holdings, Inc. DE 4.01 05/13/09 TRUE TEMPER SPORTS INC 2.02,7.01,9.01 05/13/09 TXCO Resources Inc DE 7.01,9.01 05/13/09 U S GOLD CORP CO 1.01,9.01 05/12/09 ubroadcast, inc. DE 4.01,9.01 05/11/09 UDR, Inc. MD 3.02,5.02,9.01 05/13/09 UNION NATIONAL FINANCIAL CORP / PA PA 5.03,9.01 05/12/09 UNITED COMMUNITY FINANCIAL CORP OH 5.02 05/08/09 UNITED COMPONENTS INC DE 2.02,9.01 05/12/09 United Financial Bancorp, Inc. MD 8.01,9.01 05/13/09 UNITED INSURANCE HOLDINGS CORP. DE 2.02,9.01 05/13/09 UNIVERSAL HOSPITAL SERVICES INC MN 2.02,7.01,9.01 05/13/09 URS CORP /NEW/ DE 2.02,9.01 05/13/09 URSTADT BIDDLE PROPERTIES INC MD 8.01,9.01 05/13/09 US BANCORP \DE\ DE 7.01,9.01 05/13/09 US ENERGY CORP WY 8.01,9.01 05/13/09 USA VIDEO INTERACTIVE CORP WY 8.01,9.01 04/29/09 USA VIDEO INTERACTIVE CORP WY 8.01,9.01 05/12/09 VALLEY NATIONAL BANCORP NJ 5.03,9.01 05/11/09 Vantage Drilling CO E9 2.02,9.01 05/08/09 VERASUN ENERGY CORP 2.01,2.05,5.02,9.01 05/07/09 VERIZON COMMUNICATIONS INC DE 1.01,7.01,9.01 05/13/09 Vicor Technologies, Inc. DE 3.02 03/04/09 AMEND VIRTUS INVESTMENT PARTNERS, INC. DE 2.02,9.01 05/13/09 VIRTUSA CORP 2.02,9.01 05/13/09 VISHAY INTERTECHNOLOGY INC DE 5.02,9.01 05/13/09 VWR Funding, Inc. DE 7.01,9.01 05/13/09 WABASH NATIONAL CORP /DE DE 2.02,9.01 05/13/09 WELLS FARGO & CO/MN DE 8.01,9.01 05/08/09 Western Gas Partners LP DE 2.02,9.01 05/12/09 WHITE ELECTRONIC DESIGNS CORP ID 2.02,9.01 05/13/09 WHOLE FOODS MARKET INC TX 2.02,9.01 05/13/09 WINNER MEDICAL GROUP INC NV 2.02,9.01 05/13/09 X RITE INC MI 2.02,9.01 05/13/09 ZEBRA TECHNOLOGIES Corp 5.02,9.01 05/07/09 ZENITH NATIONAL INSURANCE CORP DE 8.01,9.01 05/12/09